Fundamentals of patenting and licensing for scientists and engineers:
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| 245 | 1 | 0 | |a Fundamentals of patenting and licensing for scientists and engineers |c Matthew Y. Ma |
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| 264 | 1 | |a New Jersey, NJ [u.a.] |b World Scientific |c 2015 | |
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Datensatz im Suchindex
| _version_ | 1804150724727144448 |
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| adam_text | Titel: Fundamentals of patenting and licensing for scientists and engineers
Autor: Ma, Matthew Y
Jahr: 2015
Contents
Foreword................................................................................................xix
Preface....................................................................................................xxi
PART 1 The Basics.................................................................................1
Chapter 1 The Basics of the Patent System..............................................3
1.1 Patent Rights Are Granted by the Government...........................3
1.1.1 The Purpose of the Patent System.....................................3
1.1.2 The Foundations of the Patent Examination.....................4
1.1.3 The First-to-file and the First-to-invent............................5
1.1.4 The PTAB after the ALA in the U.S..................................6
1.2 Ideas to Assets: The Patent Value Chain.....................................7
1.3 Patent Rights, Patent Infringement and Patentability..................9
1.3.1 Exclusive Right.................................................................9
1.3.2 Patent Infringement...........................................................9
1.3.3 The Right to Build...........................................................10
1.3.4 Patentability,....................................................................11
1.3.5 Exclusive Right and Patentability...................................12
1.3.6 Product Clearance and Cross-licensing...........................13
1.4 Patent Portfolio Strategy............................................................14
1.5 Trade Secrets and Patenting.......................................................15
1.5.1 Trade Secrets and Patent Protection................................15
1.5.2 Can I First Keep a Trade Secret, but Later File
a Patent?..........................................................................16
1.5.3 Secrecy Measures in Patenting........................................17
1.5.4 IBM s and Tesla s Open Policy......................................18
1.6 Patents and Research Papers......................................................19
1.6.1 Evaluation Processes.......................................................19
1.6.2 Goals...............................................................................21
1.6.3 Considerations.................................................................21
vii
viii Fundamentals of Patenting and Licensing for Scientists and Engineers
1.7 A First Glance at the Attorney s Draft.......................................22
1.8 Patent Maturity Date..................................................................23
Chapter 2 What You Should Know about Patent Law..........................27
2.1 Types of Patents and Patent Examination..................................27
2.1.1 Type of Patents and Terms..............................................27
2.1.2 Patent Examination and Patent Prosecution....................28
2.2 Patent Dates...............................................................................29
2.2.1 List of Patent Dates.........................................................29
2.2.2 Priority Date....................................................................29
2.2.3 Chain of Priority Date.....................................................30
2.3 Invention Date: Conception, Diligence and Reduction
to Practice...................................................................................32
