Direct effect of WTO agreements: practices and arguments
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Abschlussarbeit Buch |
| Sprache: | English |
| Veröffentlicht: |
Frankfurt am Main [u.a.]
Lang
2012
|
| Schriftenreihe: | Europäische Hochschulschriften
Reihe 2, Rechtswissenschaft ; 5284 |
| Schlagworte: | |
| Online-Zugang: | Inhaltstext Inhaltsverzeichnis |
| Beschreibung: | 260 S. |
| ISBN: | 9783631622278 |
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Datensatz im Suchindex
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IMAGE 1
TABLE OF CONTENTS
PREFACE 5
ABBREVIATIONS 13
INTRODUCTION 15
0.1. ORIGIN AND PURPOSES O F THE RESEARCH 15
0.2. DEFINITION O F DIRECT EFFECT 17
0.3. LEGAL BACKGROUND 18
0.4. STARTING POINT FORTHE ANALYSIS: THE EFFECT O F INTERNATIONAL
AGREEMENTS IN DOMESTIC LEGAL SYSTEMS 23
0.5. DIRECT EFFECT O F THE EU TREATY 25
0.6. THE CHALLENGING PROCEDURE AND THE DIRECT EFFECT O F W T O
AGREEMENTS . 2 8 0.7. STRUCTURE O F THE RESEARCH 30
PART 1: EMPIRICAL ANALYSIS-PRACTICES O F THE MEMBER STATES 33
CHAPTER 1: POSITIONS O F THE UNITED STATES AND THE EUROPEAN UNION 35
1.1. THE LAWS AND PRACTICES IN THE UNITED STATES 35
1.1.1. THE DOMESTIC LEGAL STATUS O F INTERNATIONAL AGREEMENTS IN GENERAL
35
1.1.1.1. TREATY AND EXECUTIVE AGREEMENTS 3 6
1.1.1.2. SELF-EXECUTING AND THE HIERARCHY O F THE NORMS 3 7
1.1.1.3. INTERNATIONAL AGREEMENTS AS GUIDANCE FOR INTERPRETING DOMESTIC
LAW 39
1.1.1.4. SUMMARY 41
1.1.2. THE LEGAL STATUS O F THE GATT 1947 IN DOMESTIC LAW 42
1.1.2.1. PROVISIONS O F THE GATT 1947 AS INTERNATIONAL OBLIGATIONS UNDER
DOMESTIC LAW 43
A) THE GATT 1947 43
B) TOKYO ROUND AGREEMENTS 44
1.1.2.2. THE EFFECT O F THE GATT 45
A) THE GATT 1947 4 5
7
HTTP://D-NB.INFO/1018873767
IMAGE 2
I. GATT AS A NON-SELF-EXECUTING AGREEMENT 45
II. RELATIONSHIP TO FEDERAL AND'STATE LAW 4 9
B) TOKYO ROUND AGREEMENTS 51
1.1.3. THE LEGAL STATUS O F THE WTO AGREEMENTS IN DOMESTIC LAW 52
1.1.3.1. URUGUAY ROUND IMPLEMENTING LEGISLATION 53
A) THE URUGUAY ROUND AGREEMENTS ACT AND THE STATEMENT O F ADMINISTRATIVE
ACTION 54
I. RELATIONSHIP TO FEDERAL LAW 55
II. RELATIONSHIP TO STATE LAW 55
III. IMPLEMENTATION O F DSB RULINGS 57
B) SOVEREIGNTY CONCERNS IN THE LEGISLATION 59
I. EXCESSIVE CONSTRAINTS ON DOMESTIC DECISION MAKING POWER 60
II. DEROGATION O F FEDERALISM AND DEMOCRACY 63
