The functions of arbitral institutions:
Saved in:
| Main Author: | |
|---|---|
| Format: | Book |
| Language: | English |
| Published: |
Alphen aan den Rijn
Kluwer Law International
[2016]
|
| Series: | International arbitration law library
Volume 38 |
| Online Access: | Inhaltsverzeichnis |
| Physical Description: | xxvii, 252 Seiten |
| ISBN: | 9789041162175 |
Staff View
MARC
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| 245 | 1 | 0 | |a The functions of arbitral institutions |c Rémy Gerbay |
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Record in the Search Index
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|---|---|
| adam_text | TABLE OF CONTENTS
ABOUT THE AUTHOR VII
FOREWORD XV
PREFACE XIX
LIST OF FIGURES XXI
LIST OF TABLES XXIII
LIST OF ABBREVIATIONS XXV
ACKNOWLEDGEMENTS XXVII
INTRODUCTION 1
CHAPTER 1
UNDERSTANDING THE NOTION OF ARBITRAL INSTITUTION: DEFINITIONS AND
TYPOLOGIES 5
§1.01 INTRODUCTION 5
§1.02 DEFINING INSTITUTIONAL ARBITRATION 6
[A] CONTINGENT DEFINITIONS: DEFINING INSTITUTIONAL ARBITRATION BY
DISTINGUISHING IT FROM NEIGHBOURING NOTIONS 6
[1] INSTITUTIONAL ARBITRATION DEFINED BY COMPARISON WITH
AD HOC ARBITRATION 6
[2] INSTITUTIONAL ARBITRATION DEFINED BY COMPARISON WITH
JUDICIAL MECHANISMS 8
[B] AN AUTONOMOUS DEFINITION: DEFINING INSTITUTIONAL ARBITRATION BY
IDENTIFYING ITS ESSENTIAL CHARACTERISTICS 11
[1] PERMANENT ORGANIZATION 12
IX
TABLE OF CONTENTS
[2] ARBITRATION RULES 13
[3] THE SERVICES 14
§1.03 DEFINING ARBITRAL INSTITUTIONS 18
§1.04 TYPOLOGIES OF ARBITRAL INSTITUTIONS 19
[A] LEGAL STATUS OF ARBITRAL INSTITUTIONS 19
[B] SELF-STANDING INDEPENDENT INSTITUTIONS VERSUS INSTITUTIONS
CONNECTED TO ANOTHER ORGANIZATION OR A STATE 21
[C] CHARITABLE VERSUS FOR-PROFIT 23
[D] TYPES OF CASES HANDLED: GENERALIST INSTITUTIONS VERSUS SPECIALIST
ONES 24
[E] DOMESTIC VERSUS INTERNATIONAL 25
[F] CULTURAL BACKGROUND AND HISTORICAL HERITAGE 26
CHAPTER 2
INSTITUTIONAL ARBITRATION AS A GROWING PHENOMENON: QUANTITATIVE GROWTH,
INSTITUTIONALIZATION AND JUDICIALIZATION 29
§2.01 INCREASING USE OF INSTITUTIONAL ARBITRATION: THE QUANTITATIVE
GROWTH 29
[A] INCREASE IN THE VOLUME OF CASES REFERRED TO INSTITUTIONS 29
[B] INCREASE IN THE NUMBER OF INSTITUTIONS 33
[C] THE RATIONALE BEHIND THE GROWTH: THE PERCEIVED BENEFITS OF
INSTITUTIONAL ARBITRATION 35
[1] LOGISTICAL SUPPORT 35
[2] PRE-ESTABLISHED ARBITRATION RULES 36
[3] AUTHORITY IN THE IMPLEMENTATION OF THE RULES 37
[4] TREATMENT OF COSTS 38
[5] ENHANCED ENFORCEABILITY OF THE AWARD 39
[6] LOWER COSTS 39
[7] CONFIDENTIALITY 41
[D] POPULARITY OF INSTITUTIONAL ARBITRATION VERSUS LEGITIMACY OF
ARBITRAL INSTITUTIONS 43
§2.02 INSTITUTIONALIZATION OF ARBITRATION? THE ALLEGED QUALITATIVE
GROWTH 47
[A] INSTITUTIONALIZATION OF ARBITRATION 47
[B] INSTITUTIONALIZATION VERSUS JUDICIALIZATION 51
CHAPTER 3
AN OVERVIEW OF THE ACTIVITIES OF ARBITRAL INSTITUTIONS: INSTITUTIONAL
ARBITRATION AS A MULTIFACTED REALITY 55
§3.01 INTRODUCTION 55
§3.02 NON-CASEWORK ACTIVITIES 56
[A] AWARENESS RAISING, TRAINING, ADVOCACY AND POLICY 56
