Operational risk: the new challenge for banks
Saved in:
| Main Author: | |
|---|---|
| Format: | Book |
| Language: | English |
| Published: |
Houndmills, Basingstoke, Hampshire [u.a.]
Palgrave
2002
|
| Subjects: | |
| Online Access: | Contributor biographical information Publisher description Table of contents Inhaltsverzeichnis |
| Physical Description: | XVI, 156 S. graph. Darst. |
| ISBN: | 0333968689 |
Staff View
MARC
| LEADER | 00000nam a2200000zc 4500 | ||
|---|---|---|---|
| 001 | BV023524453 | ||
| 003 | DE-604 | ||
| 005 | 20080118000000.0 | ||
| 007 | t | ||
| 008 | 010926s2002 xxkd||| |||| 00||| eng d | ||
| 015 | |a 01,N04,0189 |2 dnb | ||
| 015 | |a 01,A25,0443 |2 dnb | ||
| 016 | 7 | |a 960221344 |2 DE-101 | |
| 020 | |a 0333968689 |c Pp. : DM 149.00, sfr 132.00, S 1088.00 |9 0-333-96868-9 | ||
| 035 | |a (OCoLC)264912097 | ||
| 035 | |a (DE-599)BVBBV023524453 | ||
| 040 | |a DE-604 |b ger | ||
| 041 | 0 | |a eng | |
| 044 | |a xxk |c XA-GB | ||
| 049 | |a DE-521 | ||
| 050 | 0 | |a HG1615.B75 2002 | |
| 082 | 0 | |a 368.1/068/1 21 | |
| 084 | |a QK 300 |0 (DE-625)141640: |2 rvk | ||
| 084 | |a 17 |2 sdnb | ||
| 100 | 1 | |a Brink, Gerrit Jan van den |e Verfasser |4 aut | |
| 240 | 1 | 0 | |a Operational risk |
| 245 | 1 | 0 | |a Operational risk |b the new challenge for banks |c Gerrit Jan van den Brink |
| 264 | 1 | |a Houndmills, Basingstoke, Hampshire [u.a.] |b Palgrave |c 2002 | |
| 300 | |a XVI, 156 S. |b graph. Darst. | ||
| 336 | |b txt |2 rdacontent | ||
| 337 | |b n |2 rdamedia | ||
| 338 | |b nc |2 rdacarrier | ||
| 650 | 4 | |a Bank management | |
| 650 | 4 | |a Risk management | |
| 650 | 0 | 7 | |a Bank |0 (DE-588)4004436-1 |2 gnd |9 rswk-swf |
| 650 | 0 | 7 | |a Risikomanagement |0 (DE-588)4121590-4 |2 gnd |9 rswk-swf |
| 689 | 0 | 0 | |a Bank |0 (DE-588)4004436-1 |D s |
| 689 | 0 | 1 | |a Risikomanagement |0 (DE-588)4121590-4 |D s |
| 689 | 0 | |5 DE-604 | |
| 856 | 4 | |u http://www.loc.gov/catdir/bios/hol058/2001036528.html |3 Contributor biographical information | |
| 856 | 4 | |u http://www.loc.gov/catdir/description/hol052/2001036528.html |3 Publisher description | |
| 856 | 4 | |u http://www.loc.gov/catdir/toc/hol051/2001036528.html |3 Table of contents | |
| 856 | 4 | 2 | |m DNB Datenaustausch |q application/pdf |u http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=016844703&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |3 Inhaltsverzeichnis |
| 943 | 1 | |a oai:aleph.bib-bvb.de:BVB01-016844703 | |
Record in the Search Index
| _version_ | 1807229327722414080 |
|---|---|
| adam_text |
INHALTSVERZEICHNIS
VORWORT
.
VII
EINFUEHRUNG
.
XI
1
DEFINITION
UND
SYSTEMATISIERUNG
.
1
1.1
DEFINITION
UND
SYSTEMATISIERUNG
DER
RISIKOARTEN
.
1
1.2
DIE
KOMPONENTEN
.
4
1.3
EINORDNUNG
IN
DIE
GESAMTBANKSTEUERUNG
.
13
2
RISIKO-IDENTIFIKATION
UND
ERSTE
QUANTIFIZIERUNGSANSAETZE
.
19
2.1
DER
BEWUSSTWERDUNGSPROZESS
.
19
2.2
DIE
SELBSTDIAGNOSE
.
19
2.2.1
DIE
BASISINFORMATION
UND
DER
QUICK
SCAN
.
20
2.2.2
DIE
SCHRITTE
DER
SELBSTDIAGNOSE
.
