Federalism in China and Russia: story of success and story of failure?
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Format: | Buch |
Sprache: | English |
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Cheltenham, UK ; Northampton, MA, USA
EE, Edward Elgar Publishing
[2019]
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Schriftenreihe: | Studies in fiscal federalism and state-local finance
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Beschreibung: | Titel und Verantwortlichkeitsangabe von der Landingpage, da keine Titelseite |
Beschreibung: | vi, 223 Seiten Diagramme |
ISBN: | 9781788972185 |
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adam_text | Contents List of abbreviations 1 vi Introduction 1 2 Fiscal federalism 8 3 Bureaucratic incentives 39 4 Information, monitoring and control 5 The local state 70 101 6 Logic of divergence 139 7 167 Conclusion References Index 176 217 v
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Index anti-corruption campaigns effects 82-9 Argentinian federalism 143 arrear crisis phenomenon 28 Aushev, Ruslan 56 authoritarian federalism 1,2,5 authoritarian regimes 74, 96, 104, 152, 168, 172, 173 bureaucratic 145 competitive and hegemonic 116-17 developmental autocracies 137 functioning of 118 institutional autocracies 118 modernization 145 research on 140, 174-5 authoritarian states 91, 102, 170, 172-4 comparative perspective 173 decentralization as tool 141 future research 174-5 paradigmatic decentralization 141 principal-agent problem 5, 71-3 beliefs and ideologies, in divergence 154-7 Belykh, Nikita 83 boundary control 103, 110, 115 Brezhnev, Leonid 47 bureaucratic authoritarian regimes 145 bureaucratic incentives Communist bureaucracy 43-7 overview of 39-41 regional administration in Russia and China 41-3 bureaucratic integration 146 cadre responsibility system 52 CCP see Chinese Communist Party center-periphery relations 3, 47, 101, 139, 140, 153, 158, 159, 164, 168, 174 center-regional relations 1, 2 Chinese 3-4, 6, 14, 30 fiscal equalization mechanism 24 Russian 3, 4, 57, 78 tax administration 30 central government as principal 73-4 centralizers 143 Central Organization Department (COD) 74-5 China Development Bank 36 Chinese bureaucracy 49 Chinese Communist Party (CCP) 45 Central Commission for Discipline Inspection 82-3 Central Organization Department 74-5 Chinese developmental local state from developmental to clientelist local states 130-31 embedded autonomy model 128 Great Leap Forward 127 historical roots China under Mao 126-7 Ming and Qing dynasties 125
during republican period 125-6 household responsibility system 127 local mafia states 131 local state corporatism 129 model emulation experiments 126 overview of 123-5 return of local state 127-30 Xiaoping, Deng 127-30 The Chinese Mayor (drama) 76 Chinese model of authoritarian federalism 1 217
218 Federalism in China and Russia of center-regional relations 3-4, 6, 14, 30 Chinese Politburo 73 COD see Central Organization Department color revolutions 65 Communist bureaucracy 43-7 comparative perspective authoritarian states 173 decentralization cycle 171 decentralization-recentralization cycle 171-2 fence-breaking concept 171 Institutional Revolutionary Party 173 Kazakhstan vs. Vietnam 170-73 war of laws 171 comparative research strategy 1 competitive authoritarian regimes 116-17 compulsory retirement 53-4 Confucianism 157 conservative Communist forces 108 cooperative federation 27 Cultural Revolution 46-8, 50-52, 54, 127, 142 decentralization cycle 171 decentralization-recentralization cycle 171-2 “democracy with adjectives” concept 116 democratic forces 108 developmental autocracies 137 Dewey, John 126 discretionary grants 21 Don’t Cry, Tai Lake (Xiaolong) 61 dual federation 26-7 Dubrovsky, Boris 81 economic complexity and geography 161—4 economic performance in China 2, 4 in Russia 2 elections vs. appointments 55-8 gubernatorial 55, 57-8, 64, 66, 97, 116, 123, 173, 174 embedded autonomy model 128 ethnicity 147-51 affirmative action empire 151 ethnic regions 149-50 national consciousness 151 non-ethnic territories 149 parade of sovereignties 148 revolutionary moment 151 expenditure and revenue decentralization 1985 reform 12 1988 reform 12 1994 reform 12 fiscal decline 12 Hayekian competition 13-14 laboratory federalism 14 market preserving federalism 11 May Decrees 17-18 model budgets 17 separating tax system 12 sub-national governments in China 9-Ю, 12 fiscal
