Energy efficiency governance: the case of white certificate instruments for energy efficiency in Europe
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Abschlussarbeit Buch |
| Sprache: | English |
| Veröffentlicht: |
Wiesbaden
Springer VS
2013
|
| Schriftenreihe: | Energiepolitik und Klimaschutz
Research |
| Schlagworte: | |
| Online-Zugang: | Inhaltstext Inhaltsverzeichnis |
| Beschreibung: | 406 S. graph. Darst. |
| ISBN: | 9783658006808 |
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IMAGE 1
OVERVIEW OF CONTENTS
ACKNOWLEDGEMENT 5
OVERVIEW O F CONTENTS 7
DETAILED TABLE O F CONTENTS 9
FIGURES 19
TABLES 21
LIST O F ABBREVIATIONS 23
1 INTRODUCTION 27
2 THEORETICAL FRAMEWORK 49
3 METHODOLOGICAL OPERATIONALIZATION 101
4 RESEARCH ON WCIS 115
5 FRANCE 167
6 BRITAIN 213
7 ITALY 263
8 COMPARISON 309
9 CONCLUSIONS 341
LIST O F REFERENCES 367
ANNEX 391
HTTP://D-NB.INFO/1026222273
IMAGE 2
DETAILED TABLE OF CONTENTS
ACKNOWLEDGEMENT 5
OVERVIEW O F CONTENTS 7
DETAILED TABLE O F CONTENTS 9
FIGURES 19
TABLES 21
LIST O F ABBREVIATIONS 23
1 INTRODUCTION 27
1.1 MOTIVATION 27
1.2 INDUCTIVE-DEDUCTIVE RESEARCH PROCESS 30
1.3 WHITE CERTIFICATE INSTRUMENTS 31
1.3.1 HOW DO WCIS WORK? 32
1.3.2 TWO SOURCES O F WCIS 34
1.3.3 MEASUREMENT O F SAVINGS 36
1.3.4 DESIGN CHOICES: DETERMINING THE WCI'S MODE O F ACTION 37
1.3.4.1 WCI AS HYBRID INSTRUMENTS: THE QUEST FOR FUNCTIONAL EQUIVALENTS
38
1.3.4.2 QUANTITY VERSUS PRICE INCENTIVES 39
1.3.4.3 COERCION VERSUS FLEXIBILITY 40
1.3.4.4 PROVISION O F INFORMATION, ENHANCING NETWORKING AND COOPERATION
41
1.3.5 ADDITIONALITY 42
IMAGE 3
10
DETAILED TABLE O F CONTENTS
1.3.6 WCIS IN PRACTICE - DERIVING THE RESEARCH QUESTION 42
2 THEORETICAL FRAMEWORK 49
2.1 STUDYING WCIS: A POLICY ANALYSIS PERSPECTIVE 49
2.2 IDEAS IN CONTEXT - EXPANDING HISTORICAL INSTITUTIONALISM TO
CONSTRUCTIVIST INSTITUTIONALISM 52
2.2.1 STRATEGIC ACTION AND GOALS 57
2.2.2 FOSTERING CHANGE: FRAMING THE PROBLEM AND CREATING A POLICY IMAGE
60
2.2.3 POLICY ENTREPRENEURS AS AGENTS O F STRATEGIC ACTION 63
2.2.4 UNINTENDED OUTCOMES AND PREVAILING TENSIONS 65
2.3 POLICY INSTRUMENTS AND CHANGE: TOOLS, INDICATORS, OR AGENTS? 66
2.3.1 EXPLAINING POLICY INSTRUMENT CHOICE AND CHANGE 66
2.3.2 IMPLICATIONS O F A HISTORICAL-CONSTRUCTIVIST INSTITUTIONALISM
PERSPECTIVE FOR MODELS EXPLAINING POLICY INSTRUMENT CHOICE 70
2.4 UNDERSTANDING MARKET-BASED POLICY INSTRUMENTS 77
2.4.1 MBIS AS 'TECHNICAL TOOLS': A VARIETY O F CATEGORIZATIONS 77
2.4.2 STRATEGIES AND MISCONCEPTIONS: IDEAS ABOUT MARKET AND MARKETBASED
POLICY INSTRUMENTS 83
2.4.3 WCI - A HYBRID IN DISGUISE 87
2.5 ENERGY EFFICIENCY - THE COMPLEXITY CHALLENGE 90
2.5.1 MULTIPLE GOALS 91
2.5.1.1 THE LIBERALIZATION O F ENERGY MARKETS 92
2.5.1.2 SECURITY O F ENERGY SUPPLY 93
2.5.1.3 CLIMATE CHANGE 93
2.5.2 MULTIPLE SOLUTIONS 94
2.5.3 MULTIPLE ACTORS 96
3 METHODOLOGICAL OPERATIONALIZATION 101
IMAGE 4
DETAILED TABLE O F CONTENTS
11
3.1 INTRODUCTION: TWO LEVELS O F ANALYSIS 101
3.2 PROCESS TRACING 104
3.2.1 ARCHIVAL RESEARCH 104
3.2.2 SEMI-STRUCTURED EXPERT INTERVIEWS 105
