Analytical commentary to the UNCITRAL arbitration rules:
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2013
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| 245 | 1 | 0 | |a Analytical commentary to the UNCITRAL arbitration rules |c Peter Binder, LL. M. |
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| adam_text | Titel: Analytical commentary to the UNCITRAL arbitration rules
Autor: Binder, Peter
Jahr: 2013
CONTENTS
Foreword................................................................................................... v
Preface...................................................................................................... vii
Contents.................................................................................................... xi
Table of Abbreviations.............................................................................. xxix
Table of United Nations Documents........................................................ xxxi
Para.
Part A-Analytical commentary to the UNCITRAL Arbitration Rules
2010
Chapter 1
Introduction
1. The United Nations Commission on International Trade Law
(UNCITRAL)................................................................................. 1-004
(a) Origin, mandate and membership.......................................... 1-005
(b) Organisation and methods of work........................................ I-011
(i) The Commission............................................................. 1-012
(ii) The Working Groups...................................................... 1-014
(iii) The Secretariat................................................................ 1-017
(c) Past work of UNCITRAL...................................................... 1-018
(d) Types of UNCITRAL documents and their numbering........ 1-019
(i) Annual reports of the Commission................................ 1-020
(ii) Commission documents.................................................. 1-022
2. Arbitration in the UNCITRAL framework................................... 1-026
(a) New York Convention 1958................................................... 1-028
(b) UNCITRAL Arbitration Rules 1976...................................... 1-031
(c) UNCITRAL Model Law on International Commercial Arbi-
tration 1985............................................................................. 1-033
(d) UNCITRAL Notes on Organizing Arbitral Proceedings 1996 1-035
(e) UNCITRAL Model Law on International Commercial Arbi-
tration 2006............................................................................. 1-037
(f) UNCITRAL Arbitration Rules 2010...................................... 1-039
3. The UNCITRAL Arbitration Rules 2010..................................... 1-041
(a) Background and drafting history............................................ 1-041
(b) Importance of the travaux preparatoires............................... 1-046
(c) The different uses of the Rules.............................................. 1-049
(d) The revision process............................................................... 1-053
xi
Contents
Section I-Introductory rules
Article 1-Scope of application
1. Introduction.................................................................................... 1-004
2. Article 1(1)..................................................................................... 1-007
(a) General Statement of application............................................ 1-007
(b) Agreement of the parties -Removal of the writing
requirement............................................................................. 1-009
(c) Disputes between the parties (to a contract) ..................... 1-018
(i) The parties .................................................................. 1-018
(ii) Removal of the reference to the parties contract......... 1-022
(d) Defined legal relationship....................................................... 1-024
(e) Subject to such modification as the parties may agree ..... 1-027
3. Article 1(2)..................................................................................... 1-030
(a) Solution under the 1976 UNCITRAL Arbitration Rules,
investment treaties and institutional rules.............................. 1-033
(b) The presumption on the applicable version of the Rules..... 1-038
(c) Exceptions from the presumption.......................................... 1-046
(d) The 2012 Recommendations.................................................. 1-048
4. Article 1(3)..................................................................................... 1-049
5. Model Arbitration Clause.............................................................. 1-052
(a) Retention of arising out of or relating to this contract ..... 1-056
(b) New placement in the Annex................................................. 1-060
(c) Deletion of as at present in force ...................................... 1-062
(d) Consideration of an optional conciliation clause.................. 1-063
(e) The Note ............................................................................. 1-065
(i) Paragraph (a): Inclusion of an Appointing Authority... 1-067
(ii) Paragraph (b): The number of arbitrators...................... 1-070
(iii) Paragraph (c): The place of arbitration.......................... 1-071
(iv) Paragraph (d): The language of the arbitration............. 1-077
(f) The 2012 Recommendations.................................................. 1-079
6. Conclusion...................................................................................... 1-080
Chapter 2
Article 2-Notice and calculation of periods of time
1. Introduction.................................................................................... 2-001
2. Article 2(1)..................................................................................... 2-005
3. Article 2(2)..................................................................................... 2-009
4. Article 2(3)..................................................................................... 2-016
5. Article 2(4)..................................................................................... 2-019
6. Article 2(5)..................................................................................... 2-023
7. Article 2(6)..................................................................................... 2-028
8. Conclusion...................................................................................... 2-030
xu
Contents
Chapter 3
Article 3-Notice of arbitration
1. Introduction.................................................................................... 3-001
2. Notice of arbitration and Statement of claim................................ 3-003
(a) Position under the 1976 Rules............................................... 3-008
(b) Position under the 2010 Rules............................................... 3-009
