Banking laws in China:
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
Alphen aan den Rijn [u.a.]
Kluwer Law International
2007
|
| Schriftenreihe: | International banking and finance law series
5 |
| Online-Zugang: | Table of contents only Inhaltsverzeichnis |
| Beschreibung: | XXVI, 255 S. graph. Darst. |
| ISBN: | 9041125191 |
Internformat
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Datensatz im Suchindex
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| adam_text | BANKING LAWS IN CHINA ZHONGFEI ZHOU SHANGHAI UNIVERSITY OF FINANCE AND
ECONOMICS KLUWER LAW INTERNATIONAL TABLE OF CONTENTS FOREWORD BY PROF.
J.J. NORTON IX GLOSSARY XIII INTRODUCTION XIX PART ONE CENTRAL BANKING
LAW 1 CHAPTER 1 CENTRAL BANKING FUNCTIONS OF THE PBOC 3 I. MONETARY
POLICY 4 A. OBJECTIVES OF MONETARY POLICY 4 B. INSTRUMENTS OF MONETARY
POLICY 5 C. MONETARY POLICY COMMITTEE 8 II. OTHER CENTRAL BANKING
FUNCTIONS 9 A. ANTI-MONEY LAUNDERING FUNCTION . 10 B. CREDIT REGISTRY
FUNCTION 14 VI . TABLE OF CONTENTS III. FINANCIAL STABILITY 16 A.
FINANCIAL REGULATORY AND SUPERVISORY POWERS 17 B. LENDER OF LAST RESORT
(LOLR) 17 CHAPTER 2 INDEPENDENCE AND ACCOUNTABILITY OF THE PBOC 29 I.
INDEPENDENCE OF THE PBOC 30 A. FUNCTIONAL INDEPENDENCE V 31 B. PERSONAL
INDEPENDENCE 36 C. FINANCIAL INDEPENDENCE 41 II. ACCOUNTABILITY OF THE
PBOC 43 A. PERFORMANCE ACCOUNTABILITY 44 B. INSTITUTIONAL ACCOUNTABILITY
46 C. INSTRUMENT ACCOUNTABILITY 49 PART TWO DOMESTIC BANKING LAW 53
CHAPTER 3 BANK ENTRY 55 I. ESTABLISHMENT REQUIREMENTS 56 A. APPLICATION
CONDITIONS 56 B. REQUIREMENTS FOR BRANCHING 64 C. ESTABLISHMENT
PROCEDURES 67 II. PERMISSIBLE ACTIVITIES 72 A. STATUTORY SCOPE OF
BUSINESS 72 B. REQUIREMENTS FOR NEW ACTIVITIES 74 III. FITNESS AND
PROPRIETY OF BOARD DIRECTORS AND SENIOR MANAGEMENT 76 A. REQUIREMENTS
FOR POSITIONS OF BOARD DIRECTORS AND SENIOR MANAGERS 77 B. QUALIFICATION
CHECKING PROCEDURES 82 CHAPTER 4 RISK-BASED REGULATION 85 I. RISK LEVEL
86 A. LIQUIDITY RISK INDICATORS 86 B. CREDIT RISK INDICATORS . 87 TABLE
OF CONTENTS . VII C. MARKET RISK INDICATORS 99 D. OPERATIONAL RISK
INDICATORS 103 II. RISK MIGRATION 104 A. PERFORMING LOAN MIGRATION
INDICATORS 104 B. NPL MIGRATION INDICATORS 105 III. RISK RESISTANCE 106
A. PROFITABILITY INDICATORS 106 B. PROVISION ADEQUACY INDICATORS 107 C.
CAPITAL ADEQUACY INDICATORS 113 CHAPTER 5 RISK-BASED EXAMINATIONS 131 I.
ON-SITE EXAMINATIONS 132 A. ON-SITE EXAMINATION PROCEDURES 133 B.
TARGETED ON-SITE EXAMINATIONS 136 II. OFF-SITE EXAMINATIONS 141 III.