3.3 PERCEPTION TRACING 106
3.3.1 QUALITATIVE CONTENT ANALYSIS 107
3.3.1.1 GENERAL RULES 108
3.3.1.2 ESTABLISHING SEARCH PATTERNS 109
3.3.2 PARTICIPATORY OBSERVATION 111
3.4 PUTTING THE PIECES TOGETHER: MULTIDIMENSIONAL COMPARISON 111
4 RESEARCH ON WCIS 115
4.1 INTRODUCTION: ANALYSING THE WCI EXPERT COMMUNITY 115
4.2 IDENTIFYING AND SELECTING SOURCES FOR ANALYSIS 116
4.3 DELINEATING AND CHARACTERIZING THE EXPERT COMMUNITY 117
4.4 2004-2007: EUROPEAN AND INTERNATIONAL RESEARCH PROJECTS 119
4.4.1 RESEARCH CONSORTIA 120
4.4.2 OBJECTIVES AND RESEARCH FOCUS 120
4.4.3 RESULTS AND DESIGN RECOMMENDATIONS 122
4.4.4 THE THREE RESEARCH PROJECTS IN A NUTSHELL 127
4.5 MAJOR PUBLICATIONS 128
4.5.1 LITERATURE PRESENTING THE'BIG PICTURE' 129
4.5.2 LITERATURE ON WCIS AND TRADING 135
4.5.3 COMPARING WCIS WITH OTHER POLICY INSTRUMENTS 137
4.6 KNOWLEDGE DEVELOPMENT: PRELIMINARY SUMMARY O F WRITTEN MATERIAL 140
4.7 CONFERENCES 142
IMAGE 5
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DETAILED TABLE O F CONTENTS
4.7.1 IEA WORKSHOP ON WCIS IN MILAN 143
4.7.2 JRC WORKSHOP ON 'WHITE ERTIFICATES, UTILITY AND SUPPLIER
OBLIGATION' IN BRUSSELS 143
4.7.2.1 EUROPEAN HARMONIZATION VERSUS NATIONAL PARTICULARITIES 145
4.7.2.2 FLEXIBILITY VERSUS COERCION 146
4.7.2.3 WCI IN THE CONTEXT O F ENERGY-EFFICIENCY DISCOURSES 148
4.7.3 ECEEE SUMMER STUDY 2009 151
4.7.3.1 PRESENTATION ON WCIS IN ITALY, BRITAIN, AND FRANCE 153
4.7.3.2 INFORMATIONAL SESSION ON RECENT NEWS ON WCIS 155
4.7.4 EXCHANGING KNOWLEDGE AT CONFERENCES: SUMMARY 156
4.8 CONCLUDING ANALYSIS 158
4.8.1 FOCAL ISSUES OVER TIME 159
4.8.2 PRELIMINARY CONCLUSIONS 164
5 FRANCE 167
5.1 THE FRENCH ENERGY STRUCTURE 167
5.1.1 ENERGY SAVINGS IN THE 2006 INVESTMENT PLANS 169
5.1.2 ENERGY SAVINGS IN THE 2009 INVESTMENT PLANS 170
5.1.3 SLOWLY LIBERALIZING ENERGY MARKETS 171
5.2 HISTORY O F WHITE CERTIFICATE INSTRUMENTS IN FRANCE 172
5.2.1 EXISTING MEASURES IN END-USE ENERGY EFFICIENCY 173
5.2.2 FIRST PERIOD AGENDA-SETTING: CHOOSING A MARKET-BASED POLICY
INSTRUMENT 175
5.2.2.1 DESIGN CHOICES: REGULATING THE DETAILS 177
5.2.2.2 OUTCOMES 184
5.2.3 SECOND PERIOD 185
5.2.4 PRELIMINARY CONCLUSIONS ON THE HISTORY O F WCI IN FRANCE 188
IMAGE 6
DETAILED TABLE O F CONTENTS
13
5.3 THE DISCOURSES O F ENERGY EFFICIENCY IN FRANCE 189
5.3.1 LIBERALIZATION O F ENERGY MARKETS - PROTECTING THE INCUMBENT AND
CREATING BUSINESS OPPORTUNITIES 189
5.3.2 ENERGY EFFICIENCY IN THE DISCOURSE O F THE GRENELLE DE
RENVIRONNEMENT: ENVIRONMENTAL AND SOCIAL OBJECTIVES ENTER THE STAGE 192
5.4 PERCEPTIONS ON THE WCI AND THE POLICY PROCESS - THE POLICY IMAGE 194
5.4.1 OBJECTIVE (AND HIDDEN) PURPOSES 195
5.4.2 MODE O F ACTION AND DEMARCATION FROM OTHER POLICY INSTRUMENTS 196
5.4.3 DESIGN CHOICES AND POLITICAL CONFLICT 201
5.4.3.1 NEGOTIATING PRIMARY LEGISLATION 201
5.4.3.2 NEGOTIATING SECONDARY LEGISLATION 205
5.5 CONCLUSION: THE FRENCH WCI BETWEEN MARKET AND REGULATORY PRACTICE
209
6 BRITAIN 213
6.1 THE BRITISH ENERGY STRUCTURE 213
6.2 HISTORY O F WHITE CERTIFICATE INSTRUMENTS IN BRITAIN 216