[BJ ACTIVITIES RELATING TO OTHER FORMS OF ADR AND AD HOC ARBITRATION 58
§3.03 CASEWORK ACTIVITIES 59
[A] THE INITIAL STAGES (UP TO THE CONSTITUTION OF THE TRIBUNAL) 60
TABLE OF CONTENTS
[I] RECEIPT AND NOTIFICATION OF THE REQUEST FOR ARBITRATION 60
[2] WHICH SETS OF RULES APPLY? 61
[3] DECISIONS ON LANGUAGE 63
[4] DECISIONS REGARDING THE SEAT OR PLACE OF THE ARBITRATION 64
[5] EXTENSION OF DEADLINES 66
[6] DECISIONS ON JURISDICTION 68
[7] INTERIM MEASURES 71
[8] CONSOLIDATION OF PROCEEDINGS 73
[9] JOINDER OF THIRD PARTIES 77
[10] CONSTITUTION OF THE TRIBUNAL: DECISION ON THE
NUMBER OF ARBITRATORS 79
[II] CONSTITUTION OF THE TRIBUNAL: SELECTION OF ARBITRATORS 80
[12] CONSTITUTION OF THE TRIBUNAL: CONFIRMATION OF ARBITRATORS 82
[B] THE PROCEEDINGS PROPER (FROM THE CONSTITUTION OF THE TRIBUNAL
TO THE AWARD) 84
[ 1 ] APPROVAL OF TERMS OF REFERENCE 84
[2] LOGISTICAL SUPPORT . 84
[3] TREATMENT OF COSTS 86
[4] CHALLENGES TO, AND REMOVAL OF, ARBITRATORS 89
[5] GENERAL POWER OF INTERPRETATION OF THE RULES 92
[6] GENERAL SUPERVISION ROLE 95
[C] THE AWARD AND POST-AWARD PHASE 100
[1] SCRUTINY OF DRAFT AWARDS 100
[2] ISSUE OF AWARDS AND ASSISTANCE WITH ENFORCEMENT 103
§3.04 DIFFERENT LEVELS OF INSTITUTIONAL INVOLVEMENT EXPRESSED AS A
CONTINUUM: THE SPECTRAL REPRESENTATION OF INSTITUTIONAL ARBITRATION 104
[A] WHY A CONTINUUM? 104
[B] CAVEAT: LIMITATIONS OF THE SPECTRAL REPRESENTATION OF
INSTITUTIONAL ARBITRATION 107
[C] FIRST CONTINUUM: FROM THE FILING OF A REQUEST FOR ARBITRATION
TO THE CONSTITUTION OF THE TRIBUNAL 109
[D] SECOND CONTINUUM: FROM THE CONSTITUTION OF THE TRIBUNAL TO
THE AWARD 112
§3.05 CHAPTER CONCLUSIONS 115
CHAPTER 4
THE TRADITIONAL REPRESENTATIONS OF THE ROLE OF INSTITUTIONS: A CRITICAL
EVALUATION 117
§4.01 CHAPTER INTRODUCTION 117
§4.02 FIRST REPRESENTATION: AN OCCASIONAL PARTICIPANT IN THE
ADJUDICATIVE
PROCESS WHICH DECISIONS ARE SOMEHOW IMMATERIAL 118
[A] PRESENTATION OF THE REPRESENTATION 118
XI
TABLE OF CONTENTS
[1] SHORT OVERVIEW 118
[2] RATIONALE BEHIND THE REPRESENTATION: THE
NON-APPLICABILITY OF DUE PROCESS REQUIREMENTS,
AND THE NECESSITY TO PRESERVE THE EFFECTIVENESS OF
INSTITUTIONAL ARBITRATION 123
[3] ORIGINS AND HISTORICAL DEVELOPMENT OF THE FIRST
REPRESENTATION 125
[A] THE SOCI&E APPAREILS DRAGON CASE 126
[B] THE SOCIETE TECHNI IMPORT PROFESSIONAL CASE 129
[C] THE SYRIAN REFINERIES CASE 130
[D] THE OPINTER V. DACOMEX CASE 133
[E] THE SCPA CASE 135
[F] THE REDEC AND PHARAON CASE 13 7
[G] THE CUBIC DEFENSE SYSTEM CASE 139
[H] THE GUINEA V. CAP CASE 142
[I] RECENT DECISIONS 144
[B] CRITICAL ANALYSIS OF THE FIRST REPRESENTATION: REJECTION OF THE
ADMINISTRATIVE VERSUS JURISDICTIONAT DICHOTOMY 147
[1] REJECTION OF THE ARGUMENTS BASED ON MATERIAL CRITERIA 148
[A] ARGUMENT BASED ON THE LACK OF FINALITY OF THE
INSTITUTIONAL DECISIONS 149
[B] ARGUMENT BASED ON THE TIMING OF INSTITUTIONAL
DECISIONS 151
[C] ARGUMENTS THAT INSTITUTIONAL DECISIONS DO NOT
DECIDE BETWEEN TWO CONFLICTING POSITIONS 153
[D] ARGUMENTS BASED ON THE ALLEGED ORGANIZATIONAL
CHARACTER OF INSTITUTIONAL DECISIONS 155