2.4 Patentability...............................................................................33
2.4.1 Patentable Subject Matter................................................33
2.4.1.1 Statutory Categories of Invention......................33
2.4.1.2 Exceptions to Statutory Categories
of Invention........................................................34
2.4.2 Conditions for Patentability............................................35
2.4.2.1 Novelty..............................................................35
2.4.2.2 Nonobviousness.................................................36
2.5 Inventorship...............................................................................36
2.5.1 Inventorship as Legal Issue.............................................36
2.5.2 Correcting Inventorship after Patent Is Allowed.............38
2.5.3 Case Studies of Inventorship...........................................38
2.5.3.1 Research Corporation Technologies v.
Microsoft............................................................38
2.5.3.2 Ethicon Inc. v. United States Surgical Corp......39
2.5.3.3 Correcting Inventorship in Xerox Patent...........40
2.6 Patent Ownership.......................................................................42
2.6.1 Patent Ownership............................................................42
2.6.1.1 If You Are an Independent Contractor or
Freelancer..........................................................43
2.6.1.2 If You Are a Full-Time Employee.....................43
2.6.1.3 If You Are a University Researcher...................44
2.6.2 Patent Assignment...........................................................44
2.6.3 Patent Owner s Rights.....................................................45
2.7 Inventor s Rights........................................................................46
2.7.1 Inventor s Financial Rewards..........................................46
Contents ix
2.7.2 Inventor s Declaration and Oath.....................................46
2.8 Accelerated Examination...........................................................47
2.9 Patent Search..............................................................................48
2.10 Duty of Disclosure.....................................................................49
2.10.1 What Is Materiality?........................................................50
2.10.2 What Is Intent to Deceive?..............................................50
2.10.3 What Needs to Be Disclosed?.........................................51
2.10.4 Who Has a Duty to Disclose?.........................................51
2.10.5 When Do You Need to Disclose and How?....................51
2.11 International Treaties.................................................................52
2.11.1 The Paris Convention......................................................52
2.11.1.1 National Treatment.........................................53
2.11.1.2 Independence of Patents.................................53
2.11.1.3 International Priority.......................................54
2.11.2 The Patent Cooperation Treaty.......................................55
2.11.2.1 International Filing and Priority Date.............55
2.11.2.2 National Stage.................................................55
2.11.2.3 Preliminary Search and Written Opinion........56
Chapter 3 How to Read a Patent.............................................................58
3.1 Anatomy of a Patent...................................................................58
3.1.1 Patent Cover Page...........................................................58
3.1.2 Patent Drawings..............................................................61
3.1.3 Patent Specifications.......................................................62
3.1.4 Patent Claims..................................................................63
3.2 Understanding the Embodiments of a Patent.............................64
3.3 Patent Claim Basics...................................................................64
3.3.1 Independent and Dependent Claims................................64
3.3.1.1 An Example......................................................66
3.3.1.2 Why Dependent Claims?..................................66
3.3.2 Patent Claim Structure....................................................67
3.3.2.1 The Preamble....................................................68
3.3.2.2 The Transitional Phrases..................................68
3.3.2.3 The Main Body of Claims................................69
3.4 Different Types of Claims.........................................................70
3.4.1 System Claims.................................................................70
3.4.2 Product-by-process Claims.............................................72
3.4.3 Method Claims................................................................73
3.5 Understanding the Scope of the Invention.................................74
x Fundamentals of Patenting and Licensing for Scientists and Engineers
3.5.1 The Scope of the Invention.............................................74
3.5.2 Understanding Limitations in Claim Construction.........77
3.5.2.1 Limitations of Dependent Claims.....................77
3.5.2.2 The Order of Elements.....................................77
3.5.2.3 Jepson-type Claim............................................78
3.5.2.4 Means-plus-function Claims............................78
3.6 What to Look for When You Read a Patent..............................79
3.6.1 If You Are Filing a Patent...............................................79
3.6.2 If a Reference Patent Is Cited in a Rejection of
Your Claims....................................................................80
3.6.3 If You Are Making a Product..........................................81