(c) Institutional rules.................................................................... 3-011
3. Article 3(1)-Communication of the notice of arbitration.......... 3-012
4. Article 3(2)-Commencement of the arbitration.......................... 3-016
(a) Importance of determining date of commencement.............. 3-019
(b) The revised Rules approach.................................................. 3-022
(c) Institutional rules approach................................................... 3-025
5. Article 3(3) and 3(4)-Elements of the notice of arbitration...... 3-027
(a) Mandatory elements................................................................ 3-030
(i) Subparagraph (3)(a)........................................................ 3-031
(ii) Subparagraph (3)(b)........................................................ 3-033
(iii) Subparagraph (3)(c)........................................................ 3-035
(iv) Subparagraph (3)(d)........................................................ 3-037
(v) Subparagraph (3)(e)........................................................ 3-040
(vi) Subparagraph (3)(f)........................................................ 3-043
(vii) Subparagraph (3)(g)........................................................ 3-045
(b) Non-mandatory elements........................................................ 3-048
(i) Subparagraph (4)(a)........................................................ 3-049
(ii) Subparagraph (4)(b)........................................................ 3-052
(iii) Subparagraph (4)(c)........................................................ 3-054
6. Article 3(5)-Insufficient notice of arbitration............................. 3-057
7. Conclusion...................................................................................... 3-063
Chapter 4
Article 4-Response to the notice of arbitration
1. Introduction.................................................................................... 4-001
2. Article 4(1)-Time period for submitting a response to the notice
of arbitration................................................................................... 4-006
3. Mandatory elements of a response to the notice of arbitration... 4-011
(i) Subparagraph (l)(a)........................................................ 4-011
(ii) Subparagraph (l)(b)........................................................ 4-012
4. Non-mandatory elements of a response to the notice of arbitra-
tion.................................................................................................. 4-014
(i) Subparagraph (2)(a)........................................................ 4-014
(ii) Subparagraph (2)(b)........................................................ 4-016
(iii) Subparagraph (2)(c)........................................................ 4-017
(iv) Subparagraph (2)(d)........................................................ 4-018
(v) Subparagraph (2)(e)........................................................ 4-019
xiii
Contents
(vi) Subparagraph (2)(f)........................................................ 4-021
5. Article 4(3)-Insufricient response to the notice of arbitration... 4-022
6. Conclusion...................................................................................... 4-024
Chapter 5
Article 5-Representation and assistance
1. Introduction.................................................................................... 5-001
2. Individual elements of the wording.............................................. 5-004
3. Proof of authority........................................................................... 5-014
4. Conclusion...................................................................................... 5-019
Chapter 6
Article 6-Designating and appointing authority
1. Introduction.................................................................................... 6-001
(a) The importance of the appointing authority concept............ 6-001
(b) The history of the appointing authority concept................... 6-005
(c) Restructuring of Article 6...................................................... 6-007
2. Appointing authority and designating authority........................... 6-009
(a) Definitions............................................................................... 6-009
(b) Secretary General of the Permanent Court of Arbitration at
the Hague................................................................................ 6-011
3. Article 6(1)..................................................................................... 6-013
4. Article 6(2)..................................................................................... 6-019
5. Article 6(3)..................................................................................... 6-026
6. Article 6(4)..................................................................................... 6-029
7. Article 6(5)..................................................................................... 6-035
8. Article 6(6)..................................................................................... 6-045
9. Article 6(7)..................................................................................... 6-047
10. The 2012 Recommendations......................................................... 6-050
11. Conclusion...................................................................................... 6-052
Chapter 7
Section II-Composition of the arbitral tribunal
Article 7-Number of arbitrators
1. Introduction.................................................................................... 7-003
2. Institutional rules approach.......................................................... 7-006
3. How the rule works....................................................................... 7-011
4. Article 7(1)..................................................................................... 7-013
(a) Parties choice of the number of arbitrators.......................... 7-013
(b) Default number: one or three arbitrators?............................. 7-015
(c) 30-day period.......................................................................... 7-020
xiv
Contents
(d) Reduction of costs in small Claims under the UNCITRAL
Rules........................................................................................ 7-021
5. Article 7(2)..................................................................................... 7-022
6. Conclusion...................................................................................... 7-026
Chapter 8
Article 8-Appointment of arbitrators
1. Introduction.................................................................................... 8-001
2. Article 8(1)..................................................................................... 8-003
3. Article 8(2)..................................................................................... 8-009
4. Equal treatment of the parties in the appointment process.......... 8-013
