Essential strategies for financial services compliance:
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Elektronisch E-Book |
| Sprache: | English |
| Veröffentlicht: |
Chichester, England
J. Wiley
c2008
|
| Schlagworte: | |
| Online-Zugang: | FRO01 UBG01 URL des Erstveröffentlichers |
| Beschreibung: | Includes bibliographical references and index Compliance officers perform a vital, yet unpopular role in the business world as they advise on complying with myriad rules and regulations. What is good for compliance is sometimes seen as being bad for business, making a compliance officer's role a difficult one. Essential Strategies for Financial Services Compliance offers practical guidance on how to apply a regulatory requirement to day to day situations. It also shows how to communicate the compliance department?s activities to the rest of the firm, how the role fits within the organization as a whole, what the scope and limitation of th |
| Beschreibung: | 1 Online-Ressource (xxii, 352 p.) |
| ISBN: | 9780470699386 0470699388 9780470699911 0470699914 |
Internformat
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| 100 | 1 | |a Mills, Annie |e Verfasser |4 aut | |
| 245 | 1 | 0 | |a Essential strategies for financial services compliance |c Annie Mills |
| 264 | 1 | |a Chichester, England |b J. Wiley |c c2008 | |
| 300 | |a 1 Online-Ressource (xxii, 352 p.) | ||
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| 500 | |a Includes bibliographical references and index | ||
| 500 | |a Compliance officers perform a vital, yet unpopular role in the business world as they advise on complying with myriad rules and regulations. What is good for compliance is sometimes seen as being bad for business, making a compliance officer's role a difficult one. Essential Strategies for Financial Services Compliance offers practical guidance on how to apply a regulatory requirement to day to day situations. It also shows how to communicate the compliance department?s activities to the rest of the firm, how the role fits within the organization as a whole, what the scope and limitation of th | ||
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| 650 | 7 | |a Financial services industry / Law and legislation |2 fast | |
| 650 | 4 | |a Recht | |
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| 650 | 4 | |a Corporate governance / Law and legislation / Great Britain | |
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Datensatz im Suchindex
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| dewey-ones | 346 - Private law |
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| dewey-search | 346.41/082 |
| dewey-sort | 3346.41 282 |
| dewey-tens | 340 - Law |
| discipline | Rechtswissenschaft |
| format | Electronic eBook |
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| indexdate | 2024-07-10T07:24:41Z |
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| isbn | 9780470699386 0470699388 9780470699911 0470699914 |
| language | English |
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| spelling | Mills, Annie Verfasser aut Essential strategies for financial services compliance Annie Mills Chichester, England J. Wiley c2008 1 Online-Ressource (xxii, 352 p.) txt rdacontent c rdamedia cr rdacarrier Includes bibliographical references and index Compliance officers perform a vital, yet unpopular role in the business world as they advise on complying with myriad rules and regulations. What is good for compliance is sometimes seen as being bad for business, making a compliance officer's role a difficult one. Essential Strategies for Financial Services Compliance offers practical guidance on how to apply a regulatory requirement to day to day situations. It also shows how to communicate the compliance department?s activities to the rest of the firm, how the role fits within the organization as a whole, what the scope and limitation of th Handbooks and manuals fast LAW / Administrative Law & Regulatory Practice bisacsh Corporate governance / Law and legislation fast Ethics and compliance officers fast Financial services industry / Law and legislation fast Recht Financial services industry / Law and legislation / Great Britain Corporate governance / Law and legislation / Great Britain Ethics and compliance officers / Great Britain / Handbooks, manuals, etc Great Britain fast Großbritannien Erscheint auch als Druck-Ausgabe, Hardcover 978-0-470-51904-2 https://onlinelibrary.wiley.com/doi/book/10.1002/9780470699386 Verlag URL des Erstveröffentlichers Volltext |
| spellingShingle | Mills, Annie Essential strategies for financial services compliance Handbooks and manuals fast LAW / Administrative Law & Regulatory Practice bisacsh Corporate governance / Law and legislation fast Ethics and compliance officers fast Financial services industry / Law and legislation fast Recht Financial services industry / Law and legislation / Great Britain Corporate governance / Law and legislation / Great Britain Ethics and compliance officers / Great Britain / Handbooks, manuals, etc |
| title | Essential strategies for financial services compliance |
| title_auth | Essential strategies for financial services compliance |
| title_exact_search | Essential strategies for financial services compliance |
| title_full | Essential strategies for financial services compliance Annie Mills |
| title_fullStr | Essential strategies for financial services compliance Annie Mills |
| title_full_unstemmed | Essential strategies for financial services compliance Annie Mills |
| title_short | Essential strategies for financial services compliance |
| title_sort | essential strategies for financial services compliance |
| topic | Handbooks and manuals fast LAW / Administrative Law & Regulatory Practice bisacsh Corporate governance / Law and legislation fast Ethics and compliance officers fast Financial services industry / Law and legislation fast Recht Financial services industry / Law and legislation / Great Britain Corporate governance / Law and legislation / Great Britain Ethics and compliance officers / Great Britain / Handbooks, manuals, etc |
| topic_facet | Handbooks and manuals LAW / Administrative Law & Regulatory Practice Corporate governance / Law and legislation Ethics and compliance officers Financial services industry / Law and legislation Recht Financial services industry / Law and legislation / Great Britain Corporate governance / Law and legislation / Great Britain Ethics and compliance officers / Great Britain / Handbooks, manuals, etc Great Britain Großbritannien |
| url | https://onlinelibrary.wiley.com/doi/book/10.1002/9780470699386 |
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