3.6.4 If You Are Catching an Infringer....................................82
3.7 Published Patent Application.....................................................83
PART 2 Getting Ready for Patenting..................................................85
Chapter 4 Innovation Harvesting............................................................87
4.1 Patentability Analysis................................................................87
4.1.1 Knowing the Art..............................................................87
4.1.2 Patentability Checking....................................................88
4.1.3 Patentable Subject Matter and Tangible
Usefulness Test...............................................................89
4.1.4 Case Studies of the Statutory Categories of Invention.... 90
4.1.5 Novelty............................................................................93
4.1.6 Nonobviousness..............................................................94
4.2 Patenting beyond Core Algorithms............................................96
4.3 Innovation Harvesting................................................................97
4.3.1 Patent Brainstorming.......................................................97
4.3.2 The Prior Art Search and the Market Analysis...............99
4.4 Patent Landscaping..................................................................100
4.4.1 Data Sources..................................................................100
4.4.2 Methodologies...............................................................101
4.4.3 Patent Landscape Examples..........................................102
4.5 Making Filing Decisions..........................................................104
4.5.1 How Essential Is the Technology to Your
Business and the Industry?............................................104
4.5.2 What Patent Rights Will You Be Getting?....................104
4.5.3 For Which Market Do You Want to Seek Protection?.. 105
Contents xi
Chapter 5 Protecting Your Invention and Planning Your
Patent Filing.........................................................................107
5.1 Documenting Your Invention..................................................107
5.1.1 Why Do You Need to Document Your Invention?.......107
5.1.2 How to Document Your Invention?..............................108
5.1.2.1 Invention Lab Book..........................................108
5.1.2.2 Electronic Documents......................................109
5.1.2.3 Other Evidence and Rule of Reason
Standard............................................................110
5.2 Patent Ownership and Government Regulations.....................Ill
5.2.1 The Bayh-Dole Act.......................................................Ill
5.2.2 Federal Acquisition Regulation (FAR) and
Defense Federal Acquisition Regulation
Supplement (DFARS)...................................................112
5.2.3 Subject Invention..........................................................112
5.3 Filing as Soon as You Reduce to Practice...............................113
5.4 Filing before You Disclose, Use or Sell..................................114
5.5 The Continuation-in-Part (CIP) Strategy.................................117
5.5.1 The CIP Filing...............................................................117
5.5.2 Chain of Co-pending Applications................................117
5.6 Working with an Attorney.......................................................119
5.6.1 Challenges of Working with an Attorney......................119
5.6.2 Working with an Attorney Is an Interactive Process.....120
5.7 Who Can File a Patent for You?..............................................121
5.7.1 Seeking Professional Services.......................................121
5.7.1.1 Geographical Location....................................121
5.7.1.2 Patent Attorney or Patent Agent......................122
5.7.2 Do Not Use an Online Service......................................123
5.7.3 Doing Partial Work by Yourself...................................124
5.7.3.1 The Cost-splitting Approach............................124
5.7.3.2 A Patent Search Gives You a Sense of
Confidence.......................................................125
5.7.3.3 Clear Specifications Are the Key to Success... 125
5.7.3.4 Claims Should Be Drafted by Your Attorney
or Agent...........................................................125
5.7.3.5 Responding to an Office Action Requires
Teamwork........................................................125
5.8 Can You File a Patent by Yourself?.........................................126
xii Fundamentals of Patenting and Licensing for Scientists and Engineers
Chapter 6 Preparing Your Patent Applications.....................................128
6.1 Structural Parts of a Patent and Their Purposes.......................128
6.1.1 A Patent Document Is a Technical Document..............128
6.1.2 Title...............................................................................129
6.1.3 Abstract.........................................................................130
6.1.4 Background of the Invention.........................................131
6.1.5 Brief Summary of the Invention....................................131
6.1.6 Drawings.......................................................................133
6.1.7 Detailed Specifications of the Invention.......................134
6.1.8 Claims...........................................................................135
6.2 Best Practice in Drafting Specifications..................................135
6.2.1 Using Clear Terminology..............................................135
6.2.2 Enabling Your Invention...............................................136