CAMELS RATING 148 A. GENERAL APPROACHES TO RATING 150 B. COMPONENT
RATINGS 151 C. COMPOSITE RATINGS 164 CHAPTER 6 PROBLEM BANK RESOLUTION
AND ENFORCEMENT 169 I. PROBLEM BANK RESOLUTIONS 169 A. HANDLING
UNEXPECTED EVENTS 170 B. EARLY INTERVENTIONS 170 C. TAKEOVER AND
REORGANIZATION 174 D. SUSPENSION FOR INTERNAL RECTIFICATION 176 E. BANK
CLOSURE 179 F. BANKRUPTCY 182 II. ENFORCEMENT 184 A. TYPES OF
ENFORCEMENT 184 B. GROUNDS FOR ENFORCEMENT ACTIONS 186 C. PROCEDURES FOR
ENFORCEMENT ACTIONS 188 VIII TABLE OF CONTENTS PART THREE FOREIGN
BANKING LAW 193 CHAPTER 7 FOREIGN BANK ENTRY 195 I. FOREIGN BANK
ESTABLISHMENT 195 A. ESTABLISHMENT REQUIREMENTS 196 B. BRANCHING
REQUIREMENTS 205 II. ESTABLISHMENT PROCEDURES ~ 208 A. PREPARATION FOR
ESTABLISHMENT 208 B. ESTABLISHMENT APPLICATION 210 III. PERMISSIBLE
ACTIVITIES 216 A. SCOPE OF BUSINESS 216 B. RENMINBI BUSINESS 222 CHAPTER
8 FOREIGN BANK REGULATION 227 I. ONGOING REGULATION OF FOREIGN BANKS 227
A. CAPITAL ADEQUACY 228 B. RISK CONCENTRATION CONTROL 229 C. LIQUIDITY
ADEQUACY 231 D. PROVISIONING 234 E. BANK MODIFICATIONS 234 II.
CONSOLIDATED SUPERVISION OF FOREIGN BANKS 238 A. RISK-BASED SUPERVISION
238 B. EXTERNAL AUDITING 244 C. SPECIAL SUPERVISORY MEASURES 246 III.
TERMINATION AND LIQUIDATION OF FOREIGN BANKS 249 A. TERMINATION OF
FOREIGN BANKS 249 B. LIQUIDATION OF FOREIGN BANKS 251
|
| adam_txt |
BANKING LAWS IN CHINA ZHONGFEI ZHOU SHANGHAI UNIVERSITY OF FINANCE AND
ECONOMICS KLUWER LAW INTERNATIONAL TABLE OF CONTENTS FOREWORD BY PROF.
J.J. NORTON IX GLOSSARY XIII INTRODUCTION XIX PART ONE CENTRAL BANKING
LAW 1 CHAPTER 1 CENTRAL BANKING FUNCTIONS OF THE PBOC 3 I. MONETARY
POLICY 4 A. OBJECTIVES OF MONETARY POLICY 4 B. INSTRUMENTS OF MONETARY
POLICY 5 C. MONETARY POLICY COMMITTEE 8 II. OTHER CENTRAL BANKING
FUNCTIONS 9 A. ANTI-MONEY LAUNDERING FUNCTION . 10 B. CREDIT REGISTRY
FUNCTION 14 VI . TABLE OF CONTENTS III. FINANCIAL STABILITY 16 A.
FINANCIAL REGULATORY AND SUPERVISORY POWERS 17 B. LENDER OF LAST RESORT
(LOLR) 17 CHAPTER 2 INDEPENDENCE AND ACCOUNTABILITY OF THE PBOC 29 I.
