The UN Security Council members' responsibility to protect: a legal analysis
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| 245 | 1 | 0 | |a The UN Security Council members' responsibility to protect |b a legal analysis |c Andreas S. Kolb |
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| 653 | |a Responsibility to Protect | ||
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| 653 | |a UN Security Council | ||
| 653 | |a Atrocity crimes | ||
| 653 | |a Cenocide | ||
| 653 | |a Crimes against humanity | ||
| 653 | |a Crime prevention | ||
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Contents
Chapter 1 The Security Council and the Responsibility to Protect
in the Age of New Wars.1
1.1 New Patterns of Warfare as a Challenge to the Traditional
Normative System .3
1.2 Tools for the Security Council and Its Members to Combat Atrocity
Crimes.8
1.2.1 The Competence and Toolbox of the Security Council
in Addressing Atrocity Crimes.9
1.2.2 The Role of Member States in Security Council
Deliberations and Decision-Making.16
1.3 The “Responsibility to Protect”: A Concept of Principled
Decision-Making.19
1.3.1 The Notion of a “Responsibility to Protect”: The ICISS
Concept and Its Evolution.20
1.3.2 The Security Council and Its Members in the R2P Concept.25
1.3.3 R2P and International Law.29
1.4 Judicial and Scholarly Opinions on Legal Duties to Protect
and the Security Council.33
1.4.1 Duties of Prevention in the Jurisprudence of the ICJ.34
1.4.1.1 The Law Suit Announced by the Government of
Bosnia and Herzegovina Against the United Kingdom
for Its Conduct on the Security Council.35
1.4.1.2 The Duty to Prevent Genocide in the Law Suit
against Serbia and Montenegro.36
1.4.1.3 The Duty to Ensure Compliance with the Fourth
Geneva Convention in the Israeli Wall Opinion.40
1.4.2 Scholarly Debate on Legal Duties of Protection.41
1.5 Outlook: Two Pillars and a Common Foundation for Duties of
Security Council Members to Prevent or Halt Atrocity Crimes.46
IX
X Contents
Chapter 2 Legal Theory and Methodology . ,.49
2.1 The Processes of Legal Analysis and the Impact of Legal Theory.54
2.2 The Convergence of Inductive and Deductive Approaches in
Theory and Practice.60
2.3 Sources and Canons of Interpretation.67
2.3.1 Treaty Interpretation.67
2.3.1.1 The Elements of Treaty Interpretation and
Their Impact on the R2P Debate.69
2.3.1.2 Purposive Interpretation: Tensions Between
Values, Effectiveness and Party Intentions.76
2.3.1.3 Evolutive Interpretation: Changing Understandings
of a Treaty Provision.82
2.3.1.4 The Analysis of Subsequent Agreements
and Practice.92
2.3.1.5 Conclusions on Treaty Interpretation.100
2.3.2 Customary International Law Analysis. 102
2.3.2.1 The Concept of Customary Law and Its
Application in the R2P Discourse.103
2.3.2.2 The Requirement of State Practice and Inductive
or Deductive Reasoning. 105
2.3.2.3 Conceptual Issues of Customary International
Law Analysis.110
2.3.3 General Principles of Law.114
2.3.4 Jurisprudence and Doctrine.119
2.4 General Methodological Guidelines for the Discussion
of R2P Duties.124
Chapter 3 The Security Council and International Law.129
3.1 The Security Council, Its Members, and the Rule of Law
in Doctrine and Jurisprudence.129
3.1.1 The Idea of a Council “Legibus Solutus” and Its Legacy
in the Scholarly Debate.131
3.1.2 The Member States’ Acts on the Council: From Legally
Neutral to Discretionary.138
3.2 Practical or Pragmatic Arguments. 144
3.2.1 The Security Council as a “Political Organ”.145
3.2.2 Absence of Review Mechanisms in Practice.147
3.2.3 Conclusion: The Need for a Normative Foundation
