Investor-state arbitration:
Gespeichert in:
| Format: | Buch |
|---|---|
| Sprache: | English |
| Veröffentlicht: |
New York, NY
Oxford Univ. Pr.
2008
|
| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis |
| Beschreibung: | XXV, 791 S. |
| ISBN: | 9780379215441 |
Internformat
MARC
| LEADER | 00000nam a2200000 c 4500 | ||
|---|---|---|---|
| 001 | BV023337362 | ||
| 003 | DE-604 | ||
| 005 | 20121011 | ||
| 007 | t | ||
| 008 | 080610s2008 |||| 00||| eng d | ||
| 020 | |a 9780379215441 |9 978-0-379-21544-1 | ||
| 035 | |a (OCoLC)67375570 | ||
| 035 | |a (DE-599)BVBBV023337362 | ||
| 040 | |a DE-604 |b ger |e rakwb | ||
| 041 | 0 | |a eng | |
| 049 | |a DE-384 |a DE-706 |a DE-29 |a DE-11 |a DE-20 |a DE-N2 | ||
| 050 | 0 | |a K3830 | |
| 082 | 0 | |a 346.0922 |2 22 | |
| 084 | |a PR 2353 |0 (DE-625)139576: |2 rvk | ||
| 245 | 1 | 0 | |a Investor-state arbitration |c Christopher F. Dugan ... |
| 264 | 1 | |a New York, NY |b Oxford Univ. Pr. |c 2008 | |
| 300 | |a XXV, 791 S. | ||
| 336 | |b txt |2 rdacontent | ||
| 337 | |b n |2 rdamedia | ||
| 338 | |b nc |2 rdacarrier | ||
| 650 | 4 | |a Arbitration and award, International | |
| 650 | 4 | |a Investments, Foreign (International law) | |
| 650 | 0 | 7 | |a Auslandsinvestition |0 (DE-588)4003772-1 |2 gnd |9 rswk-swf |
| 650 | 0 | 7 | |a Internationale Schiedsgerichtsbarkeit |0 (DE-588)4162055-0 |2 gnd |9 rswk-swf |
| 650 | 0 | 7 | |a Investitionskontrolle |0 (DE-588)4162250-9 |2 gnd |9 rswk-swf |
| 651 | 7 | |a USA |0 (DE-588)4078704-7 |2 gnd |9 rswk-swf | |
| 689 | 0 | 0 | |a USA |0 (DE-588)4078704-7 |D g |
| 689 | 0 | 1 | |a Investitionskontrolle |0 (DE-588)4162250-9 |D s |
| 689 | 0 | |5 DE-604 | |
| 689 | 1 | 0 | |a Internationale Schiedsgerichtsbarkeit |0 (DE-588)4162055-0 |D s |
| 689 | 1 | 1 | |a Auslandsinvestition |0 (DE-588)4003772-1 |D s |
| 689 | 1 | |5 DE-604 | |
| 700 | 1 | |a Dugan, Christopher F. |e Sonstige |0 (DE-588)1028336012 |4 oth | |
| 856 | 4 | 2 | |m SWB Datenaustausch |q application/pdf |u http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=016521203&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |3 Inhaltsverzeichnis |
| 999 | |a oai:aleph.bib-bvb.de:BVB01-016521203 | ||
Datensatz im Suchindex
| _version_ | 1804137688595431424 |
|---|---|
| adam_text | TABLE OF CONTENTS SUMMARY OF CONTENTS V PREFACE XVII GUIDANCE ON
CITATIONS AND SOURCES XVIII ABBREVIATIONS XIX ABOUT THE AUTHORS XXIII I.
INTRODUCTION 1 A. THE IMPORTANCE OF INVESTMENT FLOWS FOR CAPITAL
IMPORTERS AND EXPORTERS 4 B. THE PURPOSE OF INVESTMENT PROTECTION 6 II.
HISTORY AND LIMITATIONS OF THE TRADITIONAL SYSTEM FOR RESOLVING
INVESTMENT DISPUTES 11 A. HARMS SUFFERED BY FOREIGN INVESTORS 11 B.
BARRIERS TO RECOVERY BY FOREIGN INVESTORS 13 1. BARRIERS IN HOST COUNTRY
COURTS 13 A. LOCAL BIAS 13 B. STATE IMMUNITY 14 C. INEFFICIENT LOCAL
COURTS 15 D. CALVO DOCTRINE 16 2. BARRIERS IN FOREIGN INVESTOR S HOME
COURTS 19 A. JURISDICTION 19 B. FOREIGN SOVEREIGN IMMUNITY 20 C. ACT OF
STATE DOCTRINE 20 D. CHOICE OF LAW 23 3. POLITICAL BARRIERS: THE NEW
INTERNATIONAL ECONOMIC ORDER 23 C. TRADITIONAL REMEDIES FOR FOREIGN
INVESTORS 26 1. GUNBOAT DIPLOMACY 26 INVESTOR-STATE ARBITRATION VII
TABLE OF CONTENTS 2. DIPLOMATIC ESPOUSAL 27 A. PRACTICE OF ESPOUSAL 27
B. THE LIMITATIONS OF ESPOUSAL 30 I. EXHAUSTION OF LOCAL REMEDIES 30 II.
NATIONALITY OF THE INVESTOR 32 D. SOME EARLY INVESTMENT PROTECTION
REGIMES 34 1. JAY TREATY (1794) 34 2. AD HOC ARBITRATION 35 3.
BINATIONAL CLAIMS COMMISSIONS 36 4. FRIENDSHIP, COMMERCE, AND NAVIGATION
TREATIES 37 5. LUMP SUM SETTLEMENT AGREEMENTS 38 6. INVESTMENT GUARANTEE
PROGRAMS 40 7. THE ALGIERS ACCORDS 41 E. LIMITATIONS OF HISTORIC DISPUTE
SETTLEMENT PROCESSES 42 III. THE MODERN SYSTEM OF INVESTOR-STATE
ARBITRATION 45 A. ORIGINS 45 B. ICSID AND ITS CENTRAL ROLE IN THE NEW
SYSTEM OF INVESTOR-STATE ARBITRATION 50 C. BILATERAL INVESTMENT TREATIES
51 D. MULTILATERAL INVESTMENT TREATIES 54 1. LOME CONVENTIONS 54 2.
NORTH AMERICAN FREE TRADE AGREEMENT 56 3. ENERGY CHARTER TREATY 61 4.
MERCADO COMUN DEL SUR (MERCOSUR OR MERCOSUL) 64 5. THE ASSOCIATION OF
SOUTH EAST ASIAN NATIONS 67 6. FREE TRADE AREA OF THE AMERICAS 68 7. THE
DOMINICAN REPUBLIC-CENTRAL AMERICAN*UNITED STATES FREE TRADE AGREEMENT
71 8. MULTILATERAL AGREEMENT ON INVESTMENT 74 E. NATIONAL INVESTMENT
LEGISLATION 75 IV. COMMONLY USED PROCEDURAL RULES 77 A. INTRODUCTION 77
B. ICSID RULES 78 C. STOCKHOLM CHAMBER OF COMMERCE RULES 79 D.
INTERNATIONAL CHAMBER OF COMMERCE RULES 79 VIII INVESTOR-STATE
ARBITRATION TABLE OF CONTENTS E. UNCITRAL ARBITRATION RULES 80 F.
