The UNCITRAL arbitration rules: a commentary
Gespeichert in:
| Hauptverfasser: | , , |
|---|---|
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
Oxford [u.a.]
Oxford Univ. Press
2006
|
| Ausgabe: | 1. publ. |
| Schriftenreihe: | Oxford commentaries on international law
|
| Schlagworte: | |
| Online-Zugang: | Table of contents Inhaltsverzeichnis |
| Beschreibung: | XLII, 1066 S. |
| ISBN: | 0199297592 9780199297597 |
Internformat
MARC
| LEADER | 00000nam a2200000zc 4500 | ||
|---|---|---|---|
| 001 | BV021676044 | ||
| 003 | DE-604 | ||
| 005 | 20080507 | ||
| 007 | t | ||
| 008 | 060728s2006 xxk |||| 00||| eng d | ||
| 010 | |a 2006000258 | ||
| 020 | |a 0199297592 |9 0-19-929759-2 | ||
| 020 | |a 9780199297597 |9 978-0-19-929759-7 | ||
| 035 | |a (OCoLC)62790392 | ||
| 035 | |a (DE-599)BVBBV021676044 | ||
| 040 | |a DE-604 |b ger |e aacr | ||
| 041 | 0 | |a eng | |
| 044 | |a xxk |c GB | ||
| 049 | |a DE-M382 |a DE-12 |a DE-19 |a DE-384 |a DE-739 |a DE-29 |a DE-526 |a DE-188 | ||
| 050 | 0 | |a K2400 | |
| 082 | 0 | |a 341.5/22 |2 22 | |
| 084 | |a PT 350 |0 (DE-625)139874: |2 rvk | ||
| 084 | |a PU 1555 |0 (DE-625)139930: |2 rvk | ||
| 100 | 1 | |a Caron, David D. |d 1952-2018 |e Verfasser |0 (DE-588)1032640855 |4 aut | |
| 245 | 1 | 0 | |a The UNCITRAL arbitration rules |b a commentary |c David Caron ; Lee M. Caplan ; Matti Pellonpää |
| 250 | |a 1. publ. | ||
| 264 | 1 | |a Oxford [u.a.] |b Oxford Univ. Press |c 2006 | |
| 300 | |a XLII, 1066 S. | ||
| 336 | |b txt |2 rdacontent | ||
| 337 | |b n |2 rdamedia | ||
| 338 | |b nc |2 rdacarrier | ||
| 490 | 0 | |a Oxford commentaries on international law | |
| 610 | 1 | 4 | |a Iran-United States Claims Tribunal |
| 610 | 1 | 4 | |a Nations Unies - Commission pour le droit commercial international - Règlement d'arbitrage de la C.N.U.D.C.I |
| 610 | 2 | 4 | |a United Nations Commission on International Trade Law |t UNCITRAL arbitration rules |
| 610 | 2 | 7 | |a Vereinte Nationen |t UNCITRAL Arbitration Rules |0 (DE-588)4684680-3 |2 gnd |9 rswk-swf |
| 650 | 4 | |a Arbitrage (Droit) | |
| 650 | 4 | |a Arbitrage international | |
| 650 | 7 | |a Internationale arbitrage |2 gtt | |
| 650 | 4 | |a Réclamations | |
| 650 | 7 | |a Verdragen |2 gtt | |
| 650 | 4 | |a Arbitration and award | |
| 650 | 4 | |a Arbitration, International | |
| 650 | 4 | |a Claims | |
| 650 | 4 | |a Iran-United States Claims Tribunal | |
| 650 | 0 | 7 | |a Internationale Handelsschiedsgerichtsbarkeit |0 (DE-588)4132605-2 |2 gnd |9 rswk-swf |
| 655 | 7 | |0 (DE-588)4136710-8 |a Kommentar |2 gnd-content | |
| 689 | 0 | 0 | |a Internationale Handelsschiedsgerichtsbarkeit |0 (DE-588)4132605-2 |D s |
| 689 | 0 | |5 DE-604 | |
| 689 | 1 | 0 | |a Vereinte Nationen |t UNCITRAL Arbitration Rules |0 (DE-588)4684680-3 |D u |
| 689 | 1 | |8 1\p |5 DE-604 | |
| 700 | 1 | |a Caplan, Lee M. |e Verfasser |4 aut | |
| 700 | 1 | |a Pellonpää, Matti |d 1950- |e Verfasser |0 (DE-588)113509383 |4 aut | |
| 710 | 2 | |a Vereinte Nationen |b Commission on International Trade Law |e Sonstige |0 (DE-588)14685-7 |4 oth | |
| 856 | 4 | |u http://www.loc.gov/catdir/toc/ecip066/2006000258.html |3 Table of contents | |
| 856 | 4 | 2 | |m SWB Datenaustausch |q application/pdf |u http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=014890330&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |3 Inhaltsverzeichnis |
| 999 | |a oai:aleph.bib-bvb.de:BVB01-014890330 | ||
| 883 | 1 | |8 1\p |a cgwrk |d 20201028 |q DE-101 |u https://d-nb.info/provenance/plan#cgwrk | |
Datensatz im Suchindex
| _version_ | 1804135494637846528 |
|---|---|
| adam_text | CONTENTS
TABLE OF CASES AND OTHER PRACTICE XXIX
LIST OF ABBREVIATIONS XLI
CHAPTER 1: INTRODUCTION 1
1 THE IMPORTANCE OF THE INTERNATIONAL ARBITRAL PROCESS 1
2 THE ORIGINS AND STRUCTURE OF THE IRAN-US CLAIMS TRIBUNAL 3
3 THE TRIBUNAL S USE OF THE UNCITRAL ARBITRATION RULES 6
4 INTERNATIONAL INVESTMENT AGREEMENTS AND THE UNCITRAL
ARBITRATION RULES 10
PART I: FUNDAMENTAL PRINCIPLES AND THE
LEGAL FRAMEWORK WITHIN WHICH THE