for Exempting the Security Council’s Decision-Making
Process from Legal Scrutiny.154
3.3 The Principle of State Sovereignty.154
3.4 Distinct Legal Personality and Responsibility of the
United Nations.155
3.4.1 The ILC’s Approach to State Responsibility in connection
with the Conduct of an International Organization.158
Contents
XI
3.4.2 Judicial and Scholarly Support for State
Responsibility in connection with Conduct within the
Organs of an International Organization.162
3.4.3 State Responsibility in connection with the Conduct of
International Organizations as a Matter of Interpretation
and Conflicts of Law.163
3.5 The Constitutional Framework of the UN Charter.165
3.5.1 Priority of the UN Charter (Article 103 UN Charter).165
3.5.2 The Procedural Framework for Security Council
Decision-Making.169
3.5.3 The Presumed Fiduciary Relationship Between the Security
Council Members and the UN Membership at Large.176
3.5.4 The Security Council’s Primary Responsibility for the
Maintenance of International Peace and Security
(Art. 24(1) and Chapter VII UN Charter).179
3.5.5 Conclusions on the Compatibility of Substantive Duties
for Security Council Members with the UN Charter.184
3.6 The Positive Dimension of Duties of Prevention and the Limits
of Attribution in the Law of State Responsibility.184
3.7 Conclusion: Legally Constrained Discretion of the Security
Council Members.186
Chapter 4 The International Law of Atrocity Crime Prevention.189
4.1 Genocide Convention.190
4.1.1 Judicial and Scholarly Opinion on a Duty to Prevent
Genocide.191
4.1.1.1 The Jurisprudence of the International Court
of Justice in the Bosnian Genocide Case.193
4.1.1.2 Scholarly Debate on the Conventional Duty
to Prevent Genocide.197
4.1.1.3 The Interpretative Weight of the Judicial
and Scholarly Pronouncements.202
4.1.2 Article VIII of the Genocide Convention.207
4.1.2.1 Judicial and Scholarly Opinion on Article VIII
of the Genocide Convention.208
4.1.2.2 The Meaning of Article VIII in Light of the
General Rule of Interpretation in Article
31(1) VCLT.210
4.1.2.3 The Drafting History of the Genocide Convention
as a Supplementary Means of Interpretation.211
4.1.2.3.1 An Outline of the Drafting Process
of the Genocide Convention.211
4.1.2.3.2 The Drafting History of Article VIII
Genocide Convention.217
XII
Contents
4.1.233 Outlook: Limited Potential to Evolve
into a Norm Prescribing Preventive
Action.225
4.1.2.4 Cold War Practice on Article VIII of the Genocide
Convention.226
4.1.2.5 Interim Conclusion: Article VIII as a Largely
Meaningless Norm on Allocation of Powers.227
4.13 Article I of the Genocide Convention.227
4.13.1 Judicial and Scholarly Opinions on Article I of
the Genocide Convention.228
4.13.2 Grammatical Interpretation: The Tandem of
Punishment and Prevention.230
4.133 Contextual Interpretation: Preventive Elements
in the System of the Genocide Convention. 232
4.13.4 The Purpose of the Genocide Convention:
Liberating Mankind from the Scourge of Genocide . 235
4.13.5 Preventive Mechanisms in the Drafting History
of the Genocide Convention.237
4.13.5.1 Legal Implications of the Term
“Undertake” in Light of the Travaux
Préparatoires.238
4.1.3.5.2 The Evolving Nature of the
Undertaking to Prevent and Punish:
From Preambular to Operative.239
4.13.5.3 The Concept of Prevention Under the
Convention: Prevention Through
Punishment.244
4.13.53.1 The Deterrent Effect of
Prosecuting Genocide as the
Key Preventive Element.245
4.1.3.53.2 The Criminalization of Preparatory
Acts as an Additional Means of
Prevention . .249
4.1.3.533 Opposition and Indifference to
Broader Approaches to
Prevention.252
