Stricto Sensu Investor Protection under MiFID II: A Systematic Overview of Articles 24-30
This study analyses Articles 24-30 of Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 "on markets in financial instruments" (MiFID II), which govern, as of January 2018, the most important aspects of investor protection of clients to whom credit institutio...
Gespeichert in:
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| Format: | Elektronisch E-Book |
| Sprache: | English |
| Veröffentlicht: |
Newcastle-upon-Tyne
Cambridge Scholars Publisher
2018
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| Schlagworte: | |
| Online-Zugang: | HWR01 |
| Zusammenfassung: | This study analyses Articles 24-30 of Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 "on markets in financial instruments" (MiFID II), which govern, as of January 2018, the most important aspects of investor protection of clients to whom credit institutions and investment firms provide investment services. These Articles contain code-of-conduct and product governance rules, which constitute cornerstones of contemporary EU capital markets law as shaped to address the weaknesses revealed in capital markets' micro-prudential regulation and supervision after the recent international financial crisis of 2007-2009. The book concisely identifies the elements of continuity and change in relation to the repealed Directive 2004/39/EC (MiFID I), while also presenting the detailed delegated acts of the European Commission and Guidelines of the European Securities and Markets Authority (ESMA), which were adopted on the basis of Articles 24-30 MiFID II. |
| Beschreibung: | Description based on publisher supplied metadata and other sources |
| Beschreibung: | 1 Online-Ressource (248 Seiten) |
| ISBN: | 9781527515680 |
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| 505 | 8 | |a Intro -- Table of Contents -- Analytical Table of Contents -- List of Tables -- Introduction -- Chapter One -- A. Primary source -- B. Relevant horizontal provisions of MiFID II -- Chapter Two -- A. General principles -- B. In particular: information to clients -- Chapter Three -- A. Assessment of suitability of persons employed by institutions -- B. Assessment of suitability and appropriateness of investment services and financial instruments provided to clients -- C. Reporting to clients -- Chapter Four -- A. Obligation to execute orders on terms most favourable to the client -- B. Client order handling rules -- Chapter Five -- Appendices -- Bibliography | |
| 520 | |a This study analyses Articles 24-30 of Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 "on markets in financial instruments" (MiFID II), which govern, as of January 2018, the most important aspects of investor protection of clients to whom credit institutions and investment firms provide investment services. These Articles contain code-of-conduct and product governance rules, which constitute cornerstones of contemporary EU capital markets law as shaped to address the weaknesses revealed in capital markets' micro-prudential regulation and supervision after the recent international financial crisis of 2007-2009. The book concisely identifies the elements of continuity and change in relation to the repealed Directive 2004/39/EC (MiFID I), while also presenting the detailed delegated acts of the European Commission and Guidelines of the European Securities and Markets Authority (ESMA), which were adopted on the basis of Articles 24-30 MiFID II. | ||
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Datensatz im Suchindex
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| contents | Intro -- Table of Contents -- Analytical Table of Contents -- List of Tables -- Introduction -- Chapter One -- A. Primary source -- B. Relevant horizontal provisions of MiFID II -- Chapter Two -- A. General principles -- B. In particular: information to clients -- Chapter Three -- A. Assessment of suitability of persons employed by institutions -- B. Assessment of suitability and appropriateness of investment services and financial instruments provided to clients -- C. Reporting to clients -- Chapter Four -- A. Obligation to execute orders on terms most favourable to the client -- B. Client order handling rules -- Chapter Five -- Appendices -- Bibliography |
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| dewey-full | 346.436480922 |
| dewey-hundreds | 300 - Social sciences |
| dewey-ones | 346 - Private law |
| dewey-raw | 346.436480922 |
| dewey-search | 346.436480922 |
| dewey-sort | 3346.436480922 |
| dewey-tens | 340 - Law |
| discipline | Rechtswissenschaft |
| discipline_str_mv | Rechtswissenschaft |
| format | Electronic eBook |
