International and comparative mediation: legal perspectives
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
Alphen aan den Rijn
Kluwer Law International
2009
|
| Schriftenreihe: | Global trends in dispute resolution
4 |
| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis Klappentext |
| Beschreibung: | XXVI, 508 S. |
| ISBN: | 9789041132246 |
Internformat
MARC
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Datensatz im Suchindex
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International
and Comparative Mediation
о
cci
ЦЧ^^^^^^ІЇІЧ^^^^Н
>
І
■~ I BY
NADJA
ALEXANDER
σ
In a world where the borders of the global community are fluid, and where disputants manifest
*л І
increasingly diverse attributes and needs, mediation
-
for decades hovering at the edge of dispute
—
I resolution practice
-
is now emerging as the preferred approach, both in its own right and as an
adjunct to arbitration. Mediation processes are sufficiently flexible to accommodate a range
Ξ
of stakeholders (not all of whom might have legal standing) in ways the formality of arbitration
^ and litigation would not normally allow. Among mediation s many advantages are time and cost
c: efficiencies, sensitivity to cultural differences, and assured privacy and confidentiality.
—I
m This book meets the practice needs of lawyers confronted with cross-border disputes now arising
^ far beyond the traditional areas of international commerce, such as consumer disputes, inter-family
1/1
conflicts, and disagreements over Internet-based transactions. The author takes full account
,_
of mediation s risks and limitations, primarily its lack of finality and uncertainty in relation to
c enforceability issues which will persist until the advent of appropriate international regulation.
—
I Among the aspects discussed and analysed are the following:
o I
z
·
the emerging and significant new wave of global disputants;
•
need to resolve disputes on the basis of factors other than law;
•
increasing tendency of disputes to defy specific legal categories;
•
dispute prevention systems drawing on mediation principles,
such as project management mediation, partnering, and alliancing;
•
mediation compared to others forms of dispute resolution;
I
·
referral to mediation;
m
·
mediation and multi-tiered dispute resolution (MDR) clauses;
í
·
the duties of mediators, lawyers and parties;
™ I
·
confidentiality and its implications;
m I
·
enforceability of mediated settlements; and
σ
·
the impact of mediation on legal rights and remedies.
О
While the book draws on examples from around the world, six primary jurisdictions (the
73
United States, Australia, England, France, Germany, and Austria) are selected for several reasons,
ζ
including comparison of legal traditions, significant volume of mediation-related case law, and
*■
the existence of mediation-related legislation and implementation requirements. Cross-border legal
s_ instruments examined include the European Directive on Mediation, UNCITRAL s Model Law on
**
International Commercial Conciliation (MLICC), and the Uniform Mediation Act
(UMA)
in the
t> United States.
Γ-
I
J In the
21
st century mediation is at the forefront of contemporary social and legal development and
^ is finding a place in both physical dispute resolution forums and worldwide electronic-based
ζ
communities. International and Comparative Mediation, with its deeply informed insights into
σ
emerging international trends and the diversity of mediation regulation applicable to international
я
disputes, shows conflict management practitioners how to create a forum culturally acceptable to
each specific group of participants, with a view to agreeing on appropriate norms for the regulation
of future relationships. It will be welcomed by lawyers working in a wide range of cross-border
practice.
Professor
Nadja
Alexander holds appointments at City University
Hong Kong, Murdoch University in Australia and University of the
Witwatersrand in South Africa. Her books on dispute resolution
have been published internationally and her work has appeared
-t in English, German and Russian language versions.
σ
я
Table
of
Contents
Chapter
1
International and Comparative Mediation:
Definitions and Developments
............................................1
1.
Overview
..............................................................................................1
2.
Exploring Mediation Through Selected Jurisdictions and Legal
Instruments
...........................................................................................2
3.
Travel Troubles and Other Stories
.......................................................3
4.
Defining Basic Terms
..........................................................................8
4.1
(Alternative) Dispute Resolution
..............................................8
4.2
Mediation
................................................................................12
4.3
A Word on Terminology
.........................................................15
4.4
Law
.........................................................................................17
4.5
National,
Cross-Border,
International and Transnational
.......20
4.6
International Comparative Approaches
...................................23
5.
