The tools of regulation:
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
Sydney [u.a.]
The Federation Press
2010
|
| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis |
| Beschreibung: | XLVI, 319 S. |
| ISBN: | 9781862878020 |
Internformat
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| 650 | 4 | |a Trade regulation | |
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Datensatz im Suchindex
| _version_ | 1804143392870891520 |
|---|---|
| adam_text | IMAGE 1
TABLE OF CONTENTS
RRERACE ACKNOWLEDGMENTS LIST OF FIGURES LIST OF TABLES ABBREVIATIONS
GLOSSARY TABLE OF CASES TABLE OF LEGISLATION
CHAPTER 1: REGULATION
INTRODUCTION REGULATION AND GOVERNMENT WHAT IS REGULATION?
WHY REGULATE?
REGULATION AND THE PUBLIC INTEREST MARKET FAILURE THE CONCEPT OF
HARM AND PROTECTION OF THE PUBLIC PROMOTING PUBLIC POLICIES REGULATION
AND RISK REGULATION AND TRUST CONCLUSION
CHAPTER 2: WHO REGULATES?
INTRODUCTION REGULATORY SPACE PUBLIC AND PRIVATE REGULATION REGULATORY
SPACE AND NETWORKED GOVERNANCE
SELF-REGULATION ADVANTAGES OF SELF-REGULATION DISADVANTAGES OF
SELF-REGULATION CO-REGULATION OR ENFORCED SELF-REGULATION
ADVANTAGES OF CO-REGULATION DISADVANTAGES OF CO-REGULATION
META-REGULATION DISPUTE RESOLUTION AND RESTORATIVE JUSTICE RESTORATIVE
JUSTICE
V
XI
XXIII XXIII XXIV X XV
XXXVIII
XL
1
1 1 2 5 5
8
10 11 12 13
16
18
18 18 22 24 26 29 30 31 33 33 33 37 38
IMAGE 2
TABLE OF CONTENTS
REGULATORY CONFLICT
INTER-JURISDICTIONAL CONFLICT INTRA-JURISDICTIONAL CONFLICT GLOBAL
REGULATION TREATIES, CONVENTIONS, AGREEMENTS, CHARTERS AND PROTOCOLS
EXTRA-TERRITORIAL LAWS SUPRA-NATIONAL ORGANISATIONS STANDARDS PRIVATE
AGREEMENTS REGULATORY COMPETITION
CONCLUSION
CHAPTER 3: THE REGULATORY PROCESS
INTRODUCTION PROBLEM IDENTIFICATION AND ANALYSIS WHEN TO REGULATE?
RISK AND REGULATION RISK ASSESSMENT THE PRECAUTIONARY PRINCIPLE RISK AND
EMOTION
PRIMARY AND SECONDARY RISK MANAGEMENT WHOM TO REGULATE?
INDIVIDUALS CORPORATIONS UNINCORPORATED BODIES, ASSOCIATIONS AND
PARTNERSHIPS GOVERNMENTS OR GOVERNMENT BODIES
CHAIN OF RESPONSIBILITY TYPES OF BEHAVIOUR REGULATORY BURDENS AND
COMPLIANCE COSTS REDUCING RED TAPE
GENERAL VERSUS INDUSTRY-SPECIFIC REGULATION WIDER ECONOMIC IMPACTS THE
IMPORTANCE OF PROCESS REGULATION AND EMOTION
REGULATORY CYCLES CONCLUSION
40 40 42 42
43 44 45
45 46
46 48
49
49 50 52 53
55 56 57 58
59 59 60
64 64 65 67
67 71 73 74
75 78 79
80
IMAGE 3
TABLE OF CONTENTS XVII
CHAPTER 4: REGULATORY METHODS 82
INTRODUCTION 82
THE TOOLS OF GOVERNMENT 82
CLASSIFYING TOOLS 84
MATCHING TOOLS TO PROBLEMS 87
FORMS OF REGULATION 88
PRESCRIPTIVE REGULATION 89
PERFORMANCE-BASED REGULATION 89
PRINCIPLE-BASED REGULATION AND GENERAL DUTIES 92
REGULATORY HIERARCHIES AND RESPONSIVE REGULATION 95
PUNISHMENT OR REWARD? 101
REGULATORY STYLES OR CHARACTER 103
CONCLUSION 107
CHAPTER 5: ECONOMIC REGULATION 108
