WTO litigation, investment arbitration, and commercial arbitration:
Gespeichert in:
| Format: | Buch |
|---|---|
| Sprache: | English |
| Veröffentlicht: |
Alphen aan den Rijn
Wolters Kluwer
2013
|
| Schriftenreihe: | Global trade law series
43 |
| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis |
| Beschreibung: | XXVIII, 440 S. 25 cm |
| ISBN: | 9789041146861 9041146865 |
Internformat
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| 245 | 1 | 0 | |a WTO litigation, investment arbitration, and commercial arbitration |c ed. by Jorge A. Huerta-Goldman, Antoine Romanetti ... |
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| 490 | 1 | |a Global trade law series |v 43 | |
| 610 | 2 | 4 | |a World Trade Organization |
| 650 | 4 | |a International commercial arbitration | |
| 650 | 4 | |a Arbitration (International law) | |
| 650 | 4 | |a Investments, Foreign (International law) | |
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Datensatz im Suchindex
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|---|---|
| adam_text | TABLE OF CONTENTS
LIST OF EDITORS V
LIST OF CONTRIBUTORS VII
FOREWORD XXVII
CHAPTER 1
CROSS-FERTILIZATION AND RECIPROCAL OPPORTUNITIES: AN OVERVIEW
JORGE A. HUERTA-GOLDMAN, ANTOINE ROMANETTI & FRANZ X. STIRNIMANN 1
§1.01 SOME EXAMPLES OF CROSS-CUTTING ISSUES 2
§1.02 THE STRUCTURE AND CONTENT OF THE BOOK 4
[A] PART I: GENERAL INTRODUCTION 4
[B] PART II: PROCEDURE AND EVIDENCE 6
[C] PART III: THE APPLICABLE LAW 8
[D] PART VI: LEGAL REMEDIES, APPEALS AND ENFORCEMENT 10
CHAPTER 2
PROTECTION OF INVESTORS IN INTERNATIONAL TRADE AND INVESTMENT REGIMES:
A PRACTICAL COMPARISON
NABOTH VAN DEN BROEK 15
§2.01 INTRODUCTION 15
§2.02 COMPARING INTERNATIONAL TRADE AND INVESTMENT REGIMES 16
[A] THE WTO AND OTHER INTERNATIONAL TRADE REGIMES 16
[1] INSTITUTIONAL FRAMEWORK 16
[2] SUBSTANTIVE RULES 17
[3] DISPUTE RESOLUTION 19
[4] REMEDIES 21
[B] BITS AND THE GENERAL BODY OF INTERNATIONAL INVESTMENT LAW 23
[1] INSTITUTIONAL FRAMEWORK 23
XVN
TABLE OF CONTENTS
[2] SUBSTANTIVE RULES 24
[3] DISPUTE RESOLUTION 27
[4] REMEDIES 28
§2.03 CASE STUDIES: PRACTICAL EXAMPLES OF THE USE OF TRADE AND
INVESTMENT
REGIMES AS COMPLEMENTARY TOOLS 28
[A] EXAMPLE 1: DISCRIMINATORY REGULATORY MEASURES 28
[B] EXAMPLE 2: INTERFERENCE WITH INTELLECTUAL PROPERTY RIGHTS
(COMPULSORY LICENSING) 31
[C] EXAMPLE 3: IMPORT SUBSTITUTION AND SUPPORT FOR DOMESTIC
