Redesigning financial regulation: the politics of enforcement
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
Chichester [u.a.]
Wiley
2007
|
| Schlagworte: | |
| Online-Zugang: | Table of contents only Inhaltsverzeichnis |
| Beschreibung: | Includes bibliographical references and index |
| Beschreibung: | viii, 211 S. |
| ISBN: | 0470018720 9780470018729 |
Internformat
MARC
| LEADER | 00000nam a2200000zc 4500 | ||
|---|---|---|---|
| 001 | BV022509035 | ||
| 003 | DE-604 | ||
| 005 | 20070823 | ||
| 007 | t | ||
| 008 | 070712s2007 xxk |||| 00||| eng d | ||
| 010 | |a 2006028051 | ||
| 015 | |a GBA683655 |2 dnb | ||
| 020 | |a 0470018720 |9 0-470-01872-0 | ||
| 020 | |a 9780470018729 |9 978-0-470-01872-9 | ||
| 035 | |a (OCoLC)71146449 | ||
| 035 | |a (DE-599)BVBBV022509035 | ||
| 040 | |a DE-604 |b ger |e aacr | ||
| 041 | 0 | |a eng | |
| 044 | |a xxk |c GB | ||
| 049 | |a DE-12 | ||
| 050 | 0 | |a HG4515.13 | |
| 082 | 0 | |a 332.63/2 | |
| 100 | 1 | |a O'Brien, Justin |e Verfasser |4 aut | |
| 245 | 1 | 0 | |a Redesigning financial regulation |b the politics of enforcement |c Justin O'Brien |
| 264 | 1 | |a Chichester [u.a.] |b Wiley |c 2007 | |
| 300 | |a viii, 211 S. | ||
| 336 | |b txt |2 rdacontent | ||
| 337 | |b n |2 rdamedia | ||
| 338 | |b nc |2 rdacarrier | ||
| 500 | |a Includes bibliographical references and index | ||
| 650 | 4 | |a Securities industry |x Self-regulation | |
| 650 | 4 | |a Financial services industry |x Self-regulation | |
| 650 | 4 | |a Securities industry |x Corrupt practices | |
| 650 | 4 | |a Financial services industry |x Corrupt practices | |
| 650 | 4 | |a Corporate governance | |
| 650 | 0 | 7 | |a Corporate Governance |0 (DE-588)4419850-4 |2 gnd |9 rswk-swf |
| 650 | 0 | 7 | |a Wertpapierhandel |0 (DE-588)4189707-9 |2 gnd |9 rswk-swf |
| 650 | 0 | 7 | |a Regulierung |0 (DE-588)4201190-5 |2 gnd |9 rswk-swf |
| 689 | 0 | 0 | |a Wertpapierhandel |0 (DE-588)4189707-9 |D s |
| 689 | 0 | 1 | |a Regulierung |0 (DE-588)4201190-5 |D s |
| 689 | 0 | 2 | |a Corporate Governance |0 (DE-588)4419850-4 |D s |
| 689 | 0 | |5 DE-604 | |
| 856 | 4 | |u http://www.loc.gov/catdir/toc/ecip0619/2006028051.html |3 Table of contents only | |
| 856 | 4 | 2 | |m HBZ Datenaustausch |q application/pdf |u http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=015715977&sequence=000006&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |3 Inhaltsverzeichnis |
| 999 | |a oai:aleph.bib-bvb.de:BVB01-015715977 | ||
Datensatz im Suchindex
| _version_ | 1804136611028402176 |
|---|---|
| adam_text | Contents
Author s note vii
1 Redesigning financial regulation: the politics of
enforcement 1
2 Taming the corporation? Sarbanes Oxley and the
politics of symbolism 27
3 Enforcing power: the contested role of Eliot Spitzer 55
4 The limitations of the criminal process 79
5 Corporate governance and the institutionalization
of compliance 101
6 The efficacy and pitfalls of pre trial diversion 123
7 Global markets, regulatory enforcement and the
dynamics of corporate crime 171
8 Transcending compliance 201
Index 207
|
| adam_txt |
Contents
Author's note vii
1 Redesigning financial regulation: the politics of
enforcement 1
2 Taming the corporation? Sarbanes Oxley and the
politics of symbolism 27
3 Enforcing power: the contested role of Eliot Spitzer 55
4 The limitations of the criminal process 79
5 Corporate governance and the institutionalization
of compliance 101
6 The efficacy and pitfalls of pre trial diversion 123
7 Global markets, regulatory enforcement and the
dynamics of corporate crime 171
8 Transcending compliance 201
Index 207 |
| any_adam_object | 1 |
| any_adam_object_boolean | 1 |
| author | O'Brien, Justin |
| author_facet | O'Brien, Justin |
| author_role | aut |
| author_sort | O'Brien, Justin |
| author_variant | j o jo |
| building | Verbundindex |
| bvnumber | BV022509035 |
| callnumber-first | H - Social Science |
| callnumber-label | HG4515 |
| callnumber-raw | HG4515.13 |
| callnumber-search | HG4515.13 |
| callnumber-sort | HG 44515.13 |
| callnumber-subject | HG - Finance |
| ctrlnum | (OCoLC)71146449 (DE-599)BVBBV022509035 |
| dewey-full | 332.63/2 |
| dewey-hundreds | 300 - Social sciences |
| dewey-ones | 332 - Financial economics |
| dewey-raw | 332.63/2 |
| dewey-search | 332.63/2 |
| dewey-sort | 3332.63 12 |
| dewey-tens | 330 - Economics |
| discipline | Wirtschaftswissenschaften |
| discipline_str_mv | Wirtschaftswissenschaften |
| format | Book |
| fullrecord | <?xml version="1.0" encoding="UTF-8"?><collection xmlns="http://www.loc.gov/MARC21/slim"><record><leader>01956nam a2200505zc 4500</leader><controlfield tag="001">BV022509035</controlfield><controlfield tag="003">DE-604</controlfield><controlfield tag="005">20070823 </controlfield><controlfield tag="007">t</controlfield><controlfield tag="008">070712s2007 xxk |||| 00||| eng d</controlfield><datafield tag="010" ind1=" " ind2=" "><subfield code="a">2006028051</subfield></datafield><datafield tag="015" ind1=" " ind2=" "><subfield code="a">GBA683655</subfield><subfield code="2">dnb</subfield></datafield><datafield tag="020" ind1=" " ind2=" "><subfield code="a">0470018720</subfield><subfield code="9">0-470-01872-0</subfield></datafield><datafield tag="020" ind1=" " ind2=" "><subfield code="a">9780470018729</subfield><subfield code="9">978-0-470-01872-9</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(OCoLC)71146449</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(DE-599)BVBBV022509035</subfield></datafield><datafield tag="040" ind1=" " ind2=" "><subfield code="a">DE-604</subfield><subfield code="b">ger</subfield><subfield code="e">aacr</subfield></datafield><datafield tag="041" ind1="0" ind2=" "><subfield code="a">eng</subfield></datafield><datafield tag="044" ind1=" " ind2=" "><subfield code="a">xxk</subfield><subfield code="c">GB</subfield></datafield><datafield tag="049" ind1=" " ind2=" "><subfield code="a">DE-12</subfield></datafield><datafield tag="050" ind1=" " ind2="0"><subfield code="a">HG4515.13</subfield></datafield><datafield tag="082" ind1="0" ind2=" "><subfield code="a">332.63/2</subfield></datafield><datafield tag="100" ind1="1" ind2=" "><subfield code="a">O'Brien, Justin</subfield><subfield code="e">Verfasser</subfield><subfield code="4">aut</subfield></datafield><datafield tag="245" ind1="1" ind2="0"><subfield code="a">Redesigning financial regulation</subfield><subfield code="b">the politics of enforcement</subfield><subfield code="c">Justin O'Brien</subfield></datafield><datafield tag="264" ind1=" " ind2="1"><subfield code="a">Chichester [u.a.]</subfield><subfield code="b">Wiley</subfield><subfield code="c">2007</subfield></datafield><datafield tag="300" ind1=" " ind2=" "><subfield code="a">viii, 211 S.</subfield></datafield><datafield tag="336" ind1=" " ind2=" "><subfield code="b">txt</subfield><subfield code="2">rdacontent</subfield></datafield><datafield tag="337" ind1=" " ind2=" "><subfield code="b">n</subfield><subfield code="2">rdamedia</subfield></datafield><datafield tag="338" ind1=" " ind2=" "><subfield code="b">nc</subfield><subfield code="2">rdacarrier</subfield></datafield><datafield tag="500" ind1=" " ind2=" "><subfield code="a">Includes bibliographical references and index</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Securities industry</subfield><subfield code="x">Self-regulation</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Financial services industry</subfield><subfield code="x">Self-regulation</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Securities industry</subfield><subfield code="x">Corrupt practices</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Financial services industry</subfield><subfield code="x">Corrupt practices</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Corporate governance</subfield></datafield><datafield tag="650" ind1="0" ind2="7"><subfield code="a">Corporate Governance</subfield><subfield code="0">(DE-588)4419850-4</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="650" ind1="0" ind2="7"><subfield code="a">Wertpapierhandel</subfield><subfield code="0">(DE-588)4189707-9</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="650" ind1="0" ind2="7"><subfield code="a">Regulierung</subfield><subfield code="0">(DE-588)4201190-5</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="689" ind1="0" ind2="0"><subfield code="a">Wertpapierhandel</subfield><subfield code="0">(DE-588)4189707-9</subfield><subfield code="D">s</subfield></datafield><datafield tag="689" ind1="0" ind2="1"><subfield code="a">Regulierung</subfield><subfield code="0">(DE-588)4201190-5</subfield><subfield code="D">s</subfield></datafield><datafield tag="689" ind1="0" ind2="2"><subfield code="a">Corporate Governance</subfield><subfield code="0">(DE-588)4419850-4</subfield><subfield