INTRODUCTION 108
ECONOMICS 108
MARKETS, EFFICIENCY AND MARKET FAILURE 109
DEFINING ECONOMIC REGULATION 110
NEW PUBLIC MANAGEMENT 111
MAKING MARKETS 114
AUCTIONS 114
THE BUSHTENDER PROGRAM 116
TRADEABLE PERMIT SCHEMES 117
OTHER MARKET-MAKING APPROACHES 119
INFLUENCING MARKETS 119
INFORMATION PROVISION 120
PRICE REGULATION IN CASES OF MONOPOLY 120
TAXES, CHARGES AND LEVIES 122
TAXES VS TRADING SCHEMES 124
BOUNTIES, SUBSIDIES AND REBATES 125
TAX EXPENDITURES 126
OTHER MARKET-INFLUENCING APPROACHES 127
UNINTENDED CONSEQUENCES AND REGULATORY FAILURE 127
REGULATION AND MARKETS 129
CONCLUSION 131
IMAGE 4
XVIII TABLE OF CONTENTS
CHAPTER 6: TRANSACTIONAL REGULATION 132
INTRODUCTION 132
REGULATION BY CONTRACT 132
CONTRACTS REGULATE, BUT CONTRACTS ARE ALSO REGULATED 133 PROCUREMENT
CONTRACTS 135
CONTRACT DISQUALIFICATION 136
GRANTS 136
ADVANTAGES AND DISADVANTAGES OF GRANTS AS REGULATORY TOOLS 139
CHAPTER 7: AUTHORISATION AS REGULATION 141
INTRODUCTION 141
LICENSING 143
FORMS OF LICENCES 144
OBJECTIVES OF LICENSING 144
ELEMENTS OF A LICENSING SCHEME 145
MEASURES TO PROMOTE PROBITY 146
MEASURES TO ADDRESS LACK OF PROBITY 146
MEASURES TO PROMOTE COMPETENCY 146
MEASURES TO ADDRESS A LACK OF COMPETENCE 146
MEASURES TO MINIMISE RISK 146
MEASURES TO PROMOTE CONSUMER REDRESS 147
MEASURES TO PROMOTE COMPETITION 147
MEASURES TO ADDRESS MARKET POWER 147
INFORMING CONSUMERS 147
MEASURES RELATING TO UNINFORMED CHOICE 147
REGULATORY STRUCTURES 147
ADVANTAGES AND DISADVANTAGES OF LICENCES 148
NEGATIVE LICENSING 149
PERMISSION 150
REGISTRATION 150
CERTIFICATION 151
ACCREDITATION 152
LITIGATION AS REGULATION 155
PRIVATE ENFORCEMENT FOR PUBLIC PURPOSES 156
IMAGE 5
TABLE OF CONTENTS
CHAPTER»: STRUCTURAL KEGULATION
INTRODUCTION PHYSICAL DESIGN ENVIRONMENTAL DESIGN PROCESS DESIGN
TECHNOLOGY
CHAPTER 9: INFORMATIONAL REGULATION
INTRODUCTION DISCLOSURE PERFORMANCE INDICATORS CREDIT RATINGS
CAPABILITY, ADVICE AND ATTITUDE CHANGE INFORMATION ASYMMETRIES AND
REGULATORS ADVANTAGES AND DISADVANTAGES OF INFORMATIONAL REGULATION
CHAPTER 10: LEGAL REGULATION
LAW, RULES AND REGULATION RULES COMMAND AND CONTROL TYPES OF
LEGISLATION
PRIMARY LEGISLATION DELEGATED LEGISLATION SOFT LAW AND
QUASI-LEGISLATION ADVANTAGES OF SOFT LAW
DISADVANTAGES OF SOFT LAW STANDARDS CODES OF CONDUCT OR PRACTICE
GUIDELINES, PRINCIPLES AND POLICIES
COVENANTS AGREEMENTS AND ACCORDS ETHICS, VALUES AND REGULATION LEGAL
SANCTIONS
ENFORCEMENT AND SANCTIONS IN A REGULATORY ENVIRONMENT RISK AND
ENFORCEMENT
158 158 159 162 162 165
166
166 167 169 171 172
175 176
178
178 179 181 183 183 184 186 187 188
189 192 199 200 200
201 204 205 206
IMAGE 6
XX TABLE OF CONTENTS
ENFORCEMENT AND CRIMINAL SANCTIONS 208
SANCTIONS AND DETERRENCE 211
TYPES OF SANCTIONS 215
CRIMINAL SANCTIONS 216
IMPRISONMENT 218
FINES 219
COMMERCIAL BENEFITS PENALTY ORDERS 221
NON-PUNITIVE COURT ORDERS 222
