The Enforcement of Securities Law in China: A Law and Economics Assessment
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Elektronisch E-Book |
| Sprache: | English |
| Veröffentlicht: |
Singapore
Springer Singapore Pte. Limited
2022
|
| Schlagworte: | |
| Online-Zugang: | HWR01 |
| Beschreibung: | Description based on publisher supplied metadata and other sources |
| Beschreibung: | 1 Online-Ressource (157 Seiten) |
| ISBN: | 9789811909047 |
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| 505 | 8 | |a Intro -- Contents -- About the Author -- 1 Introduction -- References -- 2 Law, Enforcement and Securities Market Development -- 2.1 Legal Determinants of Securities Market Development -- 2.2 The Rise of "Enforcement Matters Hypothesis" -- 2.2.1 Theoretical Discussions Concerning Securities Law Enforcement -- 2.2.2 Case Study: American Private Enforcement Regime -- 2.2.3 Case Study: American Public Enforcement Regime -- 2.3 The Law and Finance of Securities Law Enforcement in China -- 2.3.1 Public Enforcement of Securities Law in China -- 2.3.2 Private Enforcement of Securities Law in China -- 2.3.3 Preliminary Reflections on the Securities Law Enforcement in China -- References -- 3 China's Securities Market and Anti-Securities-Fraud "Law on the Book" -- 3.1 The Establishment of National Stock Exchanges and the Quota Regulation -- 3.2 Securities Law of 1998 and the Merit Regulation -- 3.3 Securities Law of 2005 and the Split Share Reform -- 3.4 The Registration Reform and Securities Law of 2019 -- 3.5 Securities Law of 2019 and Anti-Securities-Fraud Rules -- 3.5.1 Disclosure Obligation and the Liability for Misrepresentations -- 3.5.2 The Prohibition of Insider Trading and the Liability of Inside Traders -- 3.5.3 The Prohibition of Market Manipulation and the Liability of Manipulators -- References -- 4 Public Enforcement Initiated by the CSRC and Its Regional Offices -- 4.1 CSRC and Its Enforcement Proceedings -- 4.2 Enforcement Inputs of the CSRC -- 4.3 Enforcement Outputs of the CSRC -- 4.3.1 Enforcement Outputs at Commission Level -- 4.3.2 Enforcement Outputs at the Regional Office Level -- 4.4 Is CSRC's Enforcement Action Biased? -- 4.4.1 Hypotheses and Sample -- 4.4.2 Empirical Findings -- 4.5 Is CSRC's Enforcement Action "Toothless"? -- 4.5.1 Hypothesis Development -- 4.5.2 Sample Description | |
| 505 | 8 | |a 4.5.3 Stock Market Reactions to Enforcement Actions -- References -- 5 Complementary Public Enforcement Proceedings -- 5.1 Alternative Enforcement Proceedings Administered by the CSRC -- 5.1.1 Prioritized Compensation Scheme -- 5.1.2 Administrative Settlement Regime -- 5.2 Enforcement Efforts of the Stock Exchanges -- 5.3 Enforcement Efforts of the Securities Association of China -- 5.4 Enforcement Efforts of the Ministry of Finance -- 5.5 Criminal Enforcement Proceedings -- 5.6 Is Public Enforcement of the CSRC and Stock Exchanges Responsive? -- 5.6.1 The Categorical Analysis of the Enforcement Outputs -- 5.6.2 The Tested Hypotheses -- 5.6.3 Empirical Findings -- References -- 6 SPC's 2003 Provisions and the Collective Action Problem of Securities Litigation -- 6.1 Institutional Background -- 6.2 The Enforcement Outputs of Securities Litigation -- 6.3 The Calculation of the Tortious Compensation -- 6.4 Collective Action Hypothesis, Sample and Identification -- 6.5 Empirical Findings -- References -- 7 Securities Law of 2019 and the Enhanced Private Enforcement Regime -- 7.1 Securities Law of 2019 and Multidimensional Securities Litigation System -- 7.2 Regular Representative Litigation: Wuyang Case -- 7.2.1 The Corporate Bond Sector and Wu Yang Misrepresentation Case -- 7.2.2 The Debatable Elements About the Compensation Awarded -- 7.3 Special Representative Litigation -- 7.3.1 China Securities Investor Services Centre -- 7.3.2 The Specialized Financial Court -- 7.3.3 Kangmei Case -- 7.4 Stock Market Reactions to the Private Enforcement Reform -- 7.4.1 The Hypothesis, Identification Strategy and Sample -- 7.4.2 Market Responses to SPC's 2020 Provisions -- 7.4.3 Market Responses to Wuyang Case and Kangmei Case -- 7.5 Alternative Dispute Resolution for Securities Fraudulent Misconducts -- References -- 8 Conclusion | |
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Datensatz im Suchindex