COMPARISON OF THE ICSID AND UNCITRAL RULES 81 1. ICSID CONVENTION
REQUIREMENTS AND THE ICSID SCREENING ROLE 82 2. PLACE OF ARBITRATION 83
3. LANGUAGE OF ARBITRATION 83 4. APPOINTMENT OF TRIBUNAL 84 5. GOVERNING
LAW 84 6. COST AND SPEED 85 7. INTERIM MEASURES 86 8. CHALLENGE OF AWARD
AND ENFORCEMENT 87 9. MULTIPARTY INVESTMENT ARBITRATION*CONSOLIDATION 89
V. PROCEDURAL LAW APPLICABLE IN INVESTOR-STATE ARBITRATION 91 A. CHOICE
OF PROCEDURAL LAW OF ARBITRATION 92 B. MANDATORY PROCEDURAL LAW OF THE
FORUM 93 C. PROCEDURAL LAW APPLICABLE UNDER THE INTERNATIONAL CENTRE FOR
SETTLEMENT OF INVESTMENT DISPUTES CONVENTION 95 VI. NATIONAL COURT
INTERFERENCE: ANTI-ARBITRATION INJUNCTIONS 101 A. INTRODUCTION 101 B.
ANTI-ARBITRATION INJUNCTIONS 105 C. ANTI-ARBITRATION INJUNCTIONS AND THE
INTERNATIONAL CENTRE FOR SETTLEMENT OF INVESTMENT DISPUTES CONVENTION
110 VII. THE COURSE OF AN INVESTMENT ARBITRATION 117 A. INTRODUCTION 117
B. WAITING PERIODS 117 C. LOCAL REMEDIES 119 D. NOTICE OF CLAIM AND
REQUEST FOR ARBITRATION 120 1. NOTICE OF CLAIM 121 2. REQUEST FOR
ARBITRATION 122 E. REGISTRATION OR APPROVAL BY ARBITRAL INSTITUTION
125 F. DEFAULT OF A PARTY 126 G. COMPOSITION OF TRIBUNAL 128 1.
APPOINTMENT OF ARBITRATORS 128 2. SITUS OF ARBITRATION 132 3. LANGUAGE
OF ARBITRATION 133 INVESTOR-STATE ARBITRATION IX TABLE OF CONTENTS H.
INITIAL SESSION OF THE TRIBUNAL 134 I. ARBITRATOR-ORDERED INTERIM RELIEF
137 1. THE LEGAL FRAMEWORK 138 2. EFFECT OF ICS1D RECOMMENDATION 140 3.
REVIEW OF INVESTMENT ARBITRATION CASE LAW 140 A. OBTAINING EVIDENCE 141
B. SECURING FINANCIAL GUARANTEES 142 C. PRESERVING CONFIDENTIALITY 142
D. ENJOINING PARALLEL DOMESTIC PROCEEDINGS AND PROTECTING RIGHTS IN
DISPUTE 143 4. INTERIM MEASURES IN OTHER CONTEXTS 146 5. TIMING 146 J.
JURISDICTIONAL PHASE 147 K. MERITS PHASE 153 1. BRIEFING 153 2.
COUNTERCLAIMS 153 3. HOST STATE DEFENSES 156 4. WITNESS STATEMENTS AND
OTHER EVIDENCE 158 A. WITNESS STATEMENTS 159 B. DOCUMENT PRODUCTION FROM
PARTIES TO THE DISPUTE 161 C. EVIDENCE COLLECTION FROM THIRD PARTIES 163
5. U.S. PROCEDURES AND THIRD-PARTY EVIDENCE TAKING 163 6. THIRD PARTY
AMICUS CURIAE SUBMISSIONS 167 L. DAMAGES PHASE 177 M. HEARINGS 177 N.
POSTHEARING BRIEFS 179 O. AWARD 179 P. ENFORCEMENT AND CHALLENGE OF
AWARD 182 VIII. CONSOLIDATION UNDER RELEVANT ARBITRATION RULES OR
TREATIES 185 A. INTERNATIONAL CENTRE FOR SETTLEMENT OF INVESTMENT
DISPUTES 186 B. UNITED NATIONS COMMISSION ON INTERNATIONAL TRADE LAW 189
C. NORTH AMERICAN FREE TRADE AGREEMENT ARTICLE 1126 190 D. CONSOLIDATION
PROVISIONS IN OTHER BILATERAL AND MULTILATERAL INVESTMENT TREATIES 195
E. INTERNATIONAL CHAMBER OF COMMERCE RULES 196 X INVESTOR-STATE
ARBITRATION TABLE OF CONTENTS 1. CONSOLIDATION BY COURTS 197 2.
RAMIFICATIONS FOR ENFORCEMENT OF AWARD 198 IX. GOVERNING LAW IN
INVESTMENT DISPUTES 201 A. INTRODUCTION 201 B. RULES CHOSEN BY THE
PARTIES 202 C. INVESTMENT TREATIES AND THEIR INTERPRETATION 204 D. HOST
STATE LAW 209 E. PUBLIC INTERNATIONAL LAW 213 X. CONSENT TO ARBITRAL
JURISDICTION 219 A. INTRODUCTION 219 B. FUNDAMENTAL CONCEPTS RELATING TO
CONSENT 220 1. METHODS OF STATE CONSENT TO ARBITRATION 220 2. METHODS OF
ACCEPTING THE GOVERNMENT S OFFER TO ARBITRATE 221 3. IRREVOCABILITY OF
CONSENT 222 4. LIMITATIONS ON CONSENT CLAUSES 223 C. ARBITRATION CLAUSES
IN INVESTMENT CONTRACTS 225 D. NATIONAL INVESTMENT LEGISLATION 230 E.
INVESTMENT PROTECTION TREATIES AS CONSENT TO ARBITRATION 236 F.
INVESTMENT ARBITRATION BASED ON COMPROMIS 242 XI. THE CONCEPT OF
INVESTMENT 247 A. THE CHANGING DEFINITION OF INVESTMENT: THE HISTORICAL
PERSPECTIVE 247 B. DEFINITIONS OF INVESTMENT IN INVESTMENT PROTECTION
INSTRUMENTS 250 1. DEFINITIONS OF INVESTMENT IN INVESTMENT TREATIES 250
2. DEFINITION OF INVESTMENT IN NATIONAL INVESTMENT LAWS 254 C.
DEFINITION OF INVESTMENT AND ITS IMPLICATIONS FOR THE JURISDICTION OF
ARBITRAL TRIBUNALS UNDER THE WASHINGTON CONVENTION 256 1. TRAVAUX
PREPARATOIRE OF THE WASHINGTON CONVENTION REGARDING THE NOTION OF
INVESTMENT UNDER ARTICLE 25 256 2. DUAL JURISDICTIONAL REQUIREMENTS FOR
SUBMITTING A CASE UNDER THE WASHINGTON CONVENTION AND AN INVESTMENT
TREATY OR LAW 259 3. SURVEY OF JURISDICTIONAL DECISIONS UNDER THE
WASHINGTON CONVENTION BASED ON THE TYPE OF INVESTMENT 260 4.
CHARACTERISTICS OF INVESTMENT UNDER ARTICLE 25 OF WASHINGTON CONVENTION
.. . 265 A. DURATION OF AN ACTIVITY 266 B. REGULARITY OF PROFIT AND
RETURN 269 INVESTOR-STATE ARBITRATION XI TABLE OF CONTENTS C. ASSUMPTION
OF RISK BY BOTH PARTIES 269 D. COMMITMENT SHOULD BE SUBSTANTIAL 271 E.
CONTRIBUTION TO ECONOMIC DEVELOPMENT OF THE HOST STATE 272 D. THE
CONCEPT OF UNITY OF INVESTMENT UNDER THE WASHINGTON CONVENTION 276 E.
