International and domestic arbitration in Switzerland:
Gespeichert in:
Hauptverfasser: | , |
---|---|
Format: | Buch |
Sprache: | English |
Veröffentlicht: |
Oxford
Hart
2015
Berne Stämpfli München Beck Wien Manz |
Ausgabe: | 3. ed. |
Schlagworte: | |
Online-Zugang: | Inhaltsverzeichnis |
Beschreibung: | Literaturangaben |
Beschreibung: | LIV, 829 S. |
ISBN: | 9783406678202 9783214040499 9781782256410 9783727277535 3406678203 |
Internformat
MARC
LEADER | 00000nam a2200000 c 4500 | ||
---|---|---|---|
001 | BV042511867 | ||
003 | DE-604 | ||
005 | 20150831 | ||
007 | t | ||
008 | 150420s2015 gw |||| 00||| eng d | ||
015 | |a 14,N51 |2 dnb | ||
015 | |a 15,A15 |2 dnb | ||
016 | 7 | |a 1063367050 |2 DE-101 | |
020 | |a 9783406678202 |c Pp. : EUR 298.00 |9 978-3-406-67820-2 | ||
020 | |a 9783214040499 |c Pp. : EUR 298.00 (DE), EUR 298.00 (AT), sfr 402.00 (freier Pr.) |9 978-3-214-04049-9 | ||
020 | |a 9781782256410 |9 978-1-78225-641-0 | ||
020 | |a 9783727277535 |c Pp. : EUR 259.00 (DE), EUR 266.30 (AT), sfr 298.00 (freier Pr.) |9 978-3-7272-7753-5 | ||
020 | |a 3406678203 |9 3-406-67820-3 | ||
024 | 3 | |a 9783406678202 | |
035 | |a (OCoLC)910028214 | ||
035 | |a (DE-599)DNB1063367050 | ||
040 | |a DE-604 |b ger |e rakddb | ||
041 | 0 | |a eng | |
044 | |a gw |c XA-DE-BY | ||
049 | |a DE-12 |a DE-19 |a DE-11 |a DE-739 |a DE-M382 | ||
082 | 0 | |a 347.49409 |2 22/ger | |
084 | |a PT 370 |0 (DE-625)139880: |2 rvk | ||
084 | |a PT 375 |0 (DE-625)139881: |2 rvk | ||
084 | |a 340 |2 sdnb | ||
100 | 1 | |a Berger, Bernhard |d 1970- |e Verfasser |0 (DE-588)1026070805 |4 aut | |
245 | 1 | 0 | |a International and domestic arbitration in Switzerland |c Bernhard Berger ; Franz Kellerhals |
250 | |a 3. ed. | ||
264 | 1 | |a Oxford |b Hart | |
264 | 1 | |a Berne |b Stämpfli | |
264 | 1 | |a München |b Beck |c 2015 | |
264 | 1 | |a Wien |b Manz | |
300 | |a LIV, 829 S. | ||
336 | |b txt |2 rdacontent | ||
337 | |b n |2 rdamedia | ||
338 | |b nc |2 rdacarrier | ||
500 | |a Literaturangaben | ||
650 | 0 | 7 | |a Schiedsgerichtsbarkeit |0 (DE-588)4052348-2 |2 gnd |9 rswk-swf |
650 | 0 | 7 | |a Internationale Schiedsgerichtsbarkeit |0 (DE-588)4162055-0 |2 gnd |9 rswk-swf |
651 | 7 | |a Schweiz |0 (DE-588)4053881-3 |2 gnd |9 rswk-swf | |
655 | 7 | |0 (DE-588)4123623-3 |a Lehrbuch |2 gnd-content | |
689 | 0 | 0 | |a Schweiz |0 (DE-588)4053881-3 |D g |
689 | 0 | 1 | |a Internationale Schiedsgerichtsbarkeit |0 (DE-588)4162055-0 |D s |
689 | 0 | 2 | |a Schiedsgerichtsbarkeit |0 (DE-588)4052348-2 |D s |
689 | 0 | |5 DE-604 | |
700 | 1 | |a Kellerhals, Franz |d 1939- |e Verfasser |0 (DE-588)107502984 |4 aut | |
856 | 4 | 2 | |m DNB Datenaustausch |q application/pdf |u http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=027946369&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |3 Inhaltsverzeichnis |
999 | |a oai:aleph.bib-bvb.de:BVB01-027946369 | ||
942 | 1 | 1 | |c 340.09 |e 22/bsb |f 09049 |g 494 |
942 | 1 | 1 | |c 340.09 |e 22/bsb |f 0905 |g 494 |
Datensatz im Suchindex
_version_ | 1804153257823567872 |
---|---|
adam_text | CONTENTS
PREFACE V
CONTENTS VII
BIBLIOGRAPHY XXVII
ABBREVIATIONS XLIX
CHAPTER 1 INTRODUCTION 1
§ 1 ARBITRATION AS A PARTICULAR FORM OF DISPUTE RESOLUTION 1
I. THE CONCEPT OF ARBITRATION 1
II. THE SOURCES OF ARBITRATION 3
1. PRIORITY OF PARTY AUTONOMY 3
2. RULES OF ARBITRATION 3
3. NATIONAL LAW 5
4. TREATIES 6
III. AD HOC V. INSTITUTIONAL ARBITRATION 6
1. ADVANTAGES AND DISADVANTAGES 7
2. ARBITRAL INSTITUTIONS AND THEIR SETS OF RULES 8
A. INTERNATIONAL ARBITRATION RULES 8
B. DOMESTIC ARBITRATION RULES 11
IV. TYPES OF ARBITRATION 12
1. COMMERCIAL ARBITRATION 12
2. IP/IT-ARBITRATION 12
3. INVESTMENT (TREATY) ARBITRATION 13
4. DISPUTE RESOLUTION BETWEEN STATES 15
A. THE PERMANENT COURT OF ARBITRATION AT THE HAGUE 15
B. OSCE COURT OF CONCILIATION AND ARBITRATION 17
C. WTO SETTLEMENT OF DISPUTES 18
D. OTHER DISPUTE RESOLUTION RULES 19
5. ARBITRATION WITHIN ASSOCIATIONS OR FEDERATIONS 19
VII
HTTP://D-NB.INFO/1063367050
CONTENTS
A. THE CONCEPT 19
B. JURISDICTION 20
C. GUARANTEE FOR INDEPENDENCE 20
§ 2 ON THE SOURCES OF SWISS ARBITRATION LAW 24
I. NATIONAL AND INTERNATIONAL ARBITRATION 24
II. CCP, PART 3 AND ITS ANCESTOR 25
1. INTRODUCTORY REMARKS 25
2. SCOPE OF APPLICATION 26
3. CHARACTERISTIC ELEMENTS OF CCP, PART 3 28
III. PILS, CHAP. 12 29
1. ON THE EVOLUTION OF PILS, CHAP.12 29
2. CHARACTERISTIC ELEMENTS OF PILS, CHAP. 12 30
3. CONSTITUTIONAL BASIS 32
4. SCOPE OF APPLICATION OF PILS, CHAP.12 33
A. TERRITORIAL SCOPE (RATIONE LOCI) 33
B. PERSONAL SCOPE (RATIONE PERSONAE) 34
C. SUBJECT-MATTER SCOPE (RATIONE MATERIAE) 35
D. RELATION TO OTHER ADR METHODS (FUNCTIONAL) 36
E. AGREEMENT TO EXCLUDE PILS, CHAP.12 (OPTING OUT) 36
F. AGREEMENT TO APPLY PILS, CHAP. 12 (OPTING IN) 38
G. RESERVATIONS AND ANCILLARY PROVISIONS 39
H. TRANSITIONAL PROVISIONS (RATIONE TEMPORIS) 40
IV. TREATIES 42
1. NEW YORK CONVENTION OF 1958 42
2. GENEVA PROTOCOL AND GENEVA CONVENTION OF 1923/27 44
3. BILATERAL TREATIES 45
4. ICSID CONVENTION OF 1965 45