6.2.1 FIRST PHASE: ENERGY EFFICIENCY STANDARDS O F PERFORMANCE (EESOP)
AND THE E FACTOR: PREPARING AGENDA-SETTING 218
6.2.2 SECOND PHASE: ENERGY EFFICIENCY COMMITMENT (EEC) 223
6.2.2.1 AGENDA-SETTING 223
6.2.2.2 DESIGN CHOICES 225
6.2.2.3 OUTCOME 226
6.2.3 THIRD PHASE: CARBON EMISSION REDUCTION TARGET (CERT): RECASTING
THE OBLIGATION 227
6.2.3.1 AGENDA-SETTING 227
IMAGE 7
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DETAILED TABLE O F CONTENTS
6.2.3.2 DESIGN CHOICES 228
6.2.4 SUMMARY 232
6.3 DISCOURSES O F ENERGY EFFICIENCY IN BRITAIN 233
6.3.1 THE DISCOURSE O F LIBERALIZING ENERGY MARKETS AND TACKLING FUEL
POVERTY 233
6.3.2 ENERGY EFFICIENCY IN THE CLIMATE CHANGE DISCOURSE .237
6.4 PERCEPTIONS O F THE WCI AND THE POLICY PROCESS - THE POLICY IMAGE245
6.4.1 OBJECTIVE AND (HIDDEN) PURPOSES 245
6.4.2 MODE O F ACTION DISTINCT FROM OTHER POLICY INSTRUMENTS 246
6.4.3 DESIGN CHOICES AND POLITICAL CONFLICT 251
6.5 CONCLUSION: RE-REGULATION AND COMPETITION O F OBJECTIVES 258
7 ITALY 263
7.1 THE ITALIAN ENERGY STRUCTURE 263
7.2 HISTORY O F WHITE CERTIFICATE INSTRUMENTS IN ITALY 267
7.2.1 EXISTING POLICIES AND MEASURES TO INCREASE ENERGY EFFICIENCY IN
END-USE SECTORS 267
7.2.2 FIRST PERIOD 269
7.2.2.1 AGENDA-SETTING 269
7.2.2.2 DESIGN CHOICES: CREATING A MARKET 272
7.2.2.3 UPDATES IN DESIGN 278
7.2.2.4 OUTCOME 281
7.2.3 PRELIMINARY CONCLUSIONS ON THE HISTORY O F THE WCI IN ITALY 290
7.3 PERCEPTION O F THE WCI AND THE POLICY PROCESS - THE POLICY IMAGE 293
7.3.1 OBJECTIVES AND (HIDDEN) PURPOSES 293
7.3.2 MODE O F ACTION AND DEMARCATION FROM OTHER POLICY INSTRUMENTS 294
IMAGE 8
DETAILED TABLE O F CONTENTS
15
7.3.3 DESIGN CHOICES AND POLITICAL CONFLICTS 300
7.4 CONCLUSION: COST-EFFECTIVE - TO WHOM? 303
8 COMPARISON 309
8.1 COMPARING THE CASE STUDIES 309
8.1.1 OBJECTIVES: INTENDED AND DELIVERED 310
8.1.1.1 SECURITY O F SUPPLY 310
8.1.1.2 CONSUMER PROTECTION IN LIBERALIZED ENERGY MARKETS 311
8.1.1.3 CLIMATE PROTECTION 312
8.1.1.4 COST EFFECTIVENESS 313
8.1.1.5 DELIVERED OBJECTIVES 314
8.1.1.6 COMPETITION O F OBJECTIVES, UNINTENDED EFFECTS AND DISCOURSES O
F ENERGY EFFICIENCY 316
8.1.2 MODE O F ACTION: FLEXIBILITY VERSUS COERCION 318
8.1.2.1 THE ROLE O F STANDARDIZED MEASURES 318
8.1.2.2 SCOPE O F OBLIGED AND ELIGIBLE ACTORS 319
8.1.2.3 TRADING 321
8.1.3 INCENTIVE MECHANISMS (PRICES, OBLIGATION, COST RECOVERY,
PENALTIES) 322
8.1.3.1 PERCEIVED MODES O F ACTION 323
8.1.3.2 BREAKING WITH TRADITIONS? 325
8.1.4 THE POLICY IMAGE IN THE INTERPLAY BETWEEN ACTORS AND INSTITUTIONS
325
8.1.4.1 POLICY ENTREPRENEURS 326
8.1.4.2 POLITICAL PARTIES AND ADMINISTRATION 327
8.1.4.3 ENERGY COMPANIES IN THEIR REGULATORY ENVIRONMENT 329
8.1.4.4 NEWLY INSTITUTIONALIZED STRUCTURES 333
IMAGE 9
16
DETAILED TABLE O F CONTENTS
8.2 COMPARISON O F RESEARCH ON WCI WITH PRACTICAL INSIGHTS 335
8.2.1 EMERGENCE AND CONSIDERATION O F KNOWLEDGE 335
8.2.2 FRAMING A SUCCESS STORY 337
8.2.3 IDEOLOGICAL REINFORCEMENT VERSUS DEPOLITICIZATION 339
9 CONCLUSIONS 341
9.1 THEORETICAL LESSONS 341
9.1.1 COMMON DESIGN FEATURES O F WCIS 342
9.1.2 HYBRID INSTRUMENTS: TOO SMART TO STEER? 343
9.1.3 HYBRID INSTRUMENT WCI - OFFERING ROOM FOR MISCONCEPTIONS 346
9.1.4 ALL-EMBRACING HYBRID INSTRUMENT: FRAMING A SUCCESS STORY 'WCI' 349
9.1.5 CHALLENGING THE EFFECTIVENESS O F HYBRID INSTRUMENTS 350
9.1.6 SUMMARY: POLICY INSTRUMENT CHOICE AND CHANGE REMAIN A POLITICIZED
PROCESS 352
9.2 FOR PRACTITIONERS: TRANSPOSING THEORETICAL LESSONS INTO PRACTICE 356
9.3 FUTURE PROSPECTS 361
9.3.1 DISCUSSION O F METHODOLOGICAL APPROACH 361
9.3.2 REMAINING RESEARCH QUESTIONS AND CURRENT DYNAMICS O F WCI
DEVELOPMENT 362
9.3.3 CODA: VISION 2050 365
LIST O F REFERENCES 367
ANNEX 391
ANNEX I - LIST O F INTERVIEWEES 391
ANNEX II - LIST O F CONFERENCES AND WORKSHOPS WITH PARTICIPATORY
OBSERVATION 392
ANNEX III: QUESTIONNAIRE TEMPLATE FRANCE 392
ANNEX IV: QUESTIONNAIRE TEMPLATE ITALY 394
IMAGE 10
DETAILED TABLE O F CONTENTS
17
ANNEX V: QUESTIONNAIRE TEMPLATE UNITED KINGDOM 395
ANNEX VI: EXAMPLARY SHEETS USED TO DOCUMENT PARTICIPATORY OBSERVATION
397
ANALYSIS O F A PANEL DISCUSSION ON WCI WITH REGARD TO POLICY
INSTRUMENT'S MODE O F ACTION 397
ANNEX VII: COUNTING EXPERTS TO FILTER OUT CORE GROUP O F EXPERTS 403 |
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| author | Steuwer, Dagmar Sibyl 1980- |
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| dewey-ones | 333 - Economics of land and energy |
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| dewey-sort | 3333.72094 |
| dewey-tens | 330 - Economics |
| discipline | Politologie Soziologie Wirtschaftswissenschaften |
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| genre | (DE-588)4113937-9 Hochschulschrift gnd-content |
| genre_facet | Hochschulschrift |
| geographic | Frankreich (DE-588)4018145-5 gnd Großbritannien (DE-588)4022153-2 gnd Italien (DE-588)4027833-5 gnd |
| geographic_facet | Frankreich Großbritannien Italien |
| id | DE-604.BV040662321 |
| illustrated | Illustrated |
| indexdate | 2025-01-02T11:41:24Z |
| institution | BVB |
| isbn | 9783658006808 |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-025489057 |
| oclc_num | 864595579 |
| open_access_boolean | |
| owner | DE-188 DE-12 |
| owner_facet | DE-188 DE-12 |
| physical | 406 S. graph. Darst. |
| publishDate | 2013 |
| publishDateSearch | 2013 |
| publishDateSort | 2013 |
| publisher | Springer VS |
| record_format | marc |
| series2 | Energiepolitik und Klimaschutz Research |
| spelling | Steuwer, Dagmar Sibyl 1980- Verfasser (DE-588)173948596 aut Energy efficiency governance the case of white certificate instruments for energy efficiency in Europe Dagmar Sibyl Steuwer Hybrid instruments: too smart to steer ? Wiesbaden Springer VS 2013 406 S. graph. Darst. txt rdacontent n rdamedia nc rdacarrier Energiepolitik und Klimaschutz Research Zugl.: Berlin, Freie Univ., Diss., 2011 u.d.T. Steuwer, Dagmar Sibyl: Hybrid instruments: too smart to steer? Europäische Union (DE-588)5098525-5 gnd rswk-swf Energieeinsparung (DE-588)4014700-9 gnd rswk-swf Umweltzertifikat (DE-588)4204025-5 gnd rswk-swf Energieeffizienz (DE-588)7660153-5 gnd rswk-swf Energiewirtschaft (DE-588)4014743-5 gnd rswk-swf Frankreich (DE-588)4018145-5 gnd rswk-swf Großbritannien (DE-588)4022153-2 gnd rswk-swf Italien (DE-588)4027833-5 gnd rswk-swf (DE-588)4113937-9 Hochschulschrift gnd-content Europäische Union (DE-588)5098525-5 b Frankreich (DE-588)4018145-5 g Großbritannien (DE-588)4022153-2 g Italien (DE-588)4027833-5 g Umweltzertifikat (DE-588)4204025-5 s Energieeffizienz (DE-588)7660153-5 s Energieeinsparung (DE-588)4014700-9 s Energiewirtschaft (DE-588)4014743-5 s DE-604 X:MVB text/html http://deposit.dnb.de/cgi-bin/dokserv?id=4127598&prov=M&dok_var=1&dok_ext=htm Inhaltstext DNB Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=025489057&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Steuwer, Dagmar Sibyl 1980- Energy efficiency governance the case of white certificate instruments for energy efficiency in Europe Europäische Union (DE-588)5098525-5 gnd Energieeinsparung (DE-588)4014700-9 gnd Umweltzertifikat (DE-588)4204025-5 gnd Energieeffizienz (DE-588)7660153-5 gnd Energiewirtschaft (DE-588)4014743-5 gnd |
| subject_GND | (DE-588)5098525-5 (DE-588)4014700-9 (DE-588)4204025-5 (DE-588)7660153-5 (DE-588)4014743-5 (DE-588)4018145-5 (DE-588)4022153-2 (DE-588)4027833-5 (DE-588)4113937-9 |
| title | Energy efficiency governance the case of white certificate instruments for energy efficiency in Europe |
| title_alt | Hybrid instruments: too smart to steer ? |
| title_auth | Energy efficiency governance the case of white certificate instruments for energy efficiency in Europe |
| title_exact_search | Energy efficiency governance the case of white certificate instruments for energy efficiency in Europe |
| title_full | Energy efficiency governance the case of white certificate instruments for energy efficiency in Europe Dagmar Sibyl Steuwer |
| title_fullStr | Energy efficiency governance the case of white certificate instruments for energy efficiency in Europe Dagmar Sibyl Steuwer |
| title_full_unstemmed | Energy efficiency governance the case of white certificate instruments for energy efficiency in Europe Dagmar Sibyl Steuwer |
| title_short | Energy efficiency governance |
| title_sort | energy efficiency governance the case of white certificate instruments for energy efficiency in europe |
| title_sub | the case of white certificate instruments for energy efficiency in Europe |
| topic | Europäische Union (DE-588)5098525-5 gnd Energieeinsparung (DE-588)4014700-9 gnd Umweltzertifikat (DE-588)4204025-5 gnd Energieeffizienz (DE-588)7660153-5 gnd Energiewirtschaft (DE-588)4014743-5 gnd |
| topic_facet | Europäische Union Energieeinsparung Umweltzertifikat Energieeffizienz Energiewirtschaft Frankreich Großbritannien Italien Hochschulschrift |
| url | http://deposit.dnb.de/cgi-bin/dokserv?id=4127598&prov=M&dok_var=1&dok_ext=htm http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=025489057&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
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