CONCEPT OF INVESTMENT AND ITS IMPLICATIONS FOR THE JURISDICTION OF
ARBITRAL TRIBUNALS UNDER ARBITRAL RULES OTHER THAN THE WASHINGTON
CONVENTION 280 F. PREINVESTMENT PROTECTION 285 XII. THE NATIONALITY OF
THE INVESTOR 291 A. NATIONALITY OF NATURAL PERSONS UNDER CUSTOMARY
INTERNATIONAL LAW: EFFECTIVE NATIONALITY PRINCIPLE 292 B. QUALIFIED
INVESTORS UNDER INVESTMENT TREATIES AND THE WASHINGTON CONVENTION .. 294
1. NATURAL PERSONS 295 A. INVESTMENT TREATY AND WASHINGTON CONVENTION
PROVISIONS 295 B. APPLICABLE LAW 296 C. STATUS OF DUAL NATIONALS UNDER
THE WASHINGTON CONVENTION AND OTHER ARBITRAL RULES 300 2. CORPORATIONS
AND OTHER LEGAL PERSONS 304 A. TREATY PROVISIONS 304 B. CUSTOMARY LAW ON
NATIONALITY OF CORPORATIONS AND SHAREHOLDER STANDING 308 C. WASHINGTON
CONVENTION 313 3. SHAREHOLDERS STANDING UNDER INVESTMENT TREATIES AND
THE WASHINGTON CONVENTION 314 A. MINORITY AND NONCONTROLLING
SHAREHOLDERS 315 I. STANDING UNDER INVESTMENT TREATIES 315 II. STANDING
UNDER THE WASHINGTON CONVENTION 315 III. DAMAGES DUE MINORITY
SHAREHOLDERS 318 B. INDIRECT SHAREHOLDERS CONTROLLING AN ENTITY
INCORPORATED IN THE HOST STATE: CASE STUDIES 319 I. AMCO V. INDONESIA
320 II. TOKIOS V. UKRAINE 322 III. CME CASES 325 IV. WASTE MANAGEMENT V.
MEXICO 327 V. AGUAS DEL TUNARI V. BOLIVIA 329 VI. AUCOVEN V. VENEZUELA
331 VII. SALUKA V. CZECH REPUBLIC 335 INVESTOR-STATE ARBITRATION TABLE
OF CONTENTS VIII. AN UNUSUAL CASE: WHEN A TRIBUNAL PIERCED THE VEIL BUT
DENIED JURISDICTION: LOEWEN V. UNITED STATES 337 C. CHANGE OF NATIONAL
IDENTITY 340 1. CONTINUOUS NATIONALITY RULE UNDER CUSTOMARY
INTERNATIONAL LAW 340 2. CHANGE OF NATIONALITY AND THE JURISDICTION OF
ARBITRAL TRIBUNALS UNDER INVESTMENT TREATIES 341 3. CHANGE OF
NATIONALITY AND JURISDICTION OF ARBITRAL TRIBUNALS UNDER THE WASHINGTON
CONVENTION 343 XIII. EXHAUSTION OF LOCAL REMEDIES 347 A. EXHAUSTION OF
LOCAL REMEDIES UNDER CUSTOMARY INTERNATIONAL LAW 347 B. EXHAUSTION OF
LOCAL REMEDIES IN INVESTMENT TREATY ARBITRATION 357 C. EXHAUSTION OF
LOCAL REMEDIES AND THE LOEWEN CASE 360 XIV. ELECTION OF FORUM: NATIONAL
COURTS AND CONTRACT ARBITRATIONS 367 A. NATIONAL COURTS AND TREATY
ARBITRATION 367 1. FORK IN THE ROAD AND WAIVER: TREATY TEXTS 368 A. TRUE
FORK IN THE ROAD PROVISIONS 368 B. WAIVER PROVISIONS 369 2. THE POLICY
BEHIND FORK IN THE ROAD AND WAIVER PROVISIONS 370 3. CHOICE OF FORUM
WITH RESPECT TO DISPUTES 371 4. CHOICE OF FORUM WITH RESPECT TO MEASURES
377 B. INVESTMENT TREATIES AND CONTRACTUAL FORUM SELECTION CLAUSES 380
XV. DISCRIMINATION 397 A. NATIONAL TREATMENT 398 1. INTRODUCTION 398 2.
APPLICATION OF THE NATIONAL TREATMENT STANDARD 400 A. RELEVANT CLASS OF
COMPARATORS: LIKE CIRCUMSTANCES 400 B. RELEVANT STANDARD OF TREATMENT:
NO LESS FAVORABLY 408 C. PROOF OF DISCRIMINATORY INTENT BASED ON
NATIONALITY 411 B. MOST FAVORED NATION TREATMENT 413 1. INTRODUCTION 413
2. SCOPE AND INTERPRETATION OF MOST FAVORED NATION CLAUSES 415 3.
APPLICATION OF MFN CLAUSES TO SUBSTANTIVE AND PROCEDURAL RIGHTS 417 A.
PROCEDURAL RIGHTS 418 B. MFN AND SUBSTANTIVE RIGHTS 423 INVESTOR-STATE
ARBITRATION XIII TABLE OF CONTENTS C. DISCRIMINATORY IMPAIRMENT 426 XVI.
EXPROPRIATION A. HISTORICAL OVERVIEW OF EXPROPRIATION 430 1.
INTRODUCTION 430 2. PRE-WORLD WAR II PERIOD 433 3. POST-WORLD WAR II
PERIOD UNTIL PRESENT 435 B. INVESTMENTS AND PROPERTY PROTECTED AGAINST
EXPROPRIATION 438 C. THE ROLE OF INVESTMENT TREATIES AND INVESTMENT
INSURANCE REGIMES 442 D. THE PROBLEM OF INDIRECT OR REGULATORY
EXPROPRIATION 450 1. THE EFFECT OF THE GOVERNMENT MEASURES 455 2. THE
INTENT, PURPOSE, NATURE, OR CHARACTER OF THE GOVERNMENTAL ACT OR MEASURE
461 3. LEGITIMATE RELIANCE ON GOVERNMENT REPRESENTATIONS 465 4. DURATION
OF EFFECT OF ACT OR MEASURE 468 5. DOMESTIC REMEDIES SOUGHT 469 6.
TRANSFER OF THE INVESTMENT TO THE GOVERNMENT OR TO THIRD PARTIES 469 7.
OTHER FACTORS 470 E. CASE STUDY: METALCLAD V. MEXICO 476 F. THE CURRENT
U.S. APPROACH TO INDIRECT OR REGULATORY EXPROPRIATION 482 XVII. FAIR
AND EQUITABLE TREATMENT AND FULL PROTECTION AND SECURITY 491 A. THE
RELATIONSHIP OF FAIR AND EQUITABLE TREATMENT AND FULL PROTECTION AND
SECURITY TO CUSTOMARY INTERNATIONAL LAW 493 THE NAFTA FREE TRADE
COMMISSION INTERPRETATION OF JULY 2001 500 B. THE MEANING OF FAIR AND
EQUITABLE TREATMENT 502 1. HISTORY OF THE FAIR AND EQUITABLE TREATMENT
STANDARD 503 2. THE DEFINITION OF FAIR AND EQUITABLE TREATMENT 504 A.
ARBITRARY TREATMENT 507 B. LEGITIMATE OR REASONABLE EXPECTATIONS AND
STABILITY 510 C. TRANSPARENCY 519 D. COERCION OF FOREIGN INVESTORS 523
E. DENIAL OF JUSTICE 525 C. FULL PROTECTION AND SECURITY 531 1.
HISTORICAL DEVELOPMENT OF THE OBLIGATION TO ENSURE PROTECTION AND
SECURITY 532 2. MODERN INVESTMENT TREATIES AND THE MEANING OF PROTECTION
AND SECURITY 534 XIV INVESTOR-STATE ARBITRATION TABLE OF CONTENTS XVIII.