5. EUROPEAN CONVENTION OF 1961 47
V. SWITZERLAND S STANDING AS A PLACE OF ARBITRATION 48
§ 3 OTHER FORMS OF PRIVATE DISPUTE RESOLUTION 50
I. EXPERT DETERMINATION 50
II. CONCILIATION AND MEDIATION 54
1. INTRODUCTION 54
2. TYPES 55
3. MEDIATION 58
CHAPTER 2 ON THE AUTHORITY OF ARBITRAL TRIBUNALS 61
§4 ARBITRABILITY 61
I. GENERAL REMARKS 61
II. APPLICABLE LAW 63
VIII
CONTENTS
1. BEFORE THE ARBITRAL TRIBUNAL 63
2. BEFORE STATE COURTS 64
A. IN PROCEEDINGS CONCERNING A SUBSTANTIVE CLAIM BEFORE COURT 64
B. IN SETTING ASIDE PROCEEDINGS 65
C. IN RECOGNITION AND ENFORCEMENT PROCEEDINGS 66
III. POSSIBLE APPROACHES TO THE PROBLEM 67
IV. ARBITRABILITY IN PROCEEDINGS UNDER PILS, CHAP. 12 68
1. LEGAL NATURE 69
2. NOTION OF DISPUTE OF FINANCIAL INTEREST 69
3. RELATIONSHIP WITH OTHER PROVISIONS ON JURISDICTION 71
4. PARTICULAR ISSUES 73
A. FAMILY AND INHERITANCE LAW 73
B. INTELLECTUAL PROPERTY LAW 74
C. COMPETITION AND ANTITRUST LAW .* 74
D. ARBITRABILITY IN SPORTS-RELATED MATTERS 76
E. UNENFORCEABLE CLAIMS (NATURALOBLIGATIONEN) 77
F. DEBT COLLECTION AND BANKRUPTCY 78
G. TENANCY RELATING TO RESIDENTIAL PROPERTY 79
H. EMPLOYMENT 80
I. CONSUMER CONTRACTS 81
J. ARBITRABILITY AND CORRUPTION 82
V. ARBITRABILITY IN DOMESTIC ARBITRATION 83
1. GENERAL PRINCIPLE 83
2. APPLICABLE LAW 85
VI. REVIEW OF ARBITRABILITY 86
VII. WHEN TO RAISE A PLEA OF LACK OF ARBITRABILITY 87
VIII. ARBITRABILITY AND PUBLIC POLICY 88
IX. CONSEQUENCES OF LACK OF ARBITRABILITY 90
§ 5 THE ARBITRATION AGREEMENT: CORNERSTONE OF THE ARBITRAL PROCEEDINGS
91
I. NOTION AND TERMINOLOGY 91
II. OBJECT OF THE ARBITRATION AGREEMENT 93
1. SALIENT FEATURES (ESSENTIALIA) 93
A. REFERRAL TO AN ARBITRAL TRIBUNAL 94
B. DESCRIPTION OF THE DISPUTE (DETERMINATION) 97
2. OTHER ESSENTIAL ELEMENTS 98
3. ADDITIONAL UNDERSTANDINGS 100
III. LEGAL NATURE 103
1. LEGAL WRITING 103
2. CASE LAW 104
IV. APPLICABLE LAW 105
1. BEFORE THE ARBITRAL TRIBUNAL 106
IX
2. BEFORE COURTS 107
A. BEFORE THE STATE COURT AT THE PLACE OF ARBITRATION 107
B. IN PROCEEDINGS CONCERNING A SUBSTANTIVE CLAIM BEFORE COURT 107
I. INTRODUCTION 107
II. FORM OF THE ARBITRATION AGREEMENT 108
III. SUBSTANCE OF THE ARBITRATION AGREEMENT 109
IV. DEGREE OF REVIEW 110
C. IN SETTING ASIDE PROCEEDINGS 114
D. IN RECOGNITION AND ENFORCEMENT PROCEEDINGS 114
CONDITIONS OF VALIDITY 115
1. ARBITRABILITY RATIONE PERSONAE 115
A. LEGAL CAPACITY AND THE CAPACITY TO BE A PARTY 116
B. CAPACITY TO BE A PARTY V. STANDING TO SUE AND TO BE SUED 118
C. CAPACITY TO ACT AND TO CONDUCT LEGAL PROCEEDINGS 121
D. AUTHORITY TO INITIATE AND CONDUCT THE ARBITRATION 123
E. THE STATE AS A PARTY TO ARBITRAL PROCEEDINGS 124
I. CONTENT AND PURPOSE OF PILS, ART. 177(2) 124
II. LEGITIMATE EXPECTATIONS AND GOOD FAITH 125
III. LACK OF CAPACITY TO BE A PARTY TO THE ARBITRATION 126
IV. LACK OF ARBITRABILITY 127
V. STATE IMMUNITY FROM JURISDICTION 128
VI. PLEA ALLEGING A SPECIAL STATUS UNDER INTERNATIONAL LAW 128
VII. RELATIONSHIP TO NYC, ART.V(L)(A) 129
2. ARBITRABILITY RATIONE MATERIAE 129
3. CONSENT TO ARBITRATE 130
A. CONFLICT OF LAWS RULE IN FAVOREM VALIDITATIS 130
B. ISSUES NOT COVERED BY THE RULE IN FAVOREM VALIDITATIS 131
C. THE THREE ALTERNATIVES UNDER PILS, ART. 178(2) 132
I. THE LAW CHOSEN TO GOVERN THE ARBITRATION AGREEMENT 132
II. THE LAW APPLICABLE TO THE MAIN CONTRACT 133
III. SWISS SUBSTANTIVE LAW 134
D. RELATIONSHIP BETWEEN PILS, ART.L78(2) AND NYC, ART.V(L)(A) 135
E. ABSENCE OF ANY RULES FOR DOMESTIC ARBITRATION 136
4. * FORM OF ARBITRATION AGREEMENT 137
A. SIGNIFICANCE OF MANDATORY REQUIREMENTS OF FORM 137
B. THE NYC AS A LODESTAR FOR REQUIREMENTS OF FORM 137
C. REQUIREMENT OF FORM UNDER PILS, CHAP. 12 138
I. CONTENT OF PILS, ART. 178(1) 138
II. RELATIONSHIP TO NYC, ART.II(2) 142
III. ELEMENTS TO BE COVERED BY THE REQUIREMENT OF FORM 143
D. REQUIREMENT OF FORM UNDER CCP, PART 3 144
E. REQUIREMENTS OF FORM AGREED UPON BY THE PARTIES 145
CONTENTS
F. WAIVER OF THE PLEA OF LACK OF FORM 146
G. NEED FOR REVISION OF P1LS, ART.L78(L) AND CCP, ART.358? 146
5. SPECIFIC PROBLEMS OF VALIDITY 147
A. CONCLUSION OF ARBITRATION AGREEMENT BY AGENTS 147
B. CONCLUSION OF ARBITRATION AGREEMENT BY REFERENCE 151
I. COMPLIANCE WITH REQUIREMENT OF FORM 151
II. CONSENT TO ARBITRATE 152
III. RELATIONSHIP TO FC, ART.30(2) 154
C. ARBITRATION CLAUSES IN ARTICLES OF ASSOCIATION 155
D. ARBITRATION BY UNILATERAL DISPOSITION 157
VI. INTERPRETATION OF ARBITRATION AGREEMENT 160
1. APPLICATION OF GENERAL PRINCIPLES OF CONTRACT LAW 160
2. SPECIFIC STANDARDS OF INTERPRETATION FOR ARBITRATION AGREEMENTS 162
A. RESTRICTIVE INTERPRETATION OF FORMATION AND CONCLUSION 163
B. LIBERAL INTERPRETATION OF CONTENT AND SCOPE 164
3. PATHOLOGICAL ARBITRATION AGREEMENTS 166
VII. EFFECTS OF ARBITRATION AGREEMENT 166
1. EXCLUSION OF JURISDICTION OF THE COURTS 166
2. SUBJECT-MATTER SCOPE OF APPLICATION (RATIONE MATERIAE) 168
A. GENERAL REMARKS 168
B. PARTY AUTONOMY 169
C. CONTRACTUAL CLAIMS 170
D. CULPA IN CONTRAHENDO; LIABILITY BASED ON TRUST 172
E. EXTRA-CONTRACTUAL CLAIMS 173
F. PLURALITY OF CONTRACTS 174
I. EXTENSION OF ARBITRATION CLAUSE IN ONE CONTRACT TO CLAIMS
ARISING FROM OTHER CONTRACTS 175
II. CUMULATION OF CLAIMS ARISING FROM A PLURALITY OF CONTRACTS. 176
G. SET-OFF DEFENCES 178
H. COUNTERCLAIMS 181
I. JURISDICTION TO HEAR CLAIMS FOR DAMAGES FOR BREACH OF
ARBITRATION AGREEMENT 183
3. PERSONAL SCOPE OF APPLICATION (RATIONE PERSONAE) 184
A. GENERAL ISSUES 184
B. UNIVERSAL SUCCESSION 186
C. SINGULAR SUCCESSION 187
I. ASSIGNMENT OF CLAIM 187
II. ASSUMPTION OF DEBT 192
III. ASSIGNMENT OF CONTRACT 192
D. ARBITRATION AGREEMENT IN FAVOUR OF A THIRD PARTY 193
E. EXTENSION OF ARBITRATION AGREEMENT TO NON-SIGNATORIES 196
F. PIERCING THE CORPORATE VEIL 199
XI
CONTENTS
G. NO APPLICATION OF GROUP OF COMPANIES DOCTRINE 200
H. JOINT PARTIES AND JOINDER 201
I. THIRD-PARTY NOTICE AND INTERVENTION 202
J. THIRD-PARTY ACTION AND INTERVENTION CLAIM 203
4. TEMPORAL SCOPE OF APPLICATION (RATIONE TEMPORIS) 204
5. CONSOLIDATION OF ARBITRAL PROCEEDINGS 205
6. IMPACTS OF BANKRUPTCY AND COMPOSITION PROCEEDINGS 207
VIII. INVALIDITY OF ARBITRATION AGREEMENT 209
1. DEFECTS OF FORM 210
2. DEFECTS IN THE CONCLUSION 210
3. DEFECTS AS TO CONTENT 211
4. CONSEQUENCES OF INVALIDITY 213
A. NULLITY 213
B. PARTIAL NULLITY 213
IX. TERMINATION OF ARBITRATION AGREEMENT 214
1. REVOCATION BY AGREEMENT 214
2. CONDITIONS AND TERM-LIMITATIONS 216
3. TERMINATION AS A RESULT OF SUBSEQUENT IMPOSSIBILITY 217
4. UNILATERAL TERMINATION 218
5. EFFECTS OF TERMINATION 221
§ 6 JURISDICTION DESPITE ABSENCE OR INVALIDITY OF ARBITRATION AGREEMENT
222
I. UNCONDITIONAL APPEARANCE 222
1. ENTERING AN APPEARANCE AS A PROCEDURAL ACT 222
2. NO NEED TO COMPLY WITH ANY REQUIREMENTS OF FORM 223
3. ADMISSIBILITY OF ENTERING AN APPEARANCE 224
4. APPLICABLE LAW 225
5. REQUIREMENTS 226
A. CLAIM BEFORE AN ARBITRAL TRIBUNAL THAT LACKS JURISDICTION 226
B. PENDENCY OF CLAIM 226
C. CONDUCT CONSTITUTING ENTRY OF APPEARANCE 227
6. LEGAL CONSEQUENCES AND EFFECTS 230
7. RELATIONSHIP TO NYC, ART.II 231
II. CONDUCT CONTRARY TO THE DUTY TO ACT IN GOOD FAITH 233
§ 7 COMPETENCE-COMPETENCE AND AUTONOMY OF ARBITRATION AGREEMENT 235
I. CONCEPTS AND INTERDEPENDENCE 235
II. COMPETENCE-COMPETENCE 236
1. CONTENT AND SCOPE 236
2. LEGAL CONSEQUENCES 239
III. AUTONOMY OF ARBITRATION AGREEMENT 241
1. PRINCIPLE 241
2. RESTRICTIONS 242
XII
CONTENTS
§ 8 THE DECISION ON JURISDICTION 245
I. INTRODUCTION 245
II. REQUIREMENTS FOR JURISDICTION 245
III. EXAMINATION OF JURISDICTION BY ARBITRAL TRIBUNALS 246
1. NO EXAMINATION EX OFFICIO 246
2. LIMITED EXAMINATION EX OFFICIO IN DEFAULT PROCEEDINGS 247
3. PLEA OF LACK OF JURISDICTION 247
4. SCOPE OF EXAMINATION 249
5. STAY OF THE DECISION ON JURISDICTION 250
6. EXAMINATION OF JURISDICTION AS A PRELIMINARY QUESTION 250
7. DECISION ON JURISDICTION AT A LATER STAGE OF THE PROCEEDINGS 253
IV. EXAMINATION OF JURISDICTION BY SWISS COURTS 254
V. EFFECTS OF THE DECISION ON JURISDICTION 256
1. ARBITRAL AWARD DECLINING JURISDICTION 256
2. ARBITRAL AWARD ACCEPTING JURISDICTION 257
3. BINDING EFFECT OF THE DECISION ON JURISDICTION 258
A. NEGATIVE DECISIONS ON JURISDICTION 258
B. POSITIVE DECISIONS ON JURISDICTION 259
C. DECISIONS OF STATE COURTS PROVIDING JUDICIAL ASSISTANCE 260
VI. JUDICIAL CONTROL OVER DECISIONS ON JURISDICTION 261
1. ARBITRAL AWARDS ON JURISDICTION 261
2. COURT DECISIONS ON JURISDICTION 262
CHAPTER 3 THE ARBITRAL TRIBUNAL 265
§ 9 SEAT OF THE ARBITRATION 265
I. CONCEPT OF THE SEAT 265
II. RELEVANCE OF THE SEAT 265
1. LOCALISATION OF THE ARBITRATION 265
2. LOCALISATION OF ARBITRAL AWARDS 267
III. DETERMINATION OF THE SEAT 268
1. DETERMINATION BY AGREEMENT BETWEEN THE PARTIES 268
A. GENERAL PRINCIPLES 268
B. AGREEMENTS ON ARBITRATION IN SWITZERLAND 269
2. DETERMINATION ABSENT AN AGREEMENT OF THE PARTIES 271
A. GENERAL PRINCIPLES 271
B. DETERMINATION BY AN ARBITRAL INSTITUTION 272
C. DETERMINATION BY ANOTHER AUTHORITY 273
D. DETERMINATION BY THE ARBITRAL TRIBUNAL 274
IV. RELOCATION OF THE SEAT 274
V. VENUE FOR MEETINGS AND HEARINGS 276
XIII
CONTENTS
§ 10 CONSTITUTION OF THE ARBITRAL TRIBUNAL 278
I. QUALIFICATIONS FOR THE MANDATE OF ARBITRATOR 278
1. QUALIFICATIONS AGREED BETWEEN THE PARTIES 279
2. INDEPENDENCE AND IMPARTIALITY 280
A. GENERAL REMARKS 280
B. STANDARDS APPLICABLE IN SWITZERLAND 282
C. NO LESSER STANDARDS FOR PARTY-APPOINTED ARBITRATORS 284
D. CONSEQUENCES OF ENGAGEMENT IN SETTLEMENT DISCUSSIONS 285
E. CONSEQUENCES OF PROCEDURAL FAILURES 286
II. APPOINTMENT OF ARBITRATORS 286
1. PARTY AUTONOMY 286
2. APPOINTMENT BY A DESIGNATED APPOINTING AUTHORITY 289
3. APPOINTMENT BY A STATE COURT 291
A. ABSENCE OF ANY AGREEMENT 291
B. JURISDICTION 293
C. APPLICABLE LAW 295
D. PRINCIPLES OF APPOINTMENT 295
E. SUMMARY EXAMINATION OF ARBITRATION AGREEMENT 296
4. APPOINTMENT IN MULTI-PARTY PROCEEDINGS 298
III. JUDICIAL CONTROL OVER DECISIONS ON APPOINTMENT 301
1. COURT DECISIONS TO APPOINT ARBITRATORS 301
2. COURT DECISIONS DECLINING REQUESTS FOR APPOINTMENT 302
3. DECISIONS OF PRIVATE AUTHORITIES 302
§ 11 CHALLENGE OF ARBITRATORS 304
I. GROUNDS FOR CHALLENGE 304
1. ABSENCE OF AGREED QUALIFICATIONS 304
2. JUSTIFIABLE DOUBTS AS TO INDEPENDENCE AND IMPARTIALITY 306
II. CHALLENGE OF THE ARBITRAL TRIBUNAL 307
III. THE RIGHT TO CHALLENGE 309
1. GENERAL PRINCIPLES 309
2. DUTY OF THE PARTIES TO ACT IN GOOD FAITH 310
3. WHEN TO RAISE A CHALLENGE 311
A. DOMESTIC ARBITRATION 311
B. INTERNATIONAL ARBITRATION 313
C. OBLIGATION OF THE PARTIES TO MAKE THEIR OWN ENQUIRIES 314
D. MISCELLANEOUS 315
4. WAIVER OF THE RIGHT TO CHALLENGE 315
IV. THE CHALLENGE PROCEDURE 316
1. PRIORITY OF PARTY AUTONOMY 316
2. REQUEST FOR CHALLENGE 317
3. DECISION ON THE CHALLENGE 317
XIV
CONTENTS
A. JURISDICTION 317
B. TIME-LIMIT FOR SEISING THE COMPETENT AUTHORITY 319
C. APPLICABLE RULES OF PROCEDURE 319
4. EFFECTS OF A CHALLENGE ON THE ARBITRAL PROCEEDINGS 320
V. JUDICIAL CONTROL OVER DECISIONS ON CHALLENGE 321
1. DECISIONS OF A PRIVATE AUTHORITY 321
2. COURT DECISIONS ON CHALLENGE 324
VI. CONSEQUENCES OF A CHALLENGE 325
§ 12 REVOCATION AND REMOVAL OF ARBITRATORS 326
I. REVOCATION 326
II. REMOVAL 327
§ 13 RESIGNATION OF AN ARBITRATOR 331
I. ADMISSIBILITY AND CONDITIONS OF RESIGNATION 331
II. DECISION ON THE VALIDITY OF RESIGNATION 333
III. CONSEQUENCES OF RESIGNATION 333
§14 REPLACEMENT OF AN ARBITRATOR 336
I. REQUIREMENTS FOR REPLACEMENT 336
II. REPLACEMENT PROCEDURE 336
III. STAY OF THE ARBITRAL PROCEEDINGS 338
IV. DECISION ON REPETITION OF PRIOR PROCEEDINGS 338
V. CONTINUATION OF PROCEEDINGS WITHOUT REPLACEMENT 340
§ 15 RELATIONSHIP BETWEEN ARBITRATORS AND PARTIES 342
I. LEGAL NATURE 342
1. CONTRACTUAL BASIS (RECEPTUM ARBITRI) 342
2. STATUTORY BASIS 343
II. APPLICABLE LAW 344
III. RIGHTS AND OBLIGATIONS OF ARBITRATORS 345
1. DUTIES OF CARE, DILIGENCE AND EXPEDITION 345
2. OBLIGATION OF PERFORMANCE IN PERSON 346
3. DUTY TO DISCLOSE POTENTIAL CONFLICTS OF INTERESTS 346
4. ADJUDICATION OF THE DISPUTE 348
5. DUTY TO APPLY THE LAW 348
6. DETERMINATION OF ARBITRAL PROCEDURE AND EQUAL TREATMENT 349
7. JUDICIAL ASSISTANCE 349
8. COMMUNICATIONS WITH ARBITRATORS 349
9. CONFIDENTIALITY 350
10. LIABILITY 351
11. ARBITRATORS FEES 351
12. THE ROLE OF PARTY REPRESENTATIVES 353
IV. COMMENCEMENT AND TERMINATION OF RELATIONSHIP 354
XV
CONTENTS
1. PRINCIPLE 354
2. TERM OF MANDATE 355
§ 16 SECRETARY AND OTHER ASSISTANCE TO THE TRIBUNAL 356
I. GENERAL 356
II. SECRETARY 356
III. OTHER ASSISTANCE TO THE TRIBUNAL 357
CHAPTER 4 THE ARBITRAL PROCEDURE 359
§ 17 COMMENCEMENT OF THE ARBITRATION 359
I. RECOURSE TO ARBITRATION 359
II. PENDENCY OF PROCEEDINGS (LIS PENDENS) 360
1. CONCEPT AND SIGNIFICANCE 360
2. BEGINNING OF PENDENCY 361
A. ARBITRATORS) DESIGNATED IN THE ARBITRATION AGREEMENT 361
B. ARBITRATORS) NOT DESIGNATED IN THE ARBITRATION AGREEMENT 362
C. DECISIVE POINT IN TIME 364
III. PRECLUSIVE EFFECT OF PENDENCY (LIS ALIBI PENDENS) 365
1. INTRODUCTION 365
2. COURT SEISED SECOND WHEN ARBITRAL TRIBUNAL SEISED FIRST 366
A. ARBITRAL TRIBUNAL WITH SEAT IN SWITZERLAND SEISED FIRST 366
B. ARBITRAL TRIBUNAL WITH SEAT ABROAD SEISED FIRST 366
3. ARBITRAL TRIBUNAL SEISED SECOND WHEN COURT SEISED FIRST 367
A. FOREIGN COURT SEISED FIRST 367
B. COURT IN SWITZERLAND SEISED FIRST 373
4. LIS PENDENS BETWEEN TWO OR MORE ARBITRAL TRIBUNALS 373
A. ARBITRAL TRIBUNAL WITH SEAT ABROAD SEISED FIRST 374
B. ARBITRAL TRIBUNAL WITH SEAT IN SWITZERLAND SEISED FIRST....: 374
5. NO LIS PENDENS BETWEEN ARBITRATION AND DEBT ENFORCEMENT 375
IV. FURTHER EFFECTS OF PENDENCY 375
1. PROCEDURAL EFFECTS 375
2. COMPLYING WITH LIMITATION AND FORFEITURE PERIODS 375
3. COMPLYING WITH PERIODS FOR FILING AN ACTION 378
V. TERMINATION OF PENDENCY 379
1. EFFECT ON THE LIS ALIBI PENDENS RULE 379
2. IMPACT ON LIMITATION OR FORFEITURE PERIODS 379
§ 18 THE PROCEEDINGS BEFORE THE ARBITRAL TRIBUNAL 381
I. ORGANISING THE PROCEEDINGS 381
1. INTRODUCTION 381
2. ISSUES TO BE DETERMINED 382
3. FORMAT OF ORGANIZING THE PROCEEDINGS 383
XVI
CONTENTS
A. AGREEMENT BETWEEN PARTIES AND ARBITRATORS 383
B. DETERMINATION BY THE ARBITRAL TRIBUNAL 383
C. MIXED FORMS 384
4. SOLUTIONS UNDER SELECTED RULES OF ARBITRATION 384
DETERMINATION OF THE ARBITRAL PROCEDURE 385
1. INTRODUCTION 385
2. DETERMINATION BY THE PARTIES 386
A. REFERENCE TO RULES OF ARBITRATION 388
B. SUBMISSION TO A PROCEDURAL LAW OF THE PARTIES CHOICE 389
3. DETERMINATION BY THE ARBITRAL TRIBUNAL 390
FUNDAMENTAL PROCEDURAL GUARANTEES (DUE PROCESS) 392
1. GENERAL CONSIDERATIONS 392
A. STATUTORY BASIS 392
B. CONSTITUTIONAL BASIS 393
C. CONTENTS OF THE FUNDAMENTAL PROCEDURAL GUARANTEES 393
D. MANDATORY NATURE 396
E. SCOPE OF APPLICATION 397
F. REMEDIES 398
G. PROCEDURAL GUARANTEES IN RULES OF ARBITRATION 398
2. SPECIFIC ASPECTS OF FUNDAMENTAL PROCEDURAL GUARANTEES 399
A. PRESENTATION OF CLAIMS AND DEFENCES 399
B. EVIDENTIARY ISSUES 400
C. PARTICIPATION IN HEARINGS 401
D. ACCESS TO FILES 402
E. RIGHT TO REPRESENTATION 402
3. DUTY TO ACT IN GOOD FAITH AND WAIVER 404
A. DUTY TO AVOID SURPRISES 404
B. DUTY TO PROMPTLY STATE ANY OBJECTIONS 404
FOCAL POINTS IN THE COURSE OF THE PROCEEDINGS 406
1. EXAMINATION OF CONDITIONS OF ADMISSIBILITY 406
2.
LANGUAGE OF THE ARBITRATION 407
3. LEGAL REPRESENTATION AND ASSISTANCE 408
4. DEFAULT 409
5. SUSPENSION OF THE ARBITRATION (STAY OF PROCEEDINGS) 411
6. RECORDS AND MINUTES 414
7. EXPEDITED PROCEDURE 416
8. FAILURE OF THE TRIBUNAL TO PERFORM ITS FUNCTIONS (INACTIVITY) 418
SELECTED ISSUES CONCERNING THE PARTIES SUBMISSIONS 419
1. RELIEF OR REMEDY SOUGHT BY THE PARTIES (PRAYERS FOR RELIEF) 419
2. AMENDMENTS OR SUPPLEMENTS TO THE CLAIM OR DEFENCE 422
A. PRELIMINARY REMARKS 422
B. AMENDMENTS TO THE PRAYERS FOR RELIEF 423
XVII
CONTENTS
C. AMENDMENTS TO THE CAUSE OF ACTION 424
D. NEW CLAIMS 425
3. COUNTERCLAIMS AND SET-OFF DEFENCES 426
VI. JUDICIAL ASSISTANCE BY SWISS COURTS 427
VII. CONFIDENTIALITY 429
§ 19 PROVISIONAL AND CONSERVATORY MEASURES 432
I. INTRODUCTION AND OVERVIEW 432
II. POWER OF ARBITRAL TRIBUNAL TO ORDER PROVISIONAL MEASURES 434
1. PARTY AUTONOMY 434
2. SCOPE OF APPLICATION 435
3. CONDITIONS FOR GRANTING PROVISIONAL MEASURES 436
4. APPLICABLE PROCEDURE 438
5. TYPES OF PROVISIONAL MEASURES 439
6. LIMITS TO THE POWER OF AN ARBITRAL TRIBUNAL 440
7. NO JUDICIAL CONTROL 442
III. JUDICIAL ASSISTANCE BY SWISS COURTS 442
IV. POWER OF STATE COURTS TO ORDER PROVISIONAL MEASURES 445
V. EMERGENCY ARBITRATOR 449
VI. PROVISION OF SECURITY 451
VII. RECOGNITION AND ENFORCEMENT OF PROVISIONAL MEASURES 453
1. PROVISIONAL MEASURES ORDERED BY AN ARBITRAL TRIBUNAL 453
2. PROVISIONAL MEASURES GRANTED BY A STATE COURT 454
§ 20 TAKING OF EVIDENCE 456
I. SUBJECT-MATTER OF THE TAKING OF EVIDENCE 456
II. AUTHORITY AND PROCEDURE 457
III. BURDEN OF PROOF. 459
IV. PRESENTATION OF EVIDENCE 460
1. ADMISSIBILITY 460
2. TIMELINESS 462
3. DOCUMENTS 462
4. WITNESSES OF FACT 467
5. EXPERTS 470
A. INTRODUCTION 470
B. PARTY-APPOINTED EXPERTS 471
C. TRIBUNAL-APPOINTED EXPERTS 471
6. INSPECTIONS 475
V. ASSESSMENT OF EVIDENCE 476
VI. JUDICIAL ASSISTANCE BY STATE COURTS 478
§21 DECISION ON THE
MERITS 482
I. DEFINITION 482
II. DECISION IN ACCORDANCE WITH THE LAW 483
XVIII
CONTENTS
1. PREVAILING CONCEPT 483
2. DEVELOPMENT IN SWITZERLAND 484
3. APPLICABLE LAW OR RULES OF LAW? 486
4. THE RULES OF LAW CHOSEN BY THE PARTIES 488
A. THE CHOICE OF LAW AGREEMENT 488
B. CONTENT OF THE REFERENCE TO THE LAW CHOSEN BY THE PARTIES 489
C. SCOPE OF THE REFERENCE TO THE LAW CHOSEN BY THE PARTIES 491
D. LIMITS OF PARTY AUTONOMY 493
5. THE RULES OF LAW DETERMINED BY THE ARBITRAL TRIBUNAL 493
A. AUTONOMY OF THE ARBITRAL TRIBUNAL 493
B. DETERMINATION OF THE CLOSEST CONNECTION 494
C. SCOPE OF THE DETERMINATION BY THE ARBITRAL TRIBUNAL 497
6. MANDATORY RULES (POSITIVE PUBLIC POLICY) 497
A. MANDATORY RULES OF THE LEX CAUSAE 498
B. FOREIGN MANDATOIY RULES 498
7. PUBLIC INTERNATIONAL LAW 501
8. JURA NOVIT CURIA (AND ARBITER) 501
III. DECISION EX AEQUO ET BONO 504
1. DEFINITION AND SCOPE OF APPLICATION 504
2. THE AGREEMENT ON A DECISION EX AEQUO ET BONO 509
IV. PROVISIONS OF THE CONTRACT AND RELEVANT TRADE USAGES 510
§ 22 THE ARBITRAL AWARD 512
I. DEFINITION AND TYPES OF AWARDS 512
II. CLOSING AND REOPENING OF THE PROCEEDINGS 513
III. MAKING OF THE AWARD 513
1. PARTY AUTONOMY 513
2. DELIBERATIONS 514
3. VOTES 516
4. CONFIDENTIALITY OF THE DELIBERATIONS 517
5. FAILURE TO PARTICIPATE IN THE DELIBERATIONS AND VOTES 519
IV. FORM AND CONTENT OF THE AWARD 520
1. PARTY AUTONOMY 520
2. REQUIREMENTS OF FORM 520
3. THE REASONS UPON WHICH THE AWARD IS BASED 521
4. DATE OF THE AWARD AND SIGNATURES 523
V. DISSENTING OPINIONS 524
1. CONCEPT 524
2. ADMISSIBILITY 525
3. CONTENT, PROCEDURE AND COMMUNICATION TO THE PARTIES 526
4. EFFECTS 527
VI. NOTIFICATION OF THE ARBITRAL AWARD 528
XIX
CONTENTS
1. FORM AND PROCEDURE 528
2. EFFECTS 529
VII. CONFIDENTIALITY AND PUBLICATION OF AWARDS 530
VIII. DEPOSIT OF THE AWARD 530
IX. INTERPRETATION AND CORRECTION; ADDITIONAL AWARD 532
1. OBJECTIVE 532
2. ADMISSIBILITY 532
3. PROCEDURE AND TIME-LIMITS 534
4. INTERPRETATION AND CORRECTION 535
5. ADDITIONAL AWARD 538
§ 23 SETTLEMENT AND OTHER GROUNDS FOR TERMINATION 540
I. SETTLEMENT OF THE DISPUTE 540
1. GENERAL REMARKS 540
2. AWARD ON AGREED TERMS (CONSENT AWARD) 541
A. REQUIREMENTS 541
B. FORM, CONTENT AND NOTIFICATION 541
C. EFFECTS 542
3. ORDER FOR THE TERMINATION OF THE PROCEEDINGS 543
4. DEFECTS IN CONSENT 544
II. ACCEPTANCE OF CLAIM 545
III. WITHDRAWAL OF CLAIM 546
IV. OTHER GROUNDS FOR THE TERMINATION OF THE PROCEEDINGS 547
§24 COSTS OF ARBITRATION 549
I. ADVANCE TO COVER THE COSTS OF ARBITRATION 549
1. AUTHORITY OF THE ARBITRAL TRIBUNAL 549
2. ALLOCATION OF THE DEPOSITS BETWEEN THE PARTIES 550
3. CONSEQUENCES OF NON-PAYMENT 551
A. SUSPENSION OR TERMINATION OF THE ARBITRATION 551
B. RENUNCIATION OF THE ARBITRATION 552
C. NO POWER TO MAKE A DEFAULT AWARD 555
D. SEPARATE AWARD FOR REIMBURSEMENT OF SUBSTITUTE PAYMENT? 555
4. STATEMENT OF ACCOUNT ON DEPOSITS RECEIVED 556
II. SECURITY FOR COSTS (CAUTIO JUDICATUM SOLVI) 557
1. GENERAL REMARKS 557
2. LEGAL QUALIFICATION OF AN ORDER FOR SECURITY FOR COSTS 558
3. AUTHORITY AND JURISDICTION OF THE ARBITRAL TRIBUNAL 558
4. REQUIREMENTS FOR ORDERING SECURITY FOR COSTS 559
5. ORDER OR AWARD? 560
6. CIRCUMSTANCES JUSTIFYING SECURITY FOR COSTS 560
7. DETERMINATION OF THE AMOUNT OF THE SECURITY 562
8. CONSEQUENCES OF NON-PAYMENT 563
XX
CONTENTS
9. SECURITY FOR COSTS UNDER CCP, ART.379 563
III. THE DECISION ON COSTS 564
1. AUTHORITY AND JURISDICTION OF THE ARBITRAL TRIBUNAL 564
2. ASSESSMENT OF ARBITRATION COSTS 565
3. APPORTIONMENT OF ARBITRATION COSTS 566
4. DETERMINATION AND ALLOCATION OF PARTY COSTS 568
5. TIMING OF THE DECISION ON COSTS 569
6. REMEDIES AGAINST THE DECISION ON COSTS 570
CHAPTER 5 THE EFFECTS AND LIMITS OF ARBITRAL AWARDS 571
§ 25 EFFECTS OF THE AWARD 571
I. INTRODUCTION 571
II. ENFORCEABILITY OF THE AWARD 572
III. CONCLUSIVE AND PRECLUSIVE EFFECTS OF THE AWARD (RES JUDICATA) 573
1. CONCEPT AND SIGNIFICANCE 573
2. COMMENCEMENT AND TERMINATION 574
3. TYPES OF AWARDS WITH RES JUDICATA EFFECTS 574
4. SCOPE AND LIMITS OF RES JUDICATA 576
A. SUBJECT-MATTER SCOPE (RATIONE MATERIAE) 576
B. PERSONAL SCOPE (RATIONE PERSONAE) 577
C. THE DISPOSITIVE PART AS THE DECISIVE POINT OF REFERENCE 578
D. FURTHER LIMITS OF RES JUDICATA 579
5. CONSEQUENCES OF RES JUDICATA 579
A. SWISS COURT V SWISS AWARD 579
B. SWISS COURT V FOREIGN AWARD 580
C. SWISS ARBITRAL TRIBUNAL V SWISS COURT JUDGMENT OR AWARD 581
D. SWISS ARBITRAL TRIBUNAL V FOREIGN COURT JUDGMENT 581
E. SWISS ARBITRAL TRIBUNAL V FOREIGN AWARD 582
6. RES JUDICATA AND PUBLIC POLICY 583
7. THE ILA REPORT ON RES JUDICATA AND ARBITRATION 583
§ 26 SETTING ASIDE OF INTERNATIONAL ARBITRAL AWARDS 586
I. INTRODUCTION 586
II. GENERAL REQUIREMENTS FOR CHALLENGE 586
III. AWARDS SUBJECT TO CHALLENGE 588
1. FINAL AWARDS 589
2. PARTIAL AWARDS 589
3. PRELIMINARY OR INTERIM AWARDS 591
4. DECISIONS ON APPLICATIONS FOR PROVISIONAL MEASURES 593
5. PROCEDURAL ORDERS 594
IV. PARTY AUTONOMY 595
XXI
CONTENTS
V. GROUNDS FOR ANNULMENT 595
1. IRREGULAR COMPOSITION OF THE ARBITRAL TRIBUNAL 596
2. INCORRECT DECISION ON JURISDICTION 599
A. SCOPE OF APPLICATION 599
B. RELEVANT POINT IN TIME FOR RAISING THE PLEA AND WAIVER 601
C. SCOPE OF REVIEW BY THE SWISS FEDERAL TRIBUNAL 601
D. ADMISSIBILITY OF REQUESTS FOR DECLARATORY RELIEF 604
3. DECISION BEYOND CLAIMS OR FAILURE TO ANSWER CLAIMS 605
4. VIOLATION OF EQUAL TREATMENT OR THE RIGHT TO BE HEARD 608
A. EQUAL TREATMENT 608
B. RIGHT TO BE HEARD IN ADVERSARIAL PROCEEDINGS 608
I. FAILURE TO GIVE REASONS 610
II. INCORRECT ESTABLISHMENT OF THE FACTS, OBVIOUS ERRORS 610
III. FAILURE TO DEAL WITH DECISIVE ISSUES 611
IV. JURA NOVIT CURIA V. RIGHT TO BE HEARD 612
V. ISSUES OF PROCEDURE 612
C. RELEVANT POINT IN TIME FOR RAISING THE PLEA AND WAIVER 612
D. FORMAL NATURE OF THE RIGHT TO BE HEARD 613
5. INCOMPATIBILITY WITH PUBLIC POLICY 614
A. BACKGROUND AND CONTENT OF THE RULE 614
B. SWISS OR UNIVERSAL PUBLIC POLICY? 616
C. SUBSTANTIVE PUBLIC POLICY 619
I. INTRODUCTION 619
II. CANON OF ACCEPTED PRINCIPLES 619
III. FAILURE TO APPLY THE APPLICABLE LAW 620
IV. FAILURE TO APPLY ( FOREIGN ) MANDATORY RULES 622
V. OPEN ISSUES 624
D. PROCEDURAL PUBLIC POLICY 625
I. INTRODUCTION 625
II. ACCEPTED PRINCIPLES 626
III. DECLINED COMPLAINTS 627
E. NO PLEA AGAINST FINDINGS OF FACT 628
VI. SETTING ASIDE PROCEEDINGS 629
1. COMPETENT AUTHORITY AND PROCEDURE 629
2. EFFECTS OF A MOTION TO SET ASIDE 633
3. CONDITIONS OF ADMISSIBILITY 634
4. MOTION TO SET ASIDE AND PARALLEL REQUEST FOR REVISION 637
5. EXAMINATION OF THE CASE 638
6. EXCHANGE OF WRITTEN SUBMISSIONS 638
7. PROVISIONAL AND CONSERVATORY MEASURES 639
8. TAKING OF EVIDENCE 640
9. COURT COSTS AND PARTY COSTS 640
XXII
CONTENTS
VII. DECISION ON THE MOTION TO SET ASIDE 642
1. UNSUCCESSFUL CHALLENGE 642
2. SUCCESSFUL CHALLENGE 643
3. FULL OR PARTIAL ANNULMENT 644
4. REMAND TO THE SAME ARBITRAL TRIBUNAL 644
5. CONCLUSIVE EFFECT (NO INCURABLY INVALID AWARDS) 645
VIII. REMEDIES AGAINST DECISION ON MOTION TO SET ASIDE 646
1. REVISION 646
2. INTERPRETATION AND CORRECTION 648
IX. WAIVER OF ANNULMENT 648
1. INTRODUCTION 648
2. WAIVER AGREEMENT 651
A. APPLICABLE LAW 651
B. PERSONAL REQUIREMENTS 651
C. TEMPORAL REQUIREMENTS 652
D. REQUIREMENTS OF FORM 653
E. REQUIREMENT OF EXPRESS STATEMENT 653
F. WAIVER AGREEMENT AND ARBITRATION AGREEMENT 656
G. SUBJECT-MATTER SCOPE OF WAIVER 657
H. PERSONAL SCOPE OF WAIVER 658
3. EFFECTS AND CONSEQUENCES OF WAIVER 660
A. FULL WAIVER 660
B. PARTIAL WAIVER 662
X. PUBLICITY AND PUBLICATION OF JUDGMENT 663
§ 27 SETTING ASIDE OF DOMESTIC ARBITRAL AWARDS 664
I. INTRODUCTION 664
II. AWARDS SUBJECT TO CHALLENGE 664
III. NO WAIVER OF ANNULMENT 665
IV. GROUNDS FOR ANNULMENT 666
1. IRREGULAR COMPOSITION OF THE ARBITRAL TRIBUNAL 666
2. INCORRECT DECISION ON JURISDICTION 666
3. DECISION BEYOND CLAIMS OR FAILURE TO ANSWER CLAIMS 667
4. VIOLATION OF EQUAL TREATMENT OR THE RIGHT TO BE HEARD 667
5. THE CONCEPT OF ARBITRARINESS 667
A. GENERAL REMARKS 667
B. SCOPE OF ARBITRARINESS UNDER CCP, ART.393(E) 668
C. FINDINGS OF FACT MANIFESTLY CONTRARY TO THE RECORD 669
D. MANIFEST VIOLATION OF THE APPLICABLE LAW 670
E. MANIFEST VIOLATION OF THE PRINCIPLES OF EQUITY 671
F. NO REVIEW OF THE ASSESSMENT OF EVIDENCE 672
6. MANIFESTLY EXCESSIVE FEES AND EXPENSES 672
XXIII
CONTENTS
V. SETTING ASIDE PROCEEDINGS 674
1. COMPETENT AUTHORITY AND PROCEDURE 674
A. ACTION FOR ANNULMENT BEFORE THE SWISS FEDERAL TRIBUNAL 674
B. ACTION FOR ANNULMENT BEFORE THE CANTONAL COURT 674
2. EFFECTS OF A MOTION TO SET ASIDE 675
3. CONDITIONS OF ADMISSIBILITY 676
4. REMAND FOR CORRECTION AND COMPLETION OF THE AWARD 676
VI. DECISION ON THE MOTION TO SET ASIDE 677
§ 28 REVISION OF ARBITRAL AWARDS 678
I. PURPOSE OF REVISION 678
II. REVISION OF DOMESTIC AWARDS 679
1. AWARDS SUBJECT TO REVISION 679
2. GROUNDS FOR REVISION 679
A. RESULT OF THE AWARD AFFECTED BY A CRIMINAL OFFENCE 680
B. SUBSEQUENT DISCOVERY OF MATERIAL FACTS OR DECISIVE EVIDENCE.... 681
C. INVALIDITY OF ACCEPTANCE OR WITHDRAWAL OF CLAIM OR OF CONSENT
AWARD 682
D. VIOLATION OF THE ECHR 682
3. COMPETENT AUTHORITY, PROCEDURE AND TIME-LIMITS 682
4. EFFECTS OF A REQUEST FOR REVISION 684
5. DECISION ON A REQUEST FOR REVISION 685
6. REMEDIES AGAINST THE DECISION OF THE CANTONAL COURT 686
7. FINAL REMARKS 686
III. REVISION OF INTERNATIONAL AWARDS 687
1. NO PROVISIONS ON REVISION IN PILS, CHAP. 12 687
2. GROUNDS FOR REVISION 688
A. PRELIMINARY REMARKS 688
B. RESULT OF THE AWARD AFFECTED BY A CRIMINAL OFFENCE 690
C. SUBSEQUENT DISCOVERY OF MATERIAL FACTS OR DECISIVE EVIDENCE.... 691
3. AWARDS SUBJECT TO REVISION 694
4. COMPETENT AUTHORITY, PROCEDURE AND TIME-LIMITS 695
5. EFFECTS OF A REQUEST FOR REVISION 696
6. DECISION ON A REQUEST FOR REVISION , 697
7. WAIVER OF REVISION 698
8. REMEDIES AGAINST THE DECISION ON A REQUEST FOR REVISION 700
§ 29 RECOGNITION AND ENFORCEMENT OF ARBITRAL AWARDS 702
I. CERTIFICATE OF ENFORCEABILITY 702
1. PURPOSE AND EFFECTS 702
2. REQUIREMENTS 704
3. COMPETENT AUTHORITY AND PROCEDURE 705
II. ENFORCEMENT OF AWARDS RENDERED IN SWITZERLAND 707
XXIV
CONTENTS
1. MONETARY CLAIMS 708
2. NON-MONETARY CLAIMS 710
3. FOREIGN SOVEREIGN IMMUNITY AND ENFORCEMENT 711
III. ENFORCEMENT OF FOREIGN ARBITRAL AWARDS 713
1. INTRODUCTION 713
2. PROCEDURAL ISSUES 714
A. MONETARY CLAIMS 714
B. NON-MONETARY CLAIMS 715
3. SCOPE OF APPLICATION OF THE NEW YORK CONVENTION 716
A. LIMITATION TO FOREIGN ARBITRAL AWARDS 716
B. LIMITATION TO ARBITRAL AWARDS 717
C. NO RESTRICTION TO DISPUTES OF PRIVATE (CIVIL) LAW 718
D. NO RESTRICTION TO CONTRACTUAL DISPUTES 719
E. PERSONAL SCOPE OF THE CONVENTION 719
4. DOCUMENTS TO BE PROVIDED 720
5. GROUNDS FOR REFUSAL 722
6. GROUNDS TO BE EXAMINED AT THE REQUEST OF THE DEFENDANT 724
A. INVALIDITY OF ARBITRATION AGREEMENT 724
B. VIOLATION OF DUE PROCESS 727
C. SCOPE OF ARBITRATION AGREEMENT, DECISION BEYOND CLAIMS 728
D. FAILURE TO RESPECT THE APPLICABLE ARBITRAL PROCEDURE 729
E. AWARD NOT YET BINDING, SET ASIDE OR SUSPENDED 730
I. AWARD NO YET BINDING 731
II. AWARD SET ASIDE OR SUSPENDED 732
III. ADJOURNMENT IN CASE OF PENDING APPLICATION (ART.VL) 733
7. GROUNDS TO BE EXAMINED EX OFFICIO 734
A. DISPUTE NOT CAPABLE OF SETTLEMENT BY ARBITRATION 735
B. INCOMPATIBILITY WITH PUBLIC POLICY 736
8. RULES OF PROCEDURE 739
9. RESERVATION OF MORE FAVOURABLE LAW 739
A. NATIONAL LAW 740
B. INTERNATIONAL LAW 741
IV. RECOGNITION OF AWARDS 742
SWISS PRIVATE INTERNATIONAL LAW STATUTE OF 18 DECEMBER 1987 743
SWISS CODE OF CIVIL PROCEDURE (CCP) OF 19 DECEMBER 2008 749
TABLE OF CASES 761
XXV
CONTENTS
INDEX 793
INDEX OF PILS, CHAP. 12 82S
INDEX OF NEW YORK CONVENTION 829
XXVI
|
any_adam_object | 1 |
author | Berger, Bernhard 1970- Kellerhals, Franz 1939- |
author_GND | (DE-588)1026070805 (DE-588)107502984 |
author_facet | Berger, Bernhard 1970- Kellerhals, Franz 1939- |
author_role | aut aut |
author_sort | Berger, Bernhard 1970- |
author_variant | b b bb f k fk |
building | Verbundindex |
bvnumber | BV042511867 |
classification_rvk | PT 370 PT 375 |
ctrlnum | (OCoLC)910028214 (DE-599)DNB1063367050 |
dewey-full | 347.49409 |
dewey-hundreds | 300 - Social sciences |
dewey-ones | 347 - Procedure and courts |
dewey-raw | 347.49409 |
dewey-search | 347.49409 |
dewey-sort | 3347.49409 |
dewey-tens | 340 - Law |
discipline | Rechtswissenschaft |
edition | 3. ed. |
format | Book |
fullrecord | <?xml version="1.0" encoding="UTF-8"?><collection xmlns="http://www.loc.gov/MARC21/slim"><record><leader>02455nam a2200613 c 4500</leader><controlfield tag="001">BV042511867</controlfield><controlfield tag="003">DE-604</controlfield><controlfield tag="005">20150831 </controlfield><controlfield tag="007">t</controlfield><controlfield tag="008">150420s2015 gw |||| 00||| eng d</controlfield><datafield tag="015" ind1=" " ind2=" "><subfield code="a">14,N51</subfield><subfield code="2">dnb</subfield></datafield><datafield tag="015" ind1=" " ind2=" "><subfield code="a">15,A15</subfield><subfield code="2">dnb</subfield></datafield><datafield tag="016" ind1="7" ind2=" "><subfield code="a">1063367050</subfield><subfield code="2">DE-101</subfield></datafield><datafield tag="020" ind1=" " ind2=" "><subfield code="a">9783406678202</subfield><subfield code="c">Pp. : EUR 298.00</subfield><subfield code="9">978-3-406-67820-2</subfield></datafield><datafield tag="020" ind1=" " ind2=" "><subfield code="a">9783214040499</subfield><subfield code="c">Pp. : EUR 298.00 (DE), EUR 298.00 (AT), sfr 402.00 (freier Pr.)</subfield><subfield code="9">978-3-214-04049-9</subfield></datafield><datafield tag="020" ind1=" " ind2=" "><subfield code="a">9781782256410</subfield><subfield code="9">978-1-78225-641-0</subfield></datafield><datafield tag="020" ind1=" " ind2=" "><subfield code="a">9783727277535</subfield><subfield code="c">Pp. : EUR 259.00 (DE), EUR 266.30 (AT), sfr 298.00 (freier Pr.)</subfield><subfield code="9">978-3-7272-7753-5</subfield></datafield><datafield tag="020" ind1=" " ind2=" "><subfield code="a">3406678203</subfield><subfield code="9">3-406-67820-3</subfield></datafield><datafield tag="024" ind1="3" ind2=" "><subfield code="a">9783406678202</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(OCoLC)910028214</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(DE-599)DNB1063367050</subfield></datafield><datafield tag="040" ind1=" " ind2=" "><subfield code="a">DE-604</subfield><subfield code="b">ger</subfield><subfield code="e">rakddb</subfield></datafield><datafield tag="041" ind1="0" ind2=" "><subfield code="a">eng</subfield></datafield><datafield tag="044" ind1=" " ind2=" "><subfield code="a">gw</subfield><subfield code="c">XA-DE-BY</subfield></datafield><datafield tag="049" ind1=" " ind2=" "><subfield code="a">DE-12</subfield><subfield code="a">DE-19</subfield><subfield code="a">DE-11</subfield><subfield code="a">DE-739</subfield><subfield code="a">DE-M382</subfield></datafield><datafield tag="082" ind1="0" ind2=" "><subfield code="a">347.49409</subfield><subfield code="2">22/ger</subfield></datafield><datafield tag="084" ind1=" " ind2=" "><subfield code="a">PT 370</subfield><subfield code="0">(DE-625)139880:</subfield><subfield code="2">rvk</subfield></datafield><datafield tag="084" ind1=" " ind2=" "><subfield code="a">PT 375</subfield><subfield code="0">(DE-625)139881:</subfield><subfield code="2">rvk</subfield></datafield><datafield tag="084" ind1=" " ind2=" "><subfield code="a">340</subfield><subfield code="2">sdnb</subfield></datafield><datafield tag="100" ind1="1" ind2=" "><subfield code="a">Berger, Bernhard</subfield><subfield code="d">1970-</subfield><subfield code="e">Verfasser</subfield><subfield code="0">(DE-588)1026070805</subfield><subfield code="4">aut</subfield></datafield><datafield tag="245" ind1="1" ind2="0"><subfield code="a">International and domestic arbitration in Switzerland</subfield><subfield code="c">Bernhard Berger ; Franz Kellerhals</subfield></datafield><datafield tag="250" ind1=" " ind2=" "><subfield code="a">3. ed.</subfield></datafield><datafield tag="264" ind1=" " ind2="1"><subfield code="a">Oxford</subfield><subfield code="b">Hart</subfield></datafield><datafield tag="264" ind1=" " ind2="1"><subfield code="a">Berne</subfield><subfield code="b">Stämpfli</subfield></datafield><datafield tag="264" ind1=" " ind2="1"><subfield code="a">München</subfield><subfield code="b">Beck</subfield><subfield code="c">2015</subfield></datafield><datafield tag="264" ind1=" " ind2="1"><subfield code="a">Wien</subfield><subfield code="b">Manz</subfield></datafield><datafield tag="300" ind1=" " ind2=" "><subfield code="a">LIV, 829 S.</subfield></datafield><datafield tag="336" ind1=" " ind2=" "><subfield code="b">txt</subfield><subfield code="2">rdacontent</subfield></datafield><datafield tag="337" ind1=" " ind2=" "><subfield code="b">n</subfield><subfield code="2">rdamedia</subfield></datafield><datafield tag="338" ind1=" " ind2=" "><subfield code="b">nc</subfield><subfield code="2">rdacarrier</subfield></datafield><datafield tag="500" ind1=" " ind2=" "><subfield code="a">Literaturangaben</subfield></datafield><datafield tag="650" ind1="0" ind2="7"><subfield code="a">Schiedsgerichtsbarkeit</subfield><subfield code="0">(DE-588)4052348-2</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="650" ind1="0" ind2="7"><subfield code="a">Internationale Schiedsgerichtsbarkeit</subfield><subfield code="0">(DE-588)4162055-0</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="651" ind1=" " ind2="7"><subfield code="a">Schweiz</subfield><subfield code="0">(DE-588)4053881-3</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="655" ind1=" " ind2="7"><subfield code="0">(DE-588)4123623-3</subfield><subfield code="a">Lehrbuch</subfield><subfield code="2">gnd-content</subfield></datafield><datafield tag="689" ind1="0" ind2="0"><subfield code="a">Schweiz</subfield><subfield code="0">(DE-588)4053881-3</subfield><subfield code="D">g</subfield></datafield><datafield tag="689" ind1="0" ind2="1"><subfield code="a">Internationale Schiedsgerichtsbarkeit</subfield><subfield code="0">(DE-588)4162055-0</subfield><subfield code="D">s</subfield></datafield><datafield tag="689" ind1="0" ind2="2"><subfield code="a">Schiedsgerichtsbarkeit</subfield><subfield code="0">(DE-588)4052348-2</subfield><subfield code="D">s</subfield></datafield><datafield tag="689" ind1="0" ind2=" "><subfield code="5">DE-604</subfield></datafield><datafield tag="700" ind1="1" ind2=" "><subfield code="a">Kellerhals, Franz</subfield><subfield code="d">1939-</subfield><subfield code="e">Verfasser</subfield><subfield code="0">(DE-588)107502984</subfield><subfield code="4">aut</subfield></datafield><datafield tag="856" ind1="4" ind2="2"><subfield code="m">DNB Datenaustausch</subfield><subfield code="q">application/pdf</subfield><subfield code="u">http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=027946369&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA</subfield><subfield code="3">Inhaltsverzeichnis</subfield></datafield><datafield tag="999" ind1=" " ind2=" "><subfield code="a">oai:aleph.bib-bvb.de:BVB01-027946369</subfield></datafield><datafield tag="942" ind1="1" ind2="1"><subfield code="c">340.09</subfield><subfield code="e">22/bsb</subfield><subfield code="f">09049</subfield><subfield code="g">494</subfield></datafield><datafield tag="942" ind1="1" ind2="1"><subfield code="c">340.09</subfield><subfield code="e">22/bsb</subfield><subfield code="f">0905</subfield><subfield code="g">494</subfield></datafield></record></collection> |
genre | (DE-588)4123623-3 Lehrbuch gnd-content |
genre_facet | Lehrbuch |
geographic | Schweiz (DE-588)4053881-3 gnd |
geographic_facet | Schweiz |
id | DE-604.BV042511867 |
illustrated | Not Illustrated |
indexdate | 2024-07-10T01:23:44Z |
institution | BVB |
isbn | 9783406678202 9783214040499 9781782256410 9783727277535 3406678203 |
language | English |
oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-027946369 |
oclc_num | 910028214 |
open_access_boolean | |
owner | DE-12 DE-19 DE-BY-UBM DE-11 DE-739 DE-M382 |
owner_facet | DE-12 DE-19 DE-BY-UBM DE-11 DE-739 DE-M382 |
physical | LIV, 829 S. |
publishDate | 2015 |
publishDateSearch | 2015 |
publishDateSort | 2015 |
publisher | Hart Stämpfli Beck Manz |
record_format | marc |
spelling | Berger, Bernhard 1970- Verfasser (DE-588)1026070805 aut International and domestic arbitration in Switzerland Bernhard Berger ; Franz Kellerhals 3. ed. Oxford Hart Berne Stämpfli München Beck 2015 Wien Manz LIV, 829 S. txt rdacontent n rdamedia nc rdacarrier Literaturangaben Schiedsgerichtsbarkeit (DE-588)4052348-2 gnd rswk-swf Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 gnd rswk-swf Schweiz (DE-588)4053881-3 gnd rswk-swf (DE-588)4123623-3 Lehrbuch gnd-content Schweiz (DE-588)4053881-3 g Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 s Schiedsgerichtsbarkeit (DE-588)4052348-2 s DE-604 Kellerhals, Franz 1939- Verfasser (DE-588)107502984 aut DNB Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=027946369&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
spellingShingle | Berger, Bernhard 1970- Kellerhals, Franz 1939- International and domestic arbitration in Switzerland Schiedsgerichtsbarkeit (DE-588)4052348-2 gnd Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 gnd |
subject_GND | (DE-588)4052348-2 (DE-588)4162055-0 (DE-588)4053881-3 (DE-588)4123623-3 |
title | International and domestic arbitration in Switzerland |
title_auth | International and domestic arbitration in Switzerland |
title_exact_search | International and domestic arbitration in Switzerland |
title_full | International and domestic arbitration in Switzerland Bernhard Berger ; Franz Kellerhals |
title_fullStr | International and domestic arbitration in Switzerland Bernhard Berger ; Franz Kellerhals |
title_full_unstemmed | International and domestic arbitration in Switzerland Bernhard Berger ; Franz Kellerhals |
title_short | International and domestic arbitration in Switzerland |
title_sort | international and domestic arbitration in switzerland |
topic | Schiedsgerichtsbarkeit (DE-588)4052348-2 gnd Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 gnd |
topic_facet | Schiedsgerichtsbarkeit Internationale Schiedsgerichtsbarkeit Schweiz Lehrbuch |
url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=027946369&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
work_keys_str_mv | AT bergerbernhard internationalanddomesticarbitrationinswitzerland AT kellerhalsfranz internationalanddomesticarbitrationinswitzerland |