Global securities markets: navigating the world's exchanges and OTC markets
Gespeichert in:
1. Verfasser: | |
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Format: | Elektronisch E-Book |
Sprache: | English |
Veröffentlicht: |
Hoboken, N.J.
John Wiley & Sons
2011
|
Schriftenreihe: | Wiley finance series
670 |
Schlagworte: | |
Online-Zugang: | UBG01 Volltext |
Beschreibung: | Includes bibliographical references and index "With more than 190 countries in the world, 320 distinct legal jurisdictions, 110 securities exchanges, 40 derivatives exchanges and a withering notional value of over-the-counter derivatives and alternative investments regularly bought and sold, investing in the global securities markets poses challenges beyond selecting a suitable security likely to provide a decent return on investment. This title provides a framework for navigating through the mechanics of execution, clearing, settlement, and custody, as well as law, regulation and practice in the U.S., U.K., and European markets. It also covers margin, short selling, prime brokerage, and the evolving disciplines of risk management, anti-money laundering and international compliance. For the high-net-worth investor or money manager, there is a chapter on managed accounts. This book is meant to cover all the basics of global investing with plenty of go-to tables and listings where an investor or professional can easily locate what he's looking for"-- |
Beschreibung: | 1 Online-Ressource (xvii, 174 p.) |
ISBN: | 9781118056615 1118056612 9781118056622 1118056620 9781118056608 1118056604 9781118258385 111825838X 111802771X |
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100 | 1 | |a Arnett, George W., III. |e Verfasser |4 aut | |
245 | 1 | 0 | |a Global securities markets |b navigating the world's exchanges and OTC markets |c George W. Arnett, III. |
264 | 1 | |a Hoboken, N.J. |b John Wiley & Sons |c 2011 | |
300 | |a 1 Online-Ressource (xvii, 174 p.) | ||
336 | |b txt |2 rdacontent | ||
337 | |b c |2 rdamedia | ||
338 | |b cr |2 rdacarrier | ||
490 | 0 | |a Wiley finance series |v 670 | |
500 | |a Includes bibliographical references and index | ||
500 | |a "With more than 190 countries in the world, 320 distinct legal jurisdictions, 110 securities exchanges, 40 derivatives exchanges and a withering notional value of over-the-counter derivatives and alternative investments regularly bought and sold, investing in the global securities markets poses challenges beyond selecting a suitable security likely to provide a decent return on investment. This title provides a framework for navigating through the mechanics of execution, clearing, settlement, and custody, as well as law, regulation and practice in the U.S., U.K., and European markets. It also covers margin, short selling, prime brokerage, and the evolving disciplines of risk management, anti-money laundering and international compliance. For the high-net-worth investor or money manager, there is a chapter on managed accounts. This book is meant to cover all the basics of global investing with plenty of go-to tables and listings where an investor or professional can easily locate what he's looking for"-- | ||
505 | 0 | |a Front Matter -- Fundamental Concepts -- The Growth of Exchanges around the Globe and the Development of Screen-Based Trading -- The Paper Crunch and Development of New Institutions -- Central Counterparties and Depositories -- Major Worldwide Exchanges and Their Associated Depositories, and Practical Tips on Execution, Clearance, and Custody in Various Regions around the Globe -- Legal Framework of the World Markets -- Transfer of Securities and Perfection of Collateral -- Margin -- Short Selling and Stock Loans -- Derivatives -- Prime Brokerage -- Managed Accounts -- International Compliance -- Money Laundering -- SIPC and Other Investment Protection Schemes around the World -- Risk Management -- Conclusion -- Afterword -- Glossary -- Further Reading -- About the Author -- Index | |
