Municipal securities :: markets, regulation, and disclosure /
With rapid globalisation, the world is more deeply interconnected than ever before. While this has its advantages, it also brings with it systemic risks that are only just being identified and understood.
Gespeichert in:
| Weitere Verfasser: | , |
|---|---|
| Format: | Elektronisch E-Book |
| Sprache: | English |
| Veröffentlicht: |
New York :
Nova Publishers,
[2013]
|
| Schriftenreihe: | Economic issues, problems and perspectives series.
|
| Schlagworte: | |
| Online-Zugang: | Volltext |
| Zusammenfassung: | With rapid globalisation, the world is more deeply interconnected than ever before. While this has its advantages, it also brings with it systemic risks that are only just being identified and understood. |
| Beschreibung: | 1 online resource. |
| Bibliographie: | Includes bibliographical references and index. |
| ISBN: | 9781622578214 162257821X |
Internformat
MARC
| LEADER | 00000cam a2200000 i 4500 | ||
|---|---|---|---|
| 001 | ZDB-4-EBU-ocn961912267 | ||
| 003 | OCoLC | ||
| 005 | 20241004212047.0 | ||
| 006 | m o d | ||
| 007 | cr ||||||||||| | ||
| 008 | 130207s2013 nyu ob 001 0 eng | ||
| 010 | |a 2020678508 | ||
| 040 | |a DLC |b eng |e rda |c DLC |d YDX |d EBLCP |d AGLDB |d STF |d N$T |d OCLCO |d OCLCQ |d OCLCO |d OCLCL |d OCLCQ | ||
| 019 | |a 961933562 | ||
| 020 | |a 9781622578214 |q (ebook) | ||
| 020 | |a 162257821X | ||
| 020 | |z 9781622578207 |q (hbk.) | ||
| 020 | |z 1622578201 | ||
| 035 | |a (OCoLC)961912267 |z (OCoLC)961933562 | ||
| 042 | |a pcc | ||
| 043 | |a n-us--- | ||
| 050 | 0 | 0 | |a HG4952 |
| 072 | 7 | |a BUS |x 027000 |2 bisacsh | |
| 082 | 7 | |a 332.63/2330973 |2 23 | |
| 049 | |a MAIN | ||
| 245 | 0 | 0 | |a Municipal securities : |b markets, regulation, and disclosure / |c Adam Harper and Franklin G. Lawson, editors. |
| 264 | 1 | |a New York : |b Nova Publishers, |c [2013] | |
| 300 | |a 1 online resource. | ||
| 336 | |a text |b txt |2 rdacontent | ||
| 337 | |a computer |b c |2 rdamedia | ||
| 338 | |a online resource |b cr |2 rdacarrier | ||
| 490 | 1 | |a Economic issues, problems and perspectives seires. | |
| 504 | |a Includes bibliographical references and index. | ||
| 588 | |a Description based on print version record. | ||
| 505 | 0 | |a Preface; Municipal Securities:; Overview of Market Structure, Pricing, and Regulation(; Abbreviations; Why GAO Did This Study; What GAO Recommends; What GAO Found; Background; Municipal Securities and Secondary Market Structure; Municipal Market Regulation; Municipal Securities Are Priced; in an Opaque Market That Favors; Better-Informed Participants; Among Other Factors, Broker-Dealers Use Information on Similar Securities to Assess the Relative Value of a Security and Determine Its Price; Individual Investors Generally Trade at Less Favorable Prices than Institutional Investors | |
| 505 | 8 | |a Individual Investors Generally Have Less Information and Expertise to Assess Prices than Institutional InvestorsInstitutional Investors Generally Have Access to More Sources; of Pretrade Price Information; Institutional Investors Can Access Post-trade Pricing Information through the EMMA Website, Bloomberg, and Their Broker-Dealers; Institutional Investors' Market Expertise Allows Them to Better Use Available Information to Assess Prices; SEC, MSRB, and Market Participants Are Considering Ways; to Improve Pretrade Price Transparency | |
| 505 | 8 | |a Regulators Oversee Compliance with MSRB Rules and Have Not Found Systemic Violations, but SEC's Monitoring Is LimitedMSRB Rules Govern Municipal Transaction Pricing, Reporting, and Clearance and Settlement; Regulators Use Various Methods to Monitor and Enforce Compliance with MSRB Pricing and Trade Reporting Rules; Regulators' Surveillance and Examinations Did Not Reveal Systemic Trade Pricing, Reporting, or Clearance; and Settlement Issues; Trade Pricing; Trade Reporting; Clearance and Settlement | |