34
2.2.3
ANLEITUNG
ZUM
GEBRAUCH
DER
FRAGEBOEGEN
.
37
2.3
DIE
ROLLE
DER
INNENREVISION
.
37
2.3.1
DAS
OPERATIONAL
AUDIT
.
38
2.3.2
DER
NUTZEN
DES
OPERATIONAL
AUDITS
FUER
DIE
DIAGNOSE
.
39
2.4
QUANTIFIZIERUNGSANSAETZE
AUS
DER
PRAXIS
.
40
2.5
ANREGUNGEN
FUER
EINE
STATISTISCHE
ANALYSE
.
44
2.5.1
EINFUEHRUNG
.
44
2.5.2
PROBLEME
BEI
EINER
STATISTISCHEN
ANALYSE
DES
BETRIEBSRISIKOS
.
44
2.5.3
EIN
MOEGLICHER
ANSATZ
.
44
2.5.3.1
DIE
METHODEN
.
44
2.5.3.2
DER
AUFBAU
EINES
EVENT-TREES
.
45
2.5.3.3
EIN
ERSTES
MODELL
.
47
2.5.3.4
DAS
BERATUNGSHAFTUNGSRISIKO
.
49
2.6
EIGENKAPITALVERTEILUNG
.
53
3
STEUERUNGSPROZESS
DES
OPERATIONAL
RISKS
.
59
3.1
RAHMENBEDINGUNGEN
.
59
3.2
DAS
TOOLKIT
.
62
3.2.1
EINLEITUNG
ZUM
GEBRAUCH
DES
TOOLKITS
.
62
3.2.2
DER
INHALT
DES
TOOLKITS
.
62
3.2.3
AUFBAU
EINES
CONTROL-ENVIRONMENTS
.
63
3.2.4
WISSENSMANAGEMENT
.
65
3.2.5
ANWEISUNGEN
UND
PROZEDUREN
.
70
3.2.6
FUNKTIONALE
TRENNUNGEN
.
70
3.2.7
DAS
VIERAUGENPRINZIP
.
72
3.2.8
DIE
UNTERSCHRIFTSANWEISUNG
.
72
3.2.9
DIE
BESTAETIGUNG
VON
DRITTEN
.
72
3.2.10
ABSTIMMUNGEN
.
73
3.2.11
PLAUSIBILITAETSKONTROLLEN
.
74
X
INHALTSVERZEICHNIS
3.2.12
FESTSTELLER!
UND
UEBERWACHEN
VON
KONTRAHENTEN
UND
HANDELSLIMITEN
75
3.2.13
VORRATSAUFNAHME
.
75
3.2.14
INSTALLIEREN
EINER
UNABHAENGIGEN
REVISIONSFUNKTION
.
75
3.2.15
KONTROLLMASSNAHMEN
ZUR
GEWAEHRLEISTUNG
EINER
REIBUNGSLOSEN
ABWICKLUNG
DER
EDV-PROZESSE
.
76
3.2.16
EINSTELLEN
VON
ZUVERLAESSIGEM
PERSONAL
.
81
3.2.17
FAZIT
.
81
3.3
DIE
ANFORDERUNGEN
DES
BASELER
AUSSCHUSSES
.
81
3.3.1
DAS
VORGEHEN
DES
BASELER
AUSSCHUSSES
.
82
3.3.2
EIN
MOEGLICHES
ERGEBNIS
.
83
3.3.3
WORAUF
ZU
ACHTEN
IST
.
84
3.4
DIE
MANAGEMENT-INFORMATION
BEZUEGLICH
DES
OPERATIONAL
RISKS
.
84
3.5
MARKTTRENDS
.
85
4
SCHLUSSFOLGERUNG
.
89
ANHANG
1:
FRAGEBOGEN
.
91
ANHANG
2:
EVENT
TREE
.
105
ANLAGE
3:
MANAGEMENT-INFORMATION
.
109
ANLAGE
4:
RAHMENKONZEPT
FUER
INTERNE
KONTROLLSYSTEME
IN
BANKENINSTITUTEN
.
117
LITERATURVERZEICHNIS
.
149
STICHWORTVERZEICHNIS
.
