Modernizing US securities regulation: economic and legal perspectives
Gespeichert in:
| Weitere Verfasser: | |
|---|---|
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
Burr Ridge, Ill. [u.a.]
Irwin
1992
|
| Online-Zugang: | Inhaltsverzeichnis |
| Beschreibung: | XX, 575 S. graph. Darst. |
| ISBN: | 1556237774 |
Internformat
MARC
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| 245 | 1 | 0 | |a Modernizing US securities regulation |b economic and legal perspectives |c ed. by Kenneth Lehn ... |
| 264 | 1 | |a Burr Ridge, Ill. [u.a.] |b Irwin |c 1992 | |
| 300 | |a XX, 575 S. |b graph. Darst. | ||
| 336 | |b txt |2 rdacontent | ||
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| 338 | |b nc |2 rdacarrier | ||
| 700 | 1 | |a Lehn, Kenneth |4 edt | |
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Datensatz im Suchindex
| _version_ | 1804142020855332864 |
|---|---|
| adam_text | CONTENTS
PREFACE v
ACKNOWLEDGMENTS ix
CONTENTS xi
CONTRIBUTORS xvii
I THE VIEW FROM TWO FORMER COMMISSIONERS
1 Zen and the Art of Securities Regulation 3
Joseph A. Grundfest
2 Dear Mr. President 15
Edward H. Fleischman
II ACCOUNTING ISSUES
U.S. GAAP and the Listing of Foreign Securities
3 Redundant Regulation of Foreign Security Trading 39
and U.S. Competitiveness
William J. Baumol and Burton G. Malkiel
4 SEC Requirements For Trading Foreign Securities 57
on U.S. Exchanges
Franklin R. Edwards
5 On Trading Foreign Securities in U.S. Markets 77
Clifford W. Smith, Jr.
FASB Issues
6 An Analysis of the Properties of 85
Fair- (Market-) Value Accounting
Andrew A. Christie
7 Accounting for iliccuttve Compensation 111
Ross L Wans
Auditor Liability
8 Restoring the Privity Barrier for Negligent Accounting 127
Victor P Goldberg
III DISCLOSURE ISSUES
Insider Trading
9 Insider Trading versus Selective Disclosure: 139
Distinguishing Fraud from Favoritism
John C. Coffee, Jr.
Securities Fraud Litigation
10 Using Financial Economics in Securities Fraud Litigation 161
Jeffty Ncttcr
Rule 144 A
11 Misconceptions About Private Placement Discounts: 175
Why Market Reaction to Rule 144A Has Been Lukewarm
Richard L. Smith and Vaughn S. Armstrong
12 Rule 415, Rule 144A, and Regulation A 193
M. Wayne Man
Small Business Registration Requirements
13 The SEC s Proposed Small Business 207
Capital Formation Initiative
Edward H. Fleischman
IV CORPORATE CONTROL AND GOVERNANCE
Corporate Governance
14 Next Steps in Corporate Governance Reform: 225
13d Rules and Control-Person Liability
Bernard S. Black
15 Regulating the Equity Component of Capital Structure: 239
The SEC s Response to the One Share,
One Vote Controversy
Ronald J. Gilson
16 Multiple Listing Standards: Freeing Exchanges 255
and Investors to Make Efficient Decisions in
the Modern Securities Market
John Pound
17 Mutual Funds in the Boardroom 261
Mark J. Roe
Executive Compensation
18 An Overview of the Executive-Compensation Debate 277
Gregg A. Jarrell
Corporate Takeovers
19 SEC Neglect and the Extinction of the Hostile Takeover 293
Michael Bradley
20 Regulation of Going Private Transactions 303
Jefrry Davis and Kenneth Lehn
21 SEC Regulation of Corporate Diversification by 313
Public Utilities
Yash P. Joshi and Anil K. Makhija
22 An Appropriate Federal Role in the Market 333
for Corporate Control
Michael Ryngaert
Bankruptcy
23 The Role of the U.S. Securities and 345
Exchange Commission in Corporate Bankruptcy
Robert Nachtmann
V MARKET STRUCTURE AND PERFORMANCE
The Structure of Securities Markets
and the SEC s Market 2000 Report
24 Market 2000 363
Allan W. Kleidon
25 Market Transparency: Pros, Cons, and Property Rights 375
J. Harold Mulherin
26 Competition and Efficiency 383
Robert A. Schwartz
27 Organization of the Stock Market: 399
Competition or Fragmentation?
Hans R. Stoll
28 If It Ain t Broke, Don t Regulate It 407
Corinne M. Bronfman
29 Why the National Exchanges Provide Superior 421
Information Flows and Pricing
Lawrence M. Benveniste
30 Auction Market Trading at the 429
New York Stock Exchange
James E. Shapiro
Circuit Breakers and Rule 80A
31 Regulatory Responses to Program Trading 439
and Index Arbitrage: Circuit Breakers and Rule 80A
Henry McMillan
Multiple Trading of Options
32 Multiple Listing of Stock Options 453
Robert Neal
Broker-Dealer Capital Requirements
33 The Economics of Risk-Based Capital Requirements 467
Stephen Craig Pirrong
Securities Transaction Taxes
34 Transaction Taxes and Stock Values 477
Yakov Amihud and Haim Mendelson
Regulation of the Government Securities Market
35 Regulation of the Auction Market for 503
U.S. Treasury Securities
Dean Furbush
VI MUTUAL FUNDS
Reforming Mutual Fund Regulation
36 The Regulation of Mutual Funds: 521
An Agenda for the Future
Burton G. Malkiel
37 Market Structure and the Regulation of the 535
Mutual Fund Industry
Lawrence J. White
Securitizing Open-End Funds
38 The Regulatory Impediments to Viable Cash 553
Index Securitization
Lawrence Harris
Soft Dollars
39 The Incentive Effects of Soft-Dollar Brokerage 567
D. Bruce Johnsen
INDEX 577
|
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| discipline | Wirtschaftswissenschaften |
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| id | DE-604.BV024989056 |
| illustrated | Illustrated |
| indexdate | 2024-07-09T22:25:08Z |
| institution | BVB |
| isbn | 1556237774 |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-019654768 |
| oclc_num | 246694735 |
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| owner_facet | DE-11 DE-188 |
| physical | XX, 575 S. graph. Darst. |
| publishDate | 1992 |
| publishDateSearch | 1992 |
| publishDateSort | 1992 |
| publisher | Irwin |
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| spelling | Modernizing US securities regulation economic and legal perspectives ed. by Kenneth Lehn ... Burr Ridge, Ill. [u.a.] Irwin 1992 XX, 575 S. graph. Darst. txt rdacontent n rdamedia nc rdacarrier Lehn, Kenneth edt HBZ Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=019654768&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Modernizing US securities regulation economic and legal perspectives |
| title | Modernizing US securities regulation economic and legal perspectives |
| title_auth | Modernizing US securities regulation economic and legal perspectives |
| title_exact_search | Modernizing US securities regulation economic and legal perspectives |
| title_full | Modernizing US securities regulation economic and legal perspectives ed. by Kenneth Lehn ... |
| title_fullStr | Modernizing US securities regulation economic and legal perspectives ed. by Kenneth Lehn ... |
| title_full_unstemmed | Modernizing US securities regulation economic and legal perspectives ed. by Kenneth Lehn ... |
| title_short | Modernizing US securities regulation |
| title_sort | modernizing us securities regulation economic and legal perspectives |
| title_sub | economic and legal perspectives |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=019654768&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
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