contracting system 11 regulatory decentralization 15 residual claim 10 in Russia 10-11, 16 substantial regulatory autonomy 13 unfunded expenditure mandates 17 Unified State Exam 18 war of laws 15 Federal Security Service (FSB) 80, 81 Federal Treasury 27, 34 feedback mechanisms 90-98 feeding system 41 fence-breaking concept 171 FFSR see Fund for Financial Support of the Regions fiscal constitution 8 fiscal contracting system 11, 12 fiscal decline 12, 29 fiscal equalization mechanisms 20-26 center-regional relation 24
Index in China 24-6 discretionary grants 21 interregional inequality 20 megaprojects 25 negative effect of 23 in Russia 20-24 tax away revenues 23 transfer system 25 fiscal federalism 4 expenditure and revenue decentralization 9-18 fiscal equalization mechanisms 20-26 intergovernmental grants 20-26 non-tax revenue 30-33 overview of 8-9 public debt 33-7 regional protectionism 30-33 tax collection and administration 26-30 tax legislation authority 18-20 formal bureaucratic institutions 2 formal evaluation criteria 58-9 formal rules of institution selections in China compulsory retirement 53-4 new performance criteria 49-50 one-level down appointment 50-51 performance contracts 51-3 retirement rules 50 step-wise appointment system 49 three-level down appointment 51 two-level down appointment 50-51 in Russia elections vs appointments 55-8 formal evaluation criteria 58-9 FSB see Federal Security Service Fund for Financial Support of the Regions (FFSR) 21, 22 Gayzer, Vyacheslav 83 genetic planning 156 Gogol, Nikolai 42 Gorbachev, Mikhail 106 govemability approach 156 219 “The Government Inspector” (Gogol) 42 grand design models 170 Great Leap Forward 127 gubernatorial elections 55, 57-8, 64, 66, 97, 116, 123, 173, 174 Hale, Henry 65 Hayekian competition 13-14 hegemonic authoritarian regimes 116-17 Heilmann, Sebastian 6 homophily 62 household responsibility system 127 IBLACS see International Business Leaders’ Advisory Council for Shanghai Ilyumzhinov, Kirsan 106 informal performance criteria in China 60-64 homophily 62 provincial-level party secretaries 63 regional economic
performance 62-3 in Russia 64—7 color revolutions 65 party of power concept 65 informal pseudo-voluntary contributions 136 informational autocracies 168 information asymmetry 72, 73, 122 information collection strategies feedback mechanisms 90-98 internet 90-98 new technologies 98-9 polls and public opinion surveys 96-8 selective censorship 90-98 specialized governmental agencies 74-89 institutional autocracies 118 Institutional Revolutionary Party 173 intergovernmental grants 20-26 internal offshorization 20
220 Federalism in China and Russia International Business Leaders’ Advisory Council for Shanghai (IBLACS) 88 internet 90-98 extremist activities 92 major websites and resources 92 monitoring social expression 94 single register 92 troll factories 93-4 Yarovaya law 93 Jinping, Xi 5, 6, 41, 68-9, 82, 86, 87, 89, 118, 132, 165, 169 Kadyrov, Ramzan 113, 124 Kai-shek, Chiang 44 Kazakhstan 170-73 Keqiang, Li 89 Khrushchev, Nikita 46, 139 Kolbin, Gennadiy 106 Kolokoltsev, Vladimir 81 Krug, Barbara 140 Kunaev, Dinmukhamed 106 Kuznetsov, Lev 82 laboratory federalism 14 law enforcement agencies 85 law enforcement system 84 Levchenko, Sergei 57 LGFVs see local government funding vehicles liberal democracy 115 