| 505 | 8 | |a OCIE Has Not Inspected Key SROs' Municipal Activities since 2005 and Has Conducted Limited Monitoring of SRO Regulatory EffortsConclusion; Recommendation for Executive Action; Agency Comments and Our Evaluation; Appendix I. Potential Uses, Risks, and Oversight of Derivative Products in the Municipal Securities Market; Pursuant to the Dodd-Frank Act, CFTC Has Issued Rules Regulating Swap Dealers' Transactions with Municipal Issuers; Appendix II. Scope and Methodology; Appendix III. GAO Analysis of MSRB Trade; Data, 2005-2010 | |
| 505 | 8 | |a Appendix IV. Municipal Securities Rulemaking Board Expenses and Revenues Related to theMarket Information Transparency Programs; MSRB's Transparency Programs Make Municipal Data and Documents Publicly Available; Transparency Program Expenses Increased Significantly from Fiscal Years 2004 through 2010; MSRB Increased the Transaction Fee and Levied a New Technology Fee to Generate; Additional Revenues; Appendix V. Selected SEC Cases and Opinions Involving Excessive Municipal; Securities Markups and Markdowns; Appendix VI: Regulators' Policies and Procedures for Monitoring Compliance with | |
| 520 | |a With rapid globalisation, the world is more deeply interconnected than ever before. While this has its advantages, it also brings with it systemic risks that are only just being identified and understood. | ||
| 650 | 0 | |a Municipal bonds |z United States. | |
| 650 | 0 | |a Municipal bonds |x Law and legislation |z United States. | |
| 650 | 6 | |a Obligations municipales |z États-Unis. | |
| 650 | 7 | |a BUSINESS & ECONOMICS |x Finance. |2 bisacsh | |
| 650 | 7 | |a Municipal bonds |2 fast | |
| 650 | 7 | |a Municipal bonds |x Law and legislation |2 fast | |
| 651 | 7 | |a United States |2 fast | |
| 700 | 1 | |a Harper, Adam |q (Adam T. W.), |e editor. |0 http://id.loc.gov/authorities/names/no2009095557 | |
| 700 | 1 | |a Lawson, Franklin G., |e editor. | |
| 776 | 0 | 8 | |i Print version: |t Municipal securities |d New York : Nova Publishers, [2013] |z 9781622578207 (hbk.) |w (DLC) 2012406853 |
| 830 | 0 | |a Economic issues, problems and perspectives series. |0 http://id.loc.gov/authorities/names/no2009172263 | |
| 856 | 4 | 0 | |l FWS01 |p ZDB-4-EBU |q FWS_PDA_EBU |u https://search.ebscohost.com/login.aspx?direct=true&scope=site&db=nlebk&AN=1406204 |3 Volltext |
| 938 | |a YBP Library Services |b YANK |n 13238637 | ||
| 938 | |a EBSCOhost |b EBSC |n 1406204 | ||
| 938 | |a ProQuest Ebook Central |b EBLB |n EBL4743910 | ||
| 994 | |a 92 |b GEBAY | ||
| 912 | |a ZDB-4-EBU | ||
| 049 | |a DE-863 | ||
Datensatz im Suchindex
| DE-BY-FWS_katkey | ZDB-4-EBU-ocn961912267 |
|---|---|
| _version_ | 1816796924872753153 |
| adam_text | |
| any_adam_object | |
| author2 | Harper, Adam (Adam T. W.) Lawson, Franklin G. |
| author2_role | edt edt |
| author2_variant | a h ah f g l fg fgl |
| author_GND | http://id.loc.gov/authorities/names/no2009095557 |
| author_facet | Harper, Adam (Adam T. W.) Lawson, Franklin G. |
| building | Verbundindex |
| bvnumber | localFWS |
| callnumber-first | H - Social Science |
| callnumber-label | HG4952 |
| callnumber-raw | HG4952 |
| callnumber-search | HG4952 |
| callnumber-sort | HG 44952 |
| callnumber-subject | HG - Finance |
| collection | ZDB-4-EBU |
