Money market funds in the EU and the US: regulation and practice
Gespeichert in:
| Weitere Verfasser: | |
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| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
Oxford [u.a.]
Oxford Univ. Press
2014
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| Ausgabe: | 1. publ. |
| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis |
| Beschreibung: | XXXII, 374 S. graph. Darst. 25 x 18 cm |
| ISBN: | 9780199687251 |
Internformat
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| 245 | 1 | 0 | |a Money market funds in the EU and the US |b regulation and practice |c ed. by Victoria Baklanova... |
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Datensatz im Suchindex
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| adam_text |
CONTENTS
TABLE OF CASES XIX
TABLE OF LEGISLATION XXI
LIST OF ABBREVIATIONS XXVII
CONTRIBUTOR BIOGRAPHIES XXIX
1. INTRODUCTION
VIKTORIA BAKLTNOVA, JOSEPH TANEGA, AND EDMONDCURTIN
US AND EUROPEAN DEFINITIONS OF MONEY MARKET FUNDS 1.09
BENEFITS OF MONEY MARKET FUNDS 1.14
'SHADOW BANKS' AND MONEY MARKET FUNDS 1.30
WHY MONEY MARKET FUNDS ARE REGULATED 1.48
PART 1: MONEY MARKET FUNDS IN THE EU
2. EUROPEAN MONEY MARKET FUNDS:
BACKGROUND AND INDUSTRY STRUCTURE
IGORAXENOV
INTRODUCTION 2.01
ORIGIN OF MONEY MARKET FUNDS IN EUROPE: FRANCE,
IRELAND, LUXEMBOURG, AND OTHER COUNTRIES 2.04
EUROPEAN MONEY MARKET FUNDS DURING THE FINANCIAL CRISIS 2.21
CURRENT STATE OF EUROPEAN MONEY MARKET FUNDS 2.29
TAXATION IS A KEY FACTOR 2.36
VARYING BASE CURRENCIES 2.39
SHORT-TERM MONEY MARKET FUNDS AND MONEY MARKET FUNDS 2.43
ASSET TYPES 2.46
ASSET VALUATION METHODS 2.53
MONEY MARKET FUNDS RESPOND TO LOW INTEREST RATES 2.57
INVESTOR BASE 2.61
XV
CONTENTS
3. EUROPEAN REGULATORY FRAMEWORK OF MONEY MARKET FUNDS
IAIN MACNEIL AND AURELIEN PORTUESE
INTRODUCTION 3-01
MONEY MARKET FUNDS AND ESMA 3.18
SELF-REGULATION OF EUROPEAN MONEY MARKET FUNDS:
IMMFA'S CODE OF PRACTICE 3.32
MONEY MARKET FUNDS UNDER THE UCITS REGIME 3-38
MONEY MARKET FUNDS IN MIFID 3-54
CONCLUSION 3.62
PART 2: MONEY MARKET FUNDS IN THE US
4. HISTORICAL RATIONALE FOR US MONEY MARKET FUNDS
MATTHEW P FINK
INTRODUCTION 4.01
ISSUES UNDER US FEDERAL SECURITIES LAWS 4.08
ISSUES UNDER US BANKING LAWS 4.14
STATE BATTLES 4.21
BREAKING THE BUCK: NO INVESTMENT GUARANTEE 4.35
5. US REGULATORY FRAMEWORK FOR MONEY MARKET FUNDS
BRIAN M KAPBWITZ
INTRODUCTION 5.01
MONEY MARKET FUND GOVERNANCE 5.03
INVESTMENT COMPANY ACT GENERALLY 5.24
RULE 2A-7 5.52
MATURITY REQUIREMENTS 5-58
PORTFOLIO QUALITY 5.69
PORTFOLIO DIVERSIFICATION 5.78
LIQUIDITY REQUIREMENTS 5.82
DOWNGRADES, DEFAULTS, AND OTHER CREDIT EVENTS 5.88
PROCEDURES 5.94
PORTFOLIO DISCLOSURE 5.102
XVI
CONTENTS
THE FUTURE OF US MONEY MARKET FUND REGULATION
RULE 2A-7 PROPOSED AMENDMENTS
6. TYPES OF MONEY MARKET MUTUAL FUNDS IN THE US
KENECHUKWU EANADU
INTRODUCTION
ASSET TYPES
RETAIL AND INSTITUTIONAL MONEY MARKET MUTUAL FUNDS