4.1.3.53.4 The Territoriality Principle as
a Limit to the Application of
the Genocide Convention.258
4.1.3.5.4 Outlook: Article I of the Genocide
Convention as a Gateway for Subsequent
Developments.259
4.1.3.6 Cold War Practice on Article I of the Genocide
Convention.261
4.13.6.1 East Pakistan (1971). 262
Contents
XIII
4.1.3.6.2 Uganda (1971—1979). 265
4.1.3.6.3 Cambodia (1975—1979). 266
4.1.3.6.4 Conclusions on the Application of Article I
during the Cold War Period.268
4.1.4 Interim Conclusions: The Genocide Convention by the End
of the Cold War.269
4.2 International Humanitarian Law: The 1949 Geneva Conventions.269
4.2.1 Article 1 of the 1949 Geneva Conventions.271
4.2.1.1 Judicial and Scholarly Opinions on the Undertaking
“to ensure respect” for the Geneva Conventions. . 272
4.2.1.1.1 Scholarly Opinion: Prevalence of a Broad
“state-compliance”-View.272
4.2.1.1.2 Dicta of the International Court of Justice
on the Undertaking “to ensure respect”.275
4.2.1.1.3 The Interpretative Weight of the Judicial
and Scholarly Pronouncements.277
4.2.1.2 Grammatical Interpretation. 282
4.2.1.3 Contextual Interpretation.282
4.2.1.3.1 The Internal Context of Article 1 of the
Geneva Conventions.282
4.2.1.3.2 The “Undertaking to Ensure Respect”
in the Overall System of the Geneva
Conventions.284
4.2.1.4 Teleological Interpretation. 288
4.2.1.5 Historical Interpretation.289
4.2.1.5.1 The Genealogy of Article 1 and the
Undertakings to Respect and Ensure Respect
in All Circumstances.290
4.2.1.5 .2 The Drafting History of Article 1 and the
Function of the Undertaking to Ensure
Respect.295
4.2.1.5.3 Interim Conclusion: Original Understandings
of the Undertaking to Ensure Respect.301
4.2.1.6 Subsequent Agreements and Practice.302
4.2.1.6.1 Cold War Practice and Multilateral
Debates on Article 1 of the 1949 Geneva
Conventions.302
4.2.1.6.2 Interim Conclusions: Subsequent
Understandings of the Undertaking to
Ensure Respect.313
4.2.2 Article 89 of Protocol I of 1977. 314
4.2.3 Interim Conclusions on the Duty to Ensure Respect for the
Provisions of the 1949 Geneva Conventions .316
4.3 The Charter of the United Nations. .316
XIV
Contents
4.3.1 Judicial and Scholarly Opinions on UN Charter Obligations
of the Security Council Members.317
4.3.2 Duties of the Security Council Members Under Article 24
UN Charter?.319
4.3.3 The Good Faith Principle in Article 2(2) of the UN Charter . 322
4.3.4 Interim Conclusions: UN Charter Obligations for Security
Council Members in the Face of Atrocity Crimes.330
4.4 Duties to Prevent Atrocity Crimes under Customary International
Law.330
4.4.1 Scholarly Opinion on Customary Duties to Prevent R2P
Crimes. 331
4.4.2 Customary Duty to Prevent Genocide.333
4.4.3 Customary Duty to Ensure Compliance with International
Humanitarian Law.334
4.4.4 Customary Duty to Cooperate Under the Law of State
Responsibility.338
4.4.5 Interim Conclusions: Customary Duties for the Prevention
of R2P Crimes.340
4.5 Interim Conclusions and Outlook: The Need and Seeds for a
Further Evolution of Duties to Prevent Atrocity Crimes in
International Law Prior to the Emergence of R2P.340
Chapter 5 Multilateral Debates on R2P and the Protection of
Civilians, and Their Impact on General and Treaty Law.343
5.1 Thematic Debates of the Security Council and the General
Assembly concerning the Protection of Civilians in Armed Conflict
(РОС) and the Responsibility to Protect (R2P).343
5.2 Emergence of the Responsibility to Protect as a Norm of General
International Law?. 349
5.2.1 The UN World Summit 2005: Agreement on the
Responsibility to Protect Concept.350
5.2.1.1 Wording, Context and Drafting History of Paragraph
