Ecological fiscal transfers in Indonesia:
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Abschlussarbeit Buch |
| Sprache: | English |
| Veröffentlicht: |
Leipzig
Helmholtz Centre for Environmental Research, UFZ
2011
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| Schriftenreihe: | PhD-Dissertation
2011,2 |
| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis |
| Beschreibung: | XV, 266 S. graph. Darst., Kt. |
Internformat
MARC
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Datensatz im Suchindex
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| adam_text | IMAGE 1
TABLE OF CONTENTS
SUMMARY III
ACKNOWLEDGEMENTS V
TABLE OF CONTENTS VII
LIST OF FIGURES XI
LIST OF TABLES XIII
LIST OF ABBREVIATIONS XIV
1. INTRODUCTION 1
1.1 RESEARCH MOTIVATION AND PROBLEM 1
1.2 OBJECTIVES AND RESEARCH QUESTIONS 8
1.2 STRUCTURE OF THE STUDY 9
2. THE CONCEPTUAL FRAMEWORK FOR ECOLOGICAL FISCAL TRANSFERS 11
2.1 ECONOMIC FOUNDATION OF FISCAL FEDERALISM 12
2.1.1 DIVISION OF FISCAL FUNCTIONS 14
2.1.1.1 THE ALLOCATIVE DIMENSION 14
2.1.1.2 THE DISTRIBUTIVE DIMENSION 24
2.1.1.3 THE STABILITY DIMENSION 28
2.1.2 RESPONSIBILITY ASSIGNMENT OF PUBLIC FUNCTION 30
2.1.2.1 PASSIVE FISCAL TRANSFER 31
2.1.2.2 ACTIVE FISCAL TRANSFER 34
2.2 INTERGOVERNMENTAL FISCAL TRANSFERS 37
2.2.1 THE MECHANISM FOR FISCAL TRANSFER DESIGN 38
2.2.1.1 NORMATIVE REQUIREMENTS 40
2.2.1.2 REQUIREMENTS IN COMPLIANCE WITH A FISCAL AXIOMATIC SYSTEM 43
2.2.1.3 REQUIREMENTS FOR TECHNICAL IMPLEMENTATION 45
BIBLIOGRAFISCHE INFORMATIONEN HTTP://D-NB.INFO/1010806106
DIGITALISIERT DURCH
IMAGE 2
2.2.1.4 REQUIREMENTS FOR THE FISCAL TRANSFER MECHANISM 48
2.2.2 VERTICAL FISCAL TRANSFERS 53
2.2.2.1 THE INSTRUMENTS 53
2.2.2.2 A TAXONOMY OF INTERGOVERNMENTAL FISCAL TRANSFER PROGRAMS 57
2.2.3 HORIZONTAL FISCAL TRANSFERS 62
2.2.3.1 THE NORMATIVE CONCEPT OF FISCAL TRANSFER 62
2.2.3.2 PRACTICAL APPROACHES IN DETERMINING OF FISCAL TRANSFER 65
2.2.3.3 THE DETERMINATION OF FISCAL CAPACITY 71
2.2.3.4 THE DETERMINATION OF FISCAL NEED 73
2.2.3.5 FISCAL GAP 76
2.3 THE INCLUSION OF ECOLOGICAL ISSUES INTO FISCAL FEDERALISM AND FISCAL
TRANSFER 77
2.3.1 ENVIRONMENTAL FEDERALISM 78
2.3.2 A NOTE ON TERMINOLOGY 83
2.3.2.1 THE ADJECTIVES ENVIRONMENTAL AND ECOLOGICAL 83
2.3.2.2 THE PUBLIC AND THE ECOLOGICAL PUBLIC FUNCTION 84
2.3.3 EMPIRICAL WORKS ON THE PROPOSAL OF EFT 87
2.3.3.1 ECOLOGICAL FISCAL TRANSFERS IN PRAXIS: REVENUE-SHARING
ARRANGEMENT IN BRAZIL AND GENERAL-PURPOSE TRANSFER IN PORTUGAL 87
2.3.3.2 PROPOSALS OF ECOLOGICAL FISCAL TRANSFERS 93
2.4 RECAPITULATION OF THE CONCEPT AND FURTHER RESEARCH QUESTIONS 109
3. THE INDONESIAN INTERGOVERNMENTAL FISCAL TRANSFER SYSTEM 110
3.1 ADMINISTRATIVE STRUCTURE AND FISCAL TRANSFER SYSTEM 111
3.2 THE FISCAL SYSTEM PRIOR TO DECENTRALIZATION 112
3.2.1 THE EVOLUTION OF THE FISCAL TRANSFER SYSTEM 112
3.2.2 THE ELEMENTS OF PAST FISCAL TRANSFERS 114
3.2.2.1 GENERAL-PURPOSE TRANSFER 115
VIII
IMAGE 3
3.2.2.2 SPECIFIC-PURPOSE TRANSFER 117
3.3 THE PRESENT FISCAL TRANSFER SYSTEM 119
3.3.1 GENERAL PURPOSE GRANT (DAU) 122
3.3.1.1 BASIC ALLOCATION GRANT 124
3.3.1.2 FISCAL GAP FORMULA 126
3.3.1.3 THE ITERATION PROCESS OF D AU ALLOCATION 132
3.3.2 SPECIFIC-PURPOSE GRANT (DAK) 137
3.3.3 REVENUE-SHARING FUND (DBH) 138
3.3.3.1 SHARED REVENUES FROM TAXES 141
3.3.3.2 SHARED REVENUES FROM NATURAL RESOURCES 142
3.4 THE FINANCING OF ENVIRONMENTAL EXPENDITURES AND ECOLOGICAL
PUBLIC FUNCTIONS 144
3.4.1 BEFORE DECENTRALIZATION 145
3.4.2 THE TRANSITION PERIOD AND THE PRESENT 148
4. POLICY OPTIONS FOR ECOLOGICAL FISCAL TRANSFERS 152
4.1 THE INCORPORATION OF ECOLOGICAL INDICATORS INTO THE FISCAL NEED
FORMULA 153
4.2 POLICY OPTIONS FOR GREENING THE REVENUE-SHARING SCHEMES 156