PRODUCERS 34
§2.04 SIMILARITIES AND DIFFERENCES: THE BENEFITS OF USING TRADE AND
INVESTMENT REGIMES AS COMPLEMENTARY AND ALTERNATIVE TOOLS 35
§2.05 CONCLUSION 42
CHAPTER 3
JURISDICTIONAL OVERLAP IN WTO DISPUTE SETTLEMENT AND INVESTMENT
ARBITRATION
BROOKS E. ALLEN & TOMMASO SOAVE 45
§3.01 FRAGMENTATION AND JURISDICTIONAL OVERLAP 49
§3.02 OVERLAP BETWEEN WTO AND INVESTOR-STATE DISPUTES 52
[A] WTO DISPUTE SETTLEMENT 53
[B] INVESTOR-STATE ARBITRATION 55
[C] INTERACTION BETWEEN THE TWO REGIMES 57
[1] JURISDICTIONAL COMPETITION? 57
[2] INTERACTION BETWEEN RELATED PROCEEDINGS 59
[A] CONFLICTING FACTUAL DETERMINATIONS 59
[B] CONFLICTING INTERPRETATION AND APPLICATION OF
SIMILAR LEGAL PROVISIONS 60
[C] INCONSISTENT REMEDIES 63
[D] JUDICIAL ECONOMY AND FINALITY 63
§3.03 ADJUDICATIVE APPROACHES TO OVERLAP 64
[A] SUCCESSIVE PROCEEDINGS 64
[1] RES JUDICATA 64
[2] ISSUE ESTOPPEL 69
[3] SYSTEMIC INTERPRETATION 72
[4] PRIOR DECISIONS AS EVIDENCE 73
[A] DSU PROVISIONS 74
[B] COMPARISON OF LEGAL STANDARDS 75
[C] COMITY 76
[D] EXISTING JURISPRUDENCE 77
[I] THE WTO: SPLENDID ISOLATION? 77
[II] INVESTOR-STATE JURISPRUDENCE 81
[III] LESSONS FROM THE JURISPRUDENCE 85
[B] PARALLEL PROCEEDINGS 86
XVM
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[1] REFRAINING THE DISPUTE 86
[2] LIS PENDENS 87
[3] CASE MANAGEMENT AND COMITY 88
[4] REQUEST FOR INFORMATION AND DOCUMENTS 91
[5] AGREED SEQUENCING 93
§3.04 TREATY-BASED APPROACHES 94
[A] ROLE FOR THE INTERNATIONAL COURT OF JUSTICE 95
[B] INSTITUTIONAL COORDINATION 95
[C] CONFLICT AND COORDINATION CLAUSES 96
[1] SUBJECT MATTER EXCLUSION 96
[2] FORK-IN-THE-ROAD CLAUSES 98
[3] CLAIM PRECLUSION AND SEQUENCING PROVISIONS 99
[4] BOUNDED STAY PROVISIONS 99
[5] CLAUSES REGULATING THE USE OF FINDINGS FROM OTHER
PROCEEDINGS 100
§3.05 CONCLUSION 100
CHAPTER 4A
SELECTING THE WTO JUDGES
PETROS C. MAVROIDIS 103
§4A.01 INTRODUCTION 103
§4A.02 THE JUDGES 104
[A] PANEL 104
[1] THE SELECTION PROCESS 105
[2] THE PANELLISTS SELECTED 106
[B] APPELLATE BODY (AB) 107
[1] THE SELECTION PROCESS 107
[2] THE AB MEMBERS SELECTED 108
§4A.03 AN EVALUATION 108
[A] THE SELECTION PROCESS: HAVE WE COME OUT OF THE MIDDLE AGES
YET? 108
[B] ADVANTAGE: GOVERNMENT SERVICE (AND SOME DISCONTENTS) 108
[C] THE MATH IS COMPLICATED, BUT.... 110
CHAPTER 4B
THE ARBITRATOR SELECTION PROCESS IN INTERNATIONAL COMMERCIAL ARBITRATION