ARBITRAL TRIBUNAL OPERATES 13
INTRODUCTION 15
CHAPTER 2: GENERAL PROVISIONS AND
PLACE OF ARBITRATION 17
1 INTRODUCTION 18
2 SCOPE OF APPLICATION*ARTICLE 1 18
A TEXT OF THE UNCITRAL RULE 18
B COMMENTARY 19
C EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 22
D EXTRACTS FROM THE PRACTICE OF OTHER TRIBUNALS 23
(1) GENERAL AND ARTICLE 1(1) 23
(2) ARTICLE 1(2) 24
3 GENERAL PROVISIONS*ARTICLE 15 25
A TEXT OF THE UNCITRAL RULE 25
CONTENTS
B COMMENTARY 25
(1) BASIC PRINCIPLES*ARTICLE 15(1) 26
(A) ARBITRAL AUTONOMY AND ITS LIMITS 26
(B) CONFIDENTIALITY AND NON-DISPUTING PARTY-
PARTICIPATION IN UNCITRAL ARBITRATION 33
(C) THE NATURE OF THE PROCEEDINGS BEFORE THE IRAN-US
CLAIMS TRIBUNAL 38
(D) CONCLUDING REMARKS 44
(2) RIGHT TO A HEARING*ARTICLE 15(2) 45
(3) COMMUNICATION OF DOCUMENTS*ARTICLE 15(3) 50
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 51
(1) GENERAL AND TRIBUNAL RULES, ARTICLE 15(1) 51
(2) TRIBUNAL RULES, ARTICLE 15(2) 58
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 64
(1) ARTICLE 15(1)*GENERAL 64
(2) ARTICLE 15(1)*AMICUS SUBMISSIONS 66
E EXTRACTS FROM THE PRACTICE OF OTHER TRIBUNALS 74
PLACE OF ARBITRATION*ARTICLE 16 16
A TEXT OF THE UNCITRAL RULE 16
B COMMENTARY 77
(1) SELECTION OF THE PLACE OF ARBITRATION*ARTICLE 16(1) 77
(A) CONSIDERATIONS TO BE TAKEN INTO ACCOUNT 77
(B) NEUTRALITY 78
(C) NATURE OF THE LOCAL LAW 80
(D) ENFORCEABILITY OF THE AWARD 87
(E) PRACTICAL CONSIDERATIONS 92
(F) CONCLUDING REMARKS 93
(2) SELECTION OF THE PARTICULAR LOCALE, SPECIAL MEETINGS FOR
CONSULTATION AND THE HEARING OF WITNESSES 94
(3) SPECIAL MEETINGS FOR THE INSPECTION OF GOODS, OTHER
PROPERTY OR DOCUMENTS 96
(4) WHERE THE AWARD SHALL BE MADE 97
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 98
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 99
E EXTRACTS FROM THE PRACTICE OF OTHER TRIBUNALS 114
CONTENTS XI
CHAPTER 3: APPLICABLE LAW 121
1 INTRODUCTION 121
2 APPLICABLE LAW*ARTICLE 33 122
A TEXT OF THE UNCITRAL RULE 122
B COMMENTARY 123
(1) THE MAIN RULES*ARTICLE 33(1) 123
(A) THE PRINCIPLE OF PARTY AUTONOMY AND ITS APPLICATION 123
(B) CHOICE OF APPLICABLE LAW WHERE NOT DESIGNATED BY
THE PARTIES 130
(2) AMIABLE COMPOSITEUR OR EX AEQUO ET BONO*ARTICLE 33(2) 134
(3) SIGNIFICANCE OF THE CONTRACT AND TRADE USAGES*ARTICLE
33(3) 136
(4) A NOTE ON THE IRAN-US CLAIMS TRIBUNAL 138
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 140
(1) TRIBUNAL RULES, ARTICLE 33(1) 140
(2) TRIBUNAL RULES, ARTICLE 33(2) 157
(3) TRIBUNAL RULES, ARTICLE 33(3) 157
(4) OTHER PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 159
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 163
PART II: ARBITRAL PROCEDURES TO CONTROL
THE SELECTION AND CONDUCT OF
ARBITRATORS 165
INTRODUCTION 167
CHAPTER 4: THE NUMBER AND SELECTION OF
ARBITRATORS 169
1 INTRODUCTION 169
2 THE NUMBER OF ARBITRATORS*ARTICLE 5 170
A TEXT OF THE UNCITRAL RULE 170
B COMMENTARY 170
3 APPOINTMENT OF THE SOLE ARBITRATOR*ARTICLE 6 173
A TEXT OF THE UNCITRAL RULE 173
B COMMENTARY 174
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 176
XII CONTENTS
4 APPOINTMENT OF A THREE-PERSON PANEL*ARTICLE 7 178
A TEXT OFTHEUNCITRAL RULE 178
B COMMENTARY 179
(1) THE RIGHT OF EACH PARTY TO APPOINT AN ARBITRATOR 179
(2) THE APPOINTMENT OF THE PRESIDING ARBITRATOR 180
C EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 181
5 APPOINTMENT BY THE APPOINTING AUTHORITY*ARTICLE 8 182
A TEXT OFTHEUNCITRAL RULE 182
B COMMENTARY 182
CHAPTER 5: THE CHALLENGE OF
ARBITRATORS 185
1 INTRODUCTION 187
A AN OVERVIEW OF THE CHALLENGES BEFORE THE IRAN-US CLAIMS
TRIBUNAL 187
(1) THE IRANIAN GOVERNMENT CHALLENGE OF NILS
MANGARD*1982 187
(2) THE UNITED STATES GOVERNMENT CHALLENGE OF JUDGES
KASHANI AND SHAFEIEI* 1983 188
(3) THE FIRST IRANIAN GOVERNMENT CHALLENGE OF JUDGE BRINER
IN CASE NO. 55, AMOCO IRAN AND THE ISLAMIC REPUBLIC OF
IRAN*1988 188
(4) THE SECOND IRANIAN GOVERNMENT CHALLENGE OF JUDGE
BRINER*1989 189
(5) THE THIRD IRANIAN GOVERNMENT CHALLENGE OF JUDGE
BRINER*1989 190
(6) THE US CLAIMANT CHALLENGE OF JUDGE NOORI IN CASE NO.