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| contents | Intro -- Contents -- About the Author -- 1 Introduction -- References -- 2 Law, Enforcement and Securities Market Development -- 2.1 Legal Determinants of Securities Market Development -- 2.2 The Rise of "Enforcement Matters Hypothesis" -- 2.2.1 Theoretical Discussions Concerning Securities Law Enforcement -- 2.2.2 Case Study: American Private Enforcement Regime -- 2.2.3 Case Study: American Public Enforcement Regime -- 2.3 The Law and Finance of Securities Law Enforcement in China -- 2.3.1 Public Enforcement of Securities Law in China -- 2.3.2 Private Enforcement of Securities Law in China -- 2.3.3 Preliminary Reflections on the Securities Law Enforcement in China -- References -- 3 China's Securities Market and Anti-Securities-Fraud "Law on the Book" -- 3.1 The Establishment of National Stock Exchanges and the Quota Regulation -- 3.2 Securities Law of 1998 and the Merit Regulation -- 3.3 Securities Law of 2005 and the Split Share Reform -- 3.4 The Registration Reform and Securities Law of 2019 -- 3.5 Securities Law of 2019 and Anti-Securities-Fraud Rules -- 3.5.1 Disclosure Obligation and the Liability for Misrepresentations -- 3.5.2 The Prohibition of Insider Trading and the Liability of Inside Traders -- 3.5.3 The Prohibition of Market Manipulation and the Liability of Manipulators -- References -- 4 Public Enforcement Initiated by the CSRC and Its Regional Offices -- 4.1 CSRC and Its Enforcement Proceedings -- 4.2 Enforcement Inputs of the CSRC -- 4.3 Enforcement Outputs of the CSRC -- 4.3.1 Enforcement Outputs at Commission Level -- 4.3.2 Enforcement Outputs at the Regional Office Level -- 4.4 Is CSRC's Enforcement Action Biased? -- 4.4.1 Hypotheses and Sample -- 4.4.2 Empirical Findings -- 4.5 Is CSRC's Enforcement Action "Toothless"? -- 4.5.1 Hypothesis Development -- 4.5.2 Sample Description 4.5.3 Stock Market Reactions to Enforcement Actions -- References -- 5 Complementary Public Enforcement Proceedings -- 5.1 Alternative Enforcement Proceedings Administered by the CSRC -- 5.1.1 Prioritized Compensation Scheme -- 5.1.2 Administrative Settlement Regime -- 5.2 Enforcement Efforts of the Stock Exchanges -- 5.3 Enforcement Efforts of the Securities Association of China -- 5.4 Enforcement Efforts of the Ministry of Finance -- 5.5 Criminal Enforcement Proceedings -- 5.6 Is Public Enforcement of the CSRC and Stock Exchanges Responsive? -- 5.6.1 The Categorical Analysis of the Enforcement Outputs -- 5.6.2 The Tested Hypotheses -- 5.6.3 Empirical Findings -- References -- 6 SPC's 2003 Provisions and the Collective Action Problem of Securities Litigation -- 6.1 Institutional Background -- 6.2 The Enforcement Outputs of Securities Litigation -- 6.3 The Calculation of the Tortious Compensation -- 6.4 Collective Action Hypothesis, Sample and Identification -- 6.5 Empirical Findings -- References -- 7 Securities Law of 2019 and the Enhanced Private Enforcement Regime -- 7.1 Securities Law of 2019 and Multidimensional Securities Litigation System -- 7.2 Regular Representative Litigation: Wuyang Case -- 7.2.1 The Corporate Bond Sector and Wu Yang Misrepresentation Case -- 7.2.2 The Debatable Elements About the Compensation Awarded -- 7.3 Special Representative Litigation -- 7.3.1 China Securities Investor Services Centre -- 7.3.2 The Specialized Financial Court -- 7.3.3 Kangmei Case -- 7.4 Stock Market Reactions to the Private Enforcement Reform -- 7.4.1 The Hypothesis, Identification Strategy and Sample -- 7.4.2 Market Responses to SPC's 2020 Provisions -- 7.4.3 Market Responses to Wuyang Case and Kangmei Case -- 7.5 Alternative Dispute Resolution for Securities Fraudulent Misconducts -- References -- 8 Conclusion |
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| discipline | Wirtschaftswissenschaften |