SIMON GREENBERG & KRISTINA OSSWALD 115
§4B.01 INTRODUCTION 115
§46.02 BACKGROUND TO THE SELECTION OF ARBITRATORS IN INTERNATIONAL
COMMERCIAL ARBITRATION 115
§4B.03 ARBITRATOR SELECTION PROCESS IN INSTITUTIONAL ARBITRATION: ICC
EXAMPLE 116
[A] BRIEF INTRODUCTION TO THE ICC 116
[B] NUMBER OF ARBITRATORS 117
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[C] SELECTION OF ARBITRATORS 118
[D] SOLE ARBITRATORS 119
[E] CO-ARBITRATORS 119
[F] PRESIDENTS OF ARBITRAL TRIBUNALS 121
[G] CONFIRMATION OF ARBITRATORS BY THE COURT OR SECRETARY GENERAL 121
[H] HOW THE COURT APPOINTS ARBITRATORS 123
[I] HOW THE COURT ENSURES AN INDEPENDENT, IMPARTIAL AND
DILIGENT TRIBUNAL 126
[1] STATEMENT OF ACCEPTANCE, INDEPENDENCE, AVAILABILITY AND
IMPARTIALITY 126
[2] INDEPENDENCE & IMPARTIALITY 126
[3] AVAILABILITY 127
§4B.04 CONCLUSIONS 128
CHAPTER 4C
CROSS-CUTTING OBSERVATIONS ON COMPOSITION OF TRIBUNALS
JORGE A. HUERTA-GOLDMAN, ANTOINE ROMANETTI & FRANZ X. STIRNIMANN 129
§4C.01 INTRODUCTION 129
§4C.02 DISCUSSION OF CROSS-CUTTING ISSUES AND AREAS OF
CROSS-FERTILIZATION 130
[A] THE PROFILE OF ADJUDICATORS 130
[B] PARTY AUTONOMY AND THE ROLE OF THE INSTITUTION OR APPOINTING
AUTHORITY IN THE SELECTION AND DESIGNATION PROCESS 131
[C] IMPARTIALITY AND INDEPENDENCE 132
§4C.03 CONCLUDING REMARKS 134
CHAPTER 5
EXPERTS IN WTO AND INVESTMENT LITIGATION
YUKA FUKUNAGA 135
§5.01 INTRODUCTION 135
§5.02 WHO ARE EXPERTS ? 136
§5.03 EXPERTS IN WTO DISPUTE SETTLEMENT 137
[A] RULES 137
[B] PRACTICES REGARDING NON-SCIENTIFIC EXPERTS 139
[C] PRACTICES REGARDING SCIENTIFIC EXPERTS 142
§5.04 EXPERTS IN INVESTOR-STATE ARBITRATION 150
[A] RULES 150
[B] GENERAL PRACTICES REGARDING EXPERTS 152
[C] PRACTICES REGARDING QUANTUM EXPERTS 159
§5.05 ANALYSIS 162
[A] THE APPOINTMENT OF EXPERTS BY REVIEWERS 162
[B] THE EXAMINATION OF EXPERTS APPOINTED BY PARTIES 165
§5.06 CONCLUSION 167
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CHAPTER 6
THE USE, NON-USE AND ABUSE OF ECONOMICS IN WTO AND INVESTMENT
LITIGATION
JOOST PAUWELYN 169
§6.01 POSSIBLE ROLES FOR ECONOMICS 170
§6.02 MAJOR ADVANCES IN THE LAST DECADE 171
§6.03 ECONOMICS IN WTO DISPUTE SETTLEMENT (BEYOND RETALIATION) 173
[A] LIKE PRODUCTS : QUANTITATIVE STUDIES NOT INAPPROPRIATE BUT
DE-EMPHASIZED 173
[B] LESS FAVOURABLE TREATMENT : NO ACTUAL TRADE EFFECTS BUT
DETRIMENTAL IMPACT 175
[C] SUBSIDIES: EXTENSIVE AND INCREASING USE OF ECONOMICS 177