248, CARLSON AND MELLI INDUSTRIAL GROUP *1990 190
(7) THE IRANIAN GOVERNMENT CHALLENGE OF JUDGE ARANGIO-
RUIZ*1991 191
(8) THE IRANIAN GOVERNMENT CHALLENGES OF JUDGE KRZYSZTOF
SKUBISZEWSKI*1999 191
(9) THE US GOVERNMENT CHALLENGE OF JUDGE BENGT
BROMS*2001 192
(10) THE US CLAIMANT CHALLENGE OF JUDGE BENGT BROMS IN
CONNECTION WITH CASE NO. 485, FREDERICA LINCOLN
RIAHI *2004 192
CONTENTS XIII
B AN OVERVIEW OF CHALLENGES BEFORE OTHER UNCITRAL TRIBUNALS 193
(1) CHALLENGE DECISION OF 15 APRIL 1993 193
(2) CHALLENGE DECISION OF 11 JANUARY 1995 194
C THE EXCLUSIVITY OF THE UNCITRAL CHALLENGE PROCEDURE 194
2 THE DUTY TO DISCLOSE*ARTICLE 9 199
A TEXT OF THE UNCITRAL RULE 199
B COMMENTARY 200
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 204
(1) GENERAL 204
(2) DISCLOSURE BY THE US ARBITRATORS 205
3 THE GROUNDS FOR CHALLENGE*ARTICLE 10 209
A TEXT OF THE UNCITRAL RULE 209
B COMMENTARY 210
(1) CHALLENGE ON THE GROUND OF JUSTIFIABLE DOUBTS AS TO
IMPARTIALITY OR INDEPENDENCE*GENERAL REMARKS ON
ARTICLE 10(1) 210
(A) THE STANDARD FOR IMPARTIALITY AND INDEPENDENCE IS
OBJECTIVE 210
(B) THE SAME STANDARD APPLIES TO PARTY-APPOINTED AND
NON-PARRY-APPOINTED ARBITRATORS 211
(C) CRITERIA REGARDING AND EXAMPLES OF JUSTIFIABLE DOUBTS 213
(2) CHALLENGE ON THE GROUND OF JUSTIFIABLE DOUBTS AS TO
IMPARTIALITY OR INDEPENDENCE 214
(A) THE MEANING OF IMPARTIALITY AND INDEPENDENCE 215
(B) WHEN ARE DOUBTS AS TO IMPARTIALITY OR
INDEPENDENCE JUSTIFIED? 215
(C) THE STANDARD OF INDEPENDENCE AND IMPARTIALITY
DOES NOT VARY DEPENDING ON THE STAGE OF THE
PROCEEDINGS 224
(D) A FAILURE TO DISCLOSE UNDER ARTICLE 9 MAY GIVE RISE
TO, BUT DOES NOT PER SE ESTABLISH, JUSTIFIABLE DOUBTS
AS TO IMPARTIALITY OR INDEPENDENCE 225
(E) ARE THERE ANY LIMITATIONS ON THE CIRCUMSTANCES
WHICH MAY BE USED AS THE BASIS FOR JUSTIFIABLE
DOUBTS? 227
(3) ARTICLE 10(1) AS PROVIDING THE EXCLUSIVE GROUNDS FOR
CHALLENGE 228
XIV CONTENTS
(4) WHEN MAY A PARTY-APPOINTED ARBITRATOR BE CHALLENGED
BY THE PARTY WHO APPOINTED HIM*ARTICLE 10(2) 231
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 231
(1) TRIBUNAL RULES, ARTICLE 10(1) 231
(2) TRIBUNAL RULES, ARTICLE 10(2) 238
D EXTRACTS FROM THE PRACTICE OF OTHER TRIBUNALS 238
4 THE INITIATION OF THE CHALLENGE AND THE POTENTIAL FOR AGREEMENT
TO THE CHALLENGE*ARTICLE 11 240
A TEXT OFTHEUNCITRAL RULE 240
B COMMENTARY 241
(1) WHEN NOTICE OF CHALLENGE MUST BE MADE*ARTICLE 11(1) 241
(2) TO WHOM SHOULD NOTICE BE SENT; WHAT FORM SHOULD
NOTICE TAKE*ARTICLE 11 (2) 246
(3) PROCEDURE IF CHALLENGE IS ACCEPTED BY OTHER PARTY OR
CHALLENGED ARBITRATOR WITHDRAWS*ARTICLE 11 (3) 251
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 253
(1) TRIBUNAL RULES, ARTICLE 11(1) 253
(2) TRIBUNAL RULES, ARTICLE 11 (2) 259
(3) TRIBUNAL RULES, ARTICLE 11 (3) 263
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 264
E EXTRACTS FROM THE PRACTICE OF OTHER TRIBUNALS 264
5 THE RESOLUTION OF THE CHALLENGE*ARTICLE 12 265
A TEXT OFTHEUNCITRAL RULE 265
B COMMENTARY 266
(1) WHICH AUTHORITY SHALL MAKE THE DECISION ON THE
CHALLENGE IF THE OTHER PARTY DOES NOT AGREE TO THE
CHALLENGE OR THE CHALLENGED ARBITRATOR DOES NOT
WITHDRAW*ARTICLE 12(1) 266
(2) PROCEDURE FOR APPOINTING A SUBSTITUTE ARBITRATOR IF THE
CHALLENGE IS SUSTAINED*ARTICLE 12(2) 272
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 273
(1) TRIBUNAL RULES, ARTICLE 12(1) 273
(2) TRIBUNAL RULES, ARTICLE 12(2) 275
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 275
CONTENTS XV
CHAPTER 6: RESIGNATION, FAILURE TO ACT,
AND THE CONSEQUENCES OF THE
REPLACEMENT OF AN ARBITRATOR 277
1 INTRODUCTION 277
2 REPLACEMENT OF AN ARBITRATOR*ARTICLE 13 278
A TEXT OFTHEUNCITRAL RULE 278
B COMMENTARY 279
(1) RESIGNATION, ABSENCE AND DEATH*ARTICLE 13(1) 279