5. Appointing an arbitrator with a defaulting party.......................... 8-014
6. Conclusion...................................................................................... 8-016
Chapter 9
Article 9
1. Introduction.................................................................................... 9-001
2. Article 9(1)..................................................................................... 9-003
3. Article 9(2)..................................................................................... 9-010
4. Article 9(3)..................................................................................... 9-015
5. Conclusion...................................................................................... 9-017
Chapter 10
Article 10
1. Introduction.................................................................................... 10-001
2. Multi-party arbitration................................................................... 10-003
(a) 1976 Rules, 1986 Model Law and 1996 Notes..................... 10-003
(b) 2010 revision process............................................................. 10-O06
3. Article 10(1)................................................................................... 10-007
4. Article 10(2)................................................................................... 10-010
5. Article 10(3)................................................................................... 10-013
6. Conclusion...................................................................................... 10-017
Chapter 11
Article 11-Disclosures by and challenge of arbitrators
1. Introduction.................................................................................... 11-001
2. Duty of disclosure.......................................................................... 11-002
3. Justifiable doubts as to impartiality or independence................... 11-008
4. Model Statements of independence............................................... 11-013
5. Conclusion...................................................................................... 11-016
xv
Contents
Chapter 12
Article 12
1. Introduction.................................................................................... 12-001
2. Justifiable doubts as to the arbitrator s impartiality or independ-
ence................................................................................................. 12-003
3. Article 12(1)................................................................................... 12-005
4. Article 12(2)................................................................................... 12-007
5. Article 12(3)................................................................................... 12-009
6. Conclusion...................................................................................... 12-014
Chapter 13
Article 13
1. Introduction.................................................................................... 13-001
2. Article 13(1)................................................................................... 13-004
3. Article 13(2)................................................................................... 13-010
4. Article 13(3)................................................................................... 13-013
5. Article 13(4)................................................................................... 13-019
6. Conclusion...................................................................................... 13-027
Chapter 14
Article 14-Replacement of an arbitrator
1. Introduction.................................................................................... 14-001
2. Article 14(1)................................................................................... 14-003
3. Article 14(2)................................................................................... 14-008
(a) At the request of a party .................................................... 14-011
(b) In view of the exceptional circumstances of the case ...... 14-013
(c) Discretion of the appointing authority................................... 14-016
(d) Party deprived of its right to appoint a Substitute arbitrator
with opportunity to express views......................................... 14-017
(e) Appointment of Substitute arbitrator by appointing authority. 14-018
(f) Truncated tribunal................................................................... 14-020
4. Conclusion...................................................................................... 14-023
Chapter 15
Article 15-Repetition of hearings in the event of the replacement of an
arbitrator
1. Introduction.................................................................................... 15-001
2. Discretion of arbitral tribunal........................................................ 15-003
3. Drafting aspects............................................................................. 15-006
4. National procedural law................................................................. 15-011
5. Conclusion...................................................................................... 15-012
xvi
Contents
Chapter 16
Article 16-Exclusion of liability
1. Introduction.................................................................................... 16-001
2. Different approaches to regulating arbitrator liability.................. 16-005
(a) National law............................................................................ 16-005
(b) Arbitration rules...................................................................... 16-011
3. Immunity Standards- Save for intentional wrongdoing .......... 16-013
4. Persons covered by rule................................................................. 16-017
5. Conclusion...................................................................................... 16-019
Chapter 17
Section ITJ. Arbitral proceedings
Article 17-General provisions
1. Introduction.................................................................................... 17-003
2. Article 17(1)................................................................................... 17-015
(a) Equal treatment of the parties................................................ 17-016
(b) Tribunals discretion to conduct arbitration as it considers
appropriate.............................................................................. 17-018
(c) At an appropriate stage of the proceedings - A füll
opportunity of presenting its case ........................................ 17-019
(d) Avoidance of unnecessary delay and expense....................... 17-021
3. Article 17(2)................................................................................... 17-025
(a) Provisional timetable of the arbitration................................. 17-026
(b) Extension of time periods by the tribunal............................. 17-029
