Bank resolution and crisis management: law and practice
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
Oxford
Oxford University Press
[2016]
|
| Ausgabe: | First edition |
| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis |
| Beschreibung: | xxv, 330 Seiten Diagramme |
| ISBN: | 9780199698011 |
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Datensatz im Suchindex
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CONTENTS*SUMMARY
TABLE OF CASES XI
TABLE OF LEGISLATION XIII
ABBREVIATIONS XXIII
PART I ELEMENTS OF BANK RESOLUTION REGIMES
1. INTRODUCTION 3
2. BANK RESOLUTION TECHNIQUES 9
3. BANK RESOLUTION AND BANK GROUPS 27
4. TOTAL LOSS ABSORBING CAPACITY 48
PART II THE US RESOLUTION REGIME
5. FUNDAMENTALS OF RESOLUTION AUTHORITY 67
6. RESOLUTION OF INSURED DEPOSITORY INSTITUTIONS 11
7. RESOLUTION OF NON-BANK FINANCIAL COMPANIES 123
8. RESOLUTION PLANNING 150
PART III THE EU RESOLUTION REGIME
9. RESOLUTION IN THE EUROPEAN UNION 161
10. DIRECT BAIL-IN IN THE EUROPEAN UNION 187
11. INSTITUTIONAL AND CROSS-BORDER ISSUES 204
PART IV THE UK RESOLUTION REGIME
12. UNITED KINGDOM*GENERAL APPROACH 221
13. POWERS OF THE UK RESOLUTION AUTHORITY 238
14. PROPERTY TRANSFERS AND BAIL-IN UNDER THE BANKING ACT 262
INDEX 313
CONTENTS
TABLE OF CASES XI
TABLE OF LEGISLATION XIII
ABBREVIATIONS XXIII
PART I ELEMENTS OF BANK RESOLUTION REGIMES
1. INTRODUCTION
A. WHY DO WE RESOLVE BANKS? 1.01
B. OPERATING LIABILITIES/CAPITAL STRUCTURE LIABILITIES 1.07
C. RESOLUTION AN OPTIONAL PROCESS 1.08
D. RESOLUTION UNDER TRADITIONAL INSOLVENCY LAWS 1.09
E. SOLVING THE PROBLEM OF TOO BIG TO FAIL' 1.11
2. BANK RESOLUTION TECHNIQUES
A. TYPES OF BANKS 2.06
B. IMPLEMENTATION 2.11
C. BANK GROUPS 2.25
D. RESOLUTION AS AN INVASION OF PRIVATE RIGHTS 2.29
E. DEPOSIT INSURANCE IN RESOLUTION 2.36
F. DEPOSIT GUARANTEE SCHEMES AND SYSTEMIC CRISES 2.45
G. DEPOSITOR PREFERENCE 2.47
H. DEPOSITOR PREFERENCE AND
(
NO CREDITOR WORSE OFF THAN
IN LIQUIDATION' 2.56
3. BANK RESOLUTION AND BANK GROUPS
A. RESOLUTION IN THE CONTEXT OF GROUPS 3.07
B. TRANSMISSION OF CAPITAL WITHIN GROUPS 3.15
C SPECIFIC BANK GROUP STRUCTURES 3.20
D. BRANCHES AND SUBSIDIARIES 3.38
E. BRANCH VS SUBSIDIARY 3.42
VII
CONTENTS
4. TOTAL LOSS ABSORBING CAPACITY
A. ELIGIBILITY OF LIABILITIES AS TLAC
B. PUBLIC DISCLOSURES
C. REGULATION OF INVESTORS
D. TLAC AND GROUPS
E. INTERNAL TLAC
E FSB TLAC TERM SHEET
PART II THE US RESOLUTION REGIME
5. FUNDAMENTALS OF RESOLUTION AUTHORITY
A. HISTORY
B. CORE RESOLUTION POWERS
C. CLAIMS PROCESS
D. NEED FOR SPEED
E. RESOLUTION VS BANKRUPTCY
F. SUBORDINATION OF CAPITAL STRUCTURE LIABILITIES
6. RESOLUTION OF INSURED DEPOSITORY INSTITUTIONS
A. BACKGROUND
B. SUPERVISORY AND OTHER TOOLS TO ENSURE RESILIENCY
C. RESOLUTION PROCESS
D. FDIC-ASSISTED P&A SALE TRANSACTIONS
E. CLAIMS PROCESS AND THE FDIC SUPER POWERS
7. RESOLUTION OF NON-BANK FINANCIAL COMPANIES
A. ORDERLY LIQUIDATION AUTHORITY FRAMEWORK
B. KEY POLICY ISSUES
C. SINGLE-POINT-OF-ENTRY STRATEGY
D. RESOLUTION UNDER THE US BANKRUPTCY CODE
8. RESOLUTION PLANNING
A. TIDE I PLANS
B. IDI PLANS
C. GRADING THE PLANS
D. CROSS-BORDER COOPERATION AND COORDINATION
4.15
4.16
4.17
4.18
4.22
4.24
5.01
5.10
5.12
5.13
5.15
5.17
6.03
6.14
6.35
6.58
6.97
7.03
7.12
7.50
7.57
8.01
8.05
8.07
8.12
V11I
CONTENTS
PART III THE EU RESOLUTION REGIME
9. RESOLUTION IN THE EUROPEAN UNION
A. INTRODUCTION 9.01
B. RESOLUTION FUNDING UNDER THE BRRD 9.35
C THE EU RESOLUTION FUND 9.47
