From codes of conduct to ethics and compliance programs: recent developments in the United States
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
Berlin
Logos-Verl.
2011
|
| Schriftenreihe: | Berliner Arbeiten zur Erziehungs- und Kulturwissenschaft
57 |
| Schlagworte: | |
| Online-Zugang: | Inhaltstext Inhaltsverzeichnis |
| Beschreibung: | Literaturangaben |
| Beschreibung: | 115 S. graph. Darst. 21 cm |
| ISBN: | 9783832528980 3832528989 |
Internformat
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Datensatz im Suchindex
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| adam_text |
IMAGE 1
TABLE OF CONTENTS
TABLES AND FIGURES 4
ABBREVIATIONS 5
INTRODUCTION 7
1 CODES OF CONDUCT 13
1.1 SARBANES-OXLEYACTOF2002 13
1.1.1 SECTION 406 OF THE SARBANES-OXLEY ACT 14
1.1.2 SECTION 404 AND THE COST OF IMPLEMENTATION 15
1.2 THE PURPOSE OF CODES OF CONDUCT 17
1.3 DIFFERENT TYPES OF CODES OF CONDUCT 18
1.4 THE CONTENT OF CODES OF CONDUCT 20
1.4.1 THE MANDATORY CONTENT 21
1.4.1.1 TONE FROM THE TOP 22
1.4.1.2 MUTUAL RESPECT 22
1.4.1.3 ANTI-HARASSMENT AND ANTI-DISCRIMINATION 23
1.4.1.4 CONFLICTS OF INTEREST 25
1.4.1.5 RESOURCE AND WHISTLEBLOWER PROTECTION 26
1.4.1.6 RECORDS MANAGEMENT 27
1.4.1.7 PRODUCT LIABILITY 28
1.4.2 THE STRONGLY RECOMMENDED CONTENT 28
1.4.2.1 BUSINESS COURTESIES 29
1.4.2.2 BUSINESS INDUCEMENTS 29
1.4.2.3 ANTITRUST LAWS 30
1.4.3 THE DESIRABLE CONTENT 30
1.4.4 GENERAL CODES 31
1.4.4.1 UN GLOBAL COMPACT 31
1.4.4.2 OECD GUIDELINES FOR MULTINATIONAL ENTERPRISES 32 1.4.4.3
INTERNATIONAL LABOR ORGANIZATION (1LO) 33
1.5 THE DEVELOPMENT OF CODES OF CONDUCT 34
1.5.1 THE PREPARATION PROCESS 35
1.5.2 THE IMPLEMENTATION PROCESS 37
BIBLIOGRAFISCHE INFORMATIONEN HTTP://D-NB.INFO/1019654333
DIGITALISIERT DURCH
IMAGE 2
2 ETHICS AND COMPLIANCE PROGRAMS 39
2.1 NEW STANDARDS FOR EFFECTIVE ETHICS AND COMPLIANCE PROGRAMS 41
2.2 PRACTICAL APPLICATIONS OF THE NEW PROGRAM STANDARDS 46 2.2.1 THE
IMPLEMENTATION OF CODES OF CONDUCT 47
2.2.2 ETHICS AND COMPLIANCE PROGRAM REVIEW 48
2.2.3 THE APPOINTMENT OF ETHICS OFFICERS 51
2.2.3.1 ETHICS AND COMPLIANCE OFFICER PROFILE 53
2.2.3.2 COMPETENCE WITHIN ETHICS AND COMPLIANCE PROGRAMS 55
2.2.4 ETHICS AND COMPLIANCE TRAINING AND COMMUNICATION PROGRAMS 58
2.2.5 THE CONFIDENTIAL DISCLOSURE PROCESSES 60
2.2.6 COMPLIANCE RISK MANAGEMENT 62
2.2.7 DOCUMENT RETENTION 64
2.3 THE POSITIVE IMPACTS OF ETHICS AND COMPLIANCE PROGRAMS 65 2.3.1 THE
REDUCTION OF AMBIGUITY AND COMPLEXITY 66
2.3.2 THE CREATION OF RELIABLE BEHAVIOR IN ORGANIZATIONS 67
2.3.3 THE IMPLEMENTATION OF STANDARDS OF EXISTENTIAL SIGNIFICANCE
FOR ORGANIZATIONS 67
2.4 THE LIMITATIONS OF ETHICS AND COMPLIANCE PROGRAMS 68
2.4.1 THE LIMITED IMPACT OF INSTRUCTIONS 68
2.4.2 UNINTENDED CONSEQUENCES OF TOO MANY INSTRUCTIONS 70 2.4.3 THE
IDENTIFICATION WITH THE ORGANIZATION 71
3 FROM CODES TO PROGRAMS - A CASE STUDY OF PHARMACEUTICAL COMPANIES
AND THE EMERGENCE OF CULTURAL DIFFERENCES 75
3.1 THE ANALYSIS OF CODES OF CONDUCT IN PHARMACEUTICAL ORGANIZATIONS 76
3.1.1 TONE FROM THE TOP 77
3.1.2 MUTUAL RESPECT 78
.3 ANTI-HARASSMENT AND ANTI-DISCRIMINATION 79
.4 CONFLICTS OF INTEREST 81
.5 RESOURCE AND WHISTLEBLOWER PROTECTION 82
.6 RECORDS MANAGEMENT 84
.7 PRODUCT LIABILITY 86
3.1.8 BUSINESS COURTESIES 87
3.1.9 BUSINESS INDUCEMENTS 89
IMAGE 3
3.1.10 ANTITRUST LAWS 90
3.1.11 ENVIRONMENT 92
3.2 THE IMPLEMENTATION OF CODES OF CONDUCT IN PHARMACEUTICAL
ORGANIZATIONS 95
3.3 CONCLUDING REMARKS 97
4 CONCLUSION AND OUTLOOK 101
5 APPENDIX 106