1.1.3.2. THE INDIRECT EFFECT O F THE WTO AGREEMENTS 65
A) ADMISSIBILITY O F THE CASES 66
B) ADMINISTRATIVE AGENCIES' DISCRETION ON INTERPRETING AMBIGUOUS
STATUTES 67
1.1.4. CONCLUSION 72
1.2. THE LAWS AND PRACTICES IN THE EUROPEAN UNION 73
1.2.1. THE LEGAL STATUS O F INTERNATIONAL AGREEMENTS IN GENERAL 74
1.2.1.1. THE RELATIONSHIP TO THE COMMUNITY LAW 75
1.2.1.2. THE RELATIONSHIP TO THE DOMESTIC LAW O F MEMBERS 77 1.2.1.3.
GROUNDS FOR DIRECT EFFECT O F INTERNATIONAL AGREEMENTS: UNIFORM
APPLICATION AND PROTECTION FOR INDIVIDUAL RIGHTS 80
1.2.2. THE LEGAL STATUS O F THE GATT 1947 AND THE WTO AGREEMENTS 83
1.2.2.1. PARTICIPATION O F THE COMMUNITY IN THE GATT AND THE WTO 83
1.2.2.2. THE ASSESSMENTS O F THE ECJ ON THE EFFECT O F THE GATT/WTO
AGREEMENTS 86
A) DENIAL O F DIRECT EFFECT O F THE GATT 1947 86
B) RULES O F THE GATT 1947 AS GUIDELINES FOR INTERPRETING AND APPLYING
COMMUNITY LAW 88
C) RECONFIRMING THE RULINGS CONCERNING THE GATT 1947 92
D) FURTHER DEVELOPMENTS ON THE ISSUE O F DIRECT EFFECT - LEGAL STATUS O
F DISPUTE SETTLEMENT BODY DECISION AND INDIRECT EFFECT O F THE W T O
AGREEMENTS 94
8
IMAGE 3
1.2.2.3. ECJ'S RATIONALE AGAINST DIRECT EFFECT O F THE W T O
AGREEMENTS 98
A) FLEXIBILITY O F THE GATT/WTO AGREEMENTS 99
B) PRINCIPLE O F RECIPROCITY 102
C) RATIONALE BEHIND THE SCENE: DISCRETION O F COMMUNITY'S POLITICAL
ORGANS 106
1.2.3. CONCLUSION 109
1.3. CONCLUSION: IMPLEMENTATION O F THE WTO RULES AS POLICY ISSUE 109
CHAPTER 2: POSITIONS O F CHINA AND TAIWAN 111
2.1. LAWS AND PRACTICES IN CHINA 111
2.1.1. DOMESTIC LEGAL STATUS O F INTERNATIONAL AGREEMENTS IN GENERAL.
112 2.1.1.1. INTERNATIONAL AGREEMENTS AS PART O F DOMESTIC LAW 112 A)
ACCEPTANCE O F TREATIES AND INTERNATIONAL AGREEMENTS 112
B) LAWS AND REGULATIONS ADDRESSING THE EFFECT OF INTERNATIONAL
AGREEMENTS 113
I. LAWS AND REGULATIONS RECOGNIZING DIRECT EFFECT O F INTERNATIONAL
AGREEMENTS 114
II. LAWS AND REGULATIONS IMPLEMENTING THE RULES O F INTERNATIONAL
AGREEMENTS 116
C) JUDICIAL INTERPRETATIONS OFTHE EFFECT O F INTERNATIONAL AGREEMENTS IN
DOMESTIC LEGAL SYSTEM 117
I. INTERPRETATIONS AND RULINGS RECOGNIZING DIRECT EFFECT O F
INTERNATIONAL AGREEMENTS 118
II. INTERPRETATIONS AND RULINGS IMPLYING REFUSAL O F DIRECT EFFECT 121
D) PRELIMINARY OBSERVATIONS ON THE PRACTICE O F CHINA. 122 2.1.1.2.
