Operational risk: the new challenge for banks
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
Houndmills, Basingstoke, Hampshire [u.a.]
Palgrave
2002
|
| Schlagworte: | |
| Online-Zugang: | Contributor biographical information Publisher description Table of contents Inhaltsverzeichnis |
| Beschreibung: | XVI, 156 S. graph. Darst. |
| ISBN: | 0333968689 |
Internformat
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| 336 | |b txt |2 rdacontent | ||
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Datensatz im Suchindex
| _version_ | 1807229327722414080 |
|---|---|
| adam_text |
INHALTSVERZEICHNIS
VORWORT
.
VII
EINFUEHRUNG
.
XI
1
DEFINITION
UND
SYSTEMATISIERUNG
.
1
1.1
DEFINITION
UND
SYSTEMATISIERUNG
DER
RISIKOARTEN
.
1
1.2
DIE
KOMPONENTEN
.
4
1.3
EINORDNUNG
IN
DIE
GESAMTBANKSTEUERUNG
.
13
2
RISIKO-IDENTIFIKATION
UND
ERSTE
QUANTIFIZIERUNGSANSAETZE
.
19
2.1
DER
BEWUSSTWERDUNGSPROZESS
.
19
2.2
DIE
SELBSTDIAGNOSE
.
19
2.2.1
DIE
BASISINFORMATION
UND
DER
QUICK
SCAN
.
20
2.2.2
DIE
SCHRITTE
DER
SELBSTDIAGNOSE
.
34
2.2.3
ANLEITUNG
ZUM
GEBRAUCH
DER
FRAGEBOEGEN
.
37
2.3
DIE
ROLLE
DER
INNENREVISION
.
37
2.3.1
DAS
OPERATIONAL
AUDIT
.
38
2.3.2
DER
NUTZEN
DES
OPERATIONAL
AUDITS
FUER
DIE
DIAGNOSE
.
39
2.4
QUANTIFIZIERUNGSANSAETZE
AUS
DER
PRAXIS
.
40
2.5
ANREGUNGEN
FUER
EINE
STATISTISCHE
ANALYSE
.
44
2.5.1
EINFUEHRUNG
.
44
2.5.2
PROBLEME
BEI
EINER
STATISTISCHEN
ANALYSE
DES
BETRIEBSRISIKOS
.
44
2.5.3
EIN
MOEGLICHER
ANSATZ
.
44
2.5.3.1
DIE
METHODEN
.
44
2.5.3.2
DER
AUFBAU
EINES
EVENT-TREES
.
45
2.5.3.3
EIN
ERSTES
MODELL
.
47
2.5.3.4
DAS
BERATUNGSHAFTUNGSRISIKO
.
49
2.6
EIGENKAPITALVERTEILUNG
.
53
3
STEUERUNGSPROZESS
DES
OPERATIONAL
RISKS
.
59
3.1
RAHMENBEDINGUNGEN
.
59
3.2
DAS
TOOLKIT
.
62
3.2.1
EINLEITUNG
ZUM
GEBRAUCH
DES
TOOLKITS
.
62
3.2.2
DER
INHALT
DES
TOOLKITS
.
62
3.2.3
AUFBAU
EINES
CONTROL-ENVIRONMENTS
.
63
3.2.4
WISSENSMANAGEMENT
.
65
3.2.5
ANWEISUNGEN
UND
PROZEDUREN
.
70
3.2.6
FUNKTIONALE
TRENNUNGEN
.
70
3.2.7
DAS
VIERAUGENPRINZIP
.
72
3.2.8
DIE
UNTERSCHRIFTSANWEISUNG
.
72
3.2.9
DIE
BESTAETIGUNG
VON
DRITTEN
.
72
3.2.10
ABSTIMMUNGEN
.
73
3.2.11
PLAUSIBILITAETSKONTROLLEN
.
74
X
INHALTSVERZEICHNIS
3.2.12
FESTSTELLER!