[D] GENERAL EXCEPTIONS : ONLY THE BEGINNING 179
§6.04 ECONOMICS IN INVESTOR-STATE ARBITRATION (BEYOND DAMAGES) 179
§6.05 THE ECONOMICS OF NECESSITY IN THE ARGENTINA CASES 181
§6.06 CAVEATS AND LIMITS 183
[A] ECONOMICS MUST BE FILTERED THROUGH LEGAL CRITERIA 183
[B] METHODOLOGICAL DISCIPLINE 186
[C] KEEP IT SIMPLE 189
[D] DUE PROCESS 189
[E] AVOID OR DISCLOSE VALUE JUDGMENTS 194
[F] CONCLUSION 196
CHAPTER 7
SEARCHING FOR THE APPLICABLE LAW IN WTO LITIGATION, INVESTMENT AND
COMMERCIAL ARBITRATION
RUPERT REECE, ALEXIS MASSOT & MARIE-HELENE BARTOLI 199
§7.01 INTERNATIONAL COMMERCIAL ARBITRATION 199
[A] ARBITRAL TRIBUNAL S DUTY TO GIVE EFFECT TO THE PARTIES CHOICE 200
[B] THE ARBITRAL TRIBUNAL S DETERMINATION IN THE ABSENCE OF DIRECT
CHOICE BY THE PARTIES 203
[1] THE TRIBUNAL S FREEDOM TO APPLY ITS OWN RULES OF
CONFLICTS-OF-LAWS 203
[2] THREE MAIN METHODS OF DETERMINATION OF APPLICABLE
RULES OF LAW 203
[A] CONFLICT-OF-LAWS APPROACH 203
[B] APPLICATION OF THE SPECIFIC CONFLICT-OF-LAWS RULES
PROVIDED FOR BY THE LEX ARBITRII ITSELF 204
[C] DIRECT APPROACH 204
[C] THE LIMITS TO THE FREEDOM OF CHOICE: INTERNATIONAL PUBLIC POLICY 205
[D] AMIABLE COMPOSITION AND EX AEQUO ET BONO ARBITRATION 206
§7.02 INVESTMENT TREATY ARBITRATION: FOCUS ON ICSID ARBITRATION 207
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[A] THE PARTIES WIDE DISCRETION IN THE CHOICE OF THE SUBSTANTIVE
RULES OF LAW 208
[1] THE CHOICE OF LAW IN AN UNDERLYING AGREEMENT 209
[2] THE CHOICE OF LAW IN AN INVESTMENT TREATY 210
[B] THE LIMITS OF THE ARBITRAL TRIBUNAL S FREEDOM UNDER THE ICS1D
CONVENTION 210
[C] THE CONSEQUENCES OF THE TRIBUNAL S FAILURE TO APPLY THE LAW 212
§7.03 THE LAW APPLICABLE TO WTO DISPUTES 213
[A] THE DISPUTE SETTLEMENT SYSTEM AS A PURELY TREATY-BASED
SYSTEM OF APPLICABLE LAW 214
[1] THE DSU RECOGNIZES THE COVERED AGREEMENTS AS THE
ONLY SOURCE OF APPLICABLE LAW IN WTO DISPUTES 214
[2] THE RELEVANCE OF OTHER SOURCES OF LAW AS A SOURCE OF
INTERPRETATION OF THE PROVISIONS OF THE COVERED
AGREEMENTS IS ALSO EXTREMELY LIMITED 215
[3] ANOTHER FORM OF EXTENSION OF THE APPLICABLE LAW IS THE
INCLUSION OF PROVISIONS NEGOTIATED OUTSIDE THE WTO
WITHIN THE SCOPE OF THE COVERED AGREEMENTS 217
[B] USING COMMERCIAL ARBITRATION AND INVESTMENT ARBITRATION
AS A SOURCE OF INCREASED FREEDOM IN THE CHOICE OF THE
APPLICABLE LAW 217
[1] USING THE ALTERNATIVE MEANS OF DISPUTE RESOLUTION