(A) DRAFTING HISTORY OF THE RULE 279
(B) TRIBUNAL PRACTICE ON ARTICLE 13(1) 281
(2) FAILURE TO ACT*ARTICLE 13(2) 284
(A) DRAFTING HISTORY OF THE RULE 284
(B) TRIBUNAL PRACTICE ON ARTICLE 13(2) 285
(C) A NOTE ON SUBSTITUTE ARBITRATORS 287
(D) A NOTE ON TRUNCATED PROCEEDINGS 287
(3) TRIBUNAL RULES, ARTICLE 13(3) 297
(4) TRIBUNAL RULES, ARTICLE 13(4) 298
(5) TRIBUNAL RULES, ARTICLE 13(5) 298
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 299
(1) TRIBUNAL RULES, ARTICLE 13(1) 299
(2) TRIBUNAL RULES, ARTICLE 13(2) 299
(3) TRIBUNAL RULES, ARTICLE 13 (3) 318
(4) TRIBUNAL RULES, ARTICLE 13 (4) 319
(5) TRIBUNAL RULES, ARTICLE 13(5) 319
D EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 321
3 REPETITION OF HEARINGS IN THE EVENT OF THE REPLACEMENT OF AN
ARBITRATOR*ARTICLE 14 322
A TEXT OFTHEUNCITRAL RULE 322
B COMMENTARY 323
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 326
CHAPTER 7: THE APPOINTING AUTHORITY
AND COMPOSITION UNDER THE UNCITRAL
RULES 329
1 AN EVALUATION OF THE UNCITRAL APPROACH 329
2 THE OFFICE OF THE APPOINTING AUTHORITY 332
XVI CONTENTS
PART III: THE INITIATION OF THE
ARBITRATION AND THE IDENTIFICATION
AND CLARIFICATION OF THE ISSUES
PRESENTED 337
INTRODUCTION 339
CHAPTER 8: THE NOTICE INITIATING
ARBITRATION 341
1 INTRODUCTION 341
2 THE NOTICE INITIATING ARBITRATION*ARTICLE 3 342
A TEXT OF THE UNCITRAL RULE 342
B COMMENTARY 342
(1) THE NOTICE REQUIREMENT*ARTICLE 3(1) 342
(2) WHEN ARBITRATION PROCEEDINGS ARE DEEMED TO HAVE
COMMENCED*ARTICLE 3(2) 343
(3) WHAT INFORMATION MUST BE PROVIDED IN THE NOTICE OF
ARBITRATION*ARTICLE 3(3) 344
(4) ADDITIONAL INFORMATION PROVIDED IN THE NOTICE OF
ARBITRATION*ARTICLE 3(4) 345
(5) THE NOTICE OF ARBITRATION IN THE IRAN-US CLAIMS TRIBUNAL 346
C EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 349
D EXTRACTS FROM THE PRACTICE OF OTHER TRIBUNALS 350
CHAPTER 9: THE CHOICE OF LANGUAGE 351
1 INTRODUCTION 351
2 THE CHOICE OF LANGUAGE*ARTICLE 17 352
A TEXT OF THE UNCITRAL RULE 352
B COMMENTARY 352
(1) DETERMINATION OF THE LANGUAGE OF ARBITRATION*ARTICLE
17(1) 352
(2) TRANSLATION OF DOCUMENTS AND EXHIBITS*ARTICLE 17(2) 359
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 363
CONTENTS XVII
(1) TRIBUNAL RULES, ARTICLE 17(1) 363
(2) TRIBUNAL RULES, ARTICLE 17(2) 366
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 374
CHAPTER 10: NOTICE AND THE CALCULATION
OF PERIODS OF TIME 375
1 INTRODUCTION 375
2 NOTICE AND THE CALCULATION OF PERIODS OF TIME*ARTICLE 2 376
A TEXT OF THE UNCITRAL RULE 376
B COMMENTARY 377
(1) WHEN NOTICE BECOMES EFFECTIVE*ARTICLE 2(1) 377
(A) THE DRAFTING HISTORY OF ARTICLE 2(1) 377
(B) APPLICATION OF ARTICLE 2(1) BY THE IRAN-US CLAIMS
TRIBUNAL 380
(2) HOW TO CALCULATE PERIODS OF TIME UNDER THE RULES*
ARTICLE 2(2) 381
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 383
(1) TRIBUNAL RULES, ARTICLE 2(1) 383
(2) TRIBUNAL RULES, ARTICLE 2(2) 384
(3) TRIBUNAL RULES, ARTICLE 2(3) 384
(4) TRIBUNAL RULES, ARTICLE 2(4) 387
(5) TRIBUNAL RULES, ARTICLE 2(5) 387
CHAPTER 11: STATEMENTS OF CLAIM AND
DEFENCE 391
1 INTRODUCTION 392
2 THE STATEMENT OF CLAIM*ARTICLE 18 393
A TEXT OF THE UNCITRAL RULE 393
B COMMENTARY 394
(1) SUBMISSION OF THE STATEMENT OF CLAIM 394
(2) CONTENTS OF THE STATEMENT OF CLAIM 395
(3) SANCTIONS FOR AN INADEQUATE STATEMENT OF CLAIM 396
(4) A NOTE ON THE IRAN-US CLAIMS TRIBUNAL 398
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 399
(1) TRIBUNAL RULES, ARTICLE 18(1) 399
XVIII CONTENTS
(2) TRIBUNAL RULES, ARTICLE 18(2) 400
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 402
3 THE STATEMENT OF DEFENCE*ARTICLE 19 406
A TEXT OF THE UNCITRAL RULE 406
B COMMENTARY 407
(1) SUBMISSION OF THE STATEMENT OF DEFENCE 407