COMMUNITY SERVICE ORDERS 222
PROBATION AND OTHER SUPERVISORY ORDERS 223
COMPLIANCE PROGRAMS 223
TRAINING ORDER 228
COMPENSATION ORDERS 228
RESTORATION ORDERS 229
CIVIL PENALTIES 229
ADMINISTRATIVE SANCTIONS 234
WARNINGS AND CAUTIONS 234
IMPROVEMENT NOTICES 236
PROHIBITION, CEASE AND DESIST, ABATEMENT AND SUSPENSION NOTICES 237
INJUNCTIONS 238
BANNING OR PROHIBITION ORDERS 241
ORDERS TO DISCLOSE INFORMATION OR PUBLISH ADVERTISEMENTS 243 SEIZURE,
FORFEITURE AND DESTRUCTION 246
ORDERS RELATING TO THE CONTROL OF PROPERTY 247
ADMINISTRATIVE MONETARY PENALTIES 247
INFRINGEMENT OR PENALTY NOTICES 248
ENFORCEABLE UNDERTAKINGS 251
CHAPTER 11: EVALUATING REGULATION 258
INTRODUCTION 258
EFFECTIVENESS 260
COMPLIANCE 260
EFFICIENCY 263
NON-INSTRUMENTAL VALUES 263
CLARITY, UNDERSTANDABILITY AND TRANSPARENCY 264
IMAGE 7
TABLE OF CONTENTS XXI
PREDICTABILITY AND CONSISTENCY 265
FLEXIBILITY 265
ACCOUNTABILITY 266
CORRECTABILITY 267
PROPORTIONALITY AND PARSIMONY 267
COMPATIBILITY WITH HUMAN RIGHTS 268
THE REGULATORY POLICY SEQUENCE 268
WHY MIGHT REGULATION FAIL? 269
BAD SCIENCE AND BAD REGULATORY DECISION MAKING 270 POOR IMPLEMENTATION
270
LACK OF REGULATORY KNOWLEDGE OR COMPREHENSION BY THE TARGET GROUP 271
LACK OF WILLINGNESS OF THE TARGET GROUP TO COMPLY WITH THE RULES 271
COUNTER-PRODUCTIVE REGULATION 272
CONCLUSION 274
CHAPTER 12: THE COMPLEXITY OF REGULATION 275
APPENDIX: USING THE TOOLS OF REGULATION 278
REFERENCES 284
INDEX 305
|
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| spelling | Freiberg, Arie Verfasser aut The tools of regulation Arie Freiberg Sydney [u.a.] The Federation Press 2010 XLVI, 319 S. txt rdacontent n rdamedia nc rdacarrier Industrial policy Trade regulation Deregulation Regulierung (DE-588)4201190-5 gnd rswk-swf Theorie (DE-588)4059787-8 gnd rswk-swf Regulierung (DE-588)4201190-5 s Theorie (DE-588)4059787-8 s DE-604 SWB Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=020654716&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Freiberg, Arie The tools of regulation Industrial policy Trade regulation Deregulation Regulierung (DE-588)4201190-5 gnd Theorie (DE-588)4059787-8 gnd |
| subject_GND | (DE-588)4201190-5 (DE-588)4059787-8 |
| title | The tools of regulation |
| title_auth | The tools of regulation |
| title_exact_search | The tools of regulation |
| title_full | The tools of regulation Arie Freiberg |
| title_fullStr | The tools of regulation Arie Freiberg |
| title_full_unstemmed | The tools of regulation Arie Freiberg |
| title_short | The tools of regulation |
| title_sort | the tools of regulation |
| topic | Industrial policy Trade regulation Deregulation Regulierung (DE-588)4201190-5 gnd Theorie (DE-588)4059787-8 gnd |
| topic_facet | Industrial policy Trade regulation Deregulation Regulierung Theorie |
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