OF THE WTO AS A TOOL TO EXTEND THE SCOPE OF THE
APPLICABLE LAW 218
[A] THE CASE OF ARTICLE 25 ARBITRATION 218
[B] THE CASE OF AD HOC ARBITRATION OUTSIDE THE
CONTEXT OF THE DSU 219
[2] COULD THE MFN TREATMENT CLAUSE BE USED TO IMPORT
OTHER SUBSTANTIVE LAW INTO WTO / INVESTMENT LITIGATION? 220
[A] IMPORTING BIT SUBSTANTIVE LAW INTO WTO LITIGATION
THROUGH THE MFN CLAUSE 220
[B] IMPORTING WTO SUBSTANTIVE LAW INTO BIT
ARBITRATION 220
CHAPTER 8A
NATIONAL TREATMENT IN WTO LITIGATION
TANIA PARCERO HERRERA 223
§8A.01 INTRODUCTION 223
§8A.02 THE NATIONAL TREATMENT PRINCIPLE IN ARTICLE III OF THE GATT 224
[A] ARTICLE III: 2 OF THE GATT: THE NATIONAL TREATMENT OBLIGATION
WITH RESPECT TO INTERNAL TAXES AND CHARGES 225
[1] INTERNAL TAXES OR OTHER INTERNAL CHARGES 225
[2] INTERNAL TAXES OR OTHER INTERNAL CHARGES: LIKE PRODUCTS
(FIRST SENTENCE) 226
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TABLE OF CONTENTS
[A] WHETHER IMPORTED AND DOMESTIC PRODUCTS ARE LIKE
PRODUCTS 227
[B] WHETHER THE IMPORTED PRODUCTS ARE TAXED IN
EXCESS OF THE DOMESTIC PRODUCTS 228
[3] INTERNAL TAXES OR OTHER INTERNAL CHARGES: DIRECTLY
COMPETITIVE OR SUBSTITUTABLE PRODUCTS (SECOND SENTENCE) 228
[A] WHETHER THE IMPORTED AND THE DOMESTIC
PRODUCTS ARE DIRECTLY COMPETITIVE OR SUBSTITUTABLE
PRODUCTS 229
[B] WHETHER THE DIRECTLY COMPETITIVE OR SUBSTITUTABLE
IMPORTED AND DOMESTIC PRODUCTS ARE NOT SIMILARLY
TAXED 230
[C] WHETHER THE DISSIMILAR TAXATION IS APPLIED SO AS TO
AFFORD PROTECTION TO DOMESTIC PRODUCTION 230
[B] ARTICLE III:4 OF THE GATT: THE NATIONAL TREATMENT OBLIGATION
WITH RESPECT TO INTERNAL LAWS, REGULATIONS AND REQUIREMENTS 231
[1] LIKE PRODUCTS 231
[2] LAWS, REGULATIONS, OR REQUIREMENTS AFFECTING THEIR
INTERNAL SALE, OFFERING FOR SALE, PURCHASE, TRANSPORTATION,
DISTRIBUTION, OR USE 232
[3] LESS FAVOURABLE TREATMENT 233
§8A.03 THE NATIONAL TREATMENT PRINCIPLE IN OTHER GOODS DISCIPLINES 234
[A] THE SPS AGREEMENT 234
[B] THE TBT AGREEMENT 235
[C] THE TRIMS AGREEMENT 235
§8A.04 THE COVERED AGREEMENTS 236
[A] THE GATS 236
[B] THE TRIPS AGREEMENT 237
§8A.05 GENERAL EXCEPTIONS 237
§8A.06 CONCLUSION 238
CHAPTER 8B
NATIONAL TREATMENT IN INVESTMENT ARBITRATION
SABINA SACCO & MONICA C. FERNANDEZ-FONSECA 239
§8B.01 INTRODUCTION 239
§86.02 THE NATIONAL TREATMENT STANDARD IN IIAS AND OTHER PUBLIC
INTERNATIONAL LAW INSTRUMENTS 240
§88.03 THE NATIONAL TREATMENT STANDARD AS INTERPRETED BY INTERNATIONAL
