The changing function of compliance: a handbook to managing regulatory risk
As risks arising within the business environment grow in size and complexity, so too do the regulatory requirements put in place to manage them. The pace of regulatory change is itself a significant business risk, and compliance departments are under increasing pressure to keep up with the change an...
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
London ; New York
Routledge, Taylor & Francis Group
2024
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| Ausgabe: | second edition |
| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis |
| Zusammenfassung: | As risks arising within the business environment grow in size and complexity, so too do the regulatory requirements put in place to manage them. The pace of regulatory change is itself a significant business risk, and compliance departments are under increasing pressure to keep up with the change and adapt their organisations accordingly. This new edition of what has become an indispensable guide to regulation compliance brings readers up to date with changing areas of focus and provides guidance for regulated firms and regulators alike.The Changing Function of Compliance considers the relationship between regulation and compliance as well as key influences on both, offering insight into the effectiveness of current approaches and addressing practical compliance challenges. It explains the purpose and development of regulatory risk management and the existing regulatory environment, and provides a detailed exploration of the compliance function, explaining how the role might be strengthened and how best to approach the role to enable it to be effective. This practical and accessible handbook includes a mix of hands-on advice, examples and research based on the experiences of practitioners, educators and regulators drawn from across a wide range of jurisdictions and sectors.This book is an essential read, whether you are concerned about the growing and changing implications of regulatory risk, the benefit of leveraging additional value from your compliance function or your own compliance role or ways of transforming and sustaining the function to ensure its continued relevance to the business |
| Beschreibung: | x, 293 Seiten Illustrationen |
| ISBN: | 9781032555775 9781032556482 |
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| 520 | |a As risks arising within the business environment grow in size and complexity, so too do the regulatory requirements put in place to manage them. The pace of regulatory change is itself a significant business risk, and compliance departments are under increasing pressure to keep up with the change and adapt their organisations accordingly. This new edition of what has become an indispensable guide to regulation compliance brings readers up to date with changing areas of focus and provides guidance for regulated firms and regulators alike.The Changing Function of Compliance considers the relationship between regulation and compliance as well as key influences on both, offering insight into the effectiveness of current approaches and addressing practical compliance challenges. It explains the purpose and development of regulatory risk management and the existing regulatory environment, and provides a detailed exploration of the compliance function, explaining how the role might be strengthened and how best to approach the role to enable it to be effective. This practical and accessible handbook includes a mix of hands-on advice, examples and research based on the experiences of practitioners, educators and regulators drawn from across a wide range of jurisdictions and sectors.This book is an essential read, whether you are concerned about the growing and changing implications of regulatory risk, the benefit of leveraging additional value from your compliance function or your own compliance role or ways of transforming and sustaining the function to ensure its continued relevance to the business | ||
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Datensatz im Suchindex
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Contents List ofFigures Foreword Dedication and Thanks Acknowledgements Introduction vii ix xi xiii 1 PARTI Compliance Context 7 1 Regulation and Risk 2 Influences and Influencers 25 3 Regulatory Risk Management 53 9 PART II Compliance Focus 75 4 The Compliance Environment 5 The Compliance Framework 101 6 Compliance Activities and Approach 137 77 PART III Compliance Development 163 7 Why Compliance Matters Now 165 8 Compliance Challenges 187
vi 9 CONTENTS Enabling the Compliance Function 209 Conclusion 235 Appendix 1 Influential Bodies Appendix 2 Associations, Organisations and Professional Bodies Appendix 3 Compliance Function - Best Practice Guidance Appendix 4 A Sector- and Jurisdiction-Focused Example of Scandals, Investigations, Compliance Related Findings, Fines, Reports, Recommendations, Action Appendix 5 Spotlight onthe Compliance Officer Bibliography Index 239 245 255 257 267 277 289 |
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| spelling | Ward, Sharon Verfasser (DE-588)1079980598 aut The changing function of compliance a handbook to managing regulatory risk Sharon Ward second edition London ; New York Routledge, Taylor & Francis Group 2024 x, 293 Seiten Illustrationen txt rdacontent n rdamedia nc rdacarrier As risks arising within the business environment grow in size and complexity, so too do the regulatory requirements put in place to manage them. The pace of regulatory change is itself a significant business risk, and compliance departments are under increasing pressure to keep up with the change and adapt their organisations accordingly. This new edition of what has become an indispensable guide to regulation compliance brings readers up to date with changing areas of focus and provides guidance for regulated firms and regulators alike.The Changing Function of Compliance considers the relationship between regulation and compliance as well as key influences on both, offering insight into the effectiveness of current approaches and addressing practical compliance challenges. It explains the purpose and development of regulatory risk management and the existing regulatory environment, and provides a detailed exploration of the compliance function, explaining how the role might be strengthened and how best to approach the role to enable it to be effective. This practical and accessible handbook includes a mix of hands-on advice, examples and research based on the experiences of practitioners, educators and regulators drawn from across a wide range of jurisdictions and sectors.This book is an essential read, whether you are concerned about the growing and changing implications of regulatory risk, the benefit of leveraging additional value from your compliance function or your own compliance role or ways of transforming and sustaining the function to ensure its continued relevance to the business bicssc / Business strategy bicssc / Security services bicssc / Management accounting & bookkeeping bicssc / Management of specific areas bisacsh / BUSINESS & ECONOMICS / Corporate Governance bisacsh / BUSINESS & ECONOMICS / Accounting / Financial bisacsh / BUSINESS & ECONOMICS / General Erscheint auch als Online-Ausgabe 978-1-003-43130-5 Digitalisierung UB Bamberg - ADAM Catalogue Enrichment application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=034966925&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Ward, Sharon The changing function of compliance a handbook to managing regulatory risk bicssc / Business strategy bicssc / Security services bicssc / Management accounting & bookkeeping bicssc / Management of specific areas bisacsh / BUSINESS & ECONOMICS / Corporate Governance bisacsh / BUSINESS & ECONOMICS / Accounting / Financial bisacsh / BUSINESS & ECONOMICS / General |
| title | The changing function of compliance a handbook to managing regulatory risk |
| title_auth | The changing function of compliance a handbook to managing regulatory risk |
| title_exact_search | The changing function of compliance a handbook to managing regulatory risk |
| title_exact_search_txtP | The changing function of compliance a handbook to managing regulatory risk |
| title_full | The changing function of compliance a handbook to managing regulatory risk Sharon Ward |
| title_fullStr | The changing function of compliance a handbook to managing regulatory risk Sharon Ward |
| title_full_unstemmed | The changing function of compliance a handbook to managing regulatory risk Sharon Ward |
| title_short | The changing function of compliance |
| title_sort | the changing function of compliance a handbook to managing regulatory risk |
| title_sub | a handbook to managing regulatory risk |
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