4. Article 17(3)................................................................................... 17-036
5. Article 17(4)................................................................................... 17-040
6. Article 17(5)................................................................................... 17-044
7. Conclusion...................................................................................... 17-064
Chapter 18
Article 18-Place of arbitration
1. Introduction.................................................................................... 18-001
2. Importance of the place of arbitration.......................................... 18-005
3. Legal v physical place of arbitration............................................ 18-007
4. Considerations when choosing the place of arbitration............... 18-009
5. Article 18(1)................................................................................... 18-010
6. Article 18(2)................................................................................... 18-018
7. Conclusion...................................................................................... 18-022
Chapter 19
Article 19-Language
1. Introduction.................................................................................... 19-001
XVH
Contents
2. Article 19(1)................................................................................... 19-005
(a) First sentence.......................................................................... 19-005
(b) Second sentence...................................................................... 19-014
3. Article 19(2)................................................................................... 19-016
4. Conclusion...................................................................................... 19-018
Chapter 20
Article 20-Statement of claim
1. Introduction.................................................................................... 20-001
2. Article 20(1)................................................................................... 20-006
3. Article 20(2)................................................................................... 20-011
4. Article 20(3)................................................................................... 20-019
5. Article 20(4)................................................................................... 20-021
6. Conclusion...................................................................................... 20-025
Chapter 21
Article 21-Statement of defence
1. Introduction.................................................................................... 21-001
2. Article 21(1)................................................................................... 21-005
3. Article 21(2)................................................................................... 21-007
4. Article 21(3)................................................................................... 21-010
(a) The position under the Model Law....................................... 21-012
(b) Raising counterclaims under the original 1976 Rules.......... 21-014
(c) The 2010 revisions................................................................. 21-015
5. Article 21(4)................................................................................... 21-017
6. Conclusion...................................................................................... 21-018
Chapter 22
Article 22-Amendments to the claim or defence
1. Introduction.................................................................................... 22-001
2. First sentence: General permission to amend and inappropriate-
ness of amendments....................................................................... 22-005
3. Second sentence: Jurisdictional limits of amendments................ 22-013
4. Cost aspects.................................................................................... 22-015
5. Conclusion...................................................................................... 22-017
Chapter 23
Article 23-Pleas as to the Jurisdiction of the arbitral tribunal
1. Introduction.................................................................................... 23-001
2. Article 23(1)................................................................................... 23-005
(a) Tribunal s power to rule on its own Jurisdiction................... 23-005
Contents
(b) Separability............................................................................. 23-010
3. Article 23(2)................................................................................... 23-015
(a) Time Limit for raising pleas.................................................... 23-016
(b) Effect of failure to invoke non-competence.......................... 23-020
4. Article 23(3)................................................................................... 23-023
5. Conclusion...................................................................................... 23-025
Chapter 24
Article 24-Further written Statements
1. Introduction.................................................................................... 24-001
2. Further written Statements............................................................. 24-003
3. Conclusion...................................................................................... 24-008
Chapter 25
Article 25-Periods of time
1. Introduction.................................................................................... 25-001
2. Periods of time............................................................................... 25-003
3. Conclusion...................................................................................... 25-010
Chapter 26
Article 26-Interim measures
1. Introduction.................................................................................... 26-001
2. Article 26(1)................................................................................... 26-005
3. Article 26(2)................................................................................... 26-010
(a) Article 26(2)(a)....................................................................... 26-017
(b) Article 26(2)(b)....................................................................... 26-018
(c) Article 26(2)(c)....................................................................... 26-023
(d) Article 26(2)(d)....................................................................... 26-025
4. Article 26(3)................................................................................... 26-028
(a) Article 26(3)(a)-Harm not adequately reparable by an
award of damages................................................................... 26-030
(b) Article 26(3)(b)-Reasonable possibility of success............ 26-037
5. Article 26(4)................................................................................... 26-040