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| id | DE-604.BV047697701 |
| illustrated | Not Illustrated |
| index_date | 2024-07-03T18:58:07Z |
| indexdate | 2024-07-10T09:19:26Z |
| institution | BVB |
| isbn | 9781527515680 |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-033081665 |
| oclc_num | 1046634143 |
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| physical | 1 Online-Ressource (248 Seiten) |
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| spelling | Publisher, Cambridge Scholars Verfasser aut Stricto Sensu Investor Protection under MiFID II A Systematic Overview of Articles 24-30 Newcastle-upon-Tyne Cambridge Scholars Publisher 2018 ©2018 1 Online-Ressource (248 Seiten) txt rdacontent c rdamedia cr rdacarrier Description based on publisher supplied metadata and other sources Intro -- Table of Contents -- Analytical Table of Contents -- List of Tables -- Introduction -- Chapter One -- A. Primary source -- B. Relevant horizontal provisions of MiFID II -- Chapter Two -- A. General principles -- B. In particular: information to clients -- Chapter Three -- A. Assessment of suitability of persons employed by institutions -- B. Assessment of suitability and appropriateness of investment services and financial instruments provided to clients -- C. Reporting to clients -- Chapter Four -- A. Obligation to execute orders on terms most favourable to the client -- B. Client order handling rules -- Chapter Five -- Appendices -- Bibliography This study analyses Articles 24-30 of Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 "on markets in financial instruments" (MiFID II), which govern, as of January 2018, the most important aspects of investor protection of clients to whom credit institutions and investment firms provide investment services. These Articles contain code-of-conduct and product governance rules, which constitute cornerstones of contemporary EU capital markets law as shaped to address the weaknesses revealed in capital markets' micro-prudential regulation and supervision after the recent international financial crisis of 2007-2009. The book concisely identifies the elements of continuity and change in relation to the repealed Directive 2004/39/EC (MiFID I), while also presenting the detailed delegated acts of the European Commission and Guidelines of the European Securities and Markets Authority (ESMA), which were adopted on the basis of Articles 24-30 MiFID II. Investments-Law and legislation-Europe Erscheint auch als Druck-Ausgabe Publisher, Cambridge Scholars Stricto Sensu Investor Protection under MiFID II Newcastle-upon-Tyne : Cambridge Scholars Publisher,c2018 9781527511286 |
| spellingShingle | Publisher, Cambridge Scholars Stricto Sensu Investor Protection under MiFID II A Systematic Overview of Articles 24-30 Intro -- Table of Contents -- Analytical Table of Contents -- List of Tables -- Introduction -- Chapter One -- A. Primary source -- B. Relevant horizontal provisions of MiFID II -- Chapter Two -- A. General principles -- B. In particular: information to clients -- Chapter Three -- A. Assessment of suitability of persons employed by institutions -- B. Assessment of suitability and appropriateness of investment services and financial instruments provided to clients -- C. Reporting to clients -- Chapter Four -- A. Obligation to execute orders on terms most favourable to the client -- B. Client order handling rules -- Chapter Five -- Appendices -- Bibliography Investments-Law and legislation-Europe |
| title | Stricto Sensu Investor Protection under MiFID II A Systematic Overview of Articles 24-30 |
| title_auth | Stricto Sensu Investor Protection under MiFID II A Systematic Overview of Articles 24-30 |
| title_exact_search | Stricto Sensu Investor Protection under MiFID II A Systematic Overview of Articles 24-30 |
| title_exact_search_txtP | Stricto Sensu Investor Protection under MiFID II A Systematic Overview of Articles 24-30 |
| title_full | Stricto Sensu Investor Protection under MiFID II A Systematic Overview of Articles 24-30 |
| title_fullStr | Stricto Sensu Investor Protection under MiFID II A Systematic Overview of Articles 24-30 |
| title_full_unstemmed | Stricto Sensu Investor Protection under MiFID II A Systematic Overview of Articles 24-30 |
| title_short | Stricto Sensu Investor Protection under MiFID II |
| title_sort | stricto sensu investor protection under mifid ii a systematic overview of articles 24 30 |
| title_sub | A Systematic Overview of Articles 24-30 |
| topic | Investments-Law and legislation-Europe |
| topic_facet | Investments-Law and legislation-Europe |
| work_keys_str_mv | AT publishercambridgescholars strictosensuinvestorprotectionundermifidiiasystematicoverviewofarticles2430 |