6 REFERENCES 109 |
| any_adam_object | 1 |
| author | Wulf, Katharina 1982- |
| author_GND | (DE-588)1019723491 |
| author_facet | Wulf, Katharina 1982- |
| author_role | aut |
| author_sort | Wulf, Katharina 1982- |
| author_variant | k w kw |
| building | Verbundindex |
| bvnumber | BV040157032 |
| ctrlnum | (OCoLC)794525369 (DE-599)DNB1019654333 |
| dewey-full | 658.12 |
| dewey-hundreds | 600 - Technology (Applied sciences) |
| dewey-ones | 658 - General management |
| dewey-raw | 658.12 |
| dewey-search | 658.12 |
| dewey-sort | 3658.12 |
| dewey-tens | 650 - Management and auxiliary services |
| discipline | Wirtschaftswissenschaften |
| format | Book |
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| spelling | Wulf, Katharina 1982- Verfasser (DE-588)1019723491 aut From codes of conduct to ethics and compliance programs recent developments in the United States Katharina Wulf Berlin Logos-Verl. 2011 115 S. graph. Darst. 21 cm txt rdacontent n rdamedia nc rdacarrier Berliner Arbeiten zur Erziehungs- und Kulturwissenschaft 57 Literaturangaben Verhaltenskodex (DE-588)4138550-0 gnd rswk-swf Unternehmen (DE-588)4061963-1 gnd rswk-swf Unternehmensethik (DE-588)4202404-3 gnd rswk-swf Compliance-System (DE-588)4442497-8 gnd rswk-swf Japan (DE-588)4028495-5 gnd rswk-swf USA (DE-588)4078704-7 gnd rswk-swf Europa (DE-588)4015701-5 gnd rswk-swf Europa (DE-588)4015701-5 g USA (DE-588)4078704-7 g Japan (DE-588)4028495-5 g Unternehmen (DE-588)4061963-1 s Verhaltenskodex (DE-588)4138550-0 s Compliance-System (DE-588)4442497-8 s Unternehmensethik (DE-588)4202404-3 s DE-604 Berliner Arbeiten zur Erziehungs- und Kulturwissenschaft 57 (DE-604)BV013605770 57 X:MVB text/html http://deposit.dnb.de/cgi-bin/dokserv?id=3976068&prov=M&dok_var=1&dok_ext=htm Inhaltstext DNB Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=025013642&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Wulf, Katharina 1982- From codes of conduct to ethics and compliance programs recent developments in the United States Berliner Arbeiten zur Erziehungs- und Kulturwissenschaft Verhaltenskodex (DE-588)4138550-0 gnd Unternehmen (DE-588)4061963-1 gnd Unternehmensethik (DE-588)4202404-3 gnd Compliance-System (DE-588)4442497-8 gnd |
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| title | From codes of conduct to ethics and compliance programs recent developments in the United States |
| title_auth | From codes of conduct to ethics and compliance programs recent developments in the United States |
| title_exact_search | From codes of conduct to ethics and compliance programs recent developments in the United States |
| title_full | From codes of conduct to ethics and compliance programs recent developments in the United States Katharina Wulf |
| title_fullStr | From codes of conduct to ethics and compliance programs recent developments in the United States Katharina Wulf |
| title_full_unstemmed | From codes of conduct to ethics and compliance programs recent developments in the United States Katharina Wulf |
| title_short | From codes of conduct to ethics and compliance programs |
| title_sort | from codes of conduct to ethics and compliance programs recent developments in the united states |
| title_sub | recent developments in the United States |
| topic | Verhaltenskodex (DE-588)4138550-0 gnd Unternehmen (DE-588)4061963-1 gnd Unternehmensethik (DE-588)4202404-3 gnd Compliance-System (DE-588)4442497-8 gnd |
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