6.2.3 Disclosing Alternative Embodiments............................137
6.2.4 Disclosing the Best Mode.............................................138
6.3 Citations...................................................................................139
6.3.1 Backward Citation.........................................................139
6.3.2 Forward Citation...........................................................140
6.3.3 Avoiding Over-citing....................................................141
6.4 What Is Considered New Matter?............................................142
6.5 Broadening and Diversifying Claims.......................................144
6.5.1 Critical Thinking...........................................................144
6.5.2 Broadening Claims........................................................145
6.5.3 Diversifying Claims to Protect Software and
Business Method Patents...............................................146
6.5.4 Diversifying Claims to Target Prospective Infringers .. 148
PART 3 Patent Prosecution and Post Granting...............................151
Chapter 7 Patent Prosecution................................................................153
7.1 Patent Prosecution History.......................................................153
7.1.1 What Is the Prosecution History?..................................153
7.1.2 What Is Included in the Prosecution History?...............154
7.1.3 Why Is the Prosecution History Important?..................156
7.2 Restriction and Election Requirements....................................158
7.2.1 What Is the Restriction Requirement?..........................158
7.2.2 What Options Do You Have after Receiving a
Restriction Requirement?..............................................160
7.3 What If All of Your Claims Are Rejected?..............................161
Contents xiii
7.4 When All of Your Claims Are Allowed in the First
Office Action...........................................................................161
7.5 Conditional Allowance............................................................162
7.5.1 What Is Conditional Allowance?..................................162
7.5.2 Checklist for Inventors..................................................162
7.6 Telephone Interview with the Examiner..................................164
7.7 When a Final Rejection Is Received........................................165
7.8 Appeal......................................................................................166
7.9 Third-Party Protest...................................................................167
Chapter 8 Tactics for Overcoming Rejections......................................169
8.1 Common Rejections on the Merits...........................................170
8.2 Rejection Related to Specifications.........................................171
8.2.1 Enablement....................................................................171
8.2.1.1 A Critical Feature of the Invention Is
Disclosed in the Specifications, but Not
Cited in the Claims...........................................171
8.2.1.2 The Specifications Do Not Provide
Sufficient Support.............................................172
8.2.2 New Matter....................................................................173
8.3 Novelty Rejection and Prior Art..............................................174
8.3.1 Anatomy of the Pre-AIA Novelty Rule.........................174
8.3.2 Statutory Bar and Swearing Behind ..........................178
8.4 Overcoming a Novelty Rejection.............................................180
8.4.1 Perfecting the Priority Date...........................................180
8.4.2 Distinguishing Claims...................................................181
8.4.3 Working with Your Patent Attorney to Avoid Pitfalls.. 182
8.4.3.1 Word-by-word Comparison..............................182
8.4.3.2 Genus and Species............................................183
8.4.3.3 Nonanalogous Art or Teaching Away ..........184
8.5 Novelty under the AIA.............................................................184
8.5.1 Anatomy of the Post-AIA Novelty Rule.......................184
8.5.2 Rebuttal of a Novelty Rejection under the AIA............185
8.6 Obviousness Rejection.............................................................186
8.6.1 The Difference between a Novelty Rejection and
an Obviousness Rejection.............................................186
8.6.2 The Basis of an Obviousness Rejection........................187
8.6.2.1 A Reference Cited under 103 Must Be a 102
Reference, Except That It Is Not Anticipatory 187
xiv Fundamentals of Patenting and Licensing for Scientists and Engineers
8.6.2.2 Analogous Art..................................................187
8.6.2.3 The Level of Ordinary Skill in the Art at
the Time of the Invention.................................188
8.6.2.4 The Differences between the Claimed
Invention and the Prior Art...............................189
8.6.2.5 Determination of Obviousness or
Nonobviousness................................................189
8.7 Tactics for Overcoming an Obviousness Rejection.................190
8.7.1 Common Approaches....................................................190
8.7.2 Distinguishing Claims...................................................191
8.7.3 Secondary Considerations.............................................196
8.8 Admission of Prior Art by an Applicant..................................198
Chapter 9 Post Patent Granting.............................................................200
9.1 Publications..............................................................................200
9.1.1 Do Not Mention Product Names in Publications..........200
9.1.2 Product Brochures.........................................................201