UMBRELLA CLAUSES 541 A. INTRODUCTION 541 B. HISTORICAL BACKGROUND AND
VARIOUS FORMULATIONS OF UMBRELLA CLAUSES 542 C. ARBITRAL DECISIONS
INVOLVING UMBRELLA CLAUSES 544 D. CONCLUSION 558 XIX. DAMAGES,
COMPENSATION, AND NON-PECUNIARY REMEDIES 563 A. INTRODUCTION 563 B. THE
FUNCTION OF REPARATION: TO ELIMINATE THE CONSEQUENCES OF AN ILLEGAL ACT
... 567 C. NON-PECUNIARY REMEDIES: SPECIFIC PERFORMANCE AND OTHER
INJUNCTIVE RELIEF.... 569 D. STANDARD OF COMPENSATION 573 1. STANDARD OF
COMPENSATION FOR EXPROPRIATION 573 2. THE STANDARD OF COMPENSATION FOR
BREACH OF INVESTMENT TREATY OBLIGATIONS OTHER THAN EXPROPRIATION 578 E.
VALUATION OF ASSETS 583 F. VALUATION OF ENTERPRISES OR PROJECTS THAT
HAVE NOT BECOME PROFITABLE 587 G. AWARDING LOST PROFITS FOR BREACH OF
CONTRACT 589 H. FACTORS POTENTIALLY LIMITING THE AMOUNT OF COMPENSATION
596 1. CAUSATION 597 2. CONTRIBUTORY FAULT 602 3. OBLIGATION TO MITIGATE
LOSSES 603 I. ROLE OF EQUITY 603 J. INTEREST 605 1. OVERVIEW 605 2.
COMPOUND OR SIMPLE INTEREST? 609 K. ARBITRATION COSTS AND ATTORNEYS
FEES 611 1. INTRODUCTION 611 2. SURVEY OF SOME INVESTMENT ARBITRATION
AWARDS RENDERED UNDER THE UNITED NATIONS COMMISSION ON INTERNATIONAL
TRADE LAW RULES 615 3. AWARDS RENDERED UNDER THE INTERNATIONAL CENTRE
FOR SETTLEMENT OF INVESTMENT DISPUTES RULES 620 4. CALCULATION OF
GOVERNMENT LEGAL FEES 624 XX. ANNULMENT AND SET ASIDE 627 A.
INTERNATIONAL CENTRE FOR SETTLEMENT OF INVESTMENT DISPUTES ANNULMENT 629
B. CHALLENGE TO NON-ICSID INVESTMENT ARBITRATION AWARDS 635 1. THE
STANDARD OF JUDICIAL REVIEW 636 INVESTOR-STATE ARBITRATION XV TABLE OF
CONTENTS 2. GROUNDS FOR SETTING ASIDE RELEVANT TO INVESTMENT ARBITRATION
637 A. KXCESS OF AUTHORITY 637 B. NONARBITRABILITY 639 C. PUBLIE POLICY
640 D. PROCEDURAL IRREGULARITY 642 E. MANIFEST DISREGARD OF THE LAW
AND OTHER SUBSTANTIVE GROUNDS 644 ( . WAIVER OF OBJECTIONS 647 [).
AGREEMENTS TO NARROW THE GROUNDS FOR ANNULMENT 647 E. THE EFFECT OF
ANNULLED INVESTMENT ARBITRATION AWARDS 649 F. CASE STUDIES OF NON-ICSID
CHALLENGE PROCEEDINGS 651 1. METALCLAD V. UNITED MEXICAN STATES 651 2. C
ME V. CZECH REPUBLIC 660 3. S.I). MYERS V. CANADA 664 XXI. ENFORCEMENT
OF AWARDS 675 A. CONFIRMATION 677 H. ENFORCEMENT OF AWARDS UNDER THE NEW
YORK CONVENTION 679 C. EXECUTION IN INVESTMENT ARBITRATIONS 684 D.
SOVEREIGN IMMUNITY AND THE WASHINGTON CONVENTION 699 E. CONCLUSION 700
XXII. THE FUTURE OF INTERNATIONAL INVESTMENT ARBITRATION 701 A, TRENDS
IN THE CONCLUSION AND AMENDMENT OF INVESTMENT TREATIES 702 B. TRENDS IN
THE DEVELOPMENT OF SUBSTANTIVE AND PROCEDURAL PROVISIONS OF INVESTMENT
TREATIES 705 1. CONFIDENTIALITY IN INVESTOR-STATE ARBITRATION 706 2.
AMICUS CURIAE BRIEFS IN INVESTOR-STATE ARBITRATION 707 C FUTURE
JURISPRUDENCE OF INVESTMENT PROTECTION: POSSIBLE PROBLEMS AND SOLUTIONS
709 SELECT BIBLIOGRAPHY 715 INDEX 743 TABLE OF CASES 765 INDEX OF
TREATIES, CONVENTIONS, AND INTERNATIONAL AGREEMENTS 785 INVESTOR-STATE
ARBITRATION
|
| adam_txt |
TABLE OF CONTENTS SUMMARY OF CONTENTS V PREFACE XVII GUIDANCE ON
CITATIONS AND SOURCES XVIII ABBREVIATIONS XIX ABOUT THE AUTHORS XXIII I.
INTRODUCTION 1 A. THE IMPORTANCE OF INVESTMENT FLOWS FOR CAPITAL
IMPORTERS AND EXPORTERS 4 B. THE PURPOSE OF INVESTMENT PROTECTION 6 II.
HISTORY AND LIMITATIONS OF THE TRADITIONAL SYSTEM FOR RESOLVING
INVESTMENT DISPUTES 11 A. HARMS SUFFERED BY FOREIGN INVESTORS 11 B.
BARRIERS TO RECOVERY BY FOREIGN INVESTORS 13 1. BARRIERS IN HOST COUNTRY
COURTS 13 A. LOCAL BIAS 13 B. STATE IMMUNITY 14 C. INEFFICIENT LOCAL
COURTS 15 D. CALVO DOCTRINE 16 2. BARRIERS IN FOREIGN INVESTOR'S HOME
COURTS 19 A. JURISDICTION 19 B. FOREIGN SOVEREIGN IMMUNITY 20 C. ACT OF
STATE DOCTRINE 20 D. CHOICE OF LAW 23 3. POLITICAL BARRIERS: THE NEW
INTERNATIONAL ECONOMIC ORDER 23 C. TRADITIONAL REMEDIES FOR FOREIGN
INVESTORS 26 1. GUNBOAT DIPLOMACY 26 INVESTOR-STATE ARBITRATION VII
TABLE OF CONTENTS 2. DIPLOMATIC ESPOUSAL 27 A. PRACTICE OF ESPOUSAL 27
B. THE LIMITATIONS OF ESPOUSAL 30 I. EXHAUSTION OF LOCAL REMEDIES 30 II.
NATIONALITY OF THE INVESTOR 32 D. SOME EARLY INVESTMENT PROTECTION
REGIMES 34 1. JAY TREATY (1794) 34 2. AD HOC ARBITRATION 35 3.
BINATIONAL CLAIMS COMMISSIONS 36 4. FRIENDSHIP, COMMERCE, AND NAVIGATION
TREATIES 37 5. LUMP SUM SETTLEMENT AGREEMENTS 38 6. INVESTMENT GUARANTEE
PROGRAMS 40 7. THE ALGIERS ACCORDS 41 E. LIMITATIONS OF HISTORIC DISPUTE
SETTLEMENT PROCESSES 42 III. THE MODERN SYSTEM OF INVESTOR-STATE
ARBITRATION 45 A. ORIGINS 45 B. ICSID AND ITS CENTRAL ROLE IN THE NEW
SYSTEM OF INVESTOR-STATE ARBITRATION 50 C. BILATERAL INVESTMENT TREATIES
51 D. MULTILATERAL INVESTMENT TREATIES 54 1. LOME CONVENTIONS 54 2.
NORTH AMERICAN FREE TRADE AGREEMENT 56 3. ENERGY CHARTER TREATY 61 4.