| contents | Preface; Municipal Securities:; Overview of Market Structure, Pricing, and Regulation(; Abbreviations; Why GAO Did This Study; What GAO Recommends; What GAO Found; Background; Municipal Securities and Secondary Market Structure; Municipal Market Regulation; Municipal Securities Are Priced; in an Opaque Market That Favors; Better-Informed Participants; Among Other Factors, Broker-Dealers Use Information on Similar Securities to Assess the Relative Value of a Security and Determine Its Price; Individual Investors Generally Trade at Less Favorable Prices than Institutional Investors Individual Investors Generally Have Less Information and Expertise to Assess Prices than Institutional InvestorsInstitutional Investors Generally Have Access to More Sources; of Pretrade Price Information; Institutional Investors Can Access Post-trade Pricing Information through the EMMA Website, Bloomberg, and Their Broker-Dealers; Institutional Investors' Market Expertise Allows Them to Better Use Available Information to Assess Prices; SEC, MSRB, and Market Participants Are Considering Ways; to Improve Pretrade Price Transparency Regulators Oversee Compliance with MSRB Rules and Have Not Found Systemic Violations, but SEC's Monitoring Is LimitedMSRB Rules Govern Municipal Transaction Pricing, Reporting, and Clearance and Settlement; Regulators Use Various Methods to Monitor and Enforce Compliance with MSRB Pricing and Trade Reporting Rules; Regulators' Surveillance and Examinations Did Not Reveal Systemic Trade Pricing, Reporting, or Clearance; and Settlement Issues; Trade Pricing; Trade Reporting; Clearance and Settlement OCIE Has Not Inspected Key SROs' Municipal Activities since 2005 and Has Conducted Limited Monitoring of SRO Regulatory EffortsConclusion; Recommendation for Executive Action; Agency Comments and Our Evaluation; Appendix I. Potential Uses, Risks, and Oversight of Derivative Products in the Municipal Securities Market; Pursuant to the Dodd-Frank Act, CFTC Has Issued Rules Regulating Swap Dealers' Transactions with Municipal Issuers; Appendix II. Scope and Methodology; Appendix III. GAO Analysis of MSRB Trade; Data, 2005-2010 Appendix IV. Municipal Securities Rulemaking Board Expenses and Revenues Related to theMarket Information Transparency Programs; MSRB's Transparency Programs Make Municipal Data and Documents Publicly Available; Transparency Program Expenses Increased Significantly from Fiscal Years 2004 through 2010; MSRB Increased the Transaction Fee and Levied a New Technology Fee to Generate; Additional Revenues; Appendix V. Selected SEC Cases and Opinions Involving Excessive Municipal; Securities Markups and Markdowns; Appendix VI: Regulators' Policies and Procedures for Monitoring Compliance with |
| ctrlnum | (OCoLC)961912267 |
| dewey-full | 332.63/2330973 |
| dewey-hundreds | 300 - Social sciences |
| dewey-ones | 332 - Financial economics |
| dewey-raw | 332.63/2330973 |
| dewey-search | 332.63/2330973 |
| dewey-sort | 3332.63 72330973 |
| dewey-tens | 330 - Economics |
| discipline | Wirtschaftswissenschaften |
| format | Electronic eBook |
| fullrecord | <?xml version="1.0" encoding="UTF-8"?><collection xmlns="http://www.loc.gov/MARC21/slim"><record><leader>05316cam a2200637 i 4500</leader><controlfield tag="001">ZDB-4-EBU-ocn961912267</controlfield><controlfield tag="003">OCoLC</controlfield><controlfield tag="005">20241004212047.0</controlfield><controlfield tag="006">m o d </controlfield><controlfield tag="007">cr |||||||||||</controlfield><controlfield tag="008">130207s2013 nyu ob 001 0 eng </controlfield><datafield tag="010" ind1=" " ind2=" "><subfield code="a"> 2020678508</subfield></datafield><datafield tag="040" ind1=" " ind2=" "><subfield code="a">DLC</subfield><subfield code="b">eng</subfield><subfield code="e">rda</subfield><subfield code="c">DLC</subfield><subfield code="d">YDX</subfield><subfield code="d">EBLCP</subfield><subfield code="d">AGLDB</subfield><subfield code="d">STF</subfield><subfield