Enterprise compliance risk management: an essential toolkit for banks and financial services
"The tools and information that build effective compliance programs Enterprise Compliance Risk Management: An Essential Toolkit for Banks and Financial Services is a comprehensive overview of managing compliance and compliance risk. With unique hands-on tools including templates, checklists, an...
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
Hoboken
Wiley
[2015]
|
| Schriftenreihe: | Wiley corporate F&A
640 |
| Schlagworte: | |
| Online-Zugang: | Cover image |
| Zusammenfassung: | "The tools and information that build effective compliance programs Enterprise Compliance Risk Management: An Essential Toolkit for Banks and Financial Services is a comprehensive overview of managing compliance and compliance risk. With unique hands-on tools including templates, checklists, and scorecards, practitioners can immediately begin to jumpstart compliance initiatives. Written from a real-world perspective, the book goes beyond theory to describe the practical aspects of active compliance management from all facets. Compliance professionals aren't the only stakeholders in active risk management. These concerns involve the various strata of management within the organization, regulators, industry bodies, and customers. Although a young and evolving discipline, compliance risk management is being brought to center stage as the complexity of the financial world increases exponentially, layering nuance and dimension on to an already complex topic. Enterprise Compliance Risk Management meets the need for a comprehensive reference, providing a framework for keeping up-to-date with the multitude of diverse legal requirements and guidelines bankers face. Topics include: Active compliance management as a strategic intervention Connections to reputation, legal risk, governance, and customer satisfaction The entire ecosystem of stakeholders outside of designated compliance officers Operation, training, and reporting of various compliance models The book also includes a direct examination of "risk", including identification, measurement, mitigation, monitoring, remediation, and regulatory dialogue, and an exploration of multidimensional financial services that points out focal points for active compliance management. Compliance professionals seeking a handle on this vital but fledgling discipline can find the information they need in Enterprise Compliance Risk Management"... |
| Beschreibung: | Includes index |
| Beschreibung: | xxi, 356 Seiten |
| ISBN: | 9781118550281 |
Internformat
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Datensatz im Suchindex
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| author | Ramakrishna, Saloni P. |
| author_facet | Ramakrishna, Saloni P. |
| author_role | aut |
| author_sort | Ramakrishna, Saloni P. |
| author_variant | s p r sp spr |
| building | Verbundindex |
| bvnumber | BV043294929 |
| callnumber-first | H - Social Science |
| callnumber-label | HG173 |
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| discipline | Wirtschaftswissenschaften |
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| id | DE-604.BV043294929 |
| illustrated | Not Illustrated |
| indexdate | 2024-07-10T07:22:28Z |
| institution | BVB |
| isbn | 9781118550281 |
| language | English |
| lccn | 015021083 |
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| owner | DE-1050 |
| owner_facet | DE-1050 |
| physical | xxi, 356 Seiten |
| publishDate | 2015 |
| publishDateSearch | 2015 |
| publishDateSort | 2015 |
| publisher | Wiley |
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| series2 | Wiley corporate F&A |
| spelling | Ramakrishna, Saloni P. Verfasser aut Enterprise compliance risk management an essential toolkit for banks and financial services Saloni P. Ramakrishna Hoboken Wiley [2015] xxi, 356 Seiten txt rdacontent n rdamedia nc rdacarrier Wiley corporate F&A 640 Includes index "The tools and information that build effective compliance programs Enterprise Compliance Risk Management: An Essential Toolkit for Banks and Financial Services is a comprehensive overview of managing compliance and compliance risk. With unique hands-on tools including templates, checklists, and scorecards, practitioners can immediately begin to jumpstart compliance initiatives. Written from a real-world perspective, the book goes beyond theory to describe the practical aspects of active compliance management from all facets. Compliance professionals aren't the only stakeholders in active risk management. These concerns involve the various strata of management within the organization, regulators, industry bodies, and customers. Although a young and evolving discipline, compliance risk management is being brought to center stage as the complexity of the financial world increases exponentially, layering nuance and dimension on to an already complex topic. Enterprise Compliance Risk Management meets the need for a comprehensive reference, providing a framework for keeping up-to-date with the multitude of diverse legal requirements and guidelines bankers face. Topics include: Active compliance management as a strategic intervention Connections to reputation, legal risk, governance, and customer satisfaction The entire ecosystem of stakeholders outside of designated compliance officers Operation, training, and reporting of various compliance models The book also includes a direct examination of "risk", including identification, measurement, mitigation, monitoring, remediation, and regulatory dialogue, and an exploration of multidimensional financial services that points out focal points for active compliance management. Compliance professionals seeking a handle on this vital but fledgling discipline can find the information they need in Enterprise Compliance Risk Management"... BUSINESS & ECONOMICS / Auditing bisacsh Recht Unternehmen Wirtschaft Financial services industry Management Business enterprises Law and legislation Risk management BUSINESS & ECONOMICS / Auditing http://catalogimages.wiley.com/images/db/jimages/9781118550281.jpg Cover image |
| spellingShingle | Ramakrishna, Saloni P. Enterprise compliance risk management an essential toolkit for banks and financial services BUSINESS & ECONOMICS / Auditing bisacsh Recht Unternehmen Wirtschaft Financial services industry Management Business enterprises Law and legislation Risk management BUSINESS & ECONOMICS / Auditing |
| title | Enterprise compliance risk management an essential toolkit for banks and financial services |
| title_auth | Enterprise compliance risk management an essential toolkit for banks and financial services |
| title_exact_search | Enterprise compliance risk management an essential toolkit for banks and financial services |
| title_full | Enterprise compliance risk management an essential toolkit for banks and financial services Saloni P. Ramakrishna |
| title_fullStr | Enterprise compliance risk management an essential toolkit for banks and financial services Saloni P. Ramakrishna |
| title_full_unstemmed | Enterprise compliance risk management an essential toolkit for banks and financial services Saloni P. Ramakrishna |
| title_short | Enterprise compliance risk management |
| title_sort | enterprise compliance risk management an essential toolkit for banks and financial services |
| title_sub | an essential toolkit for banks and financial services |
| topic | BUSINESS & ECONOMICS / Auditing bisacsh Recht Unternehmen Wirtschaft Financial services industry Management Business enterprises Law and legislation Risk management BUSINESS & ECONOMICS / Auditing |
| topic_facet | BUSINESS & ECONOMICS / Auditing Recht Unternehmen Wirtschaft Financial services industry Management Business enterprises Law and legislation Risk management |
| url | http://catalogimages.wiley.com/images/db/jimages/9781118550281.jpg |
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