INDEPENDENCE OF THE PBOC 30 A. FUNCTIONAL INDEPENDENCE V 31 B. PERSONAL
INDEPENDENCE 36 C. FINANCIAL INDEPENDENCE 41 II. ACCOUNTABILITY OF THE
PBOC 43 A. PERFORMANCE ACCOUNTABILITY 44 B. INSTITUTIONAL ACCOUNTABILITY
46 C. INSTRUMENT ACCOUNTABILITY 49 PART TWO DOMESTIC BANKING LAW 53
CHAPTER 3 BANK ENTRY 55 I. ESTABLISHMENT REQUIREMENTS 56 A. APPLICATION
CONDITIONS 56 B. REQUIREMENTS FOR BRANCHING 64 C. ESTABLISHMENT
PROCEDURES 67 II. PERMISSIBLE ACTIVITIES 72 A. STATUTORY SCOPE OF
BUSINESS 72 B. REQUIREMENTS FOR NEW ACTIVITIES 74 III. FITNESS AND
PROPRIETY OF BOARD DIRECTORS AND SENIOR MANAGEMENT 76 A. REQUIREMENTS
FOR POSITIONS OF BOARD DIRECTORS AND SENIOR MANAGERS 77 B. QUALIFICATION
CHECKING PROCEDURES 82 CHAPTER 4 RISK-BASED REGULATION 85 I. RISK LEVEL
86 A. LIQUIDITY RISK INDICATORS 86 B. CREDIT RISK INDICATORS . 87 TABLE
OF CONTENTS . VII C. MARKET RISK INDICATORS 99 D. OPERATIONAL RISK
INDICATORS 103 II. RISK MIGRATION 104 A. PERFORMING LOAN MIGRATION
INDICATORS 104 B. NPL MIGRATION INDICATORS 105 III. RISK RESISTANCE 106
A. PROFITABILITY INDICATORS 106 B. PROVISION ADEQUACY INDICATORS 107 C.
CAPITAL ADEQUACY INDICATORS 113 CHAPTER 5 RISK-BASED EXAMINATIONS 131 I.
ON-SITE EXAMINATIONS 132 A. ON-SITE EXAMINATION PROCEDURES 133 B.
TARGETED ON-SITE EXAMINATIONS 136 II. OFF-SITE EXAMINATIONS 141 III.
CAMELS RATING 148 A. GENERAL APPROACHES TO RATING 150 B. COMPONENT
RATINGS 151 C. COMPOSITE RATINGS 164 CHAPTER 6 PROBLEM BANK RESOLUTION
AND ENFORCEMENT 169 I. PROBLEM BANK RESOLUTIONS 169 A. HANDLING
UNEXPECTED EVENTS 170 B. EARLY INTERVENTIONS 170 C. TAKEOVER AND
REORGANIZATION 174 D. SUSPENSION FOR INTERNAL RECTIFICATION 176 E. BANK
CLOSURE 179 F. BANKRUPTCY 182 II. ENFORCEMENT 184 A. TYPES OF
ENFORCEMENT 184 B. GROUNDS FOR ENFORCEMENT ACTIONS 186 C. PROCEDURES FOR
ENFORCEMENT ACTIONS 188 VIII TABLE OF CONTENTS PART THREE FOREIGN
BANKING LAW 193 CHAPTER 7 FOREIGN BANK ENTRY 195 I. FOREIGN BANK
ESTABLISHMENT 195 A. ESTABLISHMENT REQUIREMENTS 196 B. BRANCHING
REQUIREMENTS 205 II. ESTABLISHMENT PROCEDURES ~" 208 A. PREPARATION FOR
ESTABLISHMENT 208 B. ESTABLISHMENT APPLICATION ' 210 III. PERMISSIBLE
ACTIVITIES 216 A. SCOPE OF BUSINESS 216 B. RENMINBI BUSINESS 222 CHAPTER
8 FOREIGN BANK REGULATION 227 I. ONGOING REGULATION OF FOREIGN BANKS 227
A. CAPITAL ADEQUACY 228 B. RISK CONCENTRATION CONTROL 229 C. LIQUIDITY
ADEQUACY 231 D. PROVISIONING 234 E. BANK MODIFICATIONS 234 II.
CONSOLIDATED SUPERVISION OF FOREIGN BANKS 238 A. RISK-BASED SUPERVISION
238 B. EXTERNAL AUDITING 244 C. SPECIAL SUPERVISORY MEASURES 246 III.
TERMINATION AND LIQUIDATION OF FOREIGN BANKS 249 A. TERMINATION OF
FOREIGN BANKS 249 B. LIQUIDATION OF FOREIGN BANKS 251 |
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| index_date | 2024-07-02T19:31:20Z |
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| isbn | 9041125191 |
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| spelling | Zhou, Zhongfei Verfasser aut Banking laws in China Zhongfei Zhou Alphen aan den Rijn [u.a.] Kluwer Law International 2007 XXVI, 255 S. graph. Darst. txt rdacontent n rdamedia nc rdacarrier International banking and finance law series 5 International banking and finance law series 5 (DE-604)BV021464333 5 http://www.loc.gov/catdir/toc/fy0713/2007277842.html Table of contents only GBV Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=016270176&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Zhou, Zhongfei Banking laws in China International banking and finance law series |
| title | Banking laws in China |
| title_auth | Banking laws in China |
| title_exact_search | Banking laws in China |
| title_exact_search_txtP | Banking laws in China |
| title_full | Banking laws in China Zhongfei Zhou |
| title_fullStr | Banking laws in China Zhongfei Zhou |
| title_full_unstemmed | Banking laws in China Zhongfei Zhou |
| title_short | Banking laws in China |
| title_sort | banking laws in china |
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