code="d">N$T</subfield><subfield code="d">OCLCO</subfield><subfield code="d">OCLCQ</subfield><subfield code="d">OCLCO</subfield><subfield code="d">OCLCL</subfield><subfield code="d">OCLCQ</subfield></datafield><datafield tag="019" ind1=" " ind2=" "><subfield code="a">961933562</subfield></datafield><datafield tag="020" ind1=" " ind2=" "><subfield code="a">9781622578214</subfield><subfield code="q">(ebook)</subfield></datafield><datafield tag="020" ind1=" " ind2=" "><subfield code="a">162257821X</subfield></datafield><datafield tag="020" ind1=" " ind2=" "><subfield code="z">9781622578207</subfield><subfield code="q">(hbk.)</subfield></datafield><datafield tag="020" ind1=" " ind2=" "><subfield code="z">1622578201</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(OCoLC)961912267</subfield><subfield code="z">(OCoLC)961933562</subfield></datafield><datafield tag="042" ind1=" " ind2=" "><subfield code="a">pcc</subfield></datafield><datafield tag="043" ind1=" " ind2=" "><subfield code="a">n-us---</subfield></datafield><datafield tag="050" ind1="0" ind2="0"><subfield code="a">HG4952</subfield></datafield><datafield tag="072" ind1=" " ind2="7"><subfield code="a">BUS</subfield><subfield code="x">027000</subfield><subfield code="2">bisacsh</subfield></datafield><datafield tag="082" ind1="7" ind2=" "><subfield code="a">332.63/2330973</subfield><subfield code="2">23</subfield></datafield><datafield tag="049" ind1=" " ind2=" "><subfield code="a">MAIN</subfield></datafield><datafield tag="245" ind1="0" ind2="0"><subfield code="a">Municipal securities :</subfield><subfield code="b">markets, regulation, and disclosure /</subfield><subfield code="c">Adam Harper and Franklin G. Lawson, editors.</subfield></datafield><datafield tag="264" ind1=" " ind2="1"><subfield code="a">New York :</subfield><subfield code="b">Nova Publishers,</subfield><subfield code="c">[2013]</subfield></datafield><datafield tag="300" ind1=" " ind2=" "><subfield code="a">1 online resource.</subfield></datafield><datafield tag="336" ind1=" " ind2=" "><subfield code="a">text</subfield><subfield code="b">txt</subfield><subfield code="2">rdacontent</subfield></datafield><datafield tag="337" ind1=" " ind2=" "><subfield code="a">computer</subfield><subfield code="b">c</subfield><subfield code="2">rdamedia</subfield></datafield><datafield tag="338" ind1=" " ind2=" "><subfield code="a">online resource</subfield><subfield code="b">cr</subfield><subfield code="2">rdacarrier</subfield></datafield><datafield tag="490" ind1="1" ind2=" "><subfield code="a">Economic issues, problems and perspectives seires.</subfield></datafield><datafield tag="504" ind1=" " ind2=" "><subfield code="a">Includes bibliographical references and index.</subfield></datafield><datafield tag="588" ind1=" " ind2=" "><subfield code="a">Description based on print version record.</subfield></datafield><datafield tag="505" ind1="0" ind2=" "><subfield code="a">Preface; Municipal Securities:; Overview of Market Structure, Pricing, and Regulation(; Abbreviations; Why GAO Did This Study; What GAO Recommends; What GAO Found; Background; Municipal Securities and Secondary Market Structure; Municipal Market Regulation; Municipal Securities Are Priced; in an Opaque Market That Favors; Better-Informed Participants; Among Other Factors, Broker-Dealers Use Information on Similar Securities to Assess the Relative Value of a Security and Determine Its Price; Individual Investors Generally Trade at Less Favorable Prices than Institutional Investors</subfield></datafield><datafield tag="505" ind1="8" ind2=" "><subfield code="a">Individual Investors Generally Have Less Information and Expertise to Assess Prices than Institutional InvestorsInstitutional Investors Generally Have Access to More