139 of the World Summit Outcome Document.351
5.2.1.2 The Lack of a Guiding Framework for Decisions
of the Security Council.356
5.2.1.3 Conclusions on the Legal Quality of the Collective
R2P After the 2005 World Summit.358
5.2.2 РОС Debates and R2P Dialogues: Views on the Legal Nature
of the R2P Concept.359
5.2.2.1 Consolidation of the R2P Framework as Agreed
at the 2005 World Summit.360
5.2.2.2 State Opinion Regarding the Nature of R2P: Political,
Moral or Legal Framework. 367
5.2.3 Interim Conclusions on the Status of R2P Under General
International Law. 370
Contents
XV
5.3 Evolutive Interpretation of the Conventional Duty to Prevent
Genocide?.371
5.4 Evolutive Interpretation of the Undertaking to Ensure Respect
for the Geneva Conventions?.375
5.5 Evolutive Interpretation of the UN Charter Framework for the
Prevention of Mass Atrocities?.381
5.5.1 The UN Charter as a Legal Framework for the Prevention
of Mass Atrocity Crimes.382
5.5.2 The Principles and Purposes of the United Nations: Between
Imperatives and Limits. 384
5.5.3 The Responsibility of the Security Council for International
Peace and Security.386
5.5.4 Interim Conclusions on the Legal Framework of the UN
Charter for the Prevention of Atrocity Crimes.388
5.6 General Observations on the Interplay Between Law and Politics
in the Work of the Security Council for the Prevention of Atrocity
Crimes.388
5.6.1 Moral and Political Guidance Rather than Legal Duties
for Security Council Members. 390
5.6.2 Criteria and Guidelines: Limits Rather than Imperative
for Action.391
5.6.3 Institutional Reforms: The Security Council’s Composition
and Possible Guidance from the General Assembly. 392
5.6.4 Veto Right: Appeals for Voluntary Abstention rather than
Legal Boundaries.395
5.7 Conclusions: The Legal Dimension of the Discourse on Atrocity
Crime Prevention. 400
Chapter 6 Security Council Practice on Atrocity Crime Prevention
Since the End of the Cold War.403
6.1 A Short Period of Security Council Activism Following the
End of the Cold War (1991-1993). 405
6.1.1 Northern Iraq (1991). 405
6.1.2 Somalia (1991—1995). 407
6.1.3 Bosnia and Herzegovina (1991—1995). 411
6.1.3.1 Arms Embargo and Sanctions Regime.414
6.1.3.2 Expansion of the UN Protection Force Mandate in
Bosnia and Herzegovina. 415
6.1.3.3 Creation of the International Criminal Tribunal
for the Former Yugoslavia.416
6.1.3.4 Declaration of “Safe Areas” and Enforcement
Mandate for UNPROFOR.417
6.1.4 Assessment: Trends, Patterns and Legal Concepts.421
6.1.4.1 Trends and Patterns: Growing Attention to the
Protection of Civilian Populations.421
XVI
Contents
6.1.4.2 UN Charter: Massive Human Rights Violations as
a Threat to Peace and Security.422
6.1.4.3 Genocide Convention and Geneva Conventions:
Limited Impact and Traditional Readings.424
6.1.4.3.1 Genocide Convention.425
6.1.4.3.2 Geneva Conventions.426
6.1.4.4 Limits to the International Commitment to Prevent
Atrocity Crimes.427
6.2 Security Council Failure in the Face of Genocides, Crimes Against
Humanity, War Crimes and Ethnic Cleansing (1993—1999). 429
6.2.1 Somalia (1995-2000). 430
6.2.2 Burundi (1993—2000). 431
6.2.3 Rwanda (1994). 434
6.2.4 Kosovo (1998-1999). 439
6.2.5 Assessment: Trends, Patterns and Legal Concepts. . 442
6.2.5.1 Trends and Patterns: Limits to the International
Commitment to Prevent Mass Atrocities.442
6.2.5.2 Impact on the Interpretation of Legal Concepts.443
6.2.5.2.1 Genocide Convention: Between Criminal
Law and a Broader Duty to Prevent.443
6.2.5.2.2 Geneva Conventions and UN Charter.450
6.2.5.3 Turning Point: Debates on Lessons to be Learned