INVESTMENT TRIBUNALS 246
[A] LIKE CIRCUMSTANCES OR SIMILAR SITUATIONS 247
[B] LESS FAVOURABLE TREATMENT 256
[C] ABSENCE OF A REASONABLE JUSTIFICATION FOR THE DIFFERENTIATED
TREATMENT 259
§86.04 CONCLUSION 261
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CHAPTER 8C
CROSS-CUTTING OBSERVATIONS ON NATIONAL TREATMENT
JORGE A. HUERTA-GOLDMAN 263
§8C.01 OBSERVATION 1: SINGLE GLOBAL TEST VERSUS SEVERAL TESTS 264
§8C.02 OBSERVATION 2: SAME TEXT VERSUS DIFFERENT TEXTS 264
§8C.03 OBSERVATION 3: THE THREE-ELEMENT TESTS 265
[A] LIKE AND SIMILAR 266
[B] LESS FAVOURABLE TREATMENT 267
§8C.04 OBSERVATION 4: NON-DISCRIMINATION VERSUS THE RIGHT TO REGULATE
268
[A] THE VIOLATION - GENERAL EXCEPTION LINK IN THE GATT AND GATS 268
[B] BUILDING UP THE BALANCE IN THE TBT AGREEMENT 269
[C] THE BALANCE IN BITS 269
[D] SOME FINAL OBSERVATIONS ON POLICY SPACE AND
NON-DISCRIMINATION 270
§8C.05 CONCLUSION 271
CHAPTER 9
REMEDIES IN WTO DISPUTE SETTLEMENT AND INVESTOR-STATE ARBITRATION:
CONTRASTS AND LESSONS
THOMAS SEBASTIAN & ANTHONY SINCLAIR 273
§9.01 INTRODUCTION 273
§9.02 THE ILC S ARTICLES ON STATE RESPONSIBILITY AND TWO LEX SPECIALIS
SYSTEMS 274
§9.03 REMEDIES UNDER THE WTO S DISPUTE SETTLEMENT UNDERSTANDING 277
[A] AVAILABLE REMEDIES 277
[B] ENFORCEMENT MECHANISM 279
§9.04 REMEDIES IN INVESTMENT TREATY ARBITRATION 281
[A] AVAILABLE REMEDIES 281
[1] RESTITUTION AND OTHER NON-PECUNIARY REMEDIES 281
[2] COMPENSATION 283
[B] ENFORCEMENT MECHANISMS 286
[1] ICSID ARBITRATION 287
[2] NON-ICSID ARBITRATION 289
§9.05 CONTRASTS AND CONCLUSIONS 289
CHAPTER 10
MORAL DAMAGES IN INVESTMENT ARBITRATION, COMMERCIAL ARBITRATION AND WTO
LITIGATION
BERND EHLE & MARTIN DAWIDOWICZ 293
§10.01 INTRODUCTION: THE NOTION OF MORAL DAMAGES 293
§10.02 MORAL DAMAGES AS A REMEDY IN INTERNATIONAL LAW 295
§10.03 MORAL DAMAGES AS A REMEDY IN INVESTMENT ARBITRATION 302
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[A] MORAL DAMAGES REQUESTED BY (AND SOMETIMES AWARDED TO)
FOREIGN INVESTORS 303
[B] MORAL DAMAGES REQUESTED BY (AND SOMETIMES AWARDED TO)
STATES 308
§10.04 MORAL DAMAGES AS A REMEDY IN COMMERCIAL ARBITRATION 313
§10.05 MORAL DAMAGES AS A REMEDY IN WTO LITIGATION 317
§10.06 CONCLUSION: IS CROSS-FERTILIZATION POSSIBLE AND APPROPRIATE?
319
CHAPTER 11
FROM ANNULMENT TO APPEAL IN INVESTOR-STATE ARBITRATION: IS THE WTO
APPEAL
MECHANISM A MODEL?