Sources; of Pretrade Price Information; Institutional Investors Can Access Post-trade Pricing Information through the EMMA Website, Bloomberg, and Their Broker-Dealers; Institutional Investors' Market Expertise Allows Them to Better Use Available Information to Assess Prices; SEC, MSRB, and Market Participants Are Considering Ways; to Improve Pretrade Price Transparency</subfield></datafield><datafield tag="505" ind1="8" ind2=" "><subfield code="a">Regulators Oversee Compliance with MSRB Rules and Have Not Found Systemic Violations, but SEC's Monitoring Is LimitedMSRB Rules Govern Municipal Transaction Pricing, Reporting, and Clearance and Settlement; Regulators Use Various Methods to Monitor and Enforce Compliance with MSRB Pricing and Trade Reporting Rules; Regulators' Surveillance and Examinations Did Not Reveal Systemic Trade Pricing, Reporting, or Clearance; and Settlement Issues; Trade Pricing; Trade Reporting; Clearance and Settlement</subfield></datafield><datafield tag="505" ind1="8" ind2=" "><subfield code="a">OCIE Has Not Inspected Key SROs' Municipal Activities since 2005 and Has Conducted Limited Monitoring of SRO Regulatory EffortsConclusion; Recommendation for Executive Action; Agency Comments and Our Evaluation; Appendix I. Potential Uses, Risks, and Oversight of Derivative Products in the Municipal Securities Market; Pursuant to the Dodd-Frank Act, CFTC Has Issued Rules Regulating Swap Dealers' Transactions with Municipal Issuers; Appendix II. Scope and Methodology; Appendix III. GAO Analysis of MSRB Trade; Data, 2005-2010</subfield></datafield><datafield tag="505" ind1="8" ind2=" "><subfield code="a">Appendix IV. Municipal Securities Rulemaking Board Expenses and Revenues Related to theMarket Information Transparency Programs; MSRB's Transparency Programs Make Municipal Data and Documents Publicly Available; Transparency Program Expenses Increased Significantly from Fiscal Years 2004 through 2010; MSRB Increased the Transaction Fee and Levied a New Technology Fee to Generate; Additional Revenues; Appendix V. Selected SEC Cases and Opinions Involving Excessive Municipal; Securities Markups and Markdowns; Appendix VI: Regulators' Policies and Procedures for Monitoring Compliance with</subfield></datafield><datafield tag="520" ind1=" " ind2=" "><subfield code="a">With rapid globalisation, the world is more deeply interconnected than ever before. While this has its advantages, it also brings with it systemic risks that are only just being identified and understood.</subfield></datafield><datafield tag="650" ind1=" " ind2="0"><subfield code="a">Municipal bonds</subfield><subfield code="z">United States.</subfield></datafield><datafield tag="650" ind1=" " ind2="0"><subfield code="a">Municipal bonds</subfield><subfield code="x">Law and legislation</subfield><subfield code="z">United States.</subfield></datafield><datafield tag="650" ind1=" " ind2="6"><subfield code="a">Obligations municipales</subfield><subfield code="z">États-Unis.</subfield></datafield><datafield tag="650" ind1=" " ind2="7"><subfield code="a">BUSINESS & ECONOMICS</subfield><subfield code="x">Finance.</subfield><subfield code="2">bisacsh</subfield></datafield><datafield tag="650" ind1=" " ind2="7"><subfield code="a">Municipal bonds</subfield><subfield code="2">fast</subfield></datafield><datafield tag="650" ind1=" " ind2="7"><subfield code="a">Municipal bonds</subfield><subfield code="x">Law and legislation</subfield><subfield code="2">fast</subfield></datafield><datafield tag="651" ind1=" " ind2="7"><subfield code="a">United States</subfield><subfield code="2">fast</subfield></datafield><datafield tag="700" ind1="1" ind2=" "><subfield code="a">Harper, Adam</subfield><subfield code="q">(Adam T. W.),</subfield><subfield code="e">editor.