MERCADO COMUN DEL SUR (MERCOSUR OR MERCOSUL) 64 5. THE ASSOCIATION OF
SOUTH EAST ASIAN NATIONS 67 6. FREE TRADE AREA OF THE AMERICAS 68 7. THE
DOMINICAN REPUBLIC-CENTRAL AMERICAN*UNITED STATES FREE TRADE AGREEMENT
71 8. MULTILATERAL AGREEMENT ON INVESTMENT 74 E. NATIONAL INVESTMENT
LEGISLATION 75 IV. COMMONLY USED PROCEDURAL RULES 77 A. INTRODUCTION 77
B. ICSID RULES 78 C. STOCKHOLM CHAMBER OF COMMERCE RULES 79 D.
INTERNATIONAL CHAMBER OF COMMERCE RULES 79 VIII INVESTOR-STATE
ARBITRATION TABLE OF CONTENTS E. UNCITRAL ARBITRATION RULES 80 F.
COMPARISON OF THE ICSID AND UNCITRAL RULES 81 1. ICSID CONVENTION
REQUIREMENTS AND THE ICSID SCREENING ROLE 82 2. PLACE OF ARBITRATION 83
3. LANGUAGE OF ARBITRATION 83 4. APPOINTMENT OF TRIBUNAL 84 5. GOVERNING
LAW 84 6. COST AND SPEED 85 7. INTERIM MEASURES 86 8. CHALLENGE OF AWARD
AND ENFORCEMENT 87 9. MULTIPARTY INVESTMENT ARBITRATION*CONSOLIDATION 89
V. PROCEDURAL LAW APPLICABLE IN INVESTOR-STATE ARBITRATION 91 A. CHOICE
OF PROCEDURAL LAW OF ARBITRATION 92 B. MANDATORY PROCEDURAL LAW OF THE
FORUM 93 C. PROCEDURAL LAW APPLICABLE UNDER THE INTERNATIONAL CENTRE FOR
SETTLEMENT OF INVESTMENT DISPUTES CONVENTION 95 VI. NATIONAL COURT
INTERFERENCE: ANTI-ARBITRATION INJUNCTIONS 101 A. INTRODUCTION 101 B.
ANTI-ARBITRATION INJUNCTIONS 105 C. ANTI-ARBITRATION INJUNCTIONS AND THE
INTERNATIONAL CENTRE FOR SETTLEMENT OF INVESTMENT DISPUTES CONVENTION
110 VII. THE COURSE OF AN INVESTMENT ARBITRATION 117 A. INTRODUCTION 117
B. WAITING PERIODS 117 C. LOCAL REMEDIES 119 D. NOTICE OF CLAIM AND
REQUEST FOR ARBITRATION 120 1. NOTICE OF CLAIM 121 2. REQUEST FOR
ARBITRATION 122 E. "REGISTRATION" OR APPROVAL BY ARBITRAL INSTITUTION
125 F. DEFAULT OF A PARTY 126 G. COMPOSITION OF TRIBUNAL 128 1.
APPOINTMENT OF ARBITRATORS 128 2. SITUS OF ARBITRATION 132 3. LANGUAGE
OF ARBITRATION 133 INVESTOR-STATE ARBITRATION IX TABLE OF CONTENTS H.
INITIAL SESSION OF THE TRIBUNAL 134 I. ARBITRATOR-ORDERED INTERIM RELIEF
137 1. THE LEGAL FRAMEWORK 138 2. EFFECT OF ICS1D RECOMMENDATION 140 3.
REVIEW OF INVESTMENT ARBITRATION CASE LAW 140 A. OBTAINING EVIDENCE 141
B. SECURING FINANCIAL GUARANTEES 142 C. PRESERVING CONFIDENTIALITY 142
D. ENJOINING PARALLEL DOMESTIC PROCEEDINGS AND PROTECTING RIGHTS IN
DISPUTE 143 4. INTERIM MEASURES IN OTHER CONTEXTS 146 5. TIMING 146 J.
JURISDICTIONAL PHASE 147 K. MERITS PHASE 153 1. BRIEFING 153 2.
COUNTERCLAIMS 153 3. HOST STATE DEFENSES 156 4. WITNESS STATEMENTS AND
OTHER EVIDENCE 158 A. WITNESS STATEMENTS 159 B. DOCUMENT PRODUCTION FROM
PARTIES TO THE DISPUTE 161 C. EVIDENCE COLLECTION FROM THIRD PARTIES 163
5. U.S. PROCEDURES AND THIRD-PARTY EVIDENCE TAKING 163 6. THIRD PARTY
AMICUS CURIAE SUBMISSIONS 167 L. DAMAGES PHASE 177 M. HEARINGS 177 N.
POSTHEARING BRIEFS 179 O. AWARD 179 P. ENFORCEMENT AND CHALLENGE OF
AWARD 182 VIII. CONSOLIDATION UNDER RELEVANT ARBITRATION RULES OR
TREATIES 185 A. INTERNATIONAL CENTRE FOR SETTLEMENT OF INVESTMENT
DISPUTES 186 B. UNITED NATIONS COMMISSION ON INTERNATIONAL TRADE LAW 189
C. NORTH AMERICAN FREE TRADE AGREEMENT ARTICLE 1126 190 D. CONSOLIDATION
PROVISIONS IN OTHER BILATERAL AND MULTILATERAL INVESTMENT TREATIES 195
E. INTERNATIONAL CHAMBER OF COMMERCE RULES 196 X INVESTOR-STATE
ARBITRATION TABLE OF CONTENTS 1. CONSOLIDATION BY COURTS 197 2.
RAMIFICATIONS FOR ENFORCEMENT OF AWARD 198 IX. GOVERNING LAW IN
INVESTMENT DISPUTES 201 A. INTRODUCTION 201 B. RULES CHOSEN BY THE
PARTIES 202 C. INVESTMENT TREATIES AND THEIR INTERPRETATION 204 D. HOST
STATE LAW 209 E. PUBLIC INTERNATIONAL LAW 213 X. CONSENT TO ARBITRAL
JURISDICTION 219 A. INTRODUCTION 219 B. FUNDAMENTAL CONCEPTS RELATING TO
CONSENT 220 1. METHODS OF STATE CONSENT TO ARBITRATION 220 2. METHODS OF
ACCEPTING THE GOVERNMENT'S OFFER TO ARBITRATE 221 3. IRREVOCABILITY OF
CONSENT 222 4. LIMITATIONS ON CONSENT CLAUSES 223 C. ARBITRATION CLAUSES
IN INVESTMENT CONTRACTS 225 D. NATIONAL INVESTMENT LEGISLATION 230 E.
INVESTMENT PROTECTION TREATIES AS CONSENT TO ARBITRATION 236 F.