Distinguishing Mediation from Other Dispute Resolution Processes
25
5.1
Mediation and Negotiation
.....................................................25
5.2
Mediation and Judicial Settlement
..........................................26
5.3
Mediation and Arbitration
.......................................................27
6.
Arbitration in International Dispute Resolution
.................................39
7.
Mediation in International Dispute Resolution
..................................48
8.
Mediation
-
Historical and Contemporary Perspectives
....................51
9.
The Institutionalisation of Mediation
.................................................55
10.
Mediation Stories
...............................................................................60
Chapter
2
Law in the Mediation Equation
........................................61
1.
Overview
............................................................................................61
2.
Private International Law and Mediation
...........................................62
2.1
Definition and Objectives of Private International Law
.........63
2.2
The Role of Contract in Private International Law
.................64
2.3
The Principles of Private International Law
...........................67
2.4
Choice of Law in Practice
.......................................................69
3.
International and Other
Cross-Border
Legal Instruments
..................71
4.
Diversity-Consistency and the Art of Regulation
..............................74
4.1
You Cannot Not Regulate
.......................................................77
4.2
Four Approaches to the Regulation of Mediation
...................77
4.2.1
Market-Contract Regulation
........................................78
vu
International
and Comparative Mediation: Legal Perspectives
4.2.2
Self-Regulation
............................................................81
4.2.3
Formal Regulatory Framework
....................................85
4.2.4
Formal Legislative Regulation
....................................87
4.3
Four Regulatory Approaches in Practice:
A Multi-Layered Approach
.....................................................90
5.
Analysing the Content of Mediation Regulation
................................93
5.1
The Law of Mediation and the Law in Mediation
..................93
5.2
A Functional Approach to Mediation Law: Triggering,
Procedural, Standard-Setting and Beneficial Laws
.................95
5.3
Laws Regulating the Interface Between Mediation
and Legal System
..................................................................100
5.4
Default and Mandatory Laws
................................................101
5.5
The Scope of Mediation Laws: General, Sector-Specific
and Integrated
.......................................................................102
5.6
Using the Classifications as a Design Tool for Regulation...
105
6.
The Mediation Mix: Bringing Form and Content Together
.............111
7.
Close
................................................................................................114
Chapter
3
Pre-Mediation I: Selection and Referral
.....................115
1.
Introduction
......................................................................................115
2.
Choosing a Dispute Resolution Professional:
Qualities and Qualifications
.............................................................115
2.1
Implications of Mediator Selection
.......................................116
2.2
Selecting Multi-tiered Dispute Resolution (MDR)
Practitioners
..........................................................................119
2.3
Mediator Recognition
...........................................................122
2.3.1
Threshold Requirements for Mediator Approval
.......123
2.3.2
Attaining Mediator Approval
....................................125
2.3.3
Maintaining the Approval Standard
...........................126
3.
Judges as Mediators
.........................................................................127
3.1
Historical View
.....................................................................127
3.2
Contemporary View
..............................................................128
3.3
JDR Models
..........................................................................130
3.3.1
Judicial Settlement
.....................................................131
3.3.2
Judicial Mediation
.....................................................134
3.3.3
Judicial Moderation
...................................................137
3.3.4
Facultative Judging
....................................................139
3.4
JDR and the Law
...................................................................140
3.4.1
The Judicial Function
................................................140
3.4.2
Procedural Fairness, Bias and Coercion
....................143
viu
Table
of Contents
3.4.3
Desirability of Judges as Mediators in
an International Context
............................................147
4.
Court Referral
..................................................................................148
4.1
Background and Development
..............................................148
4.2
A Systematic Approach to Referral
......................................150
4.2.1
The Referral Framework
............................................150
4.2.2
The Referral Procedure
..............................................158
4.3
The Status and Nature of Referral Criteria
...........................159
4.4
The Referral Method
.............................................................168
5.
Close
................................................................................................169
Chapter
4
Pre-Mediation
11:
Mediation Clauses
and Agreements to Mediate
............................................171
1.
Introduction to Mediation Clauses
...................................................171
2.
