The new global regulatory landscape: Impact on finance and investment. - Ebook. - Originally published in: 2005
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Elektronisch E-Book |
| Sprache: | English |
| Veröffentlicht: |
Basingstoke
Palgrave Macmillan
2005
|
| Schlagworte: | |
| Online-Zugang: | UBR01 Volltext |
| Beschreibung: | Adobe Ebook Reader Introduction The New Global Regulatory Framework Who should read this book and Why The Investor's Perspective PART 1: THE STRATEGIC VIEW Corporate & e-Governance Money Laundering International Terrorism Financial Disclosure Investor Activism PART 2: REGULATORY OVERVIEW UK UK Regulatory Map Combined Code Higgs Turnbull MLR 2003 Freedom of Information ISO17799 OFR USA Sarbanes Oxley AML S. 1441NRA Patriot Act Gramm Leach Bliley Safe Harbor Europe Basel II UCITS III Data Protection Asia/Pacific FTR (Australia) India Data Protection Global Double Tax Treaties PART 3: REGULATORY OVERLAPS AND THEIR IMPACT EU Data Protection and US Safe Harbor MLR2003 and Client Confidentiality Sarbanes Oxley and MLR2003 Freedom of Information, Data Protection and Freedom of Information Patriot Act, S1441NRA and MLR2004 UCITS III and Double Tax Treaties PART 4: PRACTICAL COMPLIANCE ISSUES GRIA, Global Regulatory Impact Assessment Audit PART 5: POLITICAL DEVELOPMENTS Extraterritoriality Monitoring Risk Potential Liability PART 6: OTHER OPERATIONAL ISSUES Operational Compliance Information Technology Inter-departmental Liaison Risk Profiling vs Liability PART 7: INVESTOR ISSUES Return on Investment Confidentiality Documentation Education PART 8: THE FUTURE Predictions for Financial Services Summary of Potential Future Developments |
| Beschreibung: | 1 Online-Ressource (256 p S.) |
| Format: | Document |
Internformat
MARC
| LEADER | 00000nmm a2200000zc 4500 | ||
|---|---|---|---|
| 001 | BV037279034 | ||
| 003 | DE-604 | ||
| 005 | 20140127 | ||
| 007 | cr|uuu---uuuuu | ||
| 008 | 110315s2005 sz |||| o||u| ||||||eng d | ||
| 020 | |z 9780230511989 |9 9780230511989 | ||
| 020 | |z 0230511988 |9 0230511988 | ||
| 035 | |a (OCoLC)873768018 | ||
| 035 | |a (DE-599)BVBBV037279034 | ||
| 040 | |a DE-604 |b ger |e aacr | ||
| 041 | 0 | |a eng | |
| 044 | |a sz |c XA-CH | ||
| 049 | |a DE-355 | ||
| 100 | 1 | |a McGill, Ross |d 1955- |e Verfasser |0 (DE-588)13591843X |4 aut | |
| 245 | 1 | 0 | |a The new global regulatory landscape |b Impact on finance and investment. - Ebook. - Originally published in: 2005 |c Ross McGill, Terence Sheppey |
| 264 | 1 | |a Basingstoke |b Palgrave Macmillan |c 2005 | |
| 300 | |a 1 Online-Ressource (256 p S.) | ||
| 336 | |b txt |2 rdacontent | ||
| 337 | |b c |2 rdamedia | ||
| 338 | |b cr |2 rdacarrier | ||
| 500 | |a Adobe Ebook Reader | ||
| 500 | |a Introduction The New Global Regulatory Framework Who should read this book and Why The Investor's Perspective PART 1: THE STRATEGIC VIEW Corporate & e-Governance Money Laundering International Terrorism Financial Disclosure Investor Activism PART 2: REGULATORY OVERVIEW UK UK Regulatory Map Combined Code Higgs Turnbull MLR 2003 Freedom of Information ISO17799 OFR USA Sarbanes Oxley AML S. 1441NRA Patriot Act Gramm Leach Bliley Safe Harbor Europe Basel II UCITS III Data Protection Asia/Pacific FTR (Australia) India Data Protection Global Double Tax Treaties PART 3: REGULATORY OVERLAPS AND THEIR IMPACT EU Data Protection and US Safe Harbor MLR2003 and Client Confidentiality Sarbanes Oxley and MLR2003 Freedom of Information, Data Protection and Freedom of Information Patriot Act, S1441NRA and MLR2004 UCITS III and Double Tax Treaties PART 4: PRACTICAL COMPLIANCE ISSUES GRIA, Global Regulatory Impact Assessment Audit PART 5: POLITICAL DEVELOPMENTS Extraterritoriality Monitoring Risk Potential Liability PART 6: OTHER OPERATIONAL ISSUES Operational Compliance Information Technology Inter-departmental Liaison Risk Profiling vs Liability PART 7: INVESTOR ISSUES Return on Investment Confidentiality Documentation Education PART 8: THE FUTURE Predictions for Financial Services Summary of Potential Future Developments | ||