from Rwanda, Srebrenica and Kosovo.451
6.3 Increasing and Intensified Security Council Commitment to the
Prevention of Mass Atrocities (Since 1999). 451
6.3.1 East Timor (1999). 452
6.3.2 Burundi (2000-2006). 454
6.3.3 Somalia (Since 2000). 455
6.3.3.1 Strengthening of the Arms Embargo.458
6.3.3.2 Protection and Military Support for Transitional
Federal Institutions.458
6.3.3.3 Targeted Sanctions and Arms Embargo.459
6.3.3.4 Developments following the End of the Transitional
Period in September 2012.460
6.3.4 Eastern DRC. 461
6.3.4.1 Robust Military Intervention, Including for the
Protection of Civilians.463
6.3.4.2 Arms Embargo and Targeted Sanctions Regime.466
6.3.4.3 Recent Trends in Security Council Action
on the DRC. 467
6.3.5 Sudan (Southern Sudan). 467
6.3.6 Sudan (Darfur) . . 471
6.3.6.1 Measures Short of the Deployment of UN Forces.473
6.3.6.2 Authorization of a Joint AU/UN Peacekeeping
Force
475
Contents
XVII
6.3.6.3 Peace Negotiations and Continued Violence
Following the Deployment of UNAMID.477
6.3.7 C6te d’Ivoire (2010-2011). 478
6.3.8 Libyan Arab Jamahiriya (2011). 482
6.3.9 Syrian Arab Republic (Since 2011). 485
6.3.9.1 First Phase: Inactivity and Largely Failed
Consultations of the Security Council.486
6.3.9.2 Second Phase: Increasing Divisions Amongst the
Security Council Members and Between the Security
Council and the General Assembly.489
6.3.9.3 Third Phase: Security Council Involvement
Through a UN Supervision Mission.491
6.3.9.4 Fourth Phase: Return of the Security Council to
the Role of an Observer.493
6.3.9.5 Fifth Phase: Diplomatic Activities and Security
Council Resolution on Chemical Weapons.494
6.3.9.6 Sixth Phase: Geneva II Negotiations and
Humanitarian Access.496
6.3.10 Assessment: Trends, Patterns
and Legal Concepts.496
6.3.10.1 Trends: The Evolving Practice on the Prevention
of Mass Atrocity Crimes and Its Limits.497
6.3.10.1.1 Patterns of Security Council Involvement:
Growing Attention and Action.497
6.3.10.1.2 Persisting Limits to Security Council
Involvement Through Forceful
Intervention.498
6.3.10.1.3 Negative Practice on Darfur and Syria?. . . 500
6.3.10.2 Existing Legal Regimes: The Prevalence of
Traditional Readings.503
6.3.10.2.1 Genocide Convention: A Fading Call
for Preventive Action.503
6.3.10.2.2 International Humanitarian Law
and the Geneva Conventions.510
6.3.10.2.3 UN Charter: Limits and Responsibilities
for the Prevention of Mass Atrocities . 513
6.3.10.3 The Emergence of New Frameworks: Protection
of Civilians and R2P.515
6.3.10.3.1 The Protection of Civilians (POC).515
6.3.10.3.2 The Responsibility to Protect (R2P).517
6.4 Conclusion: Prevention of R2P Crimes as an Increasingly
Central Matter of Politics.520
Chapter 7 Conclusions.525
Bibliography.531 |
| any_adam_object | 1 |
| author | Kolb, Andreas |
| author_GND | (DE-588)1019194065 |
| author_facet | Kolb, Andreas |
| author_role | aut |
| author_sort | Kolb, Andreas |
| author_variant | a k ak |
| building | Verbundindex |
| bvnumber | BV044691187 |
| classification_rvk | PR 2410 |
| ctrlnum | (OCoLC)1016984858 (DE-599)DNB1136145257 |
| dewey-full | 340 |
| dewey-hundreds | 300 - Social sciences |
| dewey-ones | 340 - Law |
| dewey-raw | 340 |
| dewey-search | 340 |
| dewey-sort | 3340 |
| dewey-tens | 340 - Law |
| discipline | Rechtswissenschaft |
| format | Book |
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| genre | (DE-588)4113937-9 Hochschulschrift gnd-content |
| genre_facet | Hochschulschrift |
| id | DE-604.BV044691187 |
| illustrated | Not Illustrated |
| indexdate | 2024-12-09T13:02:52Z |
| institution | BVB |
| institution_GND | (DE-588)1065168780 |