151 |
| adam_txt | |
| any_adam_object | 1 |
| any_adam_object_boolean | |
| author | Brink, Gerrit Jan van den |
| author_facet | Brink, Gerrit Jan van den |
| author_role | aut |
| author_sort | Brink, Gerrit Jan van den |
| author_variant | g j v d b gjvd gjvdb |
| building | Verbundindex |
| bvnumber | BV023524453 |
| callnumber-first | H - Social Science |
| callnumber-label | HG1615 |
| callnumber-raw | HG1615.B75 2002 |
| callnumber-search | HG1615.B75 2002 |
| callnumber-sort | HG 41615 B75 42002 |
| callnumber-subject | HG - Finance |
| classification_rvk | QK 300 |
| ctrlnum | (OCoLC)264912097 (DE-599)BVBBV023524453 |
| dewey-full | 368.1/068/121 |
| dewey-hundreds | 300 - Social sciences |
| dewey-ones | 368 - Insurance |
| dewey-raw | 368.1/068/1 21 |
| dewey-search | 368.1/068/1 21 |
| dewey-sort | 3368.1 268 11 221 |
| dewey-tens | 360 - Social problems and services; associations |
| discipline | Wirtschaftswissenschaften |
| discipline_str_mv | Wirtschaftswissenschaften |
| format | Book |
| fullrecord | <?xml version="1.0" encoding="UTF-8"?><collection xmlns="http://www.loc.gov/MARC21/slim"><record><leader>00000nam a2200000zc 4500</leader><controlfield tag="001">BV023524453</controlfield><controlfield tag="003">DE-604</controlfield><controlfield tag="005">20080118000000.0</controlfield><controlfield tag="007">t</controlfield><controlfield tag="008">010926s2002 xxkd||| |||| 00||| eng d</controlfield><datafield tag="015" ind1=" " ind2=" "><subfield code="a">01,N04,0189</subfield><subfield code="2">dnb</subfield></datafield><datafield tag="015" ind1=" " ind2=" "><subfield code="a">01,A25,0443</subfield><subfield code="2">dnb</subfield></datafield><datafield tag="016" ind1="7" ind2=" "><subfield code="a">960221344</subfield><subfield code="2">DE-101</subfield></datafield><datafield tag="020" ind1=" " ind2=" "><subfield code="a">0333968689</subfield><subfield code="c">Pp. : DM 149.00, sfr 132.00, S 1088.00</subfield><subfield code="9">0-333-96868-9</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(OCoLC)264912097</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(DE-599)BVBBV023524453</subfield></datafield><datafield tag="040" ind1=" " ind2=" "><subfield code="a">DE-604</subfield><subfield code="b">ger</subfield></datafield><datafield tag="041" ind1="0" ind2=" "><subfield code="a">eng</subfield></datafield><datafield tag="044" ind1=" " ind2=" "><subfield code="a">xxk</subfield><subfield code="c">XA-GB</subfield></datafield><datafield tag="049" ind1=" " ind2=" "><subfield code="a">DE-521</subfield></datafield><datafield tag="050" ind1=" " ind2="0"><subfield code="a">HG1615.B75 2002</subfield></datafield><datafield tag="082" ind1="0" ind2=" "><subfield code="a">368.1/068/1 21</subfield></datafield><datafield tag="084" ind1=" " ind2=" "><subfield code="a">QK 300</subfield><subfield code="0">(DE-625)141640:</subfield><subfield code="2">rvk</subfield></datafield><datafield tag="084" ind1=" " ind2=" "><subfield code="a">17</subfield><subfield code="2">sdnb</subfield></datafield><datafield tag="100" ind1="1" ind2=" "><subfield code="a">Brink, Gerrit Jan van den</subfield><subfield code="e">Verfasser</subfield><subfield code="4">aut</subfield></datafield><datafield tag="240" ind1="1" ind2="0"><subfield code="a">Operational risk</subfield></datafield><datafield tag="245" ind1="1" ind2="0"><subfield code="a">Operational risk</subfield><subfield code="b">the new challenge for banks</subfield><subfield code="c">Gerrit Jan van den Brink</subfield></datafield><datafield tag="264" ind1=" " ind2="1"><subfield code="a">Houndmills, Basingstoke, Hampshire [u.a.]</subfield><subfield code="b">Palgrave</subfield><subfield code="c">2002</subfield></datafield><datafield tag="300" ind1=" " ind2=" "><subfield code="a">XVI, 156 S.</subfield><subfield code="b">graph. Darst.