505 | 8 | 0 | |g ch. 1 |t Fundamental Concepts |g Machine generated contents note |t Legal Definition of Security |t North versus South (Debt versus Equity) |t East versus West (Derivatives versus Funds) |t Investors |t Brokers, Banks, and Advisors |t Physical Securities |t Agency |t Purchase and Sale of Securities and the Development of Exchanges |g ch. 2 |t The Growth of Exchanges around the Globe and the Development of Screen-Rased Trading |g ch. 3 |t The Paper Crunch and Development of New Institutions |t The Trust |t Central Securities Depository |t Netting |t Central Counterparties |g ch. 4 |t Central Counterparties and Depositories |t The Depository Trust and Clearing Corporation |t Euroclear |t ISINs |t Access to Information Regarding Euroclear Securities |t Crest |g ch. 5 |t Major Worldwide Exchanges and Their Associated Depositories, and Practical Tips on Execution, Clearance, and Custody in Various Regions around the Globe |t Practical Commentary Concerning Trading, Clearing, and Custody in Europe |t Practical Commentary Concerning Trading, Clearing, and Custody in South America |t Practical Commentary Concerning Trading, Clearing, and Custody in the Middle East and Africa |t Practical Commentary Concerning Trading, Clearing, and Custody in Asia |t Passenger Markets |t Case Study Relating to Passenger Markets |g ch. 6 |t Legal Framework of the World Markets |t A Brief History of U.S. Regulation |t The New Deal and Glass-Steagall |t The Panic of 2008 in Context |t The Pillars of U.S. Federal Securities Law |t A Recent History of European Legislation |
505 | 8 | 0 | |t A Brief Comparison of U.S. Laws and EU Directives |g ch. 7 |t Transfer of Securities and Perfection of Collateral |t Custody and Root of Title Internationally |g ch. 8 |t Margin |g ch. 9 |t Short Selling and Stock Loans |g ch. 10 |t Derivatives |t The OTC Derivative Markets |t Legal Definition of Derivatives |t What Is a CDS? |t Contract for Difference (CFD) |t Legal and Regulatory Framework of CFDs |t The Outlook for CFDs |g Ch. 11 |t Prime Brokerage |g ch. 12 |t Managed Accounts |t History of Rule 3a-4 |t Applicability of the Advisers Act |t Current SMA Exam Issues |t Issues for the Future |g ch. 13 |t International Compliance |t The Four Horsemen of International Compliance |t Foreign Exchange Controls |t Tax Reporting |t Laws of Inheritance |t Non-Resident Alien Estate Tax |t Compliance Case Study |g ch. 14 |t Money Laundering |t Anti-Money Laundering Case Study |g ch. 15 |t SIPC and Other Investment Protection Schemes around the World |t Protection of Customer Assets by SIPC and Excess SIPC Coverage |t Regulatory Obligations on Custody of Customer Funds and Securities |g ch. 16 |t Risk Management |
650 | 4 | |a Stock exchanges / Case studies | |
650 | 4 | |a Over-the-counter markets / Case studies | |
650 | 4 | |a Investments / Case studies | |
655 | 7 | |0 (DE-588)4522595-3 |a Fallstudiensammlung |2 gnd-content | |
776 | 0 | 8 | |i Erscheint auch als |n Druck-Ausgabe, Hardcover |z 978-1-118-02771-4 |
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Datensatz im Suchindex
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---|---|
any_adam_object | |
author | Arnett, George W., III |
author_facet | Arnett, George W., III |
author_role | aut |
author_sort | Arnett, George W., III |
author_variant | g w i a gwi gwia |
building | Verbundindex |
bvnumber | BV041167583 |
collection | ZDB-35-WCE ZDB-35-WIC |
contents | Front Matter -- Fundamental Concepts -- The Growth of Exchanges around the Globe and the Development of Screen-Based Trading -- The Paper Crunch and Development of New Institutions -- Central Counterparties and Depositories -- Major Worldwide Exchanges and Their Associated Depositories, and Practical Tips on Execution, Clearance, and Custody in Various Regions around the Globe -- Legal Framework of the World Markets -- Transfer of Securities and Perfection of Collateral -- Margin -- Short Selling and Stock Loans -- Derivatives -- Prime Brokerage -- Managed Accounts -- International Compliance -- Money Laundering -- SIPC and Other Investment Protection Schemes around the World -- Risk Management -- Conclusion -- Afterword -- Glossary -- Further Reading -- About the Author -- Index Fundamental Concepts Legal Definition of Security North versus South (Debt versus Equity) East versus West (Derivatives versus Funds) Investors Brokers, Banks, and Advisors Physical Securities Agency Purchase and Sale of Securities and the Development of Exchanges The Growth of Exchanges around the Globe and the Development of Screen-Rased Trading The Paper Crunch and Development of New Institutions The Trust Central Securities Depository Netting Central Counterparties Central Counterparties and Depositories The Depository Trust and Clearing Corporation Euroclear ISINs Access to Information Regarding Euroclear Securities Crest Major Worldwide Exchanges and Their Associated Depositories, and Practical Tips on Execution, Clearance, and Custody in Various Regions around the Globe Practical Commentary Concerning Trading, Clearing, and Custody in Europe Practical Commentary Concerning Trading, Clearing, and Custody in South America Practical Commentary Concerning Trading, Clearing, and Custody in the Middle East and Africa Practical Commentary Concerning Trading, Clearing, and Custody in Asia Passenger Markets Case Study Relating to Passenger Markets