(2) CONTENTS OF THE STATEMENT OF DEFENCE 408
(3) SUBMISSION OF COUNTER-CLAIMS AND CLAIMS FOR THE
PURPOSE OF SET-OFF 409
(A) PRELIMINARY REMARKS 409
(B) THE COUNTER-CLAIM OR THE CLAIM FOR A SET-OFF
MUST ARISE OUT OF THE SAME CONTRACT AS THE MAIN
CLAIM 412
(4) SUPPLEMENTARY PROVISIONS ON COUNTER-CLAIMS AND
CLAIMS FOR THE PURPOSE OF SET-OFF 415
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 416
(1) TRIBUNAL RULES, ARTICLE 19(1) 416
(2) TRIBUNAL RULES, ARTICLE 19(2) 418
(3) TRIBUNAL RULES, ARTICLE 19(3) 419
(4) TRIBUNAL RULES, ARTICLE 19(4) 437
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 437
CHAPTER 12: PLEAS AS TO THE JURISDICTION
OF THE ARBITRAL TRIBUNAL 443
1 INTRODUCTION 443
2 PLEAS AS TO JURISDICTION*ARTICLE 21 444
A TEXT OF THE UNCITRAL RULE 444
B COMMENTARY 444
(1) THE EXTENT OF THE POWER OF THE TRIBUNAL TO DETERMINE ITS
JURISDICTION*ARTICLES 21 (1) AND 21 (2) 444
(2) OBJECTIONS TO THE EXISTENCE OR VALIDITY OF THE CONTRACT
OF WHICH THE ARBITRATION AGREEMENT IS A PART*
ARTICLE 21(2) 446
(3) WHEN OBJECTIONS SHOULD BE RAISED*ARTICLE 21 (3) 448
(4) WHEN OBJECTIONS SHOULD BE RULED UPON AS A
PRELIMINARY QUESTION*ARTICLE 21 (4) 449
CONTENTS XIX
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 451
(1) TRIBUNAL RULES, ARTICLE 21(1) 451
(2) TRIBUNAL RULES, ARTICLE 21(2) 451
(3) TRIBUNAL RULES, ARTICLE 21(3) 452
(4) TRIBUNAL RULES, ARTICLE 21(4) 452
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 456
E EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 462
CHAPTER 13: AMENDMENTS TO THE CLAIM
OR DEFENCE 465
1 INTRODUCTION 465
2 AMENDMENTS TO THE CLAIM OR DEFENCE*ARTICLE 20 466
A TEXT OF THE UNCITRAL RULE 466
B COMMENTARY 466
(1) GENERAL REMARKS 466
(2) THE AMENDMENT MUST NOT FALL OUTSIDE THE SCOPE OF
THE ARBITRATION CLAUSE OR AGREEMENT 468
(3) GROUNDS FOR REJECTING AN AMENDMENT: DELAY, PREJUDICE
OR OTHER CIRCUMSTANCES 470
(4) PROCEDURAL QUESTIONS 474
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 475
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 491
E EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 494
CHAPTER 14: FURTHER WRITTEN
STATEMENTS AND TIME LIMITS ON
SUBMISSION 497
1 INTRODUCTION 497
2 FURTHER WRITTEN STATEMENTS*ARTICLE 22 498
A TEXT OF THE UNCITRAL RULE 498
B COMMENTARY 498
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 503
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 515
E EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 517
3 TIME LIMITS ON SUBMISSION*ARTICLE 23 518
A TEXT OF THE UNCITRAL RULE 518
XX CONTENTS
B COMMENTARY 518
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 523
CHAPTER 15: THE QUESTION OF INTERIM
MEASURES 531
1 INTRODUCTION 531
2 INTERIM MEASURES*ARTICLE 26 532
A TEXT OFTHEUNCITRAL RULE 533
B COMMENTARY 533
(1) CONDITIONS FOR THE ORDERING AND CONTENTS OF INTERIM
MEASURES*ARTICLE 26(1) 533
(A) INTERIM MEASURES MUST BE REQUESTED BY A PARTY 533
(B) INTERIM MEASURES MUST BE NECESSARY IN RESPECT OF
THE SUBJECT MATTER OF THE DISPUTE 534
(C) WHICH TYPES OF INTERIM MEASURES MAY BE GRANTED 539
(2) THE FORM OF A DECISION ON INTERIM MEASURES AND THE
COSTS OF SUCH MEASURES*ARTICLE 26(2) 540
(3) RELATIONS BETWEEN THE ARBITRAL TRIBUNAL AND MUNICIPAL
COURTS IN QUESTION CONCERNING INTERIM MEASURES 543
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 546
(1) TRIBUNAL RULES, ARTICLE 26(1) 546
(2) TRIBUNAL RULES, ARTICLE 26(2) 558
(3) TRIBUNAL RULES, ARTICLE 26(3) 560
PART IV: THE PRESENTATION OF THE CASE:
EVIDENCE AND HEARINGS 561
INTRODUCTION 563
CHAPTER 16: EVIDENCE 565
1 INTRODUCTION 565
2 EVIDENCE*ARTICLE 24 567
A TEXT OFTHEUNCITRAL RULE 567
B COMMENTARY 568
(1) BURDEN OF PROOF*ARTICLE 24(1) 568
CONTENTS XXI
(2) SUMMARY OF EVIDENCE TO BE DELIVERED TO THE ARBITRAL