</subfield></datafield><datafield tag="336" ind1=" " ind2=" "><subfield code="b">txt</subfield><subfield code="2">rdacontent</subfield></datafield><datafield tag="337" ind1=" " ind2=" "><subfield code="b">n</subfield><subfield code="2">rdamedia</subfield></datafield><datafield tag="338" ind1=" " ind2=" "><subfield code="b">nc</subfield><subfield code="2">rdacarrier</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Bank management</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Risk management</subfield></datafield><datafield tag="650" ind1="0" ind2="7"><subfield code="a">Bank</subfield><subfield code="0">(DE-588)4004436-1</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="650" ind1="0" ind2="7"><subfield code="a">Risikomanagement</subfield><subfield code="0">(DE-588)4121590-4</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="689" ind1="0" ind2="0"><subfield code="a">Bank</subfield><subfield code="0">(DE-588)4004436-1</subfield><subfield code="D">s</subfield></datafield><datafield tag="689" ind1="0" ind2="1"><subfield code="a">Risikomanagement</subfield><subfield code="0">(DE-588)4121590-4</subfield><subfield code="D">s</subfield></datafield><datafield tag="689" ind1="0" ind2=" "><subfield code="5">DE-604</subfield></datafield><datafield tag="856" ind1="4" ind2=" "><subfield code="u">http://www.loc.gov/catdir/bios/hol058/2001036528.html</subfield><subfield code="3">Contributor biographical information</subfield></datafield><datafield tag="856" ind1="4" ind2=" "><subfield code="u">http://www.loc.gov/catdir/description/hol052/2001036528.html</subfield><subfield code="3">Publisher description</subfield></datafield><datafield tag="856" ind1="4" ind2=" "><subfield code="u">http://www.loc.gov/catdir/toc/hol051/2001036528.html</subfield><subfield code="3">Table of contents</subfield></datafield><datafield tag="856" ind1="4" ind2="2"><subfield code="m">DNB Datenaustausch</subfield><subfield code="q">application/pdf</subfield><subfield code="u">http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=016844703&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA</subfield><subfield code="3">Inhaltsverzeichnis</subfield></datafield><datafield tag="943" ind1="1" ind2=" "><subfield code="a">oai:aleph.bib-bvb.de:BVB01-016844703</subfield></datafield></record></collection> |
| id | DE-604.BV023524453 |
| illustrated | Illustrated |
| index_date | 2024-07-02T22:33:39Z |
| indexdate | 2024-08-13T00:16:32Z |
| institution | BVB |
| isbn | 0333968689 |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-016844703 |
| oclc_num | 264912097 |
| open_access_boolean | |
| owner | DE-521 |
| owner_facet | DE-521 |
| physical | XVI, 156 S. graph. Darst. |
| publishDate | 2002 |
| publishDateSearch | 2002 |
| publishDateSort | 2002 |
| publisher | Palgrave |
| record_format | marc |
| spelling | Brink, Gerrit Jan van den Verfasser aut Operational risk Operational risk the new challenge for banks Gerrit Jan van den Brink Houndmills, Basingstoke, Hampshire [u.a.] Palgrave 2002 XVI, 156 S. graph. Darst. txt rdacontent n rdamedia nc rdacarrier Bank management Risk management Bank (DE-588)4004436-1 gnd rswk-swf Risikomanagement (DE-588)4121590-4 gnd rswk-swf Bank (DE-588)4004436-1 s Risikomanagement (DE-588)4121590-4 s DE-604 http://www.loc.gov/catdir/bios/hol058/2001036528.html Contributor biographical information http://www.loc.gov/catdir/description/hol052/2001036528.html Publisher description http://www.loc.gov/catdir/toc/hol051/2001036528.html Table of contents DNB Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=016844703&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Brink, Gerrit Jan van den Operational risk the new challenge for banks Bank management Risk management Bank (DE-588)4004436-1 gnd Risikomanagement (DE-588)4121590-4 gnd |
| subject_GND | (DE-588)4004436-1 (DE-588)4121590-4 |
| title | Operational risk the new challenge for banks |
| title_alt | Operational risk |
| title_auth | Operational risk the new challenge for banks |
| title_exact_search | Operational risk the new challenge for banks |
| title_exact_search_txtP | Operational risk the new challenge for banks |
| title_full | Operational risk the new challenge for banks Gerrit Jan van den Brink |
| title_fullStr | Operational risk the new challenge for banks Gerrit Jan van den Brink |
| title_full_unstemmed | Operational risk the new challenge for banks Gerrit Jan van den Brink |
| title_short | Operational risk |
| title_sort | operational risk the new challenge for banks |
| title_sub | the new challenge for banks |
| topic | Bank management Risk management Bank (DE-588)4004436-1 gnd Risikomanagement (DE-588)4121590-4 gnd |
| topic_facet | Bank management Risk management Bank Risikomanagement |
| url | http://www.loc.gov/catdir/bios/hol058/2001036528.html http://www.loc.gov/catdir/description/hol052/2001036528.html http://www.loc.gov/catdir/toc/hol051/2001036528.html http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=016844703&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| work_keys_str_mv | AT brinkgerritjanvanden operationalrisk AT brinkgerritjanvanden operationalriskthenewchallengeforbanks |