INVESTMENT ARBITRATION BASED ON COMPROMIS 242 XI. THE CONCEPT OF
INVESTMENT 247 A. THE CHANGING DEFINITION OF INVESTMENT: THE HISTORICAL
PERSPECTIVE 247 B. DEFINITIONS OF INVESTMENT IN INVESTMENT PROTECTION
INSTRUMENTS 250 1. DEFINITIONS OF INVESTMENT IN INVESTMENT TREATIES 250
2. DEFINITION OF INVESTMENT IN NATIONAL INVESTMENT LAWS 254 C.
DEFINITION OF INVESTMENT AND ITS IMPLICATIONS FOR THE JURISDICTION OF
ARBITRAL TRIBUNALS UNDER THE WASHINGTON CONVENTION 256 1. TRAVAUX
PREPARATOIRE OF THE WASHINGTON CONVENTION REGARDING THE NOTION OF
INVESTMENT UNDER ARTICLE 25 256 2. DUAL JURISDICTIONAL REQUIREMENTS FOR
SUBMITTING A CASE UNDER THE WASHINGTON CONVENTION AND AN INVESTMENT
TREATY OR LAW 259 3. SURVEY OF JURISDICTIONAL DECISIONS UNDER THE
WASHINGTON CONVENTION BASED ON THE TYPE OF INVESTMENT 260 4.
CHARACTERISTICS OF INVESTMENT UNDER ARTICLE 25 OF WASHINGTON CONVENTION
. . 265 A. DURATION OF AN ACTIVITY 266 B. REGULARITY OF PROFIT AND
RETURN 269 INVESTOR-STATE ARBITRATION XI TABLE OF CONTENTS C. ASSUMPTION
OF RISK BY BOTH PARTIES 269 D. COMMITMENT SHOULD BE SUBSTANTIAL 271 E.
CONTRIBUTION TO ECONOMIC DEVELOPMENT OF THE HOST STATE 272 D. THE
CONCEPT OF UNITY OF INVESTMENT UNDER THE WASHINGTON CONVENTION 276 E.
CONCEPT OF INVESTMENT AND ITS IMPLICATIONS FOR THE JURISDICTION OF
ARBITRAL TRIBUNALS UNDER ARBITRAL RULES OTHER THAN THE WASHINGTON
CONVENTION 280 F. PREINVESTMENT PROTECTION 285 XII. THE NATIONALITY OF
THE INVESTOR 291 A. NATIONALITY OF NATURAL PERSONS UNDER CUSTOMARY
INTERNATIONAL LAW: EFFECTIVE NATIONALITY PRINCIPLE 292 B. QUALIFIED
INVESTORS UNDER INVESTMENT TREATIES AND THE WASHINGTON CONVENTION . 294
1. NATURAL PERSONS 295 A. INVESTMENT TREATY AND WASHINGTON CONVENTION
PROVISIONS 295 B. APPLICABLE LAW 296 C. STATUS OF DUAL NATIONALS UNDER
THE WASHINGTON CONVENTION AND OTHER ARBITRAL RULES 300 2. CORPORATIONS
AND OTHER LEGAL PERSONS 304 A. TREATY PROVISIONS 304 B. CUSTOMARY LAW ON
NATIONALITY OF CORPORATIONS AND SHAREHOLDER STANDING 308 C. WASHINGTON
CONVENTION 313 3. SHAREHOLDERS STANDING UNDER INVESTMENT TREATIES AND
THE WASHINGTON CONVENTION 314 A. MINORITY AND NONCONTROLLING
SHAREHOLDERS 315 I. STANDING UNDER INVESTMENT TREATIES 315 II. STANDING
UNDER THE WASHINGTON CONVENTION 315 III. DAMAGES DUE MINORITY
SHAREHOLDERS 318 B. INDIRECT SHAREHOLDERS CONTROLLING AN ENTITY
INCORPORATED IN THE HOST STATE: CASE STUDIES 319 I. AMCO V. INDONESIA
320 II. TOKIOS V. UKRAINE 322 III. CME CASES 325 IV. WASTE MANAGEMENT V.
MEXICO 327 V. AGUAS DEL TUNARI V. BOLIVIA 329 VI. AUCOVEN V. VENEZUELA
331 VII. SALUKA V. CZECH REPUBLIC 335 INVESTOR-STATE ARBITRATION TABLE
OF CONTENTS VIII. AN UNUSUAL CASE: WHEN A TRIBUNAL PIERCED THE VEIL BUT
DENIED JURISDICTION: LOEWEN V. UNITED STATES 337 C. CHANGE OF NATIONAL
IDENTITY 340 1. CONTINUOUS NATIONALITY RULE UNDER CUSTOMARY
INTERNATIONAL LAW 340 2. CHANGE OF NATIONALITY AND THE JURISDICTION OF
ARBITRAL TRIBUNALS UNDER INVESTMENT TREATIES 341 3. CHANGE OF
NATIONALITY AND JURISDICTION OF ARBITRAL TRIBUNALS UNDER THE WASHINGTON
CONVENTION 343 XIII. EXHAUSTION OF LOCAL REMEDIES 347 A. EXHAUSTION OF
LOCAL REMEDIES UNDER CUSTOMARY INTERNATIONAL LAW 347 B. EXHAUSTION OF
LOCAL REMEDIES IN INVESTMENT TREATY ARBITRATION 357 C. EXHAUSTION OF
LOCAL REMEDIES AND THE LOEWEN CASE 360 XIV. ELECTION OF FORUM: NATIONAL
COURTS AND CONTRACT ARBITRATIONS 367 A. NATIONAL COURTS AND TREATY
ARBITRATION 367 1. FORK IN THE ROAD AND WAIVER: TREATY TEXTS 368 A. TRUE
FORK IN THE ROAD PROVISIONS 368 B. WAIVER PROVISIONS 369 2. THE POLICY
BEHIND FORK IN THE ROAD AND WAIVER PROVISIONS 370 3. CHOICE OF FORUM
WITH RESPECT TO DISPUTES 371 4. CHOICE OF FORUM WITH RESPECT TO MEASURES
377 B. INVESTMENT TREATIES AND CONTRACTUAL FORUM SELECTION CLAUSES 380
XV. DISCRIMINATION 397 A. NATIONAL TREATMENT 398 1. INTRODUCTION 398 2.
APPLICATION OF THE NATIONAL TREATMENT STANDARD 400 A. RELEVANT CLASS OF
COMPARATORS: LIKE CIRCUMSTANCES 400 B. RELEVANT STANDARD OF TREATMENT:
NO LESS FAVORABLY 408 C. PROOF OF DISCRIMINATORY INTENT BASED ON
NATIONALITY 411 B. MOST FAVORED NATION TREATMENT 413 1. INTRODUCTION 413
2. SCOPE AND INTERPRETATION OF MOST FAVORED NATION CLAUSES 415 3.
APPLICATION OF MFN CLAUSES TO SUBSTANTIVE AND PROCEDURAL RIGHTS 417 A.
PROCEDURAL RIGHTS 418 B. MFN AND SUBSTANTIVE RIGHTS 423 INVESTOR-STATE
ARBITRATION XIII TABLE OF CONTENTS C. DISCRIMINATORY IMPAIRMENT 426 XVI.
EXPROPRIATION A. HISTORICAL OVERVIEW OF EXPROPRIATION 430 1.
INTRODUCTION 430 2. PRE-WORLD WAR II PERIOD 433 3. POST-WORLD WAR II
PERIOD UNTIL PRESENT 435 B. INVESTMENTS AND PROPERTY PROTECTED AGAINST
EXPROPRIATION 438 C. THE ROLE OF INVESTMENT TREATIES AND INVESTMENT
INSURANCE REGIMES 442 D. THE PROBLEM OF INDIRECT OR REGULATORY
EXPROPRIATION 450 1. THE EFFECT OF THE GOVERNMENT MEASURES 455 2. THE
INTENT, PURPOSE, NATURE, OR CHARACTER OF THE GOVERNMENTAL ACT OR MEASURE
461 3. LEGITIMATE RELIANCE ON GOVERNMENT REPRESENTATIONS 465 4. DURATION
OF EFFECT OF ACT OR MEASURE 468 5. DOMESTIC REMEDIES SOUGHT 469 6.
TRANSFER OF THE INVESTMENT TO THE GOVERNMENT OR TO THIRD PARTIES 469 7.
OTHER FACTORS 470 E. CASE STUDY: METALCLAD V. MEXICO 476 F. THE CURRENT
U.S. APPROACH TO INDIRECT OR REGULATORY EXPROPRIATION 482 XVII. "FAIR
AND EQUITABLE TREATMENT" AND "FULL PROTECTION AND SECURITY" 491 A. THE
RELATIONSHIP OF "FAIR AND EQUITABLE TREATMENT" AND "FULL PROTECTION AND
SECURITY" TO CUSTOMARY INTERNATIONAL LAW 493 THE NAFTA FREE TRADE
COMMISSION INTERPRETATION OF JULY 2001 500 B. THE MEANING OF FAIR AND
EQUITABLE TREATMENT 502 1. HISTORY OF THE "FAIR AND EQUITABLE TREATMENT"
STANDARD 503 2. THE DEFINITION OF "FAIR AND EQUITABLE" TREATMENT 504 A.
ARBITRARY TREATMENT 507 B. LEGITIMATE OR REASONABLE EXPECTATIONS AND
STABILITY 510 C. TRANSPARENCY 519 D. COERCION OF FOREIGN INVESTORS 523
E. DENIAL OF JUSTICE 525 C. FULL PROTECTION AND SECURITY 531 1.
HISTORICAL DEVELOPMENT OF THE OBLIGATION TO ENSURE PROTECTION AND
SECURITY 532 2. MODERN INVESTMENT TREATIES AND THE MEANING OF PROTECTION
AND SECURITY 534 XIV INVESTOR-STATE ARBITRATION TABLE OF CONTENTS XVIII.
UMBRELLA CLAUSES 541 A. INTRODUCTION 541 B. HISTORICAL BACKGROUND AND
VARIOUS FORMULATIONS OF UMBRELLA CLAUSES 542 C. ARBITRAL DECISIONS
INVOLVING UMBRELLA CLAUSES 544 D. CONCLUSION 558 XIX. DAMAGES,
COMPENSATION, AND NON-PECUNIARY REMEDIES 563 A. INTRODUCTION 563 B. THE
FUNCTION OF REPARATION: TO ELIMINATE THE CONSEQUENCES OF AN ILLEGAL ACT
. 567 C. NON-PECUNIARY REMEDIES: SPECIFIC PERFORMANCE AND OTHER
INJUNCTIVE RELIEF. 569 D. STANDARD OF COMPENSATION 573 1. STANDARD OF
COMPENSATION FOR EXPROPRIATION 573 2. THE STANDARD OF COMPENSATION FOR
BREACH OF INVESTMENT TREATY OBLIGATIONS OTHER THAN EXPROPRIATION 578 E.
VALUATION OF ASSETS 583 F. VALUATION OF ENTERPRISES OR PROJECTS THAT
HAVE NOT BECOME PROFITABLE 587 G. AWARDING LOST PROFITS FOR BREACH OF
CONTRACT 589 H. FACTORS POTENTIALLY LIMITING THE AMOUNT OF COMPENSATION
596 1. CAUSATION 597 2. CONTRIBUTORY FAULT 602 3. OBLIGATION TO MITIGATE
LOSSES 603 I. ROLE OF EQUITY 603 J. INTEREST 605 1. OVERVIEW 605 2.
COMPOUND OR SIMPLE INTEREST? 609 K. ARBITRATION COSTS AND ATTORNEYS'
FEES 611 1. INTRODUCTION 611 2. SURVEY OF SOME INVESTMENT ARBITRATION
AWARDS RENDERED UNDER THE UNITED NATIONS COMMISSION ON INTERNATIONAL
TRADE LAW RULES 615 3. AWARDS RENDERED UNDER THE INTERNATIONAL CENTRE
FOR SETTLEMENT OF INVESTMENT DISPUTES RULES 620 4. CALCULATION OF
GOVERNMENT LEGAL FEES 624 XX. ANNULMENT AND SET ASIDE 627 A.
INTERNATIONAL CENTRE FOR SETTLEMENT OF INVESTMENT DISPUTES ANNULMENT 629
B. CHALLENGE TO NON-ICSID INVESTMENT ARBITRATION AWARDS 635 1. THE
STANDARD OF JUDICIAL REVIEW 636 INVESTOR-STATE ARBITRATION XV TABLE OF
CONTENTS 2. GROUNDS FOR SETTING ASIDE RELEVANT TO INVESTMENT ARBITRATION
637 A. KXCESS OF AUTHORITY 637 B. NONARBITRABILITY 639 C. PUBLIE POLICY
640 D. PROCEDURAL IRREGULARITY 642 E. "MANIFEST DISREGARD OF THE LAW"
AND OTHER "SUBSTANTIVE" GROUNDS 644 ('. WAIVER OF OBJECTIONS 647 [).
AGREEMENTS TO NARROW THE GROUNDS FOR ANNULMENT 647 E. THE EFFECT OF
ANNULLED INVESTMENT ARBITRATION AWARDS 649 F. CASE STUDIES OF NON-ICSID
CHALLENGE PROCEEDINGS 651 1. METALCLAD V. UNITED MEXICAN STATES 651 2. C
ME V. CZECH REPUBLIC 660 3. S.I). MYERS V. CANADA 664 XXI. ENFORCEMENT
OF AWARDS 675 A. CONFIRMATION 677 H. ENFORCEMENT OF AWARDS UNDER THE NEW
YORK CONVENTION 679 C. EXECUTION IN INVESTMENT ARBITRATIONS 684 D.
SOVEREIGN IMMUNITY AND THE WASHINGTON CONVENTION 699 E. CONCLUSION 700
XXII. THE FUTURE OF INTERNATIONAL INVESTMENT ARBITRATION 701 A, TRENDS
IN THE CONCLUSION AND AMENDMENT OF INVESTMENT TREATIES 702 B. TRENDS IN
THE DEVELOPMENT OF SUBSTANTIVE AND PROCEDURAL PROVISIONS OF INVESTMENT
TREATIES 705 1. CONFIDENTIALITY IN INVESTOR-STATE ARBITRATION 706 2.
AMICUS CURIAE BRIEFS IN INVESTOR-STATE ARBITRATION 707 C FUTURE
JURISPRUDENCE OF INVESTMENT PROTECTION: POSSIBLE PROBLEMS AND SOLUTIONS
709 SELECT BIBLIOGRAPHY 715 INDEX 743 TABLE OF CASES 765 INDEX OF
TREATIES, CONVENTIONS, AND INTERNATIONAL AGREEMENTS 785 INVESTOR-STATE
ARBITRATION |
| any_adam_object | 1 |
| any_adam_object_boolean | 1 |
| author_GND | (DE-588)1028336012 |
| building | Verbundindex |
| bvnumber | BV023337362 |
| callnumber-first | K - Law |
| callnumber-label | K3830 |
| callnumber-raw | K3830 |
| callnumber-search | K3830 |
| callnumber-sort | K 43830 |
| callnumber-subject | K - General Law |
| classification_rvk | PR 2353 |
| ctrlnum | (OCoLC)67375570 (DE-599)BVBBV023337362 |
| dewey-full | 346.0922 |
| dewey-hundreds | 300 - Social sciences |
| dewey-ones | 346 - Private law |
| dewey-raw | 346.0922 |
| dewey-search | 346.0922 |
| dewey-sort | 3346.0922 |
| dewey-tens | 340 - Law |
| discipline | Rechtswissenschaft |
| discipline_str_mv | Rechtswissenschaft |
| format | Book |
| fullrecord | <?xml version="1.0" encoding="UTF-8"?><collection xmlns="http://www.loc.gov/MARC21/slim"><record><leader>01784nam a2200445 c 4500</leader><controlfield tag="001">BV023337362</controlfield><controlfield tag="003">DE-604</controlfield><controlfield tag="005">20121011 </controlfield><controlfield tag="007">t</controlfield><controlfield tag="008">080610s2008 |||| 00||| eng d</controlfield><datafield tag="020" ind1=" " ind2=" "><subfield code="a">9780379215441</subfield><subfield code="9">978-0-379-21544-1</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(OCoLC)67375570</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(DE-599)BVBBV023337362</subfield></datafield><datafield tag="040" ind1=" " ind2=" "><subfield code="a">DE-604</subfield><subfield code="b">ger</subfield><subfield code="e">rakwb</subfield></datafield><datafield tag="041" ind1="0" ind2=" "><subfield code="a">eng</subfield></datafield><datafield tag="049" ind1=" " ind2=" "><subfield code="a">DE-384</subfield><subfield code="a">DE-706</subfield><subfield code="a">DE-29</subfield><subfield code="a">DE-11</subfield><subfield code="a">DE-20</subfield><subfield code="a">DE-N2</subfield></datafield><datafield tag="050" ind1=" " ind2="0"><subfield code="a">K3830</subfield></datafield><datafield tag="082" ind1="0" ind2=" "><subfield code="a">346.0922</subfield><subfield code="2">22</subfield></datafield><datafield tag="084" ind1=" " ind2=" "><subfield code="a">PR 2353</subfield><subfield code="0">(DE-625)139576:</subfield><subfield code="2">rvk</subfield></datafield><datafield tag="245" ind1="1" ind2="0"><subfield code="a">Investor-state arbitration</subfield><subfield code="c">Christopher F. Dugan ...</subfield></datafield><datafield tag="264" ind1=" " ind2="1"><subfield code="a">New York, NY</subfield><subfield code="b">Oxford Univ. Pr.</subfield><subfield code="c">2008</subfield></datafield><datafield tag="300" ind1=" " ind2=" "><subfield code="a">XXV, 791 S.</subfield></datafield><datafield tag="336" ind1=" " ind2=" "><subfield code="b">txt</subfield><subfield code="2">rdacontent</subfield></datafield><datafield tag="337" ind1=" " ind2=" "><subfield code="b">n</subfield><subfield code="2">rdamedia</subfield></datafield><datafield tag="338" ind1=" " ind2=" "><subfield code="b">nc</subfield><subfield code="2">rdacarrier</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Arbitration and award, International</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Investments, Foreign (International law)</subfield></datafield><datafield tag="650" ind1="0" ind2="7"><subfield code="a">Auslandsinvestition</subfield><subfield code="0">(DE-588)4003772-1</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="650" ind1="0" ind2="7"><subfield code="a">Internationale Schiedsgerichtsbarkeit</subfield><subfield code="0">(DE-588)4162055-0</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="650" ind1="0" ind2="7"><subfield code="a">Investitionskontrolle</subfield><subfield code="0">(DE-588)4162250-9</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="651" ind1=" " ind2="7"><subfield code="a">USA</subfield><subfield code="0">(DE-588)4078704-7</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="689" ind1="0" ind2="0"><subfield code="a">USA</subfield><subfield code="0">(DE-588)4078704-7</subfield><subfield code="D">g</subfield></datafield><datafield tag="689" ind1="0" ind2="1"><subfield code="a">Investitionskontrolle</subfield><subfield code="0">(DE-588)4162250-9</subfield><subfield code="D">s</subfield></datafield><datafield tag="689" ind1="0" ind2=" "><subfield code="5">DE-604</subfield></datafield><datafield tag="689" ind1="1" ind2="0"><subfield code="a">Internationale Schiedsgerichtsbarkeit</subfield><subfield code="0">(DE-588)4162055-0</subfield><subfield code="D">s</subfield></datafield><datafield tag="689" ind1="1" ind2="1"><subfield code="a">Auslandsinvestition</subfield><subfield code="0">(DE-588)4003772-1</subfield><subfield code="D">s</subfield></datafield><datafield tag="689" ind1="1" ind2=" "><subfield code="5">DE-604</subfield></datafield><datafield tag="700" ind1="1" ind2=" "><subfield code="a">Dugan, Christopher F.</subfield><subfield code="e">Sonstige</subfield><subfield code="0">(DE-588)1028336012</subfield><subfield code="4">oth</subfield></datafield><datafield tag="856" ind1="4" ind2="2"><subfield code="m">SWB Datenaustausch</subfield><subfield code="q">application/pdf</subfield><subfield code="u">http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=016521203&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA</subfield><subfield code="3">Inhaltsverzeichnis</subfield></datafield><datafield tag="999" ind1=" " ind2=" "><subfield code="a">oai:aleph.bib-bvb.de:BVB01-016521203</subfield></datafield></record></collection> |
| geographic | USA (DE-588)4078704-7 gnd |
| geographic_facet | USA |
| id | DE-604.BV023337362 |
| illustrated | Not Illustrated |
| index_date | 2024-07-02T21:00:14Z |
| indexdate | 2024-07-09T21:16:16Z |
| institution | BVB |
| isbn | 9780379215441 |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-016521203 |
| oclc_num | 67375570 |
| open_access_boolean | |
| owner | DE-384 DE-706 DE-29 DE-11 DE-20 DE-N2 |
| owner_facet | DE-384 DE-706 DE-29 DE-11 DE-20 DE-N2 |
| physical | XXV, 791 S. |
| publishDate | 2008 |
| publishDateSearch | 2008 |
| publishDateSort | 2008 |
| publisher | Oxford Univ. Pr. |
| record_format | marc |
| spelling | Investor-state arbitration Christopher F. Dugan ... New York, NY Oxford Univ. Pr. 2008 XXV, 791 S. txt rdacontent n rdamedia nc rdacarrier Arbitration and award, International Investments, Foreign (International law) Auslandsinvestition (DE-588)4003772-1 gnd rswk-swf Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 gnd rswk-swf Investitionskontrolle (DE-588)4162250-9 gnd rswk-swf USA (DE-588)4078704-7 gnd rswk-swf USA (DE-588)4078704-7 g Investitionskontrolle (DE-588)4162250-9 s DE-604 Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 s Auslandsinvestition (DE-588)4003772-1 s Dugan, Christopher F. Sonstige (DE-588)1028336012 oth SWB Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=016521203&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Investor-state arbitration Arbitration and award, International Investments, Foreign (International law) Auslandsinvestition (DE-588)4003772-1 gnd Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 gnd Investitionskontrolle (DE-588)4162250-9 gnd |
| subject_GND | (DE-588)4003772-1 (DE-588)4162055-0 (DE-588)4162250-9 (DE-588)4078704-7 |
| title | Investor-state arbitration |
| title_auth | Investor-state arbitration |
| title_exact_search | Investor-state arbitration |
| title_exact_search_txtP | Investor-state arbitration |
| title_full | Investor-state arbitration Christopher F. Dugan ... |
| title_fullStr | Investor-state arbitration Christopher F. Dugan ... |
| title_full_unstemmed | Investor-state arbitration Christopher F. Dugan ... |
| title_short | Investor-state arbitration |
| title_sort | investor state arbitration |
| topic | Arbitration and award, International Investments, Foreign (International law) Auslandsinvestition (DE-588)4003772-1 gnd Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 gnd Investitionskontrolle (DE-588)4162250-9 gnd |
| topic_facet | Arbitration and award, International Investments, Foreign (International law) Auslandsinvestition Internationale Schiedsgerichtsbarkeit Investitionskontrolle USA |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=016521203&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| work_keys_str_mv | AT duganchristopherf investorstatearbitration |