Libman, Alexander 140 Li, Wan 127 local developmental state see Chinese developmental local state; Russian sub-national political regimes; sub-national political regimes local government funding vehicles (LGFVs) 36 local mafia states 131 local state corporatism 129 logic of divergence beliefs and ideologies 154-7 economic complexity 161^1 economic geography 161-4 ethnicity 147-51 affirmative action empire 151 ethnic regions 149-50 national consciousness 151 non-ethnic territories 149 parade of sovereignties 148 revolutionary moment 151 mutual learning 158-61 natural resources 151-3 overview of 139—40 political organization 140-47 authoritarian states 141 bureaucratic integration 146 decentralization benefits 141-2 proponents of decentralization 142-3 Riker’s theory of federalism 143 vertical elite networks 144 resource curse effect 153 Luzhkov, Yuri 56, 64, 79, 81, 144 Made in
China (Meisen) 61 Manifestations of Bureaucracy (Zedong) 48 Markelov, Leonid 83 market preserving federalism 11, 32 Matviyenko, Valentina 78 May Decrees 17-18 Meisen, Zhou 61 Men, Mikhail 81 Ming Dynasty 42 Ministry of the Interior (MVD) 80, 81 Minzer, Carl 6 model budgets 17 model emulation experiments 126 monetary surrogates 28 mutual learning 158-61 MVD see Ministry of the Interior National Bureau of Statistics (NBS) 75 National Supervisory Commission (NSC) 82-3 natural resources 151-3 NBS see National Bureau of Statistics neican system, selective censorship 90-91
Index non-tax revenues 30-33 NSC see National Supervisory Commission one-level down appointment 50-51 para-police forces 134 party of power concept 65 People’s Economy Councils 46 performance contracts 51-3 cadre responsibility system 52 “red ví experts” debate 52 target responsibility system 52 performance-related incentives 1, 45, 53 political organization 140—47 authoritarian states 141 bureaucratic integration 146 decentralization benefits 141-2 proponents of decentralization 142-3 Riker’s theory of federalism 143 vertical elite networks 144 polls and public opinion surveys 96-8 principal-agent problem 98, 133, 136 central government and regional administrations 70 central research question 1 central state 41 information asymmetry 72, 73 large authoritarian states 5, 71-3 in multi-task settings 72 in single-task settings 72 provincial-level party secretaries 63 provincial protectionism 32, 33, 37, 152, 159 Prussian bureaucracy 73 public debt economic crisis 35 local government funding vehicles 36 regional 34-5 state-owned banks 34, 35, 36 sub-national governments 36-7 at sub-national level 33-4 Putin, Vladimir 56, 57, 84-5, 93, 95, 111, 112 221 Qing Dynasty 42 Rakhimov, Murtaza 56, 106 regime-focused point of view 119 regional administration feeding system 41 lack of control 42 Ming and Qing dynasties 42 in Russia and China 41-3 regional economic performance 62-3 regional protectionism 30-33 regional public debt 34-5 regulatory decentralization 15 residual claim, sub-national governments 10 resource curse effect 153 revenue decentralization see expenditure and revenue
decentralization Riker’s theory of federalism 143 Rongji, Zhu 88 Russian Federal Antitrust Service 33 Russian Federation 2, 15, 21, 27, 56, 79, 107, 111, 112, 148, 154, 155, 160, 162, 172 Russian model of center-regional relations 3, 4, 57, 78 Russian patterns of resistance 131-6 meritocratic, performance-oriented bureaucracy 131-2 official taxes 135 para-police forces 134 pseudo-voluntary contributions 135-6 unforeseen consequences 133 voluntary contributions 135 Russian sub-national political regimes centralization 111-13 existence of sub-national political regimes 117-22 institutional autocracies 118 ordinary times and extraordinary circumstances 120, 121 regime-focused point of view 119 regime transition 117 Varangians and 119-21
