Comparing European and U.S. securities regulations: MiFID versus corresponding U.S. regulations
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
Washington, DC
World Bank
2010
|
| Schriftenreihe: | World Bank working paper
184 |
| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis |
| Beschreibung: | VIII, 173 S. |
| ISBN: | 9780821382530 0821382535 |
Internformat
MARC
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| 245 | 1 | 0 | |a Comparing European and U.S. securities regulations |b MiFID versus corresponding U.S. regulations |c Tanja Boskovic ; Caroline Cerruti ; Michel Noel |
| 264 | 1 | |a Washington, DC |b World Bank |c 2010 | |
| 300 | |a VIII, 173 S. | ||
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| 650 | 4 | |a Securities |z United States | |
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| 700 | 1 | |a Noël, Michel |e Sonstige |4 oth | |
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Datensatz im Suchindex
| _version_ | 1820136604854910976 |
|---|---|
| adam_text |
Contents
Acknowledgments
.iv
Acronyms and Abbreviations
.
v
Executive Summary
.vi
Introduction
.1
1.
Regulatory Framework and Oversight
.2
EU
Securities Framework
.2
U.S. Securities Framework
.3
2.
Scope of the Securities Regulations
.7
The
EU
Securities Regulations Focus on Investment Firms and Trading Venues
.7
The U.S. Securities Regulations Focus on Broker-Dealers and Exchanges
.9
3.
Objectives of the Securities Regulations in Europe and the United States
.14
Objectives of the
EU
Securities Regulations
.14
Objectives of the U.S. Securities Regulations
.15
4.
Implementation of the Different Objectives
.17
As Regards Competition/Fair and Orderly Markets
.17
As Regards Investors' Protection
.22
As Regards Price Discovery:
Pre
and Post-Trade Transparency Requirements
.24
5.
Post-Financial Crisis Lessons
.29
Better Supervision of Large and Interconnected Financial Institutions
.29
Increase Market Transparency
.30
Enhance Capital and Liquidity Requirements
.30
6.
Conclusion and Areas for
Future
Research
_._._._. 33
Appendixes
--------------------------------.-----.-----._.----------------------.-----------36
Technical Appendix
1:
Pre
and Post Trade Transparency Requirements, Europe
and the United States
.37
Technical Appendix
2:
Detailed Comparative Analysis
.39
References
_172 |
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| ctrlnum | (OCoLC)705750175 (DE-599)BVBBV036625928 |
| discipline | Wirtschaftswissenschaften |
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| illustrated | Not Illustrated |
| indexdate | 2025-01-02T11:32:11Z |
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| isbn | 9780821382530 0821382535 |
| language | English |
| lccn | 2010287239 |
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| physical | VIII, 173 S. |
| publishDate | 2010 |
| publishDateSearch | 2010 |
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| publisher | World Bank |
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| series | World Bank working paper |
| series2 | World Bank working paper |
| spelling | Boskovic, Tanja Verfasser aut Comparing European and U.S. securities regulations MiFID versus corresponding U.S. regulations Tanja Boskovic ; Caroline Cerruti ; Michel Noel Washington, DC World Bank 2010 VIII, 173 S. txt rdacontent n rdamedia nc rdacarrier World Bank working paper 184 European Parliament Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments Europäische Union (DE-588)5098525-5 gnd rswk-swf Securities European Union countries Securities United States Recht (DE-588)4048737-4 gnd rswk-swf Regulierung (DE-588)4201190-5 gnd rswk-swf Wertpapiermarkt (DE-588)4189708-0 gnd rswk-swf Europäische Union. Mitgliedsstaaten USA USA (DE-588)4078704-7 gnd rswk-swf Europäische Union (DE-588)5098525-5 b Wertpapiermarkt (DE-588)4189708-0 s Regulierung (DE-588)4201190-5 s Recht (DE-588)4048737-4 s USA (DE-588)4078704-7 g b DE-604 Cerruti, Caroline Sonstige oth Noël, Michel Sonstige oth World Bank working paper 184 (DE-604)BV018160274 184 Digitalisierung UB Regensburg application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=020545873&sequence=000004&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Boskovic, Tanja Comparing European and U.S. securities regulations MiFID versus corresponding U.S. regulations World Bank working paper European Parliament Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments Europäische Union (DE-588)5098525-5 gnd Securities European Union countries Securities United States Recht (DE-588)4048737-4 gnd Regulierung (DE-588)4201190-5 gnd Wertpapiermarkt (DE-588)4189708-0 gnd |
| subject_GND | (DE-588)5098525-5 (DE-588)4048737-4 (DE-588)4201190-5 (DE-588)4189708-0 (DE-588)4078704-7 |
| title | Comparing European and U.S. securities regulations MiFID versus corresponding U.S. regulations |
| title_auth | Comparing European and U.S. securities regulations MiFID versus corresponding U.S. regulations |
| title_exact_search | Comparing European and U.S. securities regulations MiFID versus corresponding U.S. regulations |
| title_full | Comparing European and U.S. securities regulations MiFID versus corresponding U.S. regulations Tanja Boskovic ; Caroline Cerruti ; Michel Noel |
| title_fullStr | Comparing European and U.S. securities regulations MiFID versus corresponding U.S. regulations Tanja Boskovic ; Caroline Cerruti ; Michel Noel |
| title_full_unstemmed | Comparing European and U.S. securities regulations MiFID versus corresponding U.S. regulations Tanja Boskovic ; Caroline Cerruti ; Michel Noel |
| title_short | Comparing European and U.S. securities regulations |
| title_sort | comparing european and u s securities regulations mifid versus corresponding u s regulations |
| title_sub | MiFID versus corresponding U.S. regulations |
| topic | European Parliament Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments Europäische Union (DE-588)5098525-5 gnd Securities European Union countries Securities United States Recht (DE-588)4048737-4 gnd Regulierung (DE-588)4201190-5 gnd Wertpapiermarkt (DE-588)4189708-0 gnd |
| topic_facet | European Parliament Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments Europäische Union Securities European Union countries Securities United States Recht Regulierung Wertpapiermarkt Europäische Union. Mitgliedsstaaten USA |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=020545873&sequence=000004&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| volume_link | (DE-604)BV018160274 |
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