[2] REJECTION OF THE ARGUMENTS BASED ON ORGANIC CRITERIA 158
[A] ARGUMENT THAT INSTITUTIONS ARE NOT ARBITRATORS 158
[B] ARGUMENT THAT THE PARTIES HAVE AGREED TO CONFER A
NON-JURISDICTIONAL FUNCTION TO THE INSTITUTION 160
[C] ARGUMENTS BASED ON AN ALLEGED UNITY OF THE
ADJUDICATIVE MISSION OF THE ARBITRATOR 163
[C] CONCLUSIONS ON THE FIRST REPRESENTATION 172
§4.03 SECOND REPRESENTATION: A MERE PURVEYOR OF LOGISTICAL SERVICES WITH
NO DECISION-MAKING POWER AT ALL 173
[A] PRESENTATION OF THE REPRESENTATION 173
[B] CRITICAL ANALYSIS OF THE REPRESENTATION: INSTITUTIONS DO HAVE A
MEASURE OF DECISION-MAKING POWER 175
[C] CONCLUSIONS ON THE SECOND REPRESENTATION 182
§4.04 CHAPTER CONCLUSIONS 183
XN
TABLE OF CONTENTS
CHAPTER 5
A REALISTIC REPRESENTATION OF THE ROLE OF INSTITUTIONS: ARBITRAL
INSTITUTIONS AS
ANCILLARY PARTICIPANTS IN THE ADJUDICATIVE PROCESS 185
§5.01 INTRODUCTION 185
§5.02 SUBSTANCE OF THE REPRESENTATION 187
[A] PROPOSITION 1: THE DECISIONAL CHARACTER OF CERTAIN INSTITUTIONAL
MEASURES 187
[B] PROPOSITION 2: ANCILLARY NATURE OF THE ROLE OF THE INSTITUTION 188
[C] PROPOSITION 3: MATERIALITY OF INSTITUTIONAL DECISIONS 188
[D] PROPOSITION 4: THE REJECTION OF DICHOTOMIC APPROACHES 196
§5.03 CONSEQUENCES OF THE REPRESENTATION 196
[A] PROPOSITION 5; DESIRABILITY OF THE APPLICATION OF DUE PROCESS BY
INSTITUTIONS WHEN THEY PARTICIPATE IN THE ADJUDICATIVE MISSION 196
[B] PROPOSITION 6: IDENTIFICATION OF THE ASPECTS OF DUE PROCESS THAT
ARE RELEVANT TO THE ACTIVITIES OF ARBITRAL INSTITUTIONS 199
[ 1 ] IMPARTIALITY AND INDEPENDENCE 199
[2] EQUAL TREATMENT OF THE PARTIES 202
[3] ADVERSARIAL PROCESS 204
[4] REASONING 205
[5] JUDICIAL REVIEW OF INSTITUTIONAL DECISIONS 207
[C] PROPOSITION 7: MATERIALITY OF A DECISION AS A VIABLE PROXY FOR
DETERMINING TO WHAT EXTENT DUE PROCESS SHOULD BE COMPLIED
WITH 209
§5.04 CHAPTER CONCLUSIONS 210
CHAPTER 6
GENERAL CONCLUSIONS
213
APPENDIX
TEMPLATE OF QUESTIONNAIRE SENT OUT TO ARBITRAL INSTITUTIONS 217
BIBLIOGRAPHY
221
TABLE OF CASES
237
TABLE OF ARBITRATION RULES EXAMINED 241
INDEX
247
XLLL
|
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| spelling | Gerbay, Remy Verfasser (DE-588)1076917399 aut The functions of arbitral institutions Rémy Gerbay Alphen aan den Rijn Kluwer Law International [2016] © 2016 xxvii, 252 Seiten txt rdacontent n rdamedia nc rdacarrier International arbitration law library Volume 38 International arbitration law library Volume 38 (DE-604)BV021465758 38 SWB Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=029126837&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Gerbay, Remy The functions of arbitral institutions International arbitration law library |
| title | The functions of arbitral institutions |
| title_auth | The functions of arbitral institutions |
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| title_full | The functions of arbitral institutions Rémy Gerbay |
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| title_full_unstemmed | The functions of arbitral institutions Rémy Gerbay |
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