</subfield><subfield code="0">http://id.loc.gov/authorities/names/no2009095557</subfield></datafield><datafield tag="700" ind1="1" ind2=" "><subfield code="a">Lawson, Franklin G.,</subfield><subfield code="e">editor.</subfield></datafield><datafield tag="776" ind1="0" ind2="8"><subfield code="i">Print version:</subfield><subfield code="t">Municipal securities</subfield><subfield code="d">New York : Nova Publishers, [2013]</subfield><subfield code="z">9781622578207 (hbk.)</subfield><subfield code="w">(DLC) 2012406853</subfield></datafield><datafield tag="830" ind1=" " ind2="0"><subfield code="a">Economic issues, problems and perspectives series.</subfield><subfield code="0">http://id.loc.gov/authorities/names/no2009172263</subfield></datafield><datafield tag="856" ind1="4" ind2="0"><subfield code="l">FWS01</subfield><subfield code="p">ZDB-4-EBU</subfield><subfield code="q">FWS_PDA_EBU</subfield><subfield code="u">https://search.ebscohost.com/login.aspx?direct=true&scope=site&db=nlebk&AN=1406204</subfield><subfield code="3">Volltext</subfield></datafield><datafield tag="938" ind1=" " ind2=" "><subfield code="a">YBP Library Services</subfield><subfield code="b">YANK</subfield><subfield code="n">13238637</subfield></datafield><datafield tag="938" ind1=" " ind2=" "><subfield code="a">EBSCOhost</subfield><subfield code="b">EBSC</subfield><subfield code="n">1406204</subfield></datafield><datafield tag="938" ind1=" " ind2=" "><subfield code="a">ProQuest Ebook Central</subfield><subfield code="b">EBLB</subfield><subfield code="n">EBL4743910</subfield></datafield><datafield tag="994" ind1=" " ind2=" "><subfield code="a">92</subfield><subfield code="b">GEBAY</subfield></datafield><datafield tag="912" ind1=" " ind2=" "><subfield code="a">ZDB-4-EBU</subfield></datafield><datafield tag="049" ind1=" " ind2=" "><subfield code="a">DE-863</subfield></datafield></record></collection> |
| geographic | United States fast |
| geographic_facet | United States |
| id | ZDB-4-EBU-ocn961912267 |
| illustrated | Not Illustrated |
| indexdate | 2024-11-26T14:49:25Z |
| institution | BVB |
| isbn | 9781622578214 162257821X |
| language | English |
| lccn | 2020678508 |
| oclc_num | 961912267 |
| open_access_boolean | |
| owner | MAIN DE-863 DE-BY-FWS |
| owner_facet | MAIN DE-863 DE-BY-FWS |
| physical | 1 online resource. |
| psigel | ZDB-4-EBU |
| publishDate | 2013 |
| publishDateSearch | 2013 |
| publishDateSort | 2013 |
| publisher | Nova Publishers, |
| record_format | marc |
| series | Economic issues, problems and perspectives series. |
| series2 | Economic issues, problems and perspectives seires. |
| spelling | Municipal securities : markets, regulation, and disclosure / Adam Harper and Franklin G. Lawson, editors. New York : Nova Publishers, [2013] 1 online resource. text txt rdacontent computer c rdamedia online resource cr rdacarrier Economic issues, problems and perspectives seires. Includes bibliographical references and index. Description based on print version record. Preface; Municipal Securities:; Overview of Market Structure, Pricing, and Regulation(; Abbreviations; Why GAO Did This Study; What GAO Recommends; What GAO Found; Background; Municipal Securities and Secondary Market Structure; Municipal Market Regulation; Municipal Securities Are Priced; in an Opaque Market That Favors; Better-Informed Participants; Among Other Factors, Broker-Dealers Use Information on Similar Securities to Assess the Relative Value of a Security and Determine Its Price; Individual Investors Generally Trade at Less Favorable Prices than Institutional Investors Individual Investors Generally Have Less Information and Expertise to Assess Prices than Institutional InvestorsInstitutional Investors