| isbn | 9783662556436 366255643X |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-030088092 |
| oclc_num | 1016984858 |
| open_access_boolean | |
| owner | DE-739 DE-29 DE-384 |
| owner_facet | DE-739 DE-29 DE-384 |
| physical | XXI, 624 Seiten |
| publishDate | 2018 |
| publishDateSearch | 2018 |
| publishDateSort | 2018 |
| publisher | Springer |
| record_format | marc |
| series | Beiträge zum ausländischen öffentlichen Recht und Völkerrecht |
| series2 | Beiträge zum ausländischen öffentlichen Recht und Völkerrecht |
| spelling | Kolb, Andreas Verfasser (DE-588)1019194065 aut The UN Security Council members' responsibility to protect a legal analysis Andreas S. Kolb Berlin Springer [2018] XXI, 624 Seiten txt rdacontent n rdamedia nc rdacarrier Beiträge zum ausländischen öffentlichen Recht und Völkerrecht Band 274 Vereinte Nationen Sicherheitsrat (DE-588)1001797-5 gnd rswk-swf Responsibility to Protect (DE-588)7742862-6 gnd rswk-swf LBB Responsibility to Protect R2P UN Security Council Atrocity crimes Cenocide Crimes against humanity Crime prevention (DE-588)4113937-9 Hochschulschrift gnd-content Vereinte Nationen Sicherheitsrat (DE-588)1001797-5 b Responsibility to Protect (DE-588)7742862-6 s DE-604 Springer-Verlag GmbH (DE-588)1065168780 pbl Erscheint auch als Online-Ausgabe 978-3-662-55644-3 Beiträge zum ausländischen öffentlichen Recht und Völkerrecht Band 274 (DE-604)BV039949182 274 X:MVB text/html http://deposit.dnb.de/cgi-bin/dokserv?id=cba3ab7cdacb48149e17dec984c66010&prov=M&dok_var=1&dok_ext=htm Inhaltstext X:MVB http://www.springer.com/ Digitalisierung UB Passau - ADAM Catalogue Enrichment application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=030088092&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Kolb, Andreas The UN Security Council members' responsibility to protect a legal analysis Beiträge zum ausländischen öffentlichen Recht und Völkerrecht Vereinte Nationen Sicherheitsrat (DE-588)1001797-5 gnd Responsibility to Protect (DE-588)7742862-6 gnd |
| subject_GND | (DE-588)1001797-5 (DE-588)7742862-6 (DE-588)4113937-9 |
| title | The UN Security Council members' responsibility to protect a legal analysis |
| title_auth | The UN Security Council members' responsibility to protect a legal analysis |
| title_exact_search | The UN Security Council members' responsibility to protect a legal analysis |
| title_full | The UN Security Council members' responsibility to protect a legal analysis Andreas S. Kolb |
| title_fullStr | The UN Security Council members' responsibility to protect a legal analysis Andreas S. Kolb |
| title_full_unstemmed | The UN Security Council members' responsibility to protect a legal analysis Andreas S. Kolb |
| title_short | The UN Security Council members' responsibility to protect |
| title_sort | the un security council members responsibility to protect a legal analysis |
| title_sub | a legal analysis |
| topic | Vereinte Nationen Sicherheitsrat (DE-588)1001797-5 gnd Responsibility to Protect (DE-588)7742862-6 gnd |
| topic_facet | Vereinte Nationen Sicherheitsrat Responsibility to Protect Hochschulschrift |
| url | http://deposit.dnb.de/cgi-bin/dokserv?id=cba3ab7cdacb48149e17dec984c66010&prov=M&dok_var=1&dok_ext=htm http://www.springer.com/ http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=030088092&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| volume_link | (DE-604)BV039949182 |
| work_keys_str_mv | AT kolbandreas theunsecuritycouncilmembersresponsibilitytoprotectalegalanalysis AT springerverlaggmbh theunsecuritycouncilmembersresponsibilitytoprotectalegalanalysis |