222 Federalism in China and Russia imperfect democracies/autocracies 115-17 boundary control 115 “democracy with adjectives” concept 116 liberal democracy 115 variety of authoritarian regimes 117 institutional variation across regions 105-6 policy consequences 113-15 political regimes of 1990s 106-11 agency factors 110 conscious and unconscious forms 109 ethnic composition 110 formal political institutions 107 informal governance practices 107 modernization 108 political transition 109 structural explanations 109 survival of political regimes in 2000s 111-13 selective censorship 90-98 separating tax system 12 Serdyukov, Anatoliy 83 Shaimiev, Mintimer 56, 106 sleeping institution (Russian federalism) 113 Slyunyayev, Igor 82 Sobyanin, Sergey 78 social credit score 98 Soloviev, Alexander 83 specialized governmental agencies 74-89 American Chamber of Commerce 88 anti-corruption campaigns effects 82-9 authoritarian regimes 74 Central Organization Department (COD) 74-5 Chinese bureaucratic system 75 data on economic and social performance 79 Federal Security Service (FSB) 80, 81 IB LACS 88 law enforcement agencies 85 Ministry of the Interior (MVD) 80, 81 National Bureau of Statistics of China 75 National Supervisory Commission (NSC) 82-3 palochnaya sistema (stick/ticking system) 80-81 prudent data manipulation 77-8 spontaneous institutional design 37 stability of cadres 47 state-corroding federalism 33 state-owned banks 34, 35, 36 State Tax Bureau 29, 30 strategic tax collection 28 step-wise appointment system 49 Stroyev, Yegor 81 sub-national governments in China 9-Ю, 12 fiscal
contracting system 11 public debt 36-7 regulatory decentralization 15 residual claim 10 in Russia 10-11, 16 substantial regulatory autonomy 13 tax rates and tax bases 19 unfunded expenditure mandates 17 sub-national political regimes 5, 101 boundary control 103 conceptual evolution 102-5 democratic/autocratic 105 Russian see Russian sub-national regimes universe of concepts 104 substantial regulatory autonomy 13 target responsibility system 52 tax away revenues 23 tax collection and administration 26-30 arrear crisis phenomenon 28 cooperative federation 27 dual federation 26-7
Index monetary surrogates 28 State Tax Bureau 29, 30 strategic tax collection 28 tax farming 29 tax farming 29 tax legislation authority 18-20 centralization of 19 development zones 20 internal offshores 19 internal offshorization 20 offshore zones 19-20 teleological planning 156 three-level down appointment 51 township and village enterprises (TVEs) 31, 32, 128 transfer system 25 Treisman, Daniel 97 troll factories, internet 93-4 Trutnev, Yuri 81 Tuleev, Aman 135 TVEs see township and village enterprises two-level down appointment 50-51 Ulyukayev, Alexei 83 223 Unified State Exam 18 unitarian federation 27 Vargas, Gentuilo 172 vertical elite networks 144 vertical of power 56 Vietnam 170-73 war of laws 15, 171 Xiaolong, Qiu 61 Xiaoping, Deng 1, 48, 49, 68, 86, 127, 142 Xishan, Yan 126 Xuecun, Murong 99 Yakovlev, Vladimir 56 Yanbo, Geng 76 Yarovaya law 93 Yongkang, Zhou 146 Yuan Dynasty 1,71 Yuxiang, Feng 126 Zedong, Mao 46, 48, 49, 126, 127 Zubarevich, Natalia 153 Bayerisch·) StMtabibUothrt f
|
any_adam_object | 1 |
author | Libman, Alexander 1981- Rochlitz, Michael |
author_GND | (DE-588)132180766 (DE-588)1169085210 |
author_facet | Libman, Alexander 1981- Rochlitz, Michael |
author_role | aut aut |
author_sort | Libman, Alexander 1981- |
author_variant | a l al m r mr |
building | Verbundindex |
bvnumber | BV045531873 |
classification_rvk | ME 8000 MH 50960 MG 85960 |
ctrlnum | (OCoLC)1107343889 (DE-599)BVBBV045531873 |
discipline | Politologie |
era | Geschichte 1978- gnd |
era_facet | Geschichte 1978- |
format | Book |
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geographic | China (DE-588)4009937-4 gnd Russland (DE-588)4076899-5 gnd |
geographic_facet | China Russland |
id | DE-604.BV045531873 |
illustrated | Not Illustrated |
indexdate | 2024-07-10T08:20:42Z |
institution | BVB |