6. Article 26(5)................................................................................... 26-041
7. Article 26(6)................................................................................... 26-049
8. Article 26(7)................................................................................... 26-052
9. Article 26(8)................................................................................... 26-056
10. Article 26(9)................................................................................... 26-062
11. Conclusion...................................................................................... 26-064
Chapter 27
Article 27-Evidence
1. Introduction.................................................................................... 27-001
xix
Contents
2. UNCITRAL Notes on Organizing Arbitral Proceedings (the
Notes )......................................................................................... 27-003
3. Article 27(1)................................................................................... 27-005
4. Article 27(2)................................................................................... 27-010
5. Article 27(3)................................................................................... 27-018
6. Article 27(4)................................................................................... 27-023
7. Conclusion...................................................................................... 27-025
Chapter 28
Article 28-Hearings
1. Introduction.................................................................................... 28-001
2. Article 28(1)................................................................................... 28-005
3. Article 28(2)................................................................................... 28-009
4. Article 28(3)................................................................................... 28-013
5. Article 28(4)................................................................................... 28-017
6. Conclusion...................................................................................... 28-018
Chapter 29
Article 29-Experts appointed by the arbitral tribunal
1. Introduction.................................................................................... 29-001
2. Article 29(1)................................................................................... 29-009
3. Article 29(2)................................................................................... 29-016
4. Article 29(3)................................................................................... 29-021
5. Article 29(4)................................................................................... 29-024
6. Article 29(5)................................................................................... 29-026
7. Conclusion...................................................................................... 29-029
Chapter 30
Article 30-Default
1. Introduction.................................................................................... 30-001
2. Article 30(1)................................................................................... 30-006
(a) Without showing sufficient cause ...................................... 30-007
(b) Article 30( 1 )(a)-Failure to communicate Statement of claim 30-009
(c) Article 30(1 )(b)--Failure to communicate response/state-
ment of defence...................................................................... 30-016
3. Article 30(2)................................................................................... 30-025
4. Article 30(3)................................................................................... 30-029
5. Conclusion...................................................................................... 30-031
Chapter 31
Article 31-Closure of hearings
1. Introduction.................................................................................... 31-001
xx
Contents
2. Article 31(1)-Closure of hearings............................................... 31-003
3. Article 31(2)-Re-opening of closed hearings............................. 31-009
4. Conclusion...................................................................................... 31-012
Chapter 32
Article 32-Waiver of right to object
1. Introduction.................................................................................... 32-001
2. Influence of Article 4 of the UNCITRAL Model Law................ 32-005
3. Non-compliance with Rules or arbitration agreement.................. 32-010
4. Party knew or ought to have known of the non-compliance-
actual v constructive knowledge................................................... 32-015
(a) Discussions under the 1976 Rules......................................... 32-016
(b) Discussions under the Model Law......................................... 32-017
(c) Discussions under the 2010 Rules......................................... 32-019
5. Objection is not stated without delay/promptly............................ 32-024
6. Party proceeds with the arbitration without stating the objection... 32-029
7. Effect of the waiver to object........................................................ 32-030
8. Conclusion...................................................................................... 32-032
Chapter 33
Section IV-The award
Article 33-Decisions
1. Introduction.................................................................................... 33-004
2. Article 33(1)................................................................................... 33-007
(a) Deadlock situations................................................................. 33-011
(i) Resolution of voting deadlock under the Rules: The
majority requirement...................................................... 33-013
(ii) The alternative approach: The presiding arbitrator Solu-
tion.................................................................................. 33-017
(b) National arbitration laws........................................................ 33-022
3. Article 33(2)................................................................................... 33-025
4. Conclusion...................................................................................... 33-033
Chapter 34
Article 34-Form and effect of the award
1. Introduction.................................................................................... 34-001
2. Article 34(1)................................................................................... 34-005
3. Article 34(2)................................................................................... 34-011
4. Annex: Possible waiver Statement................................................. 34-020
(a) Recourse against an award ................................................. 34-023
(b) Insofar as such waiver can be made .................................. 34-026