9.2 Reissue.....................................................................................202
9.2.1 Broadening Claims........................................................203
9.2.2 Narrowing Claims.........................................................203
PART 4 Patent Monetization.............................................................207
Chapter 10 Patent Strategy for a Successful Business..........................209
10.1 Patenting Is Business Driven...................................................209
10.2 Defensive Strategy...................................................................210
10.2.1 Counter Assertion Is an Effective
Defensive Weapon........................................................210
10.2.2 Cross-licensing Is a Good Defensive Tool....................211
10.3 Offensive Strategy...................................................................211
10.4 Carrot Licensing and Stick Licensing...............................212
10.5 Patent Issues in Industry Standards..........................................213
10.5.1 Intellectual Property Policy in Standards Bodies.........213
10.5.2 Considerations in Standards Participation....................215
10.5.3 Standards and Patent Value..........................................216
10.6 Patent Issues in Open Source...................................................217
10.6.1 Open Source Background and Benefits.......................217
10.6.2 GPL and LGPL Licenses..............................................218
10.6.3 Other Open Source Licenses and
Compatibility Issues.....................................................220
Contents xv
10.6.4 Open Source Concerns and IP Strategy.......................222
10.7 Uncovering Infringing Products...............................................223
Chapter 11 Patent Evaluation and Patent Maintenance........................225
11.1 Patent Use................................................................................225
11.2 Market Potential.......................................................................227
11.3 Claim Quality...........................................................................228
11.3.1 Claim Breadth..............................................................228
11.3.2 Claim Diversity............................................................229
11.4 Technical Strength...................................................................230
11.5 Ease of Detection and Reverse Engineering Costs..................232
11.6 Patent Maintenance..................................................................232
11.6.1 Patent Evaluation for Maintenance Considerations.....233
11.6.2 Patent Maintenance Is a Business Decision.................234
Chapter 12 Common Practices in Patent Monetization........................236
12.1 Outright Sale and Licensing.....................................................236
12.1.1 Which Option to Select?..............................................236
12.1.2 Non-Exclusive and Exclusive Licenses.......................237
12.1.3 An Exclusive License with Enforcement Rights..........237
12.1.4 License Grant Backs....................................................238
12.2 Technology Transfers..............................................................238
12.3 Patent Family and Surrounding Patents...................................239
12.4 Field of Use..............................................................................240
12.5 Patent Ownership.....................................................................241
12.5.1 The Chain of Title........................................................241
12.5.2 Encumbrance................................................................242
12.5.3 Government Rights......................................................243
12.6 Patent Enforceability................................................................243
12.6.1 Prior Art Risk...............................................................244
12.6.2 Maintenance Fee..........................................................244
12.6.3 Other Patent Invalidity Risks.......................................245
12.7 Patent Age.................................................................................246
12.8 Litigation History.....................................................................247
12.9 Due Diligence Checklist..........................................................247
Chapter 13 Patent Valuation.................................................................249
13.1 Intangible Assets and the Reason for Patent Valuation...........249
13.2 Representative Valuation Approaches.....................................251
xvi Fundamentals of Patenting and Licensing for Scientists and Engineers
13.2.1 The Cost Approach......................................................251
13.2.2 The Income Approach..................................................252
13.2.3 The Market Approach..................................................252
13.3 Factors Affecting Royalty and NPV Calculation.....................254
13.4 Drawing the Connection between Patent and
Market Revenue.......................................................................256
13.5 The Patent Infringement Damage Award................................258
13.6 Patent Sale Case Studies..........................................................260
13.6.1 A Few High Profile Patent Deals.................................260
13.6.2 Public Patent Auction...................................................262
PART 5 Skills......................................................................................265
Chapter 14 Patent Search......................................................................267