GIORGIO SACERDOTI & MATILDE RECANATI 327
§11.01 INTRODUCTION 327
§ 11.02 APPELLATE REVIEW IN THE WTO 3 31
§11.03 THE FUNCTIONS OF THE WTO APPELLATE REVIEW IN A COMPARATIVE
PERSPECTIVE 335
§11.04 REVIEW AND ANNULMENT OF AWARDS UNDER THE ICSID CONVENTION:
THE APPLICABLE RULES 336
[A] THE INDIVIDUAL GROUNDS FOR THE ANNULMENT OF ICSID AWARDS 340
[B] THE PRACTICE OF AD HOC COMMITTEES: FROM SELF-RESTRAINT TO
JUDICIAL ACTIVISM? 343
§11.05 PROPOSALS FOR AN APPEAL MECHANISM IN INTERNATIONAL INVESTMENT
DISPUTE SETTLEMENT 348
§11.06 FINAL COMMENTS AND CONCLUSIONS: IS THE WTO APPEAL MECHANISM A
MODEL? 351
CHAPTER 12
ENFORCEMENT AGAINST STATES: INVESTMENT ARBITRATION AND WTO LITIGATION
PETR POLASEK & SYLVIA T. TONOVA 357
§12.01 ENFORCEMENT IN WTO DISPUTE SETTLEMENT 358
[A] LEGAL FRAMEWORK 358
[B] EXPERIENCE WITH WTO ENFORCEMENT 366
§12.02 ENFORCEMENT OF INVESTMENT TREATY AWARDS AGAINST STATES 371
[A] LEGAL FRAMEWORK 371
[B] EXPERIENCE WITH ENFORCEMENT OF INVESTMENT TREATY AWARDS
AGAINST STATES 373
[1] ICSID AWARDS 374
[A] ENFORCEMENT IN NATIONAL COURTS 374
[B] DIPLOMATIC PROTECTION 378
[C] ICJ PROCEEDINGS 380
[D] WORLD BANK BENEFITS 380
[2] NON-ICSID AWARDS 381
§12.03 INTERSECTION OF ENFORCEMENT IN INVESTMENT TREATY ARBITRATION
AND WTO DISPUTE SETTLEMENT 385
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TABLE OF CONTENTS
CHAPTER 13A
THE ALLOCATION OF COSTS BY ARBITRAL TRIBUNALS IN INTERNATIONAL
COMMERCIAL ARBITRATION
GUSTAV FLECKE-GIAMMARCO 389
§13A.01 INTRODUCTION 389
§13A.02 MAIN CATEGORIES OF COSTS INCURRED IN ICC PROCEEDINGS 393
[A] ARTICLE 37(1) FIRST ALTERNATIVE: PROCEDURAL COST ITEMS 394
[B] ARTICLE 37(1) SECOND ALTERNATIVE: PARTY COST ITEMS 397
[C] SUBSTANTIVE COST CLAIMS FOR ITEMS OUTSIDE THE SCOPE OF ARTICLE
37(1) 401
§13A.03 PROCEDURE FOLLOWED TO DETERMINE THE COSTS OF THE ARBITRATION 402
[A] ARTICLE 37(1): COSTS FIXED BY THE COURT 405
[B] ARTICLE 37(4): COSTS FIXED AND ALLOCATED BY THE ARBITRAL
TRIBUNAL IN THE FINAL AWARD 406
[C] ARTICLE 37(3): COSTS FIXED AND ALLOCATED BY THE ARBITRAL
TRIBUNAL PRIOR TO THE FINAL AWARD 406
§13A.04 METHODS APPLIED FOR ALLOCATING COSTS 408
[A] EXERCISE OF ARBITRAL TRIBUNALS WIDE DISCRETION IN A TWO-STEP
PROCESS 409
[B] SOURCES OF ARBITRAL TRIBUNALS DISCRETIONARY POWER 409
[C] COSTS FOLLOW THE EVENT 411
[D] COST APPORTIONMENT 412
[E] AMERICAN RULE 413
§13A.05 SUGGESTED PURPOSE OF COST ALLOCATION IN ICC PROCEEDINGS 413
[A] CONSIDERING THE OUTCOME OF THE CASE 415
[B] CONSIDERING THE PARTIES CONDUCT 416
[C] ARTICLE 37(5): (1) FOCUSING ON INDIVIDUAL PROCEDURAL
INCIDENTS AND (2) LINKING PARTY BEHAVIOUR AND COSTS 417
§13A.06 CONCLUSION 418
CHAPTER 13B
THE ALLOCATION OF COSTS IN INTERNATIONAL COMMERCIAL ARBITRATION,
AN OPPORTUNITY FOR WTO DISPUTE SETTLEMENT SYSTEM?