| 538 | |a Document | ||
| 650 | 7 | |a Banking |2 bicssc | |
| 650 | 7 | |a Investment & securities |2 bicssc | |
| 650 | 7 | |a Finance and Accounting |2 eflch | |
| 650 | 4 | |a Banking / bicssc | |
| 650 | 4 | |a Investment & securities / bicssc | |
| 650 | 4 | |a Finance and Accounting / eflch | |
| 700 | 1 | |a Sheppey, Terence |e Sonstige |4 oth | |
| 856 | 4 | 0 | |u http://www.palgraveconnect.com/doifinder/10.1057/9780230511989 |x Verlag |3 Volltext |
| 912 | |a ZDB-40-PEF | ||
| 999 | |a oai:aleph.bib-bvb.de:BVB01-021191854 | ||
| 966 | e | |u http://www.palgraveconnect.com/doifinder/10.1057/9780230511989 |l UBR01 |p ZDB-40-PEF |x Verlag |3 Volltext | |
Datensatz im Suchindex
| _version_ | 1804143907183788032 |
|---|---|
| any_adam_object | |
| author | McGill, Ross 1955- |
| author_GND | (DE-588)13591843X |
| author_facet | McGill, Ross 1955- |
| author_role | aut |
| author_sort | McGill, Ross 1955- |
| author_variant | r m rm |
| building | Verbundindex |
| bvnumber | BV037279034 |
| collection | ZDB-40-PEF |
| ctrlnum | (OCoLC)873768018 (DE-599)BVBBV037279034 |
| format | Electronic eBook |
| fullrecord | <?xml version="1.0" encoding="UTF-8"?><collection xmlns="http://www.loc.gov/MARC21/slim"><record><leader>02860nmm a2200433zc 4500</leader><controlfield tag="001">BV037279034</controlfield><controlfield tag="003">DE-604</controlfield><controlfield tag="005">20140127 </controlfield><controlfield tag="007">cr|uuu---uuuuu</controlfield><controlfield tag="008">110315s2005 sz |||| o||u| ||||||eng d</controlfield><datafield tag="020" ind1=" " ind2=" "><subfield code="z">9780230511989</subfield><subfield code="9">9780230511989</subfield></datafield><datafield tag="020" ind1=" " ind2=" "><subfield code="z">0230511988</subfield><subfield code="9">0230511988</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(OCoLC)873768018</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(DE-599)BVBBV037279034</subfield></datafield><datafield tag="040" ind1=" " ind2=" "><subfield code="a">DE-604</subfield><subfield code="b">ger</subfield><subfield code="e">aacr</subfield></datafield><datafield tag="041" ind1="0" ind2=" "><subfield code="a">eng</subfield></datafield><datafield tag="044" ind1=" " ind2=" "><subfield code="a">sz</subfield><subfield code="c">XA-CH</subfield></datafield><datafield tag="049" ind1=" " ind2=" "><subfield code="a">DE-355</subfield></datafield><datafield tag="100" ind1="1" ind2=" "><subfield code="a">McGill, Ross</subfield><subfield code="d">1955-</subfield><subfield code="e">Verfasser</subfield><subfield code="0">(DE-588)13591843X</subfield><subfield code="4">aut</subfield></datafield><datafield tag="245" ind1="1" ind2="0"><subfield code="a">The new global regulatory landscape</subfield><subfield code="b">Impact on finance and investment. - Ebook. - Originally published in: 2005</subfield><subfield code="c">Ross McGill, Terence Sheppey</subfield></datafield><datafield tag="264" ind1=" " ind2="1"><subfield code="a">Basingstoke</subfield><subfield code="b">Palgrave Macmillan</subfield><subfield code="c">2005</subfield></datafield><datafield tag="300" ind1=" " ind2=" "><subfield code="a">1 Online-Ressource (256 p S.)