Generally Have Access to More Sources; of Pretrade Price Information; Institutional Investors Can Access Post-trade Pricing Information through the EMMA Website, Bloomberg, and Their Broker-Dealers; Institutional Investors' Market Expertise Allows Them to Better Use Available Information to Assess Prices; SEC, MSRB, and Market Participants Are Considering Ways; to Improve Pretrade Price Transparency Regulators Oversee Compliance with MSRB Rules and Have Not Found Systemic Violations, but SEC's Monitoring Is LimitedMSRB Rules Govern Municipal Transaction Pricing, Reporting, and Clearance and Settlement; Regulators Use Various Methods to Monitor and Enforce Compliance with MSRB Pricing and Trade Reporting Rules; Regulators' Surveillance and Examinations Did Not Reveal Systemic Trade Pricing, Reporting, or Clearance; and Settlement Issues; Trade Pricing; Trade Reporting; Clearance and Settlement OCIE Has Not Inspected Key SROs' Municipal Activities since 2005 and Has Conducted Limited Monitoring of SRO Regulatory EffortsConclusion; Recommendation for Executive Action; Agency Comments and Our Evaluation; Appendix I. Potential Uses, Risks, and Oversight of Derivative Products in the Municipal Securities Market; Pursuant to the Dodd-Frank Act, CFTC Has Issued Rules Regulating Swap Dealers' Transactions with Municipal Issuers; Appendix II. Scope and Methodology; Appendix III. GAO Analysis of MSRB Trade; Data, 2005-2010 Appendix IV. Municipal Securities Rulemaking Board Expenses and Revenues Related to theMarket Information Transparency Programs; MSRB's Transparency Programs Make Municipal Data and Documents Publicly Available; Transparency Program Expenses Increased Significantly from Fiscal Years 2004 through 2010; MSRB Increased the Transaction Fee and Levied a New Technology Fee to Generate; Additional Revenues; Appendix V. Selected SEC Cases and Opinions Involving Excessive Municipal; Securities Markups and Markdowns; Appendix VI: Regulators' Policies and Procedures for Monitoring Compliance with With rapid globalisation, the world is more deeply interconnected than ever before. While this has its advantages, it also brings with it systemic risks that are only just being identified and understood. Municipal bonds United States. Municipal bonds Law and legislation United States. Obligations municipales États-Unis. BUSINESS & ECONOMICS Finance. bisacsh Municipal bonds fast Municipal bonds Law and legislation fast United States fast Harper, Adam (Adam T. W.), editor. http://id.loc.gov/authorities/names/no2009095557 Lawson, Franklin G., editor. Print version: Municipal securities New York : Nova Publishers, [2013] 9781622578207 (hbk.) (DLC) 2012406853 Economic issues, problems and perspectives series. http://id.loc.gov/authorities/names/no2009172263 FWS01 ZDB-4-EBU FWS_PDA_EBU https://search.ebscohost.com/login.aspx?direct=true&scope=site&db=nlebk&AN=1406204 Volltext |
| spellingShingle | Municipal securities : markets, regulation, and disclosure / Economic issues, problems and perspectives series. Preface; Municipal Securities:; Overview of Market Structure, Pricing, and Regulation(; Abbreviations; Why GAO Did This Study; What GAO Recommends; What GAO Found; Background; Municipal Securities and Secondary Market Structure; Municipal Market Regulation; Municipal Securities Are Priced; in an Opaque Market That Favors; Better-Informed Participants; Among Other Factors, Broker-Dealers Use Information on Similar Securities to Assess the Relative Value of a Security and Determine Its Price; Individual Investors Generally Trade at Less Favorable Prices than Institutional Investors Individual Investors Generally Have Less Information and Expertise to Assess Prices than Institutional InvestorsInstitutional