Regulation light - Germany's entry standard:
Gespeichert in:
Hauptverfasser: | , |
---|---|
Format: | Buch |
Sprache: | English |
Veröffentlicht: |
München
Utz
2010
|
Schriftenreihe: | Schriftenreihe für angewandtes Management
2 |
Schlagworte: | |
Online-Zugang: | Inhaltstext Inhaltsverzeichnis |
Beschreibung: | Literaturangaben |
Beschreibung: | 196 S. graph. Darst. 21 cm |
ISBN: | 9783831609802 |
Internformat
MARC
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Datensatz im Suchindex
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adam_text |
TABLE OF CONTENTS 1. LIST OF ILLUSTRATIONS 5 2. LIST OF ABBREVIATIONS 7
3. FOREWORD BY ALEXANDER DIBELIUS 9 4. PROLOG BY PIERRE RAFIH AND
CLAUDIUS SCHIKORA 11 5. INTRODUCTION 14 6. THEORETICAL CONSIDERATIONS ON
THE ECONOMIC NECESSITY OF EQUITY AND STOCK EXCHANGES 16 6.1 EQUITY:
CONCEPT AND FUNCTIONS 16 6.2 STOCK EXCHANGE: CONCEPT AND FUNCTIONS 18 7.
THEORETICAL CONSIDERATIONS ON THE ECONOMIC AND LEGAL NECESSITY OF
CAPITAL MARKET REGULATION 22 7.1 FORMS OF CAPITAL MARKET REGULATION:
PUBLIC- AND EXCHANGE- ORIENTATED REGULATION 24 7.2 INTENSITY OF CAPITAL
MARKET REGULATION 25 8. STATE REGULATION OF THE CAPITAL MARKET IN
GERMANY 28 8.1 HISTORICAL DEVELOPMENT: THE EMERGENCE OF THE UNREGULATED
MARKET AT GERMANY'S STOCK EXCHANGES 28 8.2 THE EXCHANGE SEGMENTS UNDER
GERMAN LAW 28 8.3 LEGAL ENVIRONMENT FOR LISTED COMPANIES UNDER GERMAN
LAW 30 8.3.1 AN OVERVIEW OF CAPITAL MARKET LAWS 30 8.3.2 THE CENTRAL
COMPONENTS OF INVESTOR PROTECTION AND ITS FIELD OF APPLICATION 31
8.3.2.1 INSIDER PROVISIONS 31 8.3.2.2 AD HOC DISCLOSURE AND CORPORATE
INFORMATION 34 8.3.2.3 DIRECTORS' DEALINGS AND VOTING RIGHTS
NOTIFICATIONS 37 8.3.2.4 SECURITIES PROSPECTUSES AND STOCK EXCHANGE
ADMISSION PROCEDURES 40 8.3.2.5 COMPANY TAKEOVERS 44 8.3.2.6 CORPORATE
GOVERNANCE CODE 46 8.3.2.7 INTERNATIONAL ACCOUNTING AND PROMPT
PUBLICATION OF FINANCIAL DATA 49 8.3.2.8 BALANCE SHEET MONITORING 50
8.3.2. BIBLIOGRAFISCHE INFORMATIONEN HTTP://D-NB.INFO/1001546601
DIGITALISIERT DURCH 8.3.3.1 EXTENSION OF THE DUTY TO PUBLISH DIRECTORS'
DEALINGS 55 8.3.3.2 INTRODUCTION OF THE OBLIGATION TO KEEP INSIDER LISTS
56 8.3.3.3 RAMIFICATIONS OF THE WPPG ON OBLIGATIONS TO NOTIFY UNDER
CAPITAL MARKET LAW: THE 'ANNUAL DOCUMENT' 57 8.3.3.4 DUTY TO DISCLOSE
THE REMUNERATION OF INDIVIDUAL MEMBERS OF THE MANAGEMENT BOARD 57
8.3.3.5 DUTY TO REPORT OBSTACLES TO TAKEOVERS 58 8.3.3.6 PUBLICATION OF
HALF-YEARLY FINANCIAL REPORTS AND INTERIM NOTIFICATIONS OR QUARTERLY
FINANCIAL REPORTS UNDER THE TUG 58 8.3.3.7 BROADENING OF THE DUTY TO
NOTIFY AND PUBLISH SIGNIFICANT CHANGES IN VOTING RIGHTS OWNERSHIP 59
8.3.3.8 DUTY TO DISSEMINATE CAPITAL MARKET INFORMATION ACROSS EUROPE 60
8.3.3.9 DUTY TO PUBLISH AGM RESOLUTIONS AND CAPITAL ADJUSTMENTS 61