</subfield></datafield><datafield tag="336" ind1=" " ind2=" "><subfield code="b">txt</subfield><subfield code="2">rdacontent</subfield></datafield><datafield tag="337" ind1=" " ind2=" "><subfield code="b">c</subfield><subfield code="2">rdamedia</subfield></datafield><datafield tag="338" ind1=" " ind2=" "><subfield code="b">cr</subfield><subfield code="2">rdacarrier</subfield></datafield><datafield tag="500" ind1=" " ind2=" "><subfield code="a">Adobe Ebook Reader</subfield></datafield><datafield tag="500" ind1=" " ind2=" "><subfield code="a">Introduction The New Global Regulatory Framework Who should read this book and Why The Investor's Perspective PART 1: THE STRATEGIC VIEW Corporate & e-Governance Money Laundering International Terrorism Financial Disclosure Investor Activism PART 2: REGULATORY OVERVIEW UK UK Regulatory Map Combined Code Higgs Turnbull MLR 2003 Freedom of Information ISO17799 OFR USA Sarbanes Oxley AML S. 1441NRA Patriot Act Gramm Leach Bliley Safe Harbor Europe Basel II UCITS III Data Protection Asia/Pacific FTR (Australia) India Data Protection Global Double Tax Treaties PART 3: REGULATORY OVERLAPS AND THEIR IMPACT EU Data Protection and US Safe Harbor MLR2003 and Client Confidentiality Sarbanes Oxley and MLR2003 Freedom of Information, Data Protection and Freedom of Information Patriot Act, S1441NRA and MLR2004 UCITS III and Double Tax Treaties PART 4: PRACTICAL COMPLIANCE ISSUES GRIA, Global Regulatory Impact Assessment Audit PART 5: POLITICAL DEVELOPMENTS Extraterritoriality Monitoring Risk Potential Liability PART 6: OTHER OPERATIONAL ISSUES Operational Compliance Information Technology Inter-departmental Liaison Risk Profiling vs Liability PART 7: INVESTOR ISSUES Return on Investment Confidentiality Documentation Education PART 8: THE FUTURE Predictions for Financial Services Summary of Potential Future Developments</subfield></datafield><datafield tag="538" ind1=" " ind2=" "><subfield code="a">Document</subfield></datafield><datafield tag="650" ind1=" " ind2="7"><subfield code="a">Banking</subfield><subfield code="2">bicssc</subfield></datafield><datafield tag="650" ind1=" " ind2="7"><subfield code="a">Investment & securities</subfield><subfield code="2">bicssc</subfield></datafield><datafield tag="650" ind1=" " ind2="7"><subfield code="a">Finance and Accounting</subfield><subfield code="2">eflch</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Banking / bicssc</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Investment & securities / bicssc</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Finance and Accounting / eflch</subfield></datafield><datafield tag="700" ind1="1" ind2=" "><subfield code="a">Sheppey, Terence</subfield><subfield code="e">Sonstige</subfield><subfield code="4">oth</subfield></datafield><datafield tag="856" ind1="4" ind2="0"><subfield code="u">http://www.palgraveconnect.com/doifinder/10.1057/9780230511989</subfield><subfield code="x">Verlag</subfield><subfield code="3">Volltext</subfield></datafield><datafield tag="912" ind1=" " ind2=" "><subfield code="a">ZDB-40-PEF</subfield></datafield><datafield tag="999" ind1=" " ind2=" "><subfield code="a">oai:aleph.bib-bvb.de:BVB01-021191854</subfield></datafield><datafield tag="966" ind1="e" ind2=" "><subfield code="u">http://www.palgraveconnect.com/doifinder/10.1057/9780230511989</subfield><subfield code="l">UBR01</subfield><subfield code="p">ZDB-40-PEF</subfield><subfield code="x">Verlag</subfield><subfield code="3">Volltext</subfield></datafield></record></collection> |
| id | DE-604.BV037279034 |
| illustrated | Not Illustrated |
| indexdate | 2024-07-09T22:55:07Z |
| institution | BVB |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-021191854 |
| oclc_num | 873768018 |
| open_access_boolean | |
| owner | DE-355 DE-BY-UBR |
| owner_facet | DE-355 DE-BY-UBR |
| physical | 1 Online-Ressource (256 p S.) |
| psigel | ZDB-40-PEF |
| publishDate | 2005 |
| publishDateSearch | 2005 |
| publishDateSort | 2005 |
| publisher | Palgrave Macmillan |
| record_format | marc |