(c) Placement in Annex to the Rules.......................................... 34-027
xxi
Contents
5. Article 34(3)................................................................................... 34-029
6. Article 34(4)................................................................................... 34-035
(a) Indication of place of arbitration and date of the award...... 34-039
(b) Consequences of missing requirements of an award............ 34-042
(c) Missing signatures/dissenting opinions.................................. 34-045
7. Article 34(5)................................................................................... 34-050
8. Article 34(6)................................................................................... 34-056
9. The deletion of the requirement to file or register an arbitral
award.............................................................................................. 34-058
10. Conclusion...................................................................................... 34-060
Chapter 35
Article 35-Applicable law, amiable compositeur
1. Introduction.................................................................................... 35-001
2. Article 35(1)................................................................................... 35-008
(a) Rules of law designated by the parties.................................. 35-008
(b) Default determination of applicable law................................ 35-013
3. Article 35(2)................................................................................... 35-018
4. Article 35(3)................................................................................... 35-021
5. Conclusion...................................................................................... 35-026
Chapter 36
Article 36-Settlement or other grounds for termination
1. Introduction.................................................................................... 36-001
2. Article 36(1)................................................................................... 36-004
(a) Requirements of an award on agreed terms.......................... 36-008
Ob) Refusal to record an award on agreed terms......................... 36-014
3. Article 36(2)................................................................................... 36-019
4. Article 36(3)................................................................................... 36-023
5. Conclusion...................................................................................... 36-024
Chapter 37
Article 37-Interpretation of the award
1. Introduction.................................................................................... 37-001
(a) The termination of the tribunal s mandate and exceptions
therefirom................................................................................. 37-001
(b) Exception: Article 37-Interpretation of the award.............. 37-004
2. Article 37(1)................................................................................... 37-006
3. Article 37(2)................................................................................... 37-011
4. Conclusion...................................................................................... 37-017
xxii
Contents
Chapter 38
Article 38-Correction of the award
1. Introduction.................................................................................... 38-001
(a) The termination of the tribunal s mandate and exceptions
therefrom................................................................................. 38-002
(b) Exception: Article 38-Correction of the award................... 38-005
2. Article 38(1)................................................................................... 38-008
3. Article 38(2)................................................................................... 38-014
4. Article 38(3)................................................................................... 38-016
5. Conclusion...................................................................................... 38-019
Chapter 39
Article 39-Additional award
1. Introduction.................................................................................... 39-001
(a) The termination of the tribunal s mandate and exceptions
therefrom................................................................................. 39-002
(b) Exception: Article 39-Additional award............................. 39-005
2. Article 39(1)................................................................................... 39-010
3. Article 39(2)................................................................................... 39-015
4. Article 39(3)................................................................................... 39-018
5. Conclusion...................................................................................... 39-020
Chapter 40
Article 40-Definition of costs
1. Introduction.................................................................................... 40-001
2. Article 40(1)................................................................................... 40-004
3. Article 40(2)................................................................................... 40-008
(a) Reasonableness of costs......................................................... 40-013
(b) Catalogue of costs-Article 40(2)(aHf)............................... 40-016
(i) Subparagraph (a): Arbitrator s fees................................ 40-017
(ii) Subparagraph (b): Arbitrators travel and other
expenses.......................................................................... 40-020
(iii) Subparagraph (c): Costs of expert advice and other
assistance required by the arbitrators............................. 40-021
(iv) Subparagraph (d): Witnesses travel and other expenses 40-023
(v) Subparagraph (e): Parties legal and other costs........... 40-025
(vi) Subparagraph (f): Fees and expenses of the appointing
authority or of the Secretary-General of the PCA........ 40-027
4. Article 40(3)................................................................................... 40-031
5. Conclusion...................................................................................... 40-034
xxm
Contents
Chapter 41
Article 41-Fees and expenses of arbitrators
1. Introduction.................................................................................... 41-001
(a) The new approach under the 2010 Rules.............................. 41-002
(b) The role of the Secretary-General of the PCA...................... 41-008
2. Article 41(1)................................................................................... 41-012
3. Article 41(2)................................................................................... 41-017
4. Article 41(3)................................................................................... 41-020
5. Article 41(4)................................................................................... 41-029