8.3.3.10 APPRAISAL OF THE TIGHTENING IN CAPITAL MARKET REGULATION AND
COMPARISON OF THE COST OF A LISTING IN THE REGULATED AND THE UNREGULATED
MARKET 62 8.3.4 LATEST ACT AND DRAFTS 65 8.3.4.1 THE RISK LIMITATION ACT
65 8.3.4.2 ACT TO MODERNIZE ACCOUNTING LAW 68 8.4 EMPIRICAL STUDIES ON
CAPITAL MARKET REGULATION 69 8.4.1 EXPERIENCES IN THE USA 69 8.4.2
EXPERIENCES IN GERMANY 71 8.5 APPRAISAL OF REGULATION FROM THE
PERSPECTIVE OF INDUSTRY PRACTICE 73 8.6 ANALYSIS OF LISTINGS IN GERMANY
76 8.7 CONCLUDING ASSESSMENT OF THE LEGAL ENVIRONMENT FOR SMALL CAPS 78
9. OVERVIEW OF MARKET SEGMENTS OF THE FRANKFURT STOCK EXCHANGE (FSE) 80
9. 9.4 ENTRY STANDARD 96 9.4.1 ROLES AND TASKS OF THE APPLICANT 101
9.4.2 THE FUNCTIONS OF THE DEUTSCHE BOERSE LISTING PARTNER (DBLP) 104
9.4.3 NUMBER OF PUBLIC OFFERINGS AND ASSESSMENT OF THE ENTRY STANDARD
107 10. ENTRY STANDARD POSITIONING 109 10.1 COMPARISON OF IPOS AND
COMPANY PROFILES FOR COMPANIES IN THE ENTRY STANDARD AND COMPANIES IN
THE PRIME STANDARD 109 10.2 COMPARISON OF ENTRY STANDARD WITH NEUER
MARKT 112 10.3 ENTRY STANDARD SECTOR ANALYSIS 114 10.4 CHARACTERISTICS
OF A TYPICAL ENTRY STANDARD STOCK (QUALITY OF FIRMS) 117 10.5 INVESTOR
SENTIMENT 118 10.6 APPLICANTS 124 10.7 GOING AND BEING PUBLIC PRINCIPLES
ON OTHER EXCHANGE REGULATED MARKETS 124 10.7.1 AIM 125 10.7.1.1
ORGANISATION OF AIM 125 10.7.1.2 EVALUATION OF AIM 132 10.7.1.3
COMPARISON BETWEEN ENTRY STANDARD AND AIM 134 10.7.2 ALTERNEXT 135
10.7.2.1 ORGANIZATION OF ALTERNEXT 135 10.7.2.2 EVALUATION OF ALTERNEXT
138 10.7.2.3 COMPARISON BETWEEN THE ENTRY STANDARD AND ALTERNEXT 138
10.8 SHARED ORGANIZATIONAL PECULIARITIES OF EXCHANGE REGULATED MARKETS
140 10.8.1 ORGANIZATIONAL CHARACTERISTICS OF THE ENTRY STANDARD AS AN
ALTERNATIVE PUBLIC MARKET 141 10.8.2 FUNCTIONS OF THE 'TRUST
INTERMEDIARY' ON EXCHANGE REGULATED MARKETS 141 10.8.3 COMPARISON
BETWEEN THE QUALIFICATIONS OF NOMADS, LISTING SPONSORS AND DEUTSCHE
BOERSE LISTING PARTNERS 143 10. 10.10.1 OVERVIEW OF COSTS FOR LISTED
FIRMS 148 10.10.1.1 COSTS OF GOING PUBLIC 148 10.10.1.2 COSTS OF BEING
PUBLIC 149 10.10.2 SUMMARY OF COMPARISON 155 11. SUMMARY AND OUTLOOK 157
12. APPENDIX 162 13. LITERATURE 165 14. CVS 195 |
any_adam_object | 1 |
author | Beyer, Andreas 1968- Schikora, Claudius |
author_GND | (DE-588)141451777 (DE-588)129110213 |
author_facet | Beyer, Andreas 1968- Schikora, Claudius |
author_role | aut aut |
author_sort | Beyer, Andreas 1968- |
author_variant | a b ab c s cs |
building | Verbundindex |
bvnumber | BV036580246 |
classification_rvk | QK 650 |
ctrlnum | (OCoLC)655763430 (DE-599)DNB1001546601 |
dewey-full | 332.6430943 |
dewey-hundreds | 300 - Social sciences |
dewey-ones | 332 - Financial economics |
dewey-raw | 332.6430943 |