ANANT SWARUP 421
§13B.01 INTRODUCTION 421
§13B.02 DEVELOPING COUNTRIES IN THE WTO DISPUTE SETTLEMENT MECHANISM 422
§136.03 LITIGATION COSTS IN THE WTO 423
§13B.04 PROPOSALS ON LITIGATION COSTS IN THE WTO 426
§13B.05 DISCUSSION OF THE PROPOSALS IN THE WTO 430
§13B.06 LITIGATION COSTS IN ICC ARBITRATION: AN OPPORTUNITY FOR WTO? 431
§13B.07 PROCEDURAL COSTS 432
§13B.08 PARTY COSTS 433
§13B.09 COST ALLOCATION METHODS 436
§13B. 10 CONCLUSION 438
XXVI
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| id | DE-604.BV041864914 |
| illustrated | Not Illustrated |
| indexdate | 2024-07-10T01:07:11Z |
| institution | BVB |
| isbn | 9789041146861 9041146865 |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-027309129 |
| oclc_num | 881134603 |
| open_access_boolean | |
| owner | DE-19 DE-BY-UBM DE-M382 DE-29 |
| owner_facet | DE-19 DE-BY-UBM DE-M382 DE-29 |
| physical | XXVIII, 440 S. 25 cm |
| publishDate | 2013 |
| publishDateSearch | 2013 |
| publishDateSort | 2013 |
| publisher | Wolters Kluwer |
| record_format | marc |
| series | Global trade law series |
| series2 | Global trade law series |
| spelling | WTO litigation, investment arbitration, and commercial arbitration ed. by Jorge A. Huerta-Goldman, Antoine Romanetti ... Alphen aan den Rijn Wolters Kluwer 2013 XXVIII, 440 S. 25 cm txt rdacontent n rdamedia nc rdacarrier Global trade law series 43 World Trade Organization International commercial arbitration Arbitration (International law) Investments, Foreign (International law) Huerta-Goldman, Jorge Alberto 1973- Sonstige (DE-588)142507873 oth Romanetti, Antoine Sonstige (DE-588)1046428306 oth Global trade law series 43 (DE-604)BV023239791 43 SWB Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=027309129&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | WTO litigation, investment arbitration, and commercial arbitration Global trade law series World Trade Organization International commercial arbitration Arbitration (International law) Investments, Foreign (International law) |
| title | WTO litigation, investment arbitration, and commercial arbitration |
| title_auth | WTO litigation, investment arbitration, and commercial arbitration |
| title_exact_search | WTO litigation, investment arbitration, and commercial arbitration |
| title_full | WTO litigation, investment arbitration, and commercial arbitration ed. by Jorge A. Huerta-Goldman, Antoine Romanetti ... |
| title_fullStr | WTO litigation, investment arbitration, and commercial arbitration ed. by Jorge A. Huerta-Goldman, Antoine Romanetti ... |
| title_full_unstemmed | WTO litigation, investment arbitration, and commercial arbitration ed. by Jorge A. Huerta-Goldman, Antoine Romanetti ... |
| title_short | WTO litigation, investment arbitration, and commercial arbitration |
| title_sort | wto litigation investment arbitration and commercial arbitration |
| topic | World Trade Organization International commercial arbitration Arbitration (International law) Investments, Foreign (International law) |
| topic_facet | World Trade Organization International commercial arbitration Arbitration (International law) Investments, Foreign (International law) |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=027309129&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| volume_link | (DE-604)BV023239791 |
| work_keys_str_mv | AT huertagoldmanjorgealberto wtolitigationinvestmentarbitrationandcommercialarbitration AT romanettiantoine wtolitigationinvestmentarbitrationandcommercialarbitration |