| spelling | McGill, Ross 1955- Verfasser (DE-588)13591843X aut The new global regulatory landscape Impact on finance and investment. - Ebook. - Originally published in: 2005 Ross McGill, Terence Sheppey Basingstoke Palgrave Macmillan 2005 1 Online-Ressource (256 p S.) txt rdacontent c rdamedia cr rdacarrier Adobe Ebook Reader Introduction The New Global Regulatory Framework Who should read this book and Why The Investor's Perspective PART 1: THE STRATEGIC VIEW Corporate & e-Governance Money Laundering International Terrorism Financial Disclosure Investor Activism PART 2: REGULATORY OVERVIEW UK UK Regulatory Map Combined Code Higgs Turnbull MLR 2003 Freedom of Information ISO17799 OFR USA Sarbanes Oxley AML S. 1441NRA Patriot Act Gramm Leach Bliley Safe Harbor Europe Basel II UCITS III Data Protection Asia/Pacific FTR (Australia) India Data Protection Global Double Tax Treaties PART 3: REGULATORY OVERLAPS AND THEIR IMPACT EU Data Protection and US Safe Harbor MLR2003 and Client Confidentiality Sarbanes Oxley and MLR2003 Freedom of Information, Data Protection and Freedom of Information Patriot Act, S1441NRA and MLR2004 UCITS III and Double Tax Treaties PART 4: PRACTICAL COMPLIANCE ISSUES GRIA, Global Regulatory Impact Assessment Audit PART 5: POLITICAL DEVELOPMENTS Extraterritoriality Monitoring Risk Potential Liability PART 6: OTHER OPERATIONAL ISSUES Operational Compliance Information Technology Inter-departmental Liaison Risk Profiling vs Liability PART 7: INVESTOR ISSUES Return on Investment Confidentiality Documentation Education PART 8: THE FUTURE Predictions for Financial Services Summary of Potential Future Developments Document Banking bicssc Investment & securities bicssc Finance and Accounting eflch Banking / bicssc Investment & securities / bicssc Finance and Accounting / eflch Sheppey, Terence Sonstige oth http://www.palgraveconnect.com/doifinder/10.1057/9780230511989 Verlag Volltext |
| spellingShingle | McGill, Ross 1955- The new global regulatory landscape Impact on finance and investment. - Ebook. - Originally published in: 2005 Banking bicssc Investment & securities bicssc Finance and Accounting eflch Banking / bicssc Investment & securities / bicssc Finance and Accounting / eflch |
| title | The new global regulatory landscape Impact on finance and investment. - Ebook. - Originally published in: 2005 |
| title_auth | The new global regulatory landscape Impact on finance and investment. - Ebook. - Originally published in: 2005 |
| title_exact_search | The new global regulatory landscape Impact on finance and investment. - Ebook. - Originally published in: 2005 |
| title_full | The new global regulatory landscape Impact on finance and investment. - Ebook. - Originally published in: 2005 Ross McGill, Terence Sheppey |
| title_fullStr | The new global regulatory landscape Impact on finance and investment. - Ebook. - Originally published in: 2005 Ross McGill, Terence Sheppey |
| title_full_unstemmed | The new global regulatory landscape Impact on finance and investment. - Ebook. - Originally published in: 2005 Ross McGill, Terence Sheppey |
| title_short | The new global regulatory landscape |
| title_sort | the new global regulatory landscape impact on finance and investment ebook originally published in 2005 |
| title_sub | Impact on finance and investment. - Ebook. - Originally published in: 2005 |
| topic | Banking bicssc Investment & securities bicssc Finance and Accounting eflch Banking / bicssc Investment & securities / bicssc Finance and Accounting / eflch |
| topic_facet | Banking Investment & securities Finance and Accounting Banking / bicssc Investment & securities / bicssc Finance and Accounting / eflch |
| url | http://www.palgraveconnect.com/doifinder/10.1057/9780230511989 |
| work_keys_str_mv | AT mcgillross thenewglobalregulatorylandscapeimpactonfinanceandinvestmentebookoriginallypublishedin2005 AT sheppeyterence thenewglobalregulatorylandscapeimpactonfinanceandinvestmentebookoriginallypublishedin2005 |