TRIBUNAL AND THE OTHER PARTY*ARTICLE 24(2) 572
(3) PRODUCTION OF DOCUMENTS*ARTICLE 24(3) 574
(A) GENERAL REMARKS 574
(B) ARBITRAL DISCOVERY AT THE REQUEST OF A PARTY 576
(C) ENFORCEMENT OF PRODUCTION ORDERS 578
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 580
(1) TRIBUNAL RULES, ARTICLE 24(1) 580
(2) TRIBUNAL RULES, ARTICLE 24(2) 592
(3) TRIBUNAL RULES, ARTICLE 24(3) 592
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 601
E EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 603
CHAPTER 17: THE HEARINGS 605
1 INTRODUCTION 606
2 THE HEARINGS*ARTICLE 25 606
A TEXT OF THE UNCITRAL RULE 606
B COMMENTARY 608
(1) NOTICE OF HEARING*ARTICLE 25(1) 608
(2) NOTICE OF WITNESSES*ARTICLE 25(2) 610
(A) MAIN CONTENTS OF THE PROVISION 610
(B) WITNESSES WITHIN THE MEANING OF ARTICLE 25 (2) 611
(3) TRANSLATION OF ORAL STATEMENTS, RECORD OF THE HEARING*
ARTICLE 25(3) 613
(4) THE CONDUCT OF THE HEARING*ARTICLE 25(4) 616
(A) HEARINGS NORMALLY HELD IN CAMERA 616
(B) RETIREMENT OF WITNESSES 617
(C) THE MANNER OF WITNESS EXAMINATION 617
(5) WRITTEN WITNESS STATEMENTS*ARTICLE 25(5) 619
(6) ADMISSIBILITY, RELEVANCE, MATERIALITY AND WEIGHT OF THE
EVIDENCE*ARTICLE 25 (6) 621
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 624
(1) TRIBUNAL RULES, ARTICLE 25(1) 624
(2) TRIBUNAL RULES, ARTICLE 25(2) 626
(3) TRIBUNAL RULES, ARTICLE 25(3) 634
(4) TRIBUNAL RULES, ARTICLE 25(4) 635
XXII CONTENTS
(5) TRIBUNAL RULES, ARTICLE 25(5) 636
(6) TRIBUNAL RULES, ARTICLE 25(6) 637
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 645
E EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 648
3 CLOSURE OF THE HEARING*ARTICLE 29 650
A TEXT OFTHEUNCITRAL RULE 650
B COMMENTARY 650
(1) CLOSURE OF THE HEARING*ARTICLE 29(1) 650
(2) REOPENING OFTHE HEARING*ARTICLE 29(2) 652
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 655
(1) TRIBUNAL RULES, ARTICLE 29(1) 655
(2) TRIBUNAL RULES, ARTICLE 29(2) 656
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 662
E EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 662
CHAPTER 18: EXPERTS 663
1 INTRODUCTION 663
2 EXPERTS*ARTICLE 27 664
A TEXT OFTHEUNCITRAL RULE 664
B COMMENTARY 665
(1) GENERAL COMMENTS 665
(2) APPOINTMENT AND TERMS OF REFERENCE*ARTICLE 27(1) 667
(A) APPOINTMENT 667
(B) TERMS OF REFERENCE 670
(3) THE PROVISION OF RELEVANT INFORMATION TO THE EXPERT*
ARTICLE 27(2) 671
(4) THE EXPERT S REPORT*ARTICLE 27(3) 673
(5) EXPERT HEARINGS*ARTICLE 27(4) 675
(6) A NOTE ON PARTY-APPOINTED EXPERTS 676
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 677
(1) TRIBUNAL RULE, ARTICLE 27(1)*APPOINTMENT AND TERMS
OF REFERENCE 677
(A) THE SHAIN SHAINE EBRAHIMI CASE 677
(B) THE ARCO EXPLORATION CASE 682
(C) THESTARRETTHOUSINGCA.SE 685
CONTENTS XXIII
(D) THE RICHARD D HARZA CASE 687
(E) THE BEHRING INTERNATIONAL CASE 693
(2) TRIBUNAL RULES, ARTICLE 27(2)*PROVISION OF RELEVANT
INFORMATION 696
(3) TRIBUNAL RULES, ARTICLE 27(3)*EXPERT REPORT 699
(A) THE SHAIN SHAINE EBRAHIMI CASE 699
(B) THE ARCO EXPLORATION CASE 700
(C) THE BEHRING INTERNATIONAL CASE 701
(D) THE RICHARD D HARZA CASE 702
(E) THE STARRETT HOUSING CASE 702
(4) TRIBUNAL RULES, ARTICLE 27(4)*EXPERT HEARING 704
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 706
E EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 706
PART V: DEFAULT AND WAIVER 709
INTRODUCTION 711
CHAPTER 19: DEFAULT 713
1 INTRODUCTION 713
2 DEFAULT*ARTICLE 28 714
A TEXT OFTHEUNCITRAL RULE 714
B COMMENTARY 714
(1) GENERAL COMMENTS 714
(2) FAILURE TO FILE INITIAL WRITTEN SUBMISSIONS*ARTICLE 28(1) 718
(3) FAILURE TO APPEAR AT A HEARING*ARTICLE 28(2) 719
(4) FAILURE TO PRODUCE DOCUMENTARY EVIDENCE*ARTICLE 28(3) 720
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 721