(a) Subparagraph (4)(a)................................................................ 41-031
(b) Subparagraph (4)(b)................................................................ 41-034
(c) Subparagraph (4)(c)................................................................ 41-036
(d) Subparagraph (4)(d)................................................................ 41-039
6. Article 41(5)................................................................................... 41-040
7. Article 41(6)................................................................................... 41-041
8. Conclusion...................................................................................... 41-043
Chapter 42
Article 42-Allocation of costs
1. Introduction.................................................................................... 42-001
2. Article 42(1)................................................................................... 42-003
3. Article 42(2)................................................................................... 42-009
4. Conclusion...................................................................................... 42-012
Chapter 43
Article 43-Deposit of costs
1. Introduction.................................................................................... 43-001
2. Article 43(1)................................................................................... 43-005
3. Article 43(2)................................................................................... 43-010
4. Article 43(3)................................................................................... 43-012
5. Article 43(4)................................................................................... 43-017
6. Article 43(5)................................................................................... 43-023
7. Conclusion...................................................................................... 43-024
Part B-Text of the rules and recommendations
Page
Appendix A-UNCITRAL Arbitration Rules (as revised in 2010)....... 411
Appendix B-Table of concordance........................................................ 433
xxiv
Contents
Appendix C-Comparison of the UNCITRAL Arbitration Rules ver-
sions.......................................................................................................... 435
Appendix D-Recommendations to assist arbitral institutions and other
interested bodies with regard to arbitration under the UNCITRAL Arbi-
tration Rules as revised in 2010.............................................................. 465
Part C-Official travaux travaux preparatoires of the UNCITRAL
Arbitration Rules 2010
Part C-Index to Appendices.................................................................. 487
Appendix 1-Travaux preparatoires of the UNCITRAL Arbitration
Rules 2010 (in chronological Order)........................................................ 491
Appendix 2-Report of the United Nations Commission on Interna-
tional Trade Law on the work of its thirty-ninth Session (New York, 19
June-7 July 2006) (A/61/17).................................................................... 503
Appendix 3-Settlement of commercial disputes: Revision of the
UNCITRAL Arbitration Rules (Note by the Secretariat) (A/CN.9/
WG.n/WP.143)......................................................................................... 507
Appendix 4-Settlement of commercial disputes: Revision of the
UNCITRAL Arbitration Rules (Note by the Secretariat) (A/CN.9/
WG.II/WP.143/Add.l).............................................................................. 527
Appendix 5-Report of the Working Group on Arbitration and Concili-
ation on the work of its forty-fifth session (Vienna, 11-15 September
2006) (A/CN.9/614).................................................................................. 543
Appendix 6-Settlement of commercial disputes: Revision of the
UNCITRAL Arbitration Rules (Note by the Secretariat) (A/CN.9/
WG.il/WP.145)......................................................................................... 573
Appendix 7-Settlement of commercial disputes: Revision of the
UNCITRAL Arbitration Rules (Note by the Secretariat) (A/CN.9/
WG.H/WP.145/Add.l).............................................................................. 597
Appendix 8-Report of the Working Group on Arbitration and Concili-
ation on the work of its forty-sixth session (New York, 5-9 February
2007) (A/CN.9/619).................................................................................. 623
Appendix 9-Settlement of commercial disputes UNCITRAL Arbitra-
tion Rules: Report of the Secretary-General of the Permanent Court of
Arbitration on its activities under the UNCITRAL Arbitration Rules
since 1976 (Note by the Secretariat) (A/CN.9/634)................................ 657
Appendix 10-Report of the United Nations Commission on Inter-
national Trade Law on the work of its fortieth session (Part I, Vienna, 25
June-12 July 2007) (A/62/17 (Part I)).................................................... 663
Appendix 11-Settlement of commercial disputes: Revision of the
UNCITRAL Arbitration Rules (Note by the Secretariat) (A/CN.9/
WG.JJ/WP.147 (A/CN.9/WG.JJ/WP.147/Corr.l)).................................... 667
XXV
Contents
Appendix 12-Settlement of commercial disputes: Revision of the
UNCITRAL Arbitration Rules (Note by the Secretariat) (A/CN.9/
WG.II/WP.147/Add.l (A/CN.9/WG.II/WP.147/Add.l/Corr.l)).............. 689
Appendix 13-Report of the Working Group on Arbitration and Concil-
iation on the work of its forty-seventh session (Vienna, 10-14 Sep-
tember 2007) (A/CN.9/641)..................................................................... 701
Appendix 14-Settlement of commercial disputes: Revision of the
UNCITRAL Arbitration Rules (Note by the Secretariat) (A/CN.9/
WG.II/WP.149)......................................................................................... 727
Appendix 15-Report of the Working Group on Arbitration and Concil-
iation on the work of its forty-eighth session (New York, 4-8 February
2008) (A/CN.9/646).................................................................................. 749
Appendix 16- Report of the United Nations Commission on Inter-
national Trade Law, Forty-first session (16 June-3 July 2008) (A/63/17). 775
Appendix 17-Settlement of commercial disputes: Revision of the
UNCITRAL Arbitration Rules (Note by the Secretariat) (A/CN.9/
WG.II/WP.151)......................................................................................... 779
Appendix 18-Settlement of commercial disputes: Revision of the
UNCITRAL Arbitration Rules (Note by the Secretariat) (A/CN.9/
WG.II/WP.151/Add.l).............................................................................. 799
Appendix 19-Report of Working Group II (Arbitration and Concilia-
tion) on the work of its forty-ninth session (Vienna, 15-19 September