RELATIONSHIP TO DOMESTIC LAW 125
2.1.2. THE LEGAL STATUS O F THE WTO AGREEMENTS 126
2.1.2.1. ACCESSION DOCUMENTS O F CHINA 127
2.1.2.2. LAWS, REGULATIONS, AND COURTS' INTERPRETATIONS RELEVANT TO THE
EFFECT O F THE WTO AGREEMENTS: DIVERGENT VIEWS ON THE DIRECT EFFECT 128
2.1.2.3. THE EFFECT O F WTO AGREEMENTS UNDER THE CURRENT LEGAL FRAMEWORK
131
A) PROVISIONS CONCERNING THE RELATIONSHIP BETWEEN PRIVATE PARTIES TEND
TO BE DIRECTLY EFFECTIVE 132
9
IMAGE 4
B) PROVISIONS GOVERNING THE MEASURES O F GOVERNMENTS
APPEARNOTTO BE DIRECTLY EFFECTIVE 134
2.1.2.4. PROBLEMS UNDER THE CURRENT SYSTEM AND POSSIBLE DEVELOPMENTS 136
2.1.3. CONCLUSION 140
2.2. LAWS AND PRACTICES IN TAIWAN 141
2.2.1. THE GENERAL DOMESTIC LEGAL STATUS O F INTERNATIONAL AGREEMENTS
142
2.2.1.1. INTERNATIONAL AGREEMENTS AS PART O F DOMESTIC LAW 142 A) THE
RULES O F THE CONSTITUTION 142
B) THE PRACTICES O F THE LEGISLATIVE AND EXECUTIVE BRANCHES 144
C) CASES ADDRESSING THE EFFECT O F INTERNATIONAL AGREEMENTS 147
2.2.1.2. RELATIONSHIP TO DOMESTIC LAWS 151
2.2.2. THE LEGAL STATUS O F THE WTO AGREEMENTS 153
2.2.2.1. RATIFYING THE WTO AGREEMENTS AND LAWS PERTINENT TO THE EFFECT O
F THE WTO AGREEMENTS 154
A) ACCESSION DOCUMENTS O F THE SEPARATE CUSTOMS TERRITORY O F TAIWAN,
PENGHU, KINMEN, AND MATSU AND THE RATIFICATION O F THE PROTOCOL O F
ACCESSION 154 B) FOREIGN TRADE ACT AND REGULATION GOVERNING THE
IMPLEMENTATION O F THE IMPOSITION O F COUNTERVAILING AND ANTI-DUMPING
DUTIES 155
2.2.2.2. CASES ADDRESSING THE EFFECT O F THE W T O AGREEMENTS. 158 A)
THE TRIPS AGREEMENT 158
B) THE ANTI-DUMPING AGREEMENT AND THE AGREEMENT ON GOVERNMENT
PROCUREMENT 161
2.2.2.3. THE GROUNDS FOR THE DIRECT EFFECT O F THE WTO AGREEMENTS 162
2.2.3. CONCLUSION 165
2.3. CONCLUSION: CONSIDERATIONS FOR THE STATUS O F THE WTO AGREEMENTS IN
THE DOMESTIC LEGAL SYSTEM 166
PART II: AN ANALYSIS O F THE GROUNDS FOR AND AGAINST 167
CHAPTER 1: MAJOR ARGUMENTS FOR AND AGAINST THE DIRECT EFFECT O F THE WTO
AGREEMENTS 169
1.1. ARGUMENTS FOR THE DIRECT EFFECT O F THE WTO AGREEMENTS 169
1.1.1. CONSTITUTIONALIZATION O F INTERNATIONAL ECONOMIC LAW 170
10
IMAGE 5
1.1.1.1. THE NEED FOR THE RESTRAINT ON DISCRETION IN TRADE
POLICY ; 171
1.1.1.2. THE LIBERAL INTERNATIONAL TRADE RULES A S CONSTITUTIONAL
CONSTRAINTS ON THE DISCRETION IN TRADE POLICY 172
A) LIBERAL INTERNATIONAL TRADE RULES CAN HAVE CONSTITUTIONAL FEATURES
172
B) INTEGRATING LIBERAL INTERNATIONAL TRADE RULES INTO DOMESTIC
CONSTITUTIONAL SYSTEMS 173
1.1.2. ARGUMENTS BASED ON THE POLITICAL ECONOMY AND ORDNUNGS- POLITIK
(ECONOMIC GOVERNANCE) 175
1.2. ARGUMENTS AGAINST THE DIRECT EFFECT O F THE W T O AGREEMENTS 177
1.2.1. POLICY ANALYSIS ON THE DIRECT EFFECT 177
1.2.2. DEMOCRATIC DEFICIT O F THE WTO AGREEMENTS 179
1.2.3. THE INCONSISTENCIES WITH THE CONSTITUTIONAL PRINCIPLES 184 1.3.
AN INTERMEDIATE POSITION FOR THE DIRECT EFFECT O F THE W T O AGREEMENTS
185
1.3.1. INTERMEDIATION THROUGH THE PANEL AND APPELLATE BODY REPORT 186
1.3.2. THE THEORY O F JUSTICIABILTY 187
1.4. SUMMARY AND PRELIMINARY OBSERVATIONS 189
CHAPTER 2: ASSESSMENTS ON THE GROUNDS FOR AND AGAINST 193
2.1. GROUND FORTHEDIRECTEFFECTLRIGHTSOFLNDIVIDUALS UNDER THE W T O
AGREEMENTS 195
2.1.1. HUMAN RIGHTS DIMENSION O F THE WTO AGREEMENTS 195
2.1.2. ASSESSMENT O F THE RELATION BETWEEN HUMAN RIGHTS AND W T O
AGREEMENTS 197
2.1.2.1. CONFLICTS AS A RESULT O F DIFFERENT PERCEPTIONS O F THE
RELATIONSHIP AMONG STATES, INDIVIDUALS, AND THE MARKET. 199 2.1.2.2.
