Financial regulation: a guide to structural reform
Gespeichert in:
| Weitere Verfasser: | |
|---|---|
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
Hong Kong
Sweet & Maxwell Asia
2003
|
| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis |
| Beschreibung: | XIX, 504 S. graph. Darst. |
| ISBN: | 9626611979 |
Internformat
MARC
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Datensatz im Suchindex
| _version_ | 1804150581560868864 |
|---|---|
| adam_text | CONTENTS
Dedkation
Foreword
Preface and Acknowledgements
Contributors
v
vii
xi
xiii
Part I Financial Regulatory Structure: The International Debate
1
Chapter
1
International Survey of Integrated Supervision
3
Jose
de Luna Martínez
and Thomas A. Rose
Introduction
3
Arguments in Favour of and Against Integrated Supervision
5
How Powerful are the Integrated Supervisory Agencies?
10
Harmonizing Regulatory and Supervisory Processes Across
the Financial System
15
Complexity of Integrating Supervisory Agencies
23
Conclusions
27
Possible Areas for Future Research
29
Annex
1:
Questionnaire
30
Annex
2:
Market Share of Financial Conglomerates in the Bank,
Securities and Insurance Sectors in Selected Countries
39
Chapter
2
Assessing the Case for Unified Financial Sector Supervision
40
Richard K. Abrams and Michael W. Taylor
Introduction
40
Prerequisites for Effective Supervision: A Summary
41
To Unify or Not?
44
Conclusion
55
Chapter
3
An International Comparison and Assessment of
the Structure of Bank Supervision
57
James R.
Barth,
Luis G. Dopico, Daniel E. Nolle and James A. Wilcox
Introduction
57
Cross-Country Comparisons of Banking Industry Structure and Powers
58
Structure of Banking Supervision: Previous Literature
79
Structure of Banking Supervision: Empirical Evidence
83
Summary and Conclusions
92
Part II Options in Financial Regulatory Structure
93
Chapter
4
Options for Financial Regulatory Structure
95
Jeffrey Carmichael
XVI
Contents
Introduction
95
Regulatory
Philosophy
96
Regulatory Structure
103
Summary and Conclusions
113
Chapter
5
Sectoral Regulation in the United States: Financial Services
Modernization in the US and the Gramm-Leach-Bliley Act of
1999 115
Christopher D. Olive and Douglas W.
Amer
Introduction
115
GLBA Financial Affiliations Provisions (Title I)
118
GLBA Function Regulation Provisions (Title II)
128
GLBA Implementing Regulations
130
Concluding Observations
143
Chapter
6
Institutional Structure of Financial Regulation: A Trend
Towards Megaregulators ?
146
C7i ristos Hadjiemmanuil
Introduction
146
The Institutional Structure of Financial Regulation in a Changing
Market Environment
147
Objective Based Regulation
153
Single Financial Regulatory Agencies
156
The Path to Regulatory Consolidation: National Experiences
163
Conclusion: The Institutional Choice
194
Part III Single Regulator Systems: Perspectives and Experiences
197
Chapter
7
United Kingdom Regulatory Reform: A New Beginning
in Policy and Programme Construction
199
George A. Walker
Introduction
199
Monetary and Financial Services Reform
202
The New Monetary Regime
204
The New Regulatory Regime
205
The Financial Services and Markets Act
207
Handbook of Rules and Guidance
219
Integrated Sourcebook and New Regulatory Approach
233
Conclusion
239
Chapter
8
Part
1
Crisis and Regulation: The Japanese Case
241
Yoshihisa Hayakawa
Introduction
241
The Japanese Banking Crisis
241
Concluding Remarks
255
Contents
XVII
Part
2
A Single Regulator with a Difference: The Japanese Case
Mamiko Yokoi-Arai
Introduction
Financial System Reform Legislation Since
1998
Inadequacy of Institutional Mechanisms to Enhance Financial
Stability
Concluding Remarks
257
257
259
279
281
Chapter
9
Financial Market Regulation in Germany: A New Institutional
Framework
Jens-Hinrich Binder
Introduction
The Regulatory Landscape up to
2002
Incoming Changes: The
2002
Reform Act
Evaluation
286
286
287
295
301
Chapter
10
Korean Financial Regulatory and Supervisory Structure:
Lessons from the Korean Experience
Young Shim
Introduction
Institutional Structure of Korean Financial Regulatory and
Supervisory Authorities
Elements for an Effective Financial Regulatory and
Supervisory System
Conclusion
305
305
305
310
315
Chapter
11
Banking and Finance Regulatory Reform, Post Asian Financial Crisis:
The Case of Indonesia
317
Said Zaidansyah
Introduction
317
The Indonesian Financial Sector: The Pre-Crisis Era
318
The Impact of the Crisis
327
The Reforms Introduced
331
Conclusion
347
Chapter
12
Structural Reform of Financial Regulation in Taiwan:
Transition from the
MOF
to the FRC
349
Jan-jui/ Lin
Introduction
349
The Financial Regulatory Framework in Taiwan
350
Rationales for Reconstructing the Financial Regulatory Framework
356
Proposal for the Financial Regulatory Commission (FRC)
360
Problems Associated with the Transition
362
Concluding Observations
354
xviii Contents
Part IV
Regulation
by
Multiple
Authorities:
Alternative
Responses
369
Chapter
13
Twin Peaks
à la Française:
Reforming Financial Services Regulation
in France
371
Duncan Fairgrieve
Introduction
371
The Present System: Multiplicity
oř
Regulators
372
The Proposed System: Twin Peaks
380
An Evaluation: Twin Peaks
à la Française
and the Single Regulator
381
Conclusion: Taking a Broader View
384
Chapter
14
Regulation by Multiple Authorities: The Hong Kong Experience
386
Alexa Lnm
Introduction
386
Hong Kong s Regulatory Objective
387
Regulation of Financial Markets
387
Financial Infrastructure Reform
389
Conclusion
391
Chapter
15
Banking and Financial Regulation in Switzerland
392
Rolf
И
.
Weber
Introduction
392
Constitutional Basis
392
Legal Sources
393
Market Participants
397
Transaction Rules
401
Conclusion
406
Chapter
16
Revisiting the Regulatory Framework of Capital Markets
in Malaysia
408
Chee Keong Low
Introduction
408
The Regulatory Matrix
411
Regulation of the Capital Market
412
Proposals for Reform
426
Conclusion
430
Chapter
17
Financial Market Regulation in South Africa
433
Angela Itzikowitz
Introduction
433
An Overview of the Regulatory Framework
433
Banks and Mutual Banks
434
Non-Bank Financial Institutions
438
The Way Forward: Competitive Neutrality
443
Conclusion
449
Contents xix
Chapter
18
The People s Republic of China: From Multiple Regulators
to a Single Regulator?
450
Richard W. S. Wu
Introduction
450
The Current Regulatory Structure in the PRC
451
The Multiple Regulator System in the PRC: Advantages
and Disadvantages
453
Problems of Shifting to a Single Regulator Model in the PRC
456
Conclusion
459
Part V Depositor Protection
461
Chapter
19
Comparative Aspects of Depositor Protection Schemes
463
Douglas W. Arncr and Rosa M.
Lastra
Introduction
463
Methodology
464
Comparative Analysis of Depositor Protection Schemes
467
Conclusion
478
Index
479
|
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