Investors Generally Have Access to More Sources; of Pretrade Price Information; Institutional Investors Can Access Post-trade Pricing Information through the EMMA Website, Bloomberg, and Their Broker-Dealers; Institutional Investors' Market Expertise Allows Them to Better Use Available Information to Assess Prices; SEC, MSRB, and Market Participants Are Considering Ways; to Improve Pretrade Price Transparency Regulators Oversee Compliance with MSRB Rules and Have Not Found Systemic Violations, but SEC's Monitoring Is LimitedMSRB Rules Govern Municipal Transaction Pricing, Reporting, and Clearance and Settlement; Regulators Use Various Methods to Monitor and Enforce Compliance with MSRB Pricing and Trade Reporting Rules; Regulators' Surveillance and Examinations Did Not Reveal Systemic Trade Pricing, Reporting, or Clearance; and Settlement Issues; Trade Pricing; Trade Reporting; Clearance and Settlement OCIE Has Not Inspected Key SROs' Municipal Activities since 2005 and Has Conducted Limited Monitoring of SRO Regulatory EffortsConclusion; Recommendation for Executive Action; Agency Comments and Our Evaluation; Appendix I. Potential Uses, Risks, and Oversight of Derivative Products in the Municipal Securities Market; Pursuant to the Dodd-Frank Act, CFTC Has Issued Rules Regulating Swap Dealers' Transactions with Municipal Issuers; Appendix II. Scope and Methodology; Appendix III. GAO Analysis of MSRB Trade; Data, 2005-2010 Appendix IV. Municipal Securities Rulemaking Board Expenses and Revenues Related to theMarket Information Transparency Programs; MSRB's Transparency Programs Make Municipal Data and Documents Publicly Available; Transparency Program Expenses Increased Significantly from Fiscal Years 2004 through 2010; MSRB Increased the Transaction Fee and Levied a New Technology Fee to Generate; Additional Revenues; Appendix V. Selected SEC Cases and Opinions Involving Excessive Municipal; Securities Markups and Markdowns; Appendix VI: Regulators' Policies and Procedures for Monitoring Compliance with Municipal bonds United States. Municipal bonds Law and legislation United States. Obligations municipales États-Unis. BUSINESS & ECONOMICS Finance. bisacsh Municipal bonds fast Municipal bonds Law and legislation fast |
| title | Municipal securities : markets, regulation, and disclosure / |
| title_auth | Municipal securities : markets, regulation, and disclosure / |
| title_exact_search | Municipal securities : markets, regulation, and disclosure / |
| title_full | Municipal securities : markets, regulation, and disclosure / Adam Harper and Franklin G. Lawson, editors. |
| title_fullStr | Municipal securities : markets, regulation, and disclosure / Adam Harper and Franklin G. Lawson, editors. |
| title_full_unstemmed | Municipal securities : markets, regulation, and disclosure / Adam Harper and Franklin G. Lawson, editors. |
| title_short | Municipal securities : |
| title_sort | municipal securities markets regulation and disclosure |
| title_sub | markets, regulation, and disclosure / |
| topic | Municipal bonds United States. Municipal bonds Law and legislation United States. Obligations municipales États-Unis. BUSINESS & ECONOMICS Finance. bisacsh Municipal bonds fast Municipal bonds Law and legislation fast |
| topic_facet | Municipal bonds United States. Municipal bonds Law and legislation United States. Obligations municipales États-Unis. BUSINESS & ECONOMICS Finance. Municipal bonds Municipal bonds Law and legislation United States |
| url | https://search.ebscohost.com/login.aspx?direct=true&scope=site&db=nlebk&AN=1406204 |
| work_keys_str_mv | AT harperadam municipalsecuritiesmarketsregulationanddisclosure AT lawsonfrankling municipalsecuritiesmarketsregulationanddisclosure |