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| spelling | Xu, Wenming Verfasser aut The Enforcement of Securities Law in China A Law and Economics Assessment Singapore Springer Singapore Pte. Limited 2022 ©2022 1 Online-Ressource (157 Seiten) txt rdacontent c rdamedia cr rdacarrier Description based on publisher supplied metadata and other sources Intro -- Contents -- About the Author -- 1 Introduction -- References -- 2 Law, Enforcement and Securities Market Development -- 2.1 Legal Determinants of Securities Market Development -- 2.2 The Rise of "Enforcement Matters Hypothesis" -- 2.2.1 Theoretical Discussions Concerning Securities Law Enforcement -- 2.2.2 Case Study: American Private Enforcement Regime -- 2.2.3 Case Study: American Public Enforcement Regime -- 2.3 The Law and Finance of Securities Law Enforcement in China -- 2.3.1 Public Enforcement of Securities Law in China -- 2.3.2 Private Enforcement of Securities Law in China -- 2.3.3 Preliminary Reflections on the Securities Law Enforcement in China -- References -- 3 China's Securities Market and Anti-Securities-Fraud "Law on the Book" -- 3.1 The Establishment of National Stock Exchanges and the Quota Regulation -- 3.2 Securities Law of 1998 and the Merit Regulation -- 3.3 Securities Law of 2005 and the Split Share Reform -- 3.4 The Registration Reform and Securities Law of 2019 -- 3.5 Securities Law of 2019 and Anti-Securities-Fraud Rules -- 3.5.1 Disclosure Obligation and the Liability for Misrepresentations -- 3.5.2 The Prohibition of Insider Trading and the Liability of Inside Traders -- 3.5.3 The Prohibition of Market Manipulation and the Liability of Manipulators -- References -- 4 Public Enforcement Initiated by the CSRC and Its Regional Offices -- 4.1 CSRC and Its Enforcement Proceedings -- 4.2 Enforcement Inputs of the CSRC -- 4.3 Enforcement Outputs of the CSRC -- 4.3.1 Enforcement Outputs at Commission Level -- 4.3.2 Enforcement Outputs at the Regional Office Level -- 4.4 Is CSRC's Enforcement Action Biased? -- 4.4.1 Hypotheses and Sample -- 4.4.2 Empirical Findings -- 4.5 Is CSRC's Enforcement Action "Toothless"? -- 4.5.1 Hypothesis Development -- 4.5.2 Sample Description 4.5.3 Stock Market Reactions to Enforcement Actions -- References -- 5 Complementary Public Enforcement Proceedings -- 5.1 Alternative Enforcement Proceedings Administered by the CSRC -- 5.1.1 Prioritized Compensation Scheme -- 5.1.2 Administrative Settlement Regime -- 5.2 Enforcement Efforts of the Stock Exchanges -- 5.3 Enforcement Efforts of the Securities Association of China -- 5.4 Enforcement Efforts of the Ministry of Finance -- 5.5 Criminal Enforcement Proceedings -- 5.6 Is Public Enforcement of the CSRC and Stock Exchanges Responsive? -- 5.6.1 The Categorical Analysis of the Enforcement Outputs -- 5.6.2 The Tested Hypotheses -- 5.6.3 Empirical Findings -- References -- 6 SPC's 2003 Provisions and the Collective Action Problem of Securities Litigation -- 6.1 Institutional Background -- 6.2 The Enforcement Outputs of Securities Litigation -- 6.3 The Calculation of the Tortious Compensation -- 6.4 Collective Action Hypothesis, Sample and Identification -- 6.5 Empirical Findings -- References -- 7 Securities Law of 2019 and the Enhanced Private Enforcement Regime -- 7.1 Securities Law of 2019 and Multidimensional Securities Litigation System -- 7.2 Regular Representative Litigation: Wuyang Case -- 7.2.1 The Corporate Bond Sector and Wu Yang Misrepresentation Case -- 7.2.2 The Debatable Elements About the Compensation Awarded -- 7.3 Special Representative Litigation -- 7.3.1 China Securities Investor Services Centre -- 7.3.2 The Specialized Financial Court -- 7.3.3 Kangmei Case -- 7.4 Stock Market Reactions to the Private Enforcement Reform -- 7.4.1 The Hypothesis, Identification Strategy and Sample -- 7.4.2 Market Responses to SPC's 2020 Provisions -- 7.4.3 Market Responses to Wuyang Case and Kangmei Case -- 7.5 Alternative Dispute Resolution for Securities Fraudulent Misconducts -- References -- 8 Conclusion Securities-China Securities industry-Law and legislation Securities Erscheint auch als Druck-Ausgabe Xu, Wenming The Enforcement of Securities Law in China Singapore : Springer Singapore Pte. Limited,c2022 9789811909030 |