CONSTANT AND FLOATING NET ASSET VALUE MONEY
MARKET MUTUAL FUNDS
OTHER CASH POOLS
CONCLUSION
PART 3: COMPARATIVE ANALYSIS
7. COMPARATIVE ANALYSIS OF US AND EU REGULATORY MODELS FOR
MONEY MARKET FUNDS
VIKTORIA BAKLANOVA AND JOSEPH TANEGA
INTRODUCTION
MAJOR DIFFERENCES
SOME SIMILARITIES
CLOSING THE GAP BETWEEN THE EU AND THE US REGULATORY MODELS:
IMMFA CODE OF PRACTICE
CONCLUSION
5.108
5.122
6.01
6.04
6.27
6.38
6.42
6.51
7.01
7.04
7.51
7.62
7.69
8. MONEY MARKET FUND RATINGS
HENRY SHILLING
INTRODUCTION 8.01
MONEY MARKET FUND RATINGS VERSUS DEBT RATINGS 8.10
CREDIT RATING AGENCIES PROVIDING MONEY MARKET FUND RATINGS 8.15
HISTORY OF MONEY MARKET FUND RATINGS 8.22
CONSUMERS OF MONEY MARKET FUND RATINGS 8.40
MONEY MARKET FUND RATING PROCESS 8.45
MONEY MARKET FUND RATING METHODOLOGY 8.60
CONCLUSION 8.83
XVH
CONTENTS
9. MONEY MARKET FUNDS OUTSIDE THE EU AND THE US
VIKTORIA BAKLANOVA AND JOSEPH TANEGA
INTRODUCTION 9.01
ASIA AND PACIFIC: AUSTRALIA 9.07
ASIA AND PACIFIC: CHINA 9.21
ASIA AND PACIFIC: INDIA 9.34
ASIA AND PACIFIC: OTHER COUNTRIES 9.46
LATIN AMERICA: MEXICO 9.51
LATIN AMERICA: BRAZIL 9.53
LATIN AMERICA: OTHER COUNTRIES 9.62
NORTH AMERICA: CANADA 9.63
AFRICA: SOUTH AFRICA 9.75
WORLDWIDE APPROACH TO MONEY MARKET FUND REGULATION:
ONE SIZE DOES NOT FIT ALL 9.87
10. SYSTEMIC RISK REGULATION AND MONEY MARKET FUNDS
ELIAS BENGTSSON
INTRODUCTION 10.01
SYSTEMIC RISK AND MONEY MARKET FUNDS*A HISTORICAL VIEW 10.04
MONEY MARKET FUNDS IN THE GLOBAL FINANCIAL CRISIS 10.16
REGULATORY RESPONSES TO SYSTEMIC RISK IN MONEY MARKET FUNDS 10.47
CONCLUSION 10.58
APPENDIX 1: DIRECTIVE 2009/65/EC (UCITS V) CHAPTER VII
OBLIGATIONS CONCERNING THE INVESTMENT POLICIES OF UCITS 315
APPENDIX 2: EXCERPT FROM CESR'S GUIDELINES CONCERNING ELIGIBLE
ASSETS FOR INVESTMENT BY UCITS 322
APPENDIX 3: CESR'S GUIDELINES ON A COMMON DEFINITION OF
EUROPEAN MONEY MARKET FUNDS 326
APPENDIX 4: IMMFA CODE OF PRACTICE 335
APPENDIX 5: RULE 2A-7, RULE 5B-3, RULE 17A-9, RULE 22E-3, AND
RULE 30B 1-7 UNDER THE INVESTMENT COMPANY ACT OF 1940 342
INDEX 359
XVNI |
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| title | Money market funds in the EU and the US regulation and practice |
| title_auth | Money market funds in the EU and the US regulation and practice |
| title_exact_search | Money market funds in the EU and the US regulation and practice |
| title_full | Money market funds in the EU and the US regulation and practice ed. by Victoria Baklanova... |
| title_fullStr | Money market funds in the EU and the US regulation and practice ed. by Victoria Baklanova... |
| title_full_unstemmed | Money market funds in the EU and the US regulation and practice ed. by Victoria Baklanova... |
| title_short | Money market funds in the EU and the US |
| title_sort | money market funds in the eu and the us regulation and practice |
| title_sub | regulation and practice |
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