(1) GENERAL AND TRIBUNAL RULES, ARTICLE 28 721
(2) TRIBUNAL RULES, ARTICLE 28(2) 724
(3) TRIBUNAL RULES, ARTICLE 28(3) 727
D EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 731
XXIV CONTENTS
CHAPTER 20: WAIVER 739
1 INTRODUCTION 739
2 WAIVER*ARTICLE 30 740
A TEXT OFTHEUNCITRAL RULE 740
B COMMENTARY 740
(1) GENERAL COMMENTS 740
(2) THE CRITERIA FOR WAIVER 741
(A) KNOWLEDGE OF NON-COMPLIANCE 741
(B) CONTINUATION WITH THE PROCEEDINGS 742
(C) PROMPTNESS OF THE OBJECTION 743
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 743
D EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 744
PART VI: THE AWARD 745
INTRODUCTION 747
CHAPTER 21: DECISIONS 749
1 INTRODUCTION 749
2 DECISIONS*ARTICLE 31 750
A TEXT OFTHEUNCITRAL RULE 750
B COMMENTARY 750
(1) AWARDS AND OTHER DECISIONS BY MAJORITY VOTE*ARTICLE
31(1) 750
(A) GENERAL COMMENTS 750
(B) THE PRACTICE OF DELIBERATING AND DRAFTING AWARDS BY
THE IRAN-US CLAIMS TRIBUNAL 755
(2) DECISION-MAKING ON PROCEDURAL QUESTIONS*ARTICLE 31 (2) 756
(A) THE MEANING OF QUESTIONS OF PROCEDURE 759
(B) REVISION 761
(3) CONFIDENTIALITY OF DELIBERATIONS*ARTICLE 31, NOTE 2 OF
THE TRIBUNAL RULES 762
(A) THE SCOPE OF THE RULE OF CONFIDENTIALITY 763
(B) ENFORCING THE RULE OF CONFIDENTIALITY 766
CONTENTS XXV
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 769
(1) TRIBUNAL RULES, ARTICLE 31(1) 769
(2) TRIBUNAL RULES, ARTICLE 31(2) 774
(3) TRIBUNAL RULES, ARTICLE 31, NOTE 2*CONFIDENTIALITY OF
DELIBERATIONS 775
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 78$
E EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 785
CHAPTER 22: FORM AND EFFECT 789
1 INTRODUCTION 790
2 FORM AND EFFECT*ARTICLE 32 791
A TEXT OFTHEUNCITRAL RULE 791
B COMMENTARY 791
(1) TYPES OF AWARDS*ARTICLE 32(1) 791
(2) THE AWARD IS FINAL AND BINDING AND THE PARTIES MUST
CARRY OUT THE AWARD WITHOUT DELAY *ARTICLE 32(2) 797
(3) WRITTEN AWARD AND DESIGNATION OF THE DATE AND PLACE OF
THE AWARD S MAKING*ARTICLES 32(2) AND 32(4) 803
(4) OBLIGATION TO SIGN AND FAILURE TO SIGN THE AWARD*
ARTICLE 32(4) 804
(A) GENERAL COMMENTS ON THE TRAVAUX PREPARATOIRES 805
(B) PRACTICAL MATTERS REGARDING THE STATEMENT OF
REASONS FOR THE ABSENCE OF AN ARBITRATOR S SIGNATURE 809
(5) STATEMENT OF REASONS FOR THE AWARD AND DISSENTING
OPINIONS*ARTICLE 32(3) 811
(6) PUBLICATION OF THE AWARD*ARTICLE 32(5) 817
(7) COPIES OF THE AWARD TO THE PARTIES*ARTICLE 32(6) 819
(8) FILING AND REGISTRATION OF THE AWARD*ARTICLE 32 (7) 821
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 822
(1) TRIBUNAL RULES, ARTICLE 32(1)*TYPES OF AWARDS 822
(2) TRIBUNAL RULES, ARTICLE 32(2)*FINAL AND BINDING AWARD 823
(3) TRIBUNAL RULES, ARTICLES 32(3) AND 32(4)*DATE, PLACE,
AND SIGNATURE 824
(4) TRIBUNAL RULES, ARTICLE 32(3)*REASONS FOR THE AWARD 825
(5) TRIBUNAL RULES, ARTICLE 32(4)*FAILURE TO SIGN THE AWARD 826
(A) STATEMENTS OF REASONS FOR FAILURE TO SIGN THE AWARD 826
XXVI CONTENTS
(B) IMPROPER STATEMENTS OF REASONS AND POST-AWARD
EXCHANGES 834
(6) TRIBUNAL RULES, ARTICLE 32(5)*PUBLICATION OF THE AWARD 839
D EXTRACTS FROM THE PRACTICE OF NAFTA AND OTHER TRIBUNALS 844
(1) ARTICLE 32(1)*TYPES OF AWARDS 844
(2) ARTICLE 32(2)*FINAL AND BINDING 845
(3) ARTICLES 32(2) AND 32(4)*DATE, PLACE, AND SIGNATURE 848
(4) ARTICLE 32(4)*FAILURE TO SIGN THE AWARD 849
(5) ARTICLE 32(7)*FILING AND REGISTRATION OF AN AWARD 850
CHAPTER 23: SETTLEMENT AND OTHER
GROUNDS FOR TERMINATION 853
1 INTRODUCTION 853
2 SETTLEMENT AND OTHER TERMINATION*ARTICLE 34 854
A TEXT OFTHEUNCITRAL RULE 854
B COMMENTARY 854
(1) SETTLEMENT*ARTICLE 34(1) 854
(A) TYPES OF SETTLEMENT AGREEMENTS AND THE PRACTICE OF
AWARDS ON AGREED TERMS 854
(B) DISCRETION TO RECORD A SETTLEMENT AGREEMENT 857
(C) PRE-SETTLEMENT NEGOTIATIONS 860