Formal Distinctions and Terminology
.............................................173
3.
Recognition of Mediation Clauses
...................................................174
3.1
The Legal Nature of Mediation Clauses
...............................176
3.2
Authority of the Court or Tribunal
........................................181
3.3
Does a Mediation Clause Oust the Jurisdiction
of the Court?
.........................................................................184
3.4
Does a Mediation Clause Challenge Inalienable Rights?
.....187
3.5
Does the Mediation Clause Survive the Termination
of the Agreement?
.................................................................188
3.6
Is the Dispute in Question Within the Scope
of the Dispute Resolution Clause?
........................................190
3.7
Is the Mediation Clause Sufficiently Certain
and Complete?
......................................................................191
3.8
Public Policy Considerations
................................................198
3.9
Drafting Guidelines
...............................................................199
3.10
Waiver and Remedies
...........................................................200
3.10.1
Waiver
.......................................................................200
3.10.2
Specific Performance
.................................................201
3.10.3
Stay of Proceedings and Inadmissibility of Claim
.....202
3.10.4
Damages
....................................................................208
3.10.5
Costs and Fee Sanctions
............................................209
4.
Agreements to Mediate
....................................................................209
4.1
Nature of Agreements to Mediate
.........................................210
4.2
Contents of Agreements to Mediate
......................................212
ix
International and Comparative Mediation: Legal Perspectives
Chapter
5
Conduct of Mediators and Participants
......................215
1.
Overview
..........................................................................................215
2.
Conduct of Mediators and Other Participants in Mediation
.............215
2.1
Mediator Duties
....................................................................215
2.1.1
Duty of Disclosure
.....................................................216
2.1.2
Duty of Impartiality
...................................................219
2.1.3
Duty to Consider Termination of Mediation
in Certain Circumstances
...........................................224
2.2
Parties Duties in Mediation
.................................................225
2.2.1
Duty to Act Reasonably in Relation to
the Mediation Process
................................................225
2.2.2
Duty to Participate In Mediation In Good Faith
........227
2.3
Lawyers Duties in Mediation
...............................................233
2.3.1
The Duty of Disclosure
..............................................235
2.3.2
Pre-Litigation Duties
.................................................235
2.3.3
Duty to Represent Client Interests and Participate
in Mediation in Good Faith
........................................236
2.4
Experts, Witnesses, Interpreters and Others
.........................239
3.
Liability and Remedies
....................................................................240
Chapter
6
Confidentiality
.................................................................245
1.
Overview
..........................................................................................245
2.
The Rationale behind and Parameters
of Mediation Confidentiality
............................................................245
3.
The Dimensions of Confidentiality
..................................................248
3.1
Insider/Outsider Confidentiality
...........................................249
3.2
Insider/Insider Confidentiality
..............................................249
3.3
Insider/Court Confidentiality
................................................251
4.
Challenging Confidentiality
.............................................................251
5.
Courts and Confidentiality
...............................................................253
6.
Approaches to Confidentiality
.........................................................257
6.1
Duty of Confidentiality
.........................................................258
6.2
Evidentiary Exclusion
...........................................................262
6.3
Prohibition on Calling a Mediator to Testify
........................263
6.4
Right of Refusal to Testify
....................................................264
6.5
Protection of Settlement Negotiations
..................................266
6.6
Protection of Lawyer-Client Communications
and Related Material
.............................................................271
6.7
Mediation Privilege
...............................................................273
7.
Remedies
..........................................................................................279
Table of
Contents
8.
Exceptions to Confidentiality
...........................................................280
9.
Securing Confidentiality and the Role of Contract
..........................285
10.
Closing Comments
...........................................................................290
Chapter? Post-Mediation Issues
......................................................293
1.
Introduction
......................................................................................293
2.
Mediation and Parties Legal Rights and Remedies
.........................293
2.1
Limitation Periods
.................................................................294
2.2
The Impact of Settlements on Parties Rights
and Remedies
........................................................................300
3.
Enforceability of Mediated Agreements
..........................................301
3.1
Mediated Outcomes and Legal Form
....................................303
3.1.1
Mediated Settlements as Contracts
............................304
3.1.2
Contracts Subject to Ratification and Review
...........305
3.1.3
Special Forms of Settlement and Deeds
....................305
3.1.4
Court or Tribunal Ratification
...................................307
3.1.5
Settlement in the Form of an Arbitral Award
............310
3.2
Mediated Settlements: Challenges and Remedies
.................312
3.2.1
Challenges Based on Traditional
Contract Principles
....................................................314
3.2.2
Challenges to Other Forms of Settlement
..................321
3.2.3
Judicial Review of Administrative Decisions
Relevant to Mediation
................................................323
4.
Mediator Reporting
..........................................................................325
4.1
Obligatory and Discretionary Documentation
and Reporting
........................................................................325
4.2
Minimalist and Evaluative Reporting
...................................327
5.
Mediator Debriefing
.........................................................................328
6.
Other Post-Mediation Activities
.......................................................329
7.
Mediators as Subsequent Arbitrators
...............................................329
8.
Costs Sanctions
................................................................................331
9.
Close
................................................................................................335
Chapter
8
UNCITRAL and International Mediation
....................337
1.
Introduction
......................................................................................337
2.
Background to UNCITRAL
.............................................................337
3.
The Nature of UNCITRAL Model Laws and Rules
.........................339
4.
The MLICC: Background and Development
...................................340
5.
An Overview of the MLICC
............................................................343
Xl
International and Comparative
Mediation: Legal Perspectives
5.1
How the Objectives of the MLICC Relate to
the Objectives of Mediation
..................................................343
5.2
How the MLICC is Structured
..............................................344
5.3
Five Themes of the MLICC
..................................................345
6.
Critique of the MLICC
.....................................................................346
7.
The UNCITRAL Model Law on International Commercial
Conciliation
(2002):
An Interview with Mr Jernej Sekolec,
Former Secretary of UNCITRAL, July
2009...................................350
Chapter
9
The UNCITRAL Model Law on International
Commercial Conciliation
(2002).....................................385
1.
Overview
..........................................................................................385
2.
Article
1...........................................................................................385
2.1
Scope of Application of the Model Law and Its Limits
........387
2.2
Meaning of Commercial
.......................................................390
2.3
Meaning of Conciliator and Conciliation
..............................391
2.4
Meaning of International
.......................................................393
2.5
How is the Model Law Triggered?
.......................................397
3.
Article
2...........................................................................................398
4.
Article
3...........................................................................................400
4.1
Party Autonomy
....................................................................400
4.2
The Exceptions
.....................................................................401
4.3
Mandatory and Default Provisions
.......................................401
4.4
Drafting Points
......................................................................402
5.
Article
4...........................................................................................402
5.1
There are Many Paths to Conciliation
...................................403
5.2
The Effect of Article
4
on Obligations to Conciliate
............404
5.3
Time-Frame for Acceptance of Offer to Conciliate
..............404
5.4
Withdrawal of Offer
..............................................................405
6.
Article X
...........................................................................................405
7.
Articles
...........................................................................................407
7.1
Appointment and Number of Conciliators
............................408
7.2
Duty of Disclosure
................................................................410
8.
Article
6...........................................................................................411
8.1
Conduct of Conciliation Process
...........................................412
8.2
Fair Treatment
.......................................................................413
8.3
Conciliators May Make Settlement Proposals
......................414
8.4
Code of Mediator Ethics
.......................................................414
9.
Article
7...........................................................................................415
9.1
Procedure and Practice
..........................................................415
9.2
Three Articles on Confidentiality
.........................................416
xn
Table of
Contents
10.
Article
8...........................................................................................416
11.
Article
9...........................................................................................419
12.
Article
10..........................................................................................421
12.1
Insider/Court Confidentiality
................................................423
12.2
Implications of the Default Nature of Article
10..................426
12.3
Exceptions to the Confidentiality Provisions of Article
10... 426
12.4
Evidence Otherwise Admissible
...........................................428
12.5
Documents Already Privileged
.............................................428
12.6
Subsequent Proceedings
........................................................429
13.
Article
11..........................................................................................430
14.