isbn | 9781788972185 |
language | English |
oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-030915968 |
oclc_num | 1107343889 |
open_access_boolean | |
owner | DE-N2 DE-19 DE-BY-UBM DE-12 DE-824 DE-188 DE-Re13 DE-BY-UBR |
owner_facet | DE-N2 DE-19 DE-BY-UBM DE-12 DE-824 DE-188 DE-Re13 DE-BY-UBR |
physical | vi, 223 Seiten Diagramme |
psigel | BSB_NED_20190918 |
publishDate | 2019 |
publishDateSearch | 2019 |
publishDateSort | 2019 |
publisher | EE, Edward Elgar Publishing |
record_format | marc |
series2 | Studies in fiscal federalism and state-local finance |
spelling | Libman, Alexander 1981- Verfasser (DE-588)132180766 aut Federalism in China and Russia story of success and story of failure? Alexander Libman, Michael Rochlitz Cheltenham, UK ; Northampton, MA, USA EE, Edward Elgar Publishing [2019] © 2019 vi, 223 Seiten Diagramme txt rdacontent n rdamedia nc rdacarrier Studies in fiscal federalism and state-local finance Titel und Verantwortlichkeitsangabe von der Landingpage, da keine Titelseite Geschichte 1978- gnd rswk-swf Wirtschaftswachstum (DE-588)4066527-6 gnd rswk-swf Föderalismus (DE-588)4017754-3 gnd rswk-swf China (DE-588)4009937-4 gnd rswk-swf Russland (DE-588)4076899-5 gnd rswk-swf Russland (DE-588)4076899-5 g China (DE-588)4009937-4 g Föderalismus (DE-588)4017754-3 s Wirtschaftswachstum (DE-588)4066527-6 s Geschichte 1978- z DE-604 Rochlitz, Michael Verfasser (DE-588)1169085210 aut Erscheint auch als Online-Ausgabe 978-1-78897-219-2 Digitalisierung BSB München - ADAM Catalogue Enrichment application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=030915968&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis Digitalisierung BSB München - ADAM Catalogue Enrichment application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=030915968&sequence=000003&line_number=0002&func_code=DB_RECORDS&service_type=MEDIA Literaturverzeichnis Digitalisierung BSB München - ADAM Catalogue Enrichment application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=030915968&sequence=000005&line_number=0003&func_code=DB_RECORDS&service_type=MEDIA Register // Gemischte Register |
spellingShingle | Libman, Alexander 1981- Rochlitz, Michael Federalism in China and Russia story of success and story of failure? Wirtschaftswachstum (DE-588)4066527-6 gnd Föderalismus (DE-588)4017754-3 gnd |
subject_GND | (DE-588)4066527-6 (DE-588)4017754-3 (DE-588)4009937-4 (DE-588)4076899-5 |
title | Federalism in China and Russia story of success and story of failure? |
title_auth | Federalism in China and Russia story of success and story of failure? |
title_exact_search | Federalism in China and Russia story of success and story of failure? |
title_full | Federalism in China and Russia story of success and story of failure? Alexander Libman, Michael Rochlitz |
title_fullStr | Federalism in China and Russia story of success and story of failure? Alexander Libman, Michael Rochlitz |
title_full_unstemmed | Federalism in China and Russia story of success and story of failure? Alexander Libman, Michael Rochlitz |
title_short | Federalism in China and Russia |
title_sort | federalism in china and russia story of success and story of failure |
title_sub | story of success and story of failure? |
topic | Wirtschaftswachstum (DE-588)4066527-6 gnd Föderalismus (DE-588)4017754-3 gnd |
topic_facet | Wirtschaftswachstum Föderalismus China Russland |
url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=030915968&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=030915968&sequence=000003&line_number=0002&func_code=DB_RECORDS&service_type=MEDIA http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=030915968&sequence=000005&line_number=0003&func_code=DB_RECORDS&service_type=MEDIA |
work_keys_str_mv | AT libmanalexander federalisminchinaandrussiastoryofsuccessandstoryoffailure AT rochlitzmichael federalisminchinaandrussiastoryofsuccessandstoryoffailure |