4.2.1 ASSIGNING SHARED REVENUES FROM TAXES (DBH PAJAK) ON THE BASIS OF
AN ECOLOGICAL INDICATOR 156
4.2.2 EARMARKING SHARED REVENUES FROM NATURAL RESOURCES (DBH SDA) FOR
ENVIRONMENTAL PURPOSES 160
4.3 THE EXTENSION OF ECOLOGICAL PUBLIC FUNCTIONS IN THE SPECIFIC-PURPOSE
FUND (DAK LINGKUNGAN) 165
4.4 A SUMMARY OF THE POLICY OPTIONS 173
4.5 AN EXCURSUS: CHANNELING GLOBAL REDD FUNDS INTO THE INDONESIAN
FISCAL SYSTEM 1 75
5. THE SIMULATION OF ECOLOGICAL FISCAL TRANSFERS AT THE PROVINCIAL LEVEL
181
5.1 GENERAL-PURPOSE TRANSFER AND THE AREA APPROACH 182
IMAGE 4
5.1.1 WHY A GENERAL-PURPOSE TRANSFER, WHY A DAU? 182
5.1.2 THE PRESENT AREA APPROACH AND ITS EXTENSION 184
5.1.2.1 THE IMPORTANCE OF AREA-BASED APPROACH 184
5.1.2.2 EXTENDING THE PRESENT AREA APPROACH 187
5.2 SIMULATIONS, RESULTS AND LIMITATIONS 189
5.2.1 THE SIMULATION 193
5.2.1.1 THE FISCAL NEED FORMULA 193
5.2.1.2 CHOICE OF PARAMETER VALUES 196
5.2.1.3 ASSUMPTIONS, DATA AND THE SIMULATION PROCESS 197
5.2.2 RESULTS AND DISCUSSIONS 201
5.2.2.1 THE IMPACT ON FISCAL DISTRIBUTION 201
5.2.2.2 SPATIAL DISTRIBUTION OF TRANSFER 213
5.2.2.3 THE EQUALIZATION EFFECT 217
5.3 POTENTIAL SHORTCOMINGS OF THE SIMULATION 223
6. CONCLUSIONS AND PERSPECTIVES FOR FURTHER RESEARCH 226
6.1 CONCLUSIONS 228
6.2 PERSPECTIVES FOR FURTHER RESEARCH 236
ANNEX 239
REFERENCES 246
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| geographic_facet | Indonesien |
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| illustrated | Illustrated |
| indexdate | 2024-07-09T22:55:36Z |
| institution | BVB |
| language | English |
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| physical | XV, 266 S. graph. Darst., Kt. |
| publishDate | 2011 |
| publishDateSearch | 2011 |
| publishDateSort | 2011 |
| publisher | Helmholtz Centre for Environmental Research, UFZ |
| record_format | marc |
| series | PhD-Dissertation |
| series2 | PhD-Dissertation |
| spelling | Mumbunan, Sonny 1976- Verfasser (DE-588)14380491X aut Ecological fiscal transfers in Indonesia Sonny Mumbunan Leipzig Helmholtz Centre for Environmental Research, UFZ 2011 XV, 266 S. graph. Darst., Kt. txt rdacontent n rdamedia nc rdacarrier PhD-Dissertation 2011,2 Zugl.: Leipzig, Univ., Diss., 2011 Ökologie (DE-588)4043207-5 gnd rswk-swf Finanzausgleich (DE-588)4017176-0 gnd rswk-swf Indonesien (DE-588)4026761-1 gnd rswk-swf (DE-588)4113937-9 Hochschulschrift gnd-content Indonesien (DE-588)4026761-1 g Finanzausgleich (DE-588)4017176-0 s Ökologie (DE-588)4043207-5 s DE-604 PhD-Dissertation 2011,2 (DE-604)BV035421074 2011,2 DNB Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=021211930&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Mumbunan, Sonny 1976- Ecological fiscal transfers in Indonesia PhD-Dissertation Ökologie (DE-588)4043207-5 gnd Finanzausgleich (DE-588)4017176-0 gnd |
| subject_GND | (DE-588)4043207-5 (DE-588)4017176-0 (DE-588)4026761-1 (DE-588)4113937-9 |
| title | Ecological fiscal transfers in Indonesia |
| title_auth | Ecological fiscal transfers in Indonesia |
| title_exact_search | Ecological fiscal transfers in Indonesia |
| title_full | Ecological fiscal transfers in Indonesia Sonny Mumbunan |
| title_fullStr | Ecological fiscal transfers in Indonesia Sonny Mumbunan |
| title_full_unstemmed | Ecological fiscal transfers in Indonesia Sonny Mumbunan |
| title_short | Ecological fiscal transfers in Indonesia |
| title_sort | ecological fiscal transfers in indonesia |
| topic | Ökologie (DE-588)4043207-5 gnd Finanzausgleich (DE-588)4017176-0 gnd |
| topic_facet | Ökologie Finanzausgleich Indonesien Hochschulschrift |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=021211930&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
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