Articled
..........................................................................................431
15.
Article
13..........................................................................................434
16.
Articled
..........................................................................................436
Appendix A Model Clauses and Agreements
....................................441
Appendix
В
Comparative Table of International
Mediation Rules
................................................................451
Appendix
С
Comparative Table of Laws Based on the
UNCITRAL Model Law on International
Commercial Conciliation
(2002).....................................479
Index
................................................................................................................485
Xlii
|
| any_adam_object | 1 |
| author | Alexander, Nadja Marie 1966- |
| author_GND | (DE-588)120903407 |
| author_facet | Alexander, Nadja Marie 1966- |
| author_role | aut |
| author_sort | Alexander, Nadja Marie 1966- |
| author_variant | n m a nm nma |
| building | Verbundindex |
| bvnumber | BV036634210 |
| classification_rvk | PT 350 |
| ctrlnum | (OCoLC)705765122 (DE-599)HBZHT016469177 |
| discipline | Rechtswissenschaft |
| format | Book |
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| id | DE-604.BV036634210 |
| illustrated | Not Illustrated |
| indexdate | 2024-07-09T22:44:39Z |
| institution | BVB |
| isbn | 9789041132246 |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-020553959 |
| oclc_num | 705765122 |
| open_access_boolean | |
| owner | DE-703 DE-19 DE-BY-UBM DE-29 |
| owner_facet | DE-703 DE-19 DE-BY-UBM DE-29 |
| physical | XXVI, 508 S. |
| publishDate | 2009 |
| publishDateSearch | 2009 |
| publishDateSort | 2009 |
| publisher | Kluwer Law International |
| record_format | marc |
| series | Global trends in dispute resolution |
| series2 | Global trends in dispute resolution |
| spelling | Alexander, Nadja Marie 1966- Verfasser (DE-588)120903407 aut International and comparative mediation legal perspectives by Nadja Alexander Alphen aan den Rijn Kluwer Law International 2009 XXVI, 508 S. txt rdacontent n rdamedia nc rdacarrier Global trends in dispute resolution 4 Konfliktregelung (DE-588)4164958-8 gnd rswk-swf Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 gnd rswk-swf Schlichtung (DE-588)4052717-7 gnd rswk-swf Konfliktregelung (DE-588)4164958-8 s Schlichtung (DE-588)4052717-7 s Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 s DE-604 Global trends in dispute resolution 4 (DE-604)BV023553833 4 Digitalisierung UB Bayreuth application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=020553959&sequence=000003&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis Digitalisierung UB Bayreuth application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=020553959&sequence=000004&line_number=0002&func_code=DB_RECORDS&service_type=MEDIA Klappentext |
| spellingShingle | Alexander, Nadja Marie 1966- International and comparative mediation legal perspectives Global trends in dispute resolution Konfliktregelung (DE-588)4164958-8 gnd Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 gnd Schlichtung (DE-588)4052717-7 gnd |
| subject_GND | (DE-588)4164958-8 (DE-588)4162055-0 (DE-588)4052717-7 |
| title | International and comparative mediation legal perspectives |
| title_auth | International and comparative mediation legal perspectives |
| title_exact_search | International and comparative mediation legal perspectives |
| title_full | International and comparative mediation legal perspectives by Nadja Alexander |
| title_fullStr | International and comparative mediation legal perspectives by Nadja Alexander |
| title_full_unstemmed | International and comparative mediation legal perspectives by Nadja Alexander |
| title_short | International and comparative mediation |
| title_sort | international and comparative mediation legal perspectives |
| title_sub | legal perspectives |
| topic | Konfliktregelung (DE-588)4164958-8 gnd Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 gnd Schlichtung (DE-588)4052717-7 gnd |
| topic_facet | Konfliktregelung Internationale Schiedsgerichtsbarkeit Schlichtung |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=020553959&sequence=000003&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=020553959&sequence=000004&line_number=0002&func_code=DB_RECORDS&service_type=MEDIA |
| volume_link | (DE-604)BV023553833 |
| work_keys_str_mv | AT alexandernadjamarie internationalandcomparativemediationlegalperspectives |