D. THE EUROPEAN STABILITY MECHANISM 9.52
E. BAIL-IN AND THE RESOLUTION FUND 9.60
F. BRRD RESOLUTION IN PRACTICE 9.64
G. STATE INTERVENTION UNDER THE BRRD 9.76
10. DIRECT BAIL-IN IN THE EUROPEAN UNION
A. HOW DOES A DIRECT BAIL-IN WORK? 10.10
B. IMPACT OF BAIL-IN ON DEBT PRICING 10.17
C. BAIL-IN, PUBLIC, AND PRIVATE RECAPITALIZATION 10.24
D. BAIL-IN, SUBORDINATED CAPITAL, AND CONTINGENT CAPITAL 10.29
E. DIRECT BAIL-IN 10.34
E WHICH CREDITORS SHOULD BE BAILED IN? 10.39
G. THE LIMITS OF BAIL-INS 10.45
H. LOSS ABSORBENCY AND MREL 10.47
11. INSTITUTIONAL AND CROSS-BORDER ISSUES
A. BRRD AND THE SINGLE RESOLUTION MECHANISM 11.01
B. SCOPE 11.03
C. CROSS-BORDER BRANCHING 11.17
D. CROSS-BORDER ISSUES 11.23
E. CHANGES TO THE CREDIT INSTITUTIONS (WINDING-UP) DIRECTIVE 11.30
F. CROSS-BORDER PROVISIONS OF BRRD 11.34
G. THIRD-COUNTRY BANKS 11.37
PART IV THE UK RESOLUTION REGIME
12. UNITED KINGDOM*GENERAL APPROACH
A. RESOLUTION BY TRANSFER 12.08
B. RESOLUTIONS INVOLVING A BAIL-IN 12.18
C. RESTRUCTURING PHASE 12.35
IX
CONTENTS
D. EXIT FROM RESOLUTION 12.40
E. BANK RESOLUTION AND INSOLVENCY 12.42
E BANK ADMINISTRATION 12.52
G. INVESTMENT BANK SPECIAL ADMINISTRATION REGIME 12.57
H. BANK INSOLVENCY 12.66
13. POWERS OF THE UK RESOLUTION AUTHORITY
A. SCOPE*BANKS, GROUPS, AND BRANCHES 13.01
B. POWERS OF PRE-RESOLUTION INTERVENTION 13.08
C. TRIGGERING RESOLUTION 13.19
D. FACTORS COMMON TO ASSESSING GENERAL CONDITIONS 1 AND 2 13.22
E. ASSESSING GENERAL CONDITION 1 13.24
E ASSESSING GENERAL CONDITION 2 13.30
G. ASSESSING GENERAL CONDITIONS 3 AND 4 13.35
H. VALUATION MECHANISMS AND CREDITOR SAFEGUARDS 13.37
I. VARIATION OF CONTRACTUAL PROTECTIONS 13.56
J. OTHER RESOLUTION POWERS 13-73
14. PROPERTY TRANSFERS AND BAIL-IN UNDER THE BANKING ACT
A. POWERS 14.01
B. PRIVATE SECTOR TRANSFERS 14.18
C. TRANSFER TO A BRIDGE BANK 14.21
D. TRANSFER TO AN ASSET MANAGEMENT VEHICLE 14.31
E. TEMPORARY PUBLIC OWNERSHIP TRANSFERS 14.38
E TRANSFERS OF SECURITIES 14.50
G. TRANSFERS OF PROPERTY 14.77
H. RESTRICTIONS OF PARTIAL PROPERTY TRANSFERS 14.98
I. COMPENSATION ORDERS 14.122
J. BAIL-IN AND THE BANKING ACT 14.161
INDEX 313 |
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| spellingShingle | Gleeson, Simon Bank resolution and crisis management law and practice Europäische Union (DE-588)5098525-5 gnd Rechtsvergleich (DE-588)4115712-6 gnd Bank (DE-588)4004436-1 gnd Insolvenzrecht (DE-588)4114026-6 gnd |
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| title | Bank resolution and crisis management law and practice |
| title_auth | Bank resolution and crisis management law and practice |
| title_exact_search | Bank resolution and crisis management law and practice |
| title_full | Bank resolution and crisis management law and practice Simon Gleeson, Randall Guynn |
| title_fullStr | Bank resolution and crisis management law and practice Simon Gleeson, Randall Guynn |
| title_full_unstemmed | Bank resolution and crisis management law and practice Simon Gleeson, Randall Guynn |
| title_short | Bank resolution and crisis management |
| title_sort | bank resolution and crisis management law and practice |
| title_sub | law and practice |
| topic | Europäische Union (DE-588)5098525-5 gnd Rechtsvergleich (DE-588)4115712-6 gnd Bank (DE-588)4004436-1 gnd Insolvenzrecht (DE-588)4114026-6 gnd |
| topic_facet | Europäische Union Rechtsvergleich Bank Insolvenzrecht USA Großbritannien |
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