| spellingShingle | Xu, Wenming The Enforcement of Securities Law in China A Law and Economics Assessment Intro -- Contents -- About the Author -- 1 Introduction -- References -- 2 Law, Enforcement and Securities Market Development -- 2.1 Legal Determinants of Securities Market Development -- 2.2 The Rise of "Enforcement Matters Hypothesis" -- 2.2.1 Theoretical Discussions Concerning Securities Law Enforcement -- 2.2.2 Case Study: American Private Enforcement Regime -- 2.2.3 Case Study: American Public Enforcement Regime -- 2.3 The Law and Finance of Securities Law Enforcement in China -- 2.3.1 Public Enforcement of Securities Law in China -- 2.3.2 Private Enforcement of Securities Law in China -- 2.3.3 Preliminary Reflections on the Securities Law Enforcement in China -- References -- 3 China's Securities Market and Anti-Securities-Fraud "Law on the Book" -- 3.1 The Establishment of National Stock Exchanges and the Quota Regulation -- 3.2 Securities Law of 1998 and the Merit Regulation -- 3.3 Securities Law of 2005 and the Split Share Reform -- 3.4 The Registration Reform and Securities Law of 2019 -- 3.5 Securities Law of 2019 and Anti-Securities-Fraud Rules -- 3.5.1 Disclosure Obligation and the Liability for Misrepresentations -- 3.5.2 The Prohibition of Insider Trading and the Liability of Inside Traders -- 3.5.3 The Prohibition of Market Manipulation and the Liability of Manipulators -- References -- 4 Public Enforcement Initiated by the CSRC and Its Regional Offices -- 4.1 CSRC and Its Enforcement Proceedings -- 4.2 Enforcement Inputs of the CSRC -- 4.3 Enforcement Outputs of the CSRC -- 4.3.1 Enforcement Outputs at Commission Level -- 4.3.2 Enforcement Outputs at the Regional Office Level -- 4.4 Is CSRC's Enforcement Action Biased? -- 4.4.1 Hypotheses and Sample -- 4.4.2 Empirical Findings -- 4.5 Is CSRC's Enforcement Action "Toothless"? -- 4.5.1 Hypothesis Development -- 4.5.2 Sample Description 4.5.3 Stock Market Reactions to Enforcement Actions -- References -- 5 Complementary Public Enforcement Proceedings -- 5.1 Alternative Enforcement Proceedings Administered by the CSRC -- 5.1.1 Prioritized Compensation Scheme -- 5.1.2 Administrative Settlement Regime -- 5.2 Enforcement Efforts of the Stock Exchanges -- 5.3 Enforcement Efforts of the Securities Association of China -- 5.4 Enforcement Efforts of the Ministry of Finance -- 5.5 Criminal Enforcement Proceedings -- 5.6 Is Public Enforcement of the CSRC and Stock Exchanges Responsive? -- 5.6.1 The Categorical Analysis of the Enforcement Outputs -- 5.6.2 The Tested Hypotheses -- 5.6.3 Empirical Findings -- References -- 6 SPC's 2003 Provisions and the Collective Action Problem of Securities Litigation -- 6.1 Institutional Background -- 6.2 The Enforcement Outputs of Securities Litigation -- 6.3 The Calculation of the Tortious Compensation -- 6.4 Collective Action Hypothesis, Sample and Identification -- 6.5 Empirical Findings -- References -- 7 Securities Law of 2019 and the Enhanced Private Enforcement Regime -- 7.1 Securities Law of 2019 and Multidimensional Securities Litigation System -- 7.2 Regular Representative Litigation: Wuyang Case -- 7.2.1 The Corporate Bond Sector and Wu Yang Misrepresentation Case -- 7.2.2 The Debatable Elements About the Compensation Awarded -- 7.3 Special Representative Litigation -- 7.3.1 China Securities Investor Services Centre -- 7.3.2 The Specialized Financial Court -- 7.3.3 Kangmei Case -- 7.4 Stock Market Reactions to the Private Enforcement Reform -- 7.4.1 The Hypothesis, Identification Strategy and Sample -- 7.4.2 Market Responses to SPC's 2020 Provisions -- 7.4.3 Market Responses to Wuyang Case and Kangmei Case -- 7.5 Alternative Dispute Resolution for Securities Fraudulent Misconducts -- References -- 8 Conclusion Securities-China Securities industry-Law and legislation Securities |
| title | The Enforcement of Securities Law in China A Law and Economics Assessment |
| title_auth | The Enforcement of Securities Law in China A Law and Economics Assessment |
| title_exact_search | The Enforcement of Securities Law in China A Law and Economics Assessment |
| title_exact_search_txtP | The Enforcement of Securities Law in China A Law and Economics Assessment |
| title_full | The Enforcement of Securities Law in China A Law and Economics Assessment |
| title_fullStr | The Enforcement of Securities Law in China A Law and Economics Assessment |
| title_full_unstemmed | The Enforcement of Securities Law in China A Law and Economics Assessment |
| title_short | The Enforcement of Securities Law in China |
| title_sort | the enforcement of securities law in china a law and economics assessment |
| title_sub | A Law and Economics Assessment |
| topic | Securities-China Securities industry-Law and legislation Securities |
| topic_facet | Securities-China Securities industry-Law and legislation Securities |
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