(2) OTHER GROUNDS FOR TERMINATION*ARTICLE 34(2) 862
(A) CONTINUATION OF THE ARBITRATION IS UNNECESSARY OR
IMPOSSIBLE 862
(B) JUSTIFIABLE GROUNDS FOR OBJECTION 864
(3) TECHNICAL REQUIREMENTS FOR AWARDS ON AGREED TERMS*
ARTICLE 34(3) 865
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 866
(1) TRIBUNAL RULES, ARTICLE 34(1) 866
(2) TRIBUNAL RULES, ARTICLE 34(2) 874
CHAPTER 24: POST-AWARD PROCEEDINGS 879
1 INTRODUCTION 880
2 INTERPRETATION OF THE AWARD*ARTICLE 35 880
A TEXT OFTHEUNCITRAL RULE 880
CONTENTS XXVII
B COMMENTARY 881
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 885
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 891
E EXTRACTS FROM THE PRACTICE OF OTHER TRIBUNALS 892
3 CORRECTION OF THE AWARD*ARTICLE 36 894
A TEXT OFTHEUNCITRAL RULE 894
B COMMENTARY 895
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 898
(1) REQUEST FOR CORRECTION GRANTED 898
(2) REQUEST FOR CORRECTION DENIED 900
4 ADDITIONAL AWARD*ARTICLE 37 908
A TEXT OFTHEUNCITRAL RULE 908
B COMMENTARY 908
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 911
(1) REQUEST FOR ADDITIONAL AWARD GRANTED 911
(2) REQUEST FOR ADDITIONAL AWARD DENIED 911
5 THE FINALITY OF AWARDS AND THE INHERENT POWER TO RECONSIDER 914
A COMMENTARY 914
B EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 919
(1) LIMITED POWER OF REVIEW 919
(2) REVISION TO ADDRESS FRAUD OR CORRUPTION 921
C EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 924
D EXTRACTS FROM THE PRACTICE OF OTHER TRIBUNALS 925
CHAPTER 25: THE COSTS OF ARBITRATION 927
1 INTRODUCTION 928
2 THE COSTS OF ARBITRATION*ARTICLE 38 928
A TEXT OFTHEUNCITRAL RULE 928
B COMMENTARY 929
(1) COSTS DEFINED 929
(2) THE DUTY TO FIX THE COSTS OF ARBITRATION 933
(3) NOTE ON THE COSTS OF THE IRAN-US CLAIMS TRIBUNAL 934
C EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 935
D EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 936
XXVIII CONTENTS
3 ARBITRATORS FEES*ARTICLE 39
A TEXT OFTHEUNCITRAL RULE
B COMMENTARY
C EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS
4 APPORTIONMENT OF COSTS*ARTICLE 40
A TEXT OFTHEUNCITRAL RULE
B COMMENTARY
(1) APPORTIONING AND AWARDING COSTS
(2) THE CIRCUMSTANCES OF THE CASE
(A) THE SUCCESS OF THE PARTIES
(B) THE CONDUCT OF THE PARTIES
(C) THE NATURE OF THE PARTIES
(3) REQUIREMENTS FOR MAKING A CLAIM FOR COSTS
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL
(1) TRIBUNAL RULES, ARTICLE 40(1) AND (2)*GENERAL
(2) ARTICLE 40(1) AND (2)* CIRCUMSTANCES OF THE CASE
(A) THE SUCCESS OF THE PARTIES
(B) THE CONDUCT OF THE PARTIES
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS
E EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS
5 DEPOSIT OF COSTS*ARTICLE 41
A TEXT OFTHEUNCITRAL RULE
B COMMENTARY
(1) THE REQUEST FOR DEPOSITS
(2) CONSULTATION WITH THE APPOINTING AUTHORITY
(3) FAILURE TO MAKE REQUESTED DEPOSITS
(4) THE RIGHT TO AN ACCOUNTING AND THE RETURN OF
UNEXPENDED DEPOSITS
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS
E EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS
SELECT BIBLIOGRAPHY
APPENDICES
INDEX
941
941
942
946
947
947
947
947
951
951
952
953
954
956
956
960
960
962
966
976
982
982
983
983
985
986
987
988
992
993
995
1009
1049
|
| adam_txt |
CONTENTS
TABLE OF CASES AND OTHER PRACTICE XXIX
LIST OF ABBREVIATIONS XLI
CHAPTER 1: INTRODUCTION 1
1 THE IMPORTANCE OF THE INTERNATIONAL ARBITRAL PROCESS 1
2 THE ORIGINS AND STRUCTURE OF THE IRAN-US CLAIMS TRIBUNAL 3
3 THE TRIBUNAL'S USE OF THE UNCITRAL ARBITRATION RULES 6
4 INTERNATIONAL INVESTMENT AGREEMENTS AND THE UNCITRAL
ARBITRATION RULES 10
PART I: FUNDAMENTAL PRINCIPLES AND THE
LEGAL FRAMEWORK WITHIN WHICH THE
ARBITRAL TRIBUNAL OPERATES 13
INTRODUCTION 15
CHAPTER 2: GENERAL PROVISIONS AND
PLACE OF ARBