Compliance im Wertpapierdienstleistungskonzern:
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Elektronisch E-Book |
| Sprache: | German |
| Veröffentlicht: |
Berlin
De Gruyter Recht
2003
|
| Schriftenreihe: | Schriftenreihe der Bankrechtlichen Vereinigung
Bd. 21 |
| Schlagworte: | |
| Online-Zugang: | UBY01 Volltext |
| Beschreibung: | Includes bibliographical references and index Credit and financial services institutions are obliged to ensure that laws, regulations and practices in securities operations are abided by, especially conflicts of interest are avoided and insider information are not disclosed dishonestly - summarized under the term Compliance according to art. 33 sec. 1 WpHG (German Securities Trading Law). The author answers questions resulting from this obligation with a dogmatic foundation and makes fundamental proposals for current Compliance practice Includes bibliographical references and index |
| Beschreibung: | 1 Online-Ressource |
| ISBN: | 3899490460 9783110900873 9783899490466 |
Internformat
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| 490 | 0 | |a Schriftenreihe der Bankrechtlichen Vereinigung |v Bd. 21 | |
| 500 | |a Includes bibliographical references and index | ||
| 500 | |a Credit and financial services institutions are obliged to ensure that laws, regulations and practices in securities operations are abided by, especially conflicts of interest are avoided and insider information are not disclosed dishonestly - summarized under the term Compliance according to art. 33 sec. 1 WpHG (German Securities Trading Law). The author answers questions resulting from this obligation with a dogmatic foundation and makes fundamental proposals for current Compliance practice | ||
| 500 | |a Includes bibliographical references and index | ||
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Datensatz im Suchindex
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| any_adam_object | |
| author | Lösler, Thomas 1972- |
| author_GND | (DE-588)1096829452 |
| author_facet | Lösler, Thomas 1972- |
| author_role | aut |
| author_sort | Lösler, Thomas 1972- |
| author_variant | t l tl |
| building | Verbundindex |
| bvnumber | BV042353286 |
| collection | ZDB-23-DGG ZDB-23-GLA ZDB-23-GBA |
| ctrlnum | (ItFiC)850182897 (OCoLC)850182897 (DE-599)BVBBV042353286 |
| dewey-full | 344.30682 |
| dewey-hundreds | 300 - Social sciences |
| dewey-ones | 344 - Labor, social, education & cultural law |
| dewey-raw | 344.30682 |
| dewey-search | 344.30682 |
| dewey-sort | 3344.30682 |
| dewey-tens | 340 - Law |
| discipline | Rechtswissenschaft |
| format | Electronic eBook |
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| geographic | Deutschland |
| geographic_facet | Deutschland |
| id | DE-604.BV042353286 |
| illustrated | Not Illustrated |
| indexdate | 2024-07-10T01:19:17Z |
| institution | BVB |
| isbn | 3899490460 9783110900873 9783899490466 |
| language | German |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-027789767 |
| oclc_num | 850182897 |
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| publishDate | 2003 |
| publishDateSearch | 2003 |
| publishDateSort | 2003 |
| publisher | De Gruyter Recht |
| record_format | marc |
| series2 | Schriftenreihe der Bankrechtlichen Vereinigung |
| spelling | Lösler, Thomas 1972- Verfasser (DE-588)1096829452 aut Compliance im Wertpapierdienstleistungskonzern Thomas Lösler Berlin De Gruyter Recht 2003 1 Online-Ressource txt rdacontent c rdamedia cr rdacarrier Schriftenreihe der Bankrechtlichen Vereinigung Bd. 21 Includes bibliographical references and index Credit and financial services institutions are obliged to ensure that laws, regulations and practices in securities operations are abided by, especially conflicts of interest are avoided and insider information are not disclosed dishonestly - summarized under the term Compliance according to art. 33 sec. 1 WpHG (German Securities Trading Law). The author answers questions resulting from this obligation with a dogmatic foundation and makes fundamental proposals for current Compliance practice Deutschland Wertpapierhandelsgesetz (DE-588)4361731-1 gnd rswk-swf Recht Financial services industry Law and legislation Germany Financial services industry State supervision Germany Compliance-System (DE-588)4442497-8 gnd rswk-swf Gesellschaftsrecht (DE-588)4020646-4 gnd rswk-swf Finanzdienstleistungsinstitut (DE-588)4535644-0 gnd rswk-swf Deutschland Financial services industry / Law and legislation / Germany Financial services industry / State supervision / Germany 1\p (DE-588)4113937-9 Hochschulschrift gnd-content Deutschland Wertpapierhandelsgesetz (DE-588)4361731-1 u Finanzdienstleistungsinstitut (DE-588)4535644-0 s Compliance-System (DE-588)4442497-8 s Gesellschaftsrecht (DE-588)4020646-4 s 2\p DE-604 http://www.degruyter.com/doi/book/10.1515/9783110900873 Verlag Volltext 1\p cgwrk 20201028 DE-101 https://d-nb.info/provenance/plan#cgwrk 2\p cgwrk 20201028 DE-101 https://d-nb.info/provenance/plan#cgwrk |
| spellingShingle | Lösler, Thomas 1972- Compliance im Wertpapierdienstleistungskonzern Deutschland Wertpapierhandelsgesetz (DE-588)4361731-1 gnd Recht Financial services industry Law and legislation Germany Financial services industry State supervision Germany Compliance-System (DE-588)4442497-8 gnd Gesellschaftsrecht (DE-588)4020646-4 gnd Finanzdienstleistungsinstitut (DE-588)4535644-0 gnd |
| subject_GND | (DE-588)4361731-1 (DE-588)4442497-8 (DE-588)4020646-4 (DE-588)4535644-0 (DE-588)4113937-9 |
| title | Compliance im Wertpapierdienstleistungskonzern |
| title_auth | Compliance im Wertpapierdienstleistungskonzern |
| title_exact_search | Compliance im Wertpapierdienstleistungskonzern |
| title_full | Compliance im Wertpapierdienstleistungskonzern Thomas Lösler |
| title_fullStr | Compliance im Wertpapierdienstleistungskonzern Thomas Lösler |
| title_full_unstemmed | Compliance im Wertpapierdienstleistungskonzern Thomas Lösler |
| title_short | Compliance im Wertpapierdienstleistungskonzern |
| title_sort | compliance im wertpapierdienstleistungskonzern |
| topic | Deutschland Wertpapierhandelsgesetz (DE-588)4361731-1 gnd Recht Financial services industry Law and legislation Germany Financial services industry State supervision Germany Compliance-System (DE-588)4442497-8 gnd Gesellschaftsrecht (DE-588)4020646-4 gnd Finanzdienstleistungsinstitut (DE-588)4535644-0 gnd |
| topic_facet | Deutschland Wertpapierhandelsgesetz Recht Financial services industry Law and legislation Germany Financial services industry State supervision Germany Compliance-System Gesellschaftsrecht Finanzdienstleistungsinstitut Deutschland Hochschulschrift |
| url | http://www.degruyter.com/doi/book/10.1515/9783110900873 |
| work_keys_str_mv | AT loslerthomas complianceimwertpapierdienstleistungskonzern |