UND
UEBERWACHEN
VON
KONTRAHENTEN
UND
HANDELSLIMITEN
75
3.2.13
VORRATSAUFNAHME
.
75
3.2.14
INSTALLIEREN
EINER
UNABHAENGIGEN
REVISIONSFUNKTION
.
75
3.2.15
KONTROLLMASSNAHMEN
ZUR
GEWAEHRLEISTUNG
EINER
REIBUNGSLOSEN
ABWICKLUNG
DER
EDV-PROZESSE
.
76
3.2.16
EINSTELLEN
VON
ZUVERLAESSIGEM
PERSONAL
.
81
3.2.17
FAZIT
.
81
3.3
DIE
ANFORDERUNGEN
DES
BASELER
AUSSCHUSSES
.
81
3.3.1
DAS
VORGEHEN
DES
BASELER
AUSSCHUSSES
.
82
3.3.2
EIN
MOEGLICHES
ERGEBNIS
.
83
3.3.3
WORAUF
ZU
ACHTEN
IST
.
84
3.4
DIE
MANAGEMENT-INFORMATION
BEZUEGLICH
DES
OPERATIONAL
RISKS
.
84
3.5
MARKTTRENDS
.
85
4
SCHLUSSFOLGERUNG
.
89
ANHANG
1:
FRAGEBOGEN
.
91
ANHANG
2:
EVENT
TREE
.
105
ANLAGE
3:
MANAGEMENT-INFORMATION
.
109
ANLAGE
4:
RAHMENKONZEPT
FUER
INTERNE
KONTROLLSYSTEME
IN
BANKENINSTITUTEN
.
117
LITERATURVERZEICHNIS
.
149
STICHWORTVERZEICHNIS
.
151 |
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| index_date | 2024-07-02T22:33:39Z |
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| institution | BVB |
| isbn | 0333968689 |
| language | English |
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| spelling | Brink, Gerrit Jan van den Verfasser aut Operational risk Operational risk the new challenge for banks Gerrit Jan van den Brink Houndmills, Basingstoke, Hampshire [u.a.] Palgrave 2002 XVI, 156 S. graph. Darst. txt rdacontent n rdamedia nc rdacarrier Bank management Risk management Bank (DE-588)4004436-1 gnd rswk-swf Risikomanagement (DE-588)4121590-4 gnd rswk-swf Bank (DE-588)4004436-1 s Risikomanagement (DE-588)4121590-4 s DE-604 http://www.loc.gov/catdir/bios/hol058/2001036528.html Contributor biographical information http://www.loc.gov/catdir/description/hol052/2001036528.html Publisher description http://www.loc.gov/catdir/toc/hol051/2001036528.html Table of contents DNB Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=016844703&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Brink, Gerrit Jan van den Operational risk the new challenge for banks Bank management Risk management Bank (DE-588)4004436-1 gnd Risikomanagement (DE-588)4121590-4 gnd |
| subject_GND | (DE-588)4004436-1 (DE-588)4121590-4 |
| title | Operational risk the new challenge for banks |
| title_alt | Operational risk |
| title_auth | Operational risk the new challenge for banks |
| title_exact_search | Operational risk the new challenge for banks |
| title_exact_search_txtP | Operational risk the new challenge for banks |
| title_full | Operational risk the new challenge for banks Gerrit Jan van den Brink |
| title_fullStr | Operational risk the new challenge for banks Gerrit Jan van den Brink |
| title_full_unstemmed | Operational risk the new challenge for banks Gerrit Jan van den Brink |
| title_short | Operational risk |
| title_sort | operational risk the new challenge for banks |
| title_sub | the new challenge for banks |
| topic | Bank management Risk management Bank (DE-588)4004436-1 gnd Risikomanagement (DE-588)4121590-4 gnd |
| topic_facet | Bank management Risk management Bank Risikomanagement |
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