2008) (A/CN.9/665).................................................................................. 821
Appendix 20-Settlement of commercial disputes: Revision of the
UNCITRAL Arbitration Rules (Note by the Secretariat) (A/CN.9/
WG.IJ/WP.154)......................................................................................... 851
Appendix 21-Report of Working Group II (Arbitration and Concilia-
tion) on the work of its fiftieth session (New York, 9-13 February 2009)
(A/CN.9/669)............................................................................................ 871
Appendix 22-Settlement of commercial disputes-UNCITRAL Arbi-
tration Rules: Designating and appointing authorities under the UNCI-
TRAL Arbitration Rules (Note by the Secretariat) (A/CN.9/677)......... 901
Appendix 23-Report of the United Nations Commission on Inter-
national Trade Law, Forty-second session (29 June-17 July 2009)
(A/64/17)................................................................................................... 907
Appendix 24-Settlement of commercial disputes: Revision of the
UNCITRAL Arbitration Rules (Note by the Secretariat) (A/CN.9/
WG.n/WP.154/Add.l).............................................................................. 913
Appendix 25-Report of Working Group JJ (Arbitration and Concilia-
tion) on the work of its fifty-first session (Vienna, 14-18 September
2009) (A/CN.9/684).................................................................................. 929
Appendix 26-Settlement of commercial disputes: Revision of the
UNCITRAL Arbitration Rules (Note by the Secretariat) (A/CN.9/
WG.il/WP.157)......................................................................................... 961
Appendix 27-Settlement of commercial disputes: Revision of the
xxvi
Contents
UNCITRAL Arbitration Rules (Note by the Secretariat) (A/CN.9/
WG.II/WP.157/Add.l).............................................................................. 979
Appendix 28-Settlement of commercial disputes: Revision of the
UNCITRAL Arbitration Rules (Note by the Secretariat) (A/CN.9/
WG.II/WP.157/Add.2).............................................................................. 995
Appendix 29-Report of Working Group n (Arbitration and Concilia-
tion) on the work of its fifty-second session (New York, 1-5 February
2010) (A/CN.9/688).................................................................................. 1009
Appendix 30-Settlement of commercial disputes: Revision of the
UNCITRAL Arbitration Rules (Note by the Secretariat) (A/CN.9/703) 1039
Appendix 31-Settlement of commercial disputes: Revision of the
UNCITRAL Arbitration Rules (Note by the Secretariat) (A/CN.9/
703/Add.l)................................................................................................ 1055
Appendix 32-Settlement of commercial disputes: Revision of the
UNCITRAL Arbitration Rules (Note by the Secretariat) (A/CN.9/705) 1071
Appendix 33-Summary record of the 901st meeting (21 June 2010)
(A/CN.9/SR.901)...................................................................................... 1073
Appendix 34-Summary record of the 902nd meeting (21 June 2010)
(A/CN.9/SR.902)...................................................................................... 1083
Appendix 35-Summary record of the 903rd meeting (22 June 2010)
(A/CN.9/SR.903)...................................................................................... 1095
Appendix 36-Summary record of the 904th meeting (22 June 2010)
(A/CN.9/SR.904)...................................................................................... 1107
Appendix 37-Summary record of the 905th meeting (23 June 2010)
(A/CN.9/SR.905)...................................................................................... 1117
Appendix 38-Summary record of the 906th meeting (23 June 2010)
(A/CN.9/SR.906)...................................................................................... 1129
Appendix 39-Summary record of the 907th meeting (24 June 2010)
(A/CN.9/SR.907)...................................................................................... 1139
Appendix 40-Summary record of the 908th meeting (24 June 2010)
(A/CN.9/SR.908)...................................................................................... 1149
Appendix 41-Summary record of the 909th meeting (25 June 2010)
(A/CN.9/SR.909)...................................................................................... 1159
Appendix 42-Summary record of the 910th meeting (25 June 2010)
(A/CN.9/SR.910)...................................................................................... 1169
Appendix 43-Report of the United Nations Commission on Inter-
national Trade Law, Forty-third session (21 June-9 July 2010)
(A/65/17)................................................................................................... 1179
Index.......................................................................................................... 1237
xxvu
|
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| spelling | Binder, Peter Verfasser (DE-588)1037809203 aut Analytical commentary to the UNCITRAL arbitration rules Peter Binder, LL. M. Andover Sweet & Maxwell 2013 LIV, 1253 S. txt rdacontent n rdamedia nc rdacarrier Vereinte Nationen UNCITRAL Arbitration Rules (DE-588)4684680-3 gnd rswk-swf Internationale Handelsschiedsgerichtsbarkeit (DE-588)4132605-2 gnd rswk-swf (DE-588)4136710-8 Kommentar gnd-content Vereinte Nationen UNCITRAL Arbitration Rules (DE-588)4684680-3 u Internationale Handelsschiedsgerichtsbarkeit (DE-588)4132605-2 s DE-604 HBZ Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=026122538&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Binder, Peter Analytical commentary to the UNCITRAL arbitration rules Vereinte Nationen UNCITRAL Arbitration Rules (DE-588)4684680-3 gnd Internationale Handelsschiedsgerichtsbarkeit (DE-588)4132605-2 gnd |
| subject_GND | (DE-588)4684680-3 (DE-588)4132605-2 (DE-588)4136710-8 |
| title | Analytical commentary to the UNCITRAL arbitration rules |
| title_auth | Analytical commentary to the UNCITRAL arbitration rules |
| title_exact_search | Analytical commentary to the UNCITRAL arbitration rules |
| title_full | Analytical commentary to the UNCITRAL arbitration rules Peter Binder, LL. M. |
| title_fullStr | Analytical commentary to the UNCITRAL arbitration rules Peter Binder, LL. M. |
| title_full_unstemmed | Analytical commentary to the UNCITRAL arbitration rules Peter Binder, LL. M. |
| title_short | Analytical commentary to the UNCITRAL arbitration rules |
| title_sort | analytical commentary to the uncitral arbitration rules |
| topic | Vereinte Nationen UNCITRAL Arbitration Rules (DE-588)4684680-3 gnd Internationale Handelsschiedsgerichtsbarkeit (DE-588)4132605-2 gnd |
| topic_facet | Vereinte Nationen UNCITRAL Arbitration Rules Internationale Handelsschiedsgerichtsbarkeit Kommentar |
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