Legal Framework of the World Markets A Brief History of U.S. Regulation The New Deal and Glass-Steagall The Panic of 2008 in Context The Pillars of U.S. Federal Securities Law A Recent History of European Legislation A Brief Comparison of U.S. Laws and EU Directives Transfer of Securities and Perfection of Collateral Custody and Root of Title Internationally Margin Short Selling and Stock Loans Derivatives The OTC Derivative Markets Legal Definition of Derivatives What Is a CDS? Contract for Difference (CFD) Legal and Regulatory Framework of CFDs The Outlook for CFDs Prime Brokerage Managed Accounts History of Rule 3a-4 Applicability of the Advisers Act Current SMA Exam Issues Issues for the Future International Compliance The Four Horsemen of International Compliance Foreign Exchange Controls Tax Reporting Laws of Inheritance Non-Resident Alien Estate Tax Compliance Case Study Money Laundering Anti-Money Laundering Case Study SIPC and Other Investment Protection Schemes around the World Protection of Customer Assets by SIPC and Excess SIPC Coverage Regulatory Obligations on Custody of Customer Funds and Securities Risk Management |
ctrlnum | (OCoLC)715183276 (DE-599)BVBBV041167583 |
dewey-full | 332.64/2 |
dewey-hundreds | 300 - Social sciences |
dewey-ones | 332 - Financial economics |
dewey-raw | 332.64/2 |
dewey-search | 332.64/2 |
dewey-sort | 3332.64 12 |
dewey-tens | 330 - Economics |
discipline | Wirtschaftswissenschaften |
format | Electronic eBook |
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genre | (DE-588)4522595-3 Fallstudiensammlung gnd-content |
genre_facet | Fallstudiensammlung |
id | DE-604.BV041167583 |
illustrated | Not Illustrated |
indexdate | 2024-07-10T00:41:11Z |
institution | BVB |
isbn | 9781118056615 1118056612 9781118056622 1118056620 9781118056608 1118056604 9781118258385 111825838X 111802771X |
language | English |
oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-026142862 |
oclc_num | 715183276 |
open_access_boolean | |
owner | DE-473 DE-BY-UBG DE-861 |
owner_facet | DE-473 DE-BY-UBG DE-861 |
physical | 1 Online-Ressource (xvii, 174 p.) |
psigel | ZDB-35-WCE ZDB-35-WIC FRO_PDA_WIC FHR_PDA_WIC |
publishDate | 2011 |
publishDateSearch | 2011 |
publishDateSort | 2011 |
publisher | John Wiley & Sons |
record_format | marc |
series2 | Wiley finance series |
spelling | Arnett, George W., III. Verfasser aut Global securities markets navigating the world's exchanges and OTC markets George W. Arnett, III. Hoboken, N.J. John Wiley & Sons 2011 1 Online-Ressource (xvii, 174 p.) txt rdacontent c rdamedia cr rdacarrier Wiley finance series 670 Includes bibliographical references and index "With more than 190 countries in the world, 320 distinct legal jurisdictions, 110 securities exchanges, 40 derivatives exchanges and a withering notional value of over-the-counter derivatives and alternative investments regularly bought and sold, investing in the global securities markets poses challenges beyond selecting a suitable security likely to provide a decent return on investment. This title provides a framework for navigating through the mechanics of execution, clearing, settlement, and custody, as well as law, regulation and practice in the U.S., U.K., and European markets. It also covers margin, short selling, prime brokerage, and the evolving disciplines of risk management, anti-money laundering and international compliance. For the high-net-worth investor or money manager, there is a chapter on managed accounts. This book is meant to cover all the basics of global investing with plenty of go-to tables and listings where an investor or professional can easily locate what he's looking for"-- Front Matter -- Fundamental Concepts -- The Growth of Exchanges around the Globe and the Development of Screen-Based Trading -- The Paper Crunch and Development of New Institutions -- Central Counterparties and Depositories -- Major Worldwide Exchanges and Their Associated Depositories, and Practical Tips on Execution, Clearance, and Custody in Various Regions around the Globe -- Legal Framework of the World Markets -- Transfer of Securities and Perfection of Collateral -- Margin -- Short Selling and Stock Loans -- Derivatives -- Prime Brokerage -- Managed Accounts -- International Compliance -- Money Laundering -- SIPC and Other Investment Protection Schemes around the World -- Risk Management -- Conclusion -- Afterword -- Glossary -- Further Reading -- About the Author -- Index ch. 1 Fundamental Concepts Machine generated contents note Legal Definition of Security North versus South (Debt versus Equity) East versus West (Derivatives versus Funds) Investors Brokers, Banks, and Advisors Physical Securities