WTO PROVISIONS EMBODYING THE PROTECTION FOR HUMAN RIGHTS 202
2.2. GROUND FOR THE DIRECT EFFECT II: THE EFFECTIVENESS O F THE W T O
AGREE MENTS 208
2.3. GROUNDS AGAINST DIRECT EFFECT I: ALLOCATION O F COMPETENCE BETWEEN
THE WTO AND THE MEMBER STATES 209
2.3.1. TRANSNATIONAL NATURE O F THE IMPLEMENTATION O F THE W T O
RULES. 210 2.3.2. INADEQUATE INTERVENTION ON THE IMPLEMENTATION O F
THE W T O RULES 211
11
IMAGE 6
2.4. GROUNDS AGAINST DIRECT EFFECT II: LACK O F LEGITIMACY IN TERMS OF
DEMOCRACY AND CONSTITUTIONAL PRINCIPLES '. 213
2.5. GROUNDS AGAINST THE DIRECT EFFECT III: PRACTICAL PROBLEMS O F
DIRECT EFFECT 214
2.6. CONCLUSION 215
SUMMARY 219
REFERENCES 225
12 |
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| spelling | Hsueh, Ching-Wen 1977- Verfasser (DE-588)1018202315 aut Direct effect of WTO agreements practices and arguments Ching-Wen Hsueh Frankfurt am Main [u.a.] Lang 2012 260 S. txt rdacontent n rdamedia nc rdacarrier Europäische Hochschulschriften : Reihe 2, Rechtswissenschaft 5284 Zugl.: Köln, Univ., Diss., 2011 World Trade Organization (DE-588)2145784-0 gnd rswk-swf Unmittelbare Wirkung (DE-588)4219896-3 gnd rswk-swf Handelsabkommen (DE-588)4158980-4 gnd rswk-swf (DE-588)4113937-9 Hochschulschrift gnd-content World Trade Organization (DE-588)2145784-0 b Handelsabkommen (DE-588)4158980-4 s Unmittelbare Wirkung (DE-588)4219896-3 s DE-604 Europäische Hochschulschriften Reihe 2, Rechtswissenschaft ; 5284 (DE-604)BV000000068 5284 X:MVB text/html http://deposit.dnb.de/cgi-bin/dokserv?id=3958992&prov=M&dok_var=1&dok_ext=htm Inhaltstext DNB Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=024699669&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Hsueh, Ching-Wen 1977- Direct effect of WTO agreements practices and arguments Europäische Hochschulschriften World Trade Organization (DE-588)2145784-0 gnd Unmittelbare Wirkung (DE-588)4219896-3 gnd Handelsabkommen (DE-588)4158980-4 gnd |
| subject_GND | (DE-588)2145784-0 (DE-588)4219896-3 (DE-588)4158980-4 (DE-588)4113937-9 |
| title | Direct effect of WTO agreements practices and arguments |
| title_auth | Direct effect of WTO agreements practices and arguments |
| title_exact_search | Direct effect of WTO agreements practices and arguments |
| title_full | Direct effect of WTO agreements practices and arguments Ching-Wen Hsueh |
| title_fullStr | Direct effect of WTO agreements practices and arguments Ching-Wen Hsueh |
| title_full_unstemmed | Direct effect of WTO agreements practices and arguments Ching-Wen Hsueh |
| title_short | Direct effect of WTO agreements |
| title_sort | direct effect of wto agreements practices and arguments |
| title_sub | practices and arguments |
| topic | World Trade Organization (DE-588)2145784-0 gnd Unmittelbare Wirkung (DE-588)4219896-3 gnd Handelsabkommen (DE-588)4158980-4 gnd |
| topic_facet | World Trade Organization Unmittelbare Wirkung Handelsabkommen Hochschulschrift |
| url | http://deposit.dnb.de/cgi-bin/dokserv?id=3958992&prov=M&dok_var=1&dok_ext=htm http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=024699669&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| volume_link | (DE-604)BV000000068 |
| work_keys_str_mv | AT hsuehchingwen directeffectofwtoagreementspracticesandarguments |