dewey-search | 332.6430943 |
dewey-sort | 3332.6430943 |
dewey-tens | 330 - Economics |
discipline | Wirtschaftswissenschaften |
format | Book |
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institution | BVB |
isbn | 9783831609802 |
language | English |
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physical | 196 S. graph. Darst. 21 cm |
publishDate | 2010 |
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publisher | Utz |
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series | Schriftenreihe für angewandtes Management |
series2 | Schriftenreihe für angewandtes Management |
spelling | Beyer, Andreas 1968- Verfasser (DE-588)141451777 aut Regulation light - Germany's entry standard Andreas Beyer ; Claudius Schikora. Foreword by Alexander Dibelius München Utz 2010 196 S. graph. Darst. 21 cm txt rdacontent n rdamedia nc rdacarrier Schriftenreihe für angewandtes Management 2 Literaturangaben Regulierung (DE-588)4201190-5 gnd rswk-swf Entry Standard (DE-588)7615792-1 gnd rswk-swf Deutschland (DE-588)4011882-4 gnd rswk-swf Deutschland (DE-588)4011882-4 g Entry Standard (DE-588)7615792-1 s Regulierung (DE-588)4201190-5 s b Schikora, Claudius Verfasser (DE-588)129110213 aut Schriftenreihe für angewandtes Management 2 (DE-604)BV035421416 2 text/html http://deposit.dnb.de/cgi-bin/dokserv?id=3454216&prov=M&dok_var=1&dok_ext=htm Inhaltstext DNB Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=020501171&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
spellingShingle | Beyer, Andreas 1968- Schikora, Claudius Regulation light - Germany's entry standard Schriftenreihe für angewandtes Management Regulierung (DE-588)4201190-5 gnd Entry Standard (DE-588)7615792-1 gnd |
subject_GND | (DE-588)4201190-5 (DE-588)7615792-1 (DE-588)4011882-4 |
title | Regulation light - Germany's entry standard |
title_auth | Regulation light - Germany's entry standard |
title_exact_search | Regulation light - Germany's entry standard |
title_full | Regulation light - Germany's entry standard Andreas Beyer ; Claudius Schikora. Foreword by Alexander Dibelius |
title_fullStr | Regulation light - Germany's entry standard Andreas Beyer ; Claudius Schikora. Foreword by Alexander Dibelius |
title_full_unstemmed | Regulation light - Germany's entry standard Andreas Beyer ; Claudius Schikora. Foreword by Alexander Dibelius |
title_short | Regulation light - Germany's entry standard |
title_sort | regulation light germany s entry standard |
topic | Regulierung (DE-588)4201190-5 gnd Entry Standard (DE-588)7615792-1 gnd |
topic_facet | Regulierung Entry Standard Deutschland |
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volume_link | (DE-604)BV035421416 |
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