Agency Purchase and Sale of Securities and the Development of Exchanges ch. 2 The Growth of Exchanges around the Globe and the Development of Screen-Rased Trading ch. 3 The Paper Crunch and Development of New Institutions The Trust Central Securities Depository Netting Central Counterparties ch. 4 Central Counterparties and Depositories The Depository Trust and Clearing Corporation Euroclear ISINs Access to Information Regarding Euroclear Securities Crest ch. 5 Major Worldwide Exchanges and Their Associated Depositories, and Practical Tips on Execution, Clearance, and Custody in Various Regions around the Globe Practical Commentary Concerning Trading, Clearing, and Custody in Europe Practical Commentary Concerning Trading, Clearing, and Custody in South America Practical Commentary Concerning Trading, Clearing, and Custody in the Middle East and Africa Practical Commentary Concerning Trading, Clearing, and Custody in Asia Passenger Markets Case Study Relating to Passenger Markets ch. 6 Legal Framework of the World Markets A Brief History of U.S. Regulation The New Deal and Glass-Steagall The Panic of 2008 in Context The Pillars of U.S. Federal Securities Law A Recent History of European Legislation A Brief Comparison of U.S. Laws and EU Directives ch. 7 Transfer of Securities and Perfection of Collateral Custody and Root of Title Internationally ch. 8 Margin ch. 9 Short Selling and Stock Loans ch. 10 Derivatives The OTC Derivative Markets Legal Definition of Derivatives What Is a CDS? Contract for Difference (CFD) Legal and Regulatory Framework of CFDs The Outlook for CFDs Ch. 11 Prime Brokerage ch. 12 Managed Accounts History of Rule 3a-4 Applicability of the Advisers Act Current SMA Exam Issues Issues for the Future ch. 13 International Compliance The Four Horsemen of International Compliance Foreign Exchange Controls Tax Reporting Laws of Inheritance Non-Resident Alien Estate Tax Compliance Case Study ch. 14 Money Laundering Anti-Money Laundering Case Study ch. 15 SIPC and Other Investment Protection Schemes around the World Protection of Customer Assets by SIPC and Excess SIPC Coverage Regulatory Obligations on Custody of Customer Funds and Securities ch. 16 Risk Management Stock exchanges / Case studies Over-the-counter markets / Case studies Investments / Case studies (DE-588)4522595-3 Fallstudiensammlung gnd-content Erscheint auch als Druck-Ausgabe, Hardcover 978-1-118-02771-4 https://onlinelibrary.wiley.com/doi/book/10.1002/9781118258385 Verlag Volltext |
spellingShingle | Arnett, George W., III Global securities markets navigating the world's exchanges and OTC markets Front Matter -- Fundamental Concepts -- The Growth of Exchanges around the Globe and the Development of Screen-Based Trading -- The Paper Crunch and Development of New Institutions -- Central Counterparties and Depositories -- Major Worldwide Exchanges and Their Associated Depositories, and Practical Tips on Execution, Clearance, and Custody in Various Regions around the Globe -- Legal Framework of the World Markets -- Transfer of Securities and Perfection of Collateral -- Margin -- Short Selling and Stock Loans -- Derivatives -- Prime Brokerage -- Managed Accounts -- International Compliance -- Money Laundering -- SIPC and Other Investment Protection Schemes around the World -- Risk Management -- Conclusion -- Afterword -- Glossary -- Further Reading -- About the Author -- Index Fundamental Concepts Legal Definition of Security North versus South (Debt versus Equity) East versus West (Derivatives versus Funds) Investors Brokers, Banks, and Advisors Physical Securities Agency Purchase and Sale of Securities and the Development of Exchanges The Growth of Exchanges around the Globe and the Development of Screen-Rased Trading The Paper Crunch and Development of New Institutions The Trust Central Securities Depository Netting Central Counterparties Central Counterparties and Depositories The Depository Trust and Clearing Corporation Euroclear ISINs Access to Information Regarding Euroclear Securities Crest Major Worldwide Exchanges and Their Associated Depositories, and Practical Tips on Execution, Clearance, and Custody in Various Regions around the Globe Practical Commentary Concerning Trading, Clearing, and Custody in Europe Practical Commentary Concerning Trading, Clearing, and Custody in South America Practical Commentary Concerning Trading, Clearing, and Custody in the Middle East and Africa Practical Commentary Concerning Trading, Clearing, and Custody in Asia Passenger Markets Case Study Relating to Passenger Markets Legal Framework of the World Markets A Brief History of U.S. Regulation The New Deal and Glass-Steagall The Panic of 2008 in Context The Pillars of U.S. Federal Securities Law A Recent History of European Legislation A Brief Comparison of U.S. Laws and EU Directives Transfer of Securities and Perfection of Collateral Custody and Root of Title Internationally Margin Short Selling and Stock Loans Derivatives The OTC Derivative Markets Legal Definition of Derivatives What Is a CDS? Contract for Difference (CFD) Legal and Regulatory Framework of CFDs The Outlook for CFDs Prime Brokerage Managed Accounts History of Rule 3a-4 Applicability of the Advisers Act Current SMA Exam Issues Issues for the Future International Compliance The Four Horsemen of International Compliance Foreign Exchange Controls Tax Reporting Laws of Inheritance Non-Resident Alien Estate Tax Compliance Case Study Money Laundering Anti-Money Laundering Case Study SIPC and Other Investment Protection Schemes around the World Protection of Customer Assets by SIPC and Excess SIPC Coverage Regulatory Obligations on Custody of Customer Funds and Securities Risk Management Stock exchanges / Case studies Over-the-counter markets / Case studies Investments / Case studies |
subject_GND | (DE-588)4522595-3 |
title | Global securities markets navigating the world's exchanges and OTC markets |
title_alt | Fundamental Concepts Legal Definition of Security North versus South (Debt versus Equity) East versus West (Derivatives versus Funds) Investors Brokers, Banks, and Advisors Physical Securities Agency Purchase and Sale of Securities and the Development of Exchanges The Growth of Exchanges around the Globe and the Development of Screen-Rased Trading The Paper Crunch and Development of New Institutions The Trust Central Securities Depository Netting Central Counterparties Central Counterparties and Depositories The Depository Trust and Clearing Corporation Euroclear ISINs Access to Information Regarding Euroclear Securities Crest Major Worldwide Exchanges and Their Associated Depositories, and Practical Tips on Execution, Clearance, and Custody in Various Regions around the Globe Practical Commentary Concerning Trading, Clearing, and Custody in Europe Practical Commentary Concerning Trading, Clearing, and Custody in South America Practical Commentary Concerning Trading, Clearing, and Custody in the Middle East and Africa Practical Commentary Concerning Trading, Clearing, and Custody in Asia Passenger Markets Case Study Relating to Passenger Markets Legal Framework of the World Markets A Brief History of U.S. Regulation The New Deal and Glass-Steagall The Panic of 2008 in Context The Pillars of U.S. Federal Securities Law A Recent History of European Legislation A Brief Comparison of U.S. Laws and EU Directives Transfer of Securities and Perfection of Collateral Custody and Root of Title Internationally Margin Short Selling and Stock Loans Derivatives The OTC Derivative Markets Legal Definition of Derivatives What Is a CDS? Contract for Difference (CFD) Legal and Regulatory Framework of CFDs The Outlook for CFDs Prime Brokerage Managed Accounts History of Rule 3a-4 Applicability of the Advisers Act Current SMA Exam Issues Issues for the Future International Compliance The Four Horsemen of International Compliance Foreign Exchange Controls Tax Reporting Laws of Inheritance Non-Resident Alien Estate Tax Compliance Case Study Money Laundering Anti-Money Laundering Case Study SIPC and Other Investment Protection Schemes around the World Protection of Customer Assets by SIPC and Excess SIPC Coverage Regulatory Obligations on Custody of Customer Funds and Securities Risk Management |
title_auth | Global securities markets navigating the world's exchanges and OTC markets |
title_exact_search | Global securities markets navigating the world's exchanges and OTC markets |
title_full | Global securities markets navigating the world's exchanges and OTC markets George W. Arnett, III. |
title_fullStr | Global securities markets navigating the world's exchanges and OTC markets George W. Arnett, III. |
title_full_unstemmed | Global securities markets navigating the world's exchanges and OTC markets George W. Arnett, III. |
title_short | Global securities markets |
title_sort | global securities markets navigating the world s exchanges and otc markets |
title_sub | navigating the world's exchanges and OTC markets |
topic | Stock exchanges / Case studies Over-the-counter markets / Case studies Investments / Case studies |
topic_facet | Stock exchanges / Case studies Over-the-counter markets / Case studies Investments / Case studies Fallstudiensammlung |
url | https://onlinelibrary.wiley.com/doi/book/10.1002/9781118258385 |
work_keys_str_mv | AT arnettgeorgewiii globalsecuritiesmarketsnavigatingtheworldsexchangesandotcmarkets |