14.1 The Basics of the U.S. Patent Search.......................................267
14.1.1 The USPTO Patent Database........................................267
14.1.1.1 Quick Search.................................................268
14.1.1.2 Advanced Search...........................................268
14.1.1.3 Search Result Display...................................271
14.1.1.4 Patent Search Tips.........................................271
14.1.2 Google Patent Search...................................................272
14.2 International and Other Foreign Patent Databases...................274
14.2.1 International Patent Database.......................................274
14.2.2 European Patent Database............................................277
14.3 Patent Classification.................................................................278
14.3.1 The U.S. Patent Classification......................................279
14.3.2 The International Patent Classification........................282
14.3.3 The Cooperative Patent Classification.........................284
14.3.4 Concordance to IPC and CPC......................................284
14.4 Progressive Patent Search........................................................285
14.5 Monitoring Fresh Patents.........................................................286
14.6 The USPTO PAIR and Image File Wrapper............................287
Chapter 15 How to File a U.S. Provisional Patent Application............290
15.1 The Benefits and Pitfalls of a Provisional Application............290
15.2 When Do You Need to File a Provisional Application?..........292
15.3 Specifications for a Provisional Application...........................293
15.3.1 What Should You Include?..........................................293
15.3.2 What Should You Not Include?...................................294
15.3.3 Format of Your Specifications.....................................295
Contents xvii
15.4 Determining Your Entity Status...............................................295
15.5 Filing a Provisional Application Electronically.......................297
15.5.1 What Do You Need to Get Ready?..............................297
15.5.2 Filling Out Your Application Data Sheet (ADS).........298
15.5.3 Filing Online.................................................................299
15.6 What s Next after the Provisional Filing.................................302
Appendix A...........................................................................................315
Appendix B...........................................................................................321
References.............................................................................................323
Index.....................................................................................................325
|
| any_adam_object | 1 |
| author | Ma, Matthew |
| author_facet | Ma, Matthew |
| author_role | aut |
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| author_variant | m m mm |
| building | Verbundindex |
| bvnumber | BV041263200 |
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| classification_tum | TEC 500f |
| ctrlnum | (OCoLC)909582770 (DE-599)BVBBV041263200 |
| discipline | Technik Technik |
| edition | 2. ed. |
| format | Book |
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| id | DE-604.BV041263200 |
| illustrated | Illustrated |
| indexdate | 2024-07-10T00:43:29Z |
| institution | BVB |
| isbn | 9789814452533 |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-026236979 |
| oclc_num | 909582770 |
| open_access_boolean | |
| owner | DE-83 DE-91G DE-BY-TUM DE-M382 DE-703 |
| owner_facet | DE-83 DE-91G DE-BY-TUM DE-M382 DE-703 |
| physical | XXV, 336 S. Ill., graph. Darst. |
| publishDate | 2015 |
| publishDateSearch | 2015 |
| publishDateSort | 2015 |
| publisher | World Scientific |
| record_format | marc |
| spelling | Ma, Matthew Verfasser aut Fundamentals of patenting and licensing for scientists and engineers Matthew Y. Ma 2. ed. New Jersey, NJ [u.a.] World Scientific 2015 XXV, 336 S. Ill., graph. Darst. txt rdacontent n rdamedia nc rdacarrier Forschung (DE-588)4017894-8 gnd rswk-swf Patent (DE-588)4044874-5 gnd rswk-swf Naturwissenschaften (DE-588)4041421-8 gnd rswk-swf Naturwissenschaften (DE-588)4041421-8 s Forschung (DE-588)4017894-8 s Patent (DE-588)4044874-5 s DE-604 HBZ Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=026236979&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Ma, Matthew Fundamentals of patenting and licensing for scientists and engineers Forschung (DE-588)4017894-8 gnd Patent (DE-588)4044874-5 gnd Naturwissenschaften (DE-588)4041421-8 gnd |
| subject_GND | (DE-588)4017894-8 (DE-588)4044874-5 (DE-588)4041421-8 |
| title | Fundamentals of patenting and licensing for scientists and engineers |
| title_auth | Fundamentals of patenting and licensing for scientists and engineers |
| title_exact_search | Fundamentals of patenting and licensing for scientists and engineers |
| title_full | Fundamentals of patenting and licensing for scientists and engineers Matthew Y. Ma |
| title_fullStr | Fundamentals of patenting and licensing for scientists and engineers Matthew Y. Ma |
| title_full_unstemmed | Fundamentals of patenting and licensing for scientists and engineers Matthew Y. Ma |
| title_short | Fundamentals of patenting and licensing for scientists and engineers |
| title_sort | fundamentals of patenting and licensing for scientists and engineers |
| topic | Forschung (DE-588)4017894-8 gnd Patent (DE-588)4044874-5 gnd Naturwissenschaften (DE-588)4041421-8 gnd |
| topic_facet | Forschung Patent Naturwissenschaften |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=026236979&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
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