code="D">s</subfield></datafield><datafield tag="689" ind1="0" ind2=" "><subfield code="5">DE-604</subfield></datafield><datafield tag="856" ind1="4" ind2=" "><subfield code="u">http://www.loc.gov/catdir/toc/ecip0619/2006028051.html</subfield><subfield code="3">Table of contents only</subfield></datafield><datafield tag="856" ind1="4" ind2="2"><subfield code="m">HBZ Datenaustausch</subfield><subfield code="q">application/pdf</subfield><subfield code="u">http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=015715977&sequence=000006&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA</subfield><subfield code="3">Inhaltsverzeichnis</subfield></datafield><datafield tag="999" ind1=" " ind2=" "><subfield code="a">oai:aleph.bib-bvb.de:BVB01-015715977</subfield></datafield></record></collection> |
| id | DE-604.BV022509035 |
| illustrated | Not Illustrated |
| index_date | 2024-07-02T17:58:39Z |
| indexdate | 2024-07-09T20:59:09Z |
| institution | BVB |
| isbn | 0470018720 9780470018729 |
| language | English |
| lccn | 2006028051 |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-015715977 |
| oclc_num | 71146449 |
| open_access_boolean | |
| owner | DE-12 |
| owner_facet | DE-12 |
| physical | viii, 211 S. |
| publishDate | 2007 |
| publishDateSearch | 2007 |
| publishDateSort | 2007 |
| publisher | Wiley |
| record_format | marc |
| spelling | O'Brien, Justin Verfasser aut Redesigning financial regulation the politics of enforcement Justin O'Brien Chichester [u.a.] Wiley 2007 viii, 211 S. txt rdacontent n rdamedia nc rdacarrier Includes bibliographical references and index Securities industry Self-regulation Financial services industry Self-regulation Securities industry Corrupt practices Financial services industry Corrupt practices Corporate governance Corporate Governance (DE-588)4419850-4 gnd rswk-swf Wertpapierhandel (DE-588)4189707-9 gnd rswk-swf Regulierung (DE-588)4201190-5 gnd rswk-swf Wertpapierhandel (DE-588)4189707-9 s Regulierung (DE-588)4201190-5 s Corporate Governance (DE-588)4419850-4 s DE-604 http://www.loc.gov/catdir/toc/ecip0619/2006028051.html Table of contents only HBZ Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=015715977&sequence=000006&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | O'Brien, Justin Redesigning financial regulation the politics of enforcement Securities industry Self-regulation Financial services industry Self-regulation Securities industry Corrupt practices Financial services industry Corrupt practices Corporate governance Corporate Governance (DE-588)4419850-4 gnd Wertpapierhandel (DE-588)4189707-9 gnd Regulierung (DE-588)4201190-5 gnd |
| subject_GND | (DE-588)4419850-4 (DE-588)4189707-9 (DE-588)4201190-5 |
| title | Redesigning financial regulation the politics of enforcement |
| title_auth | Redesigning financial regulation the politics of enforcement |
| title_exact_search | Redesigning financial regulation the politics of enforcement |
| title_exact_search_txtP | Redesigning financial regulation the politics of enforcement |
| title_full | Redesigning financial regulation the politics of enforcement Justin O'Brien |
| title_fullStr | Redesigning financial regulation the politics of enforcement Justin O'Brien |
| title_full_unstemmed | Redesigning financial regulation the politics of enforcement Justin O'Brien |
| title_short | Redesigning financial regulation |
| title_sort | redesigning financial regulation the politics of enforcement |
| title_sub | the politics of enforcement |
| topic | Securities industry Self-regulation Financial services industry Self-regulation Securities industry Corrupt practices Financial services industry Corrupt practices Corporate governance Corporate Governance (DE-588)4419850-4 gnd Wertpapierhandel (DE-588)4189707-9 gnd Regulierung (DE-588)4201190-5 gnd |
| topic_facet | Securities industry Self-regulation Financial services industry Self-regulation Securities industry Corrupt practices Financial services industry Corrupt practices Corporate governance Corporate Governance Wertpapierhandel Regulierung |
| url | http://www.loc.gov/catdir/toc/ecip0619/2006028051.html http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=015715977&sequence=000006&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| work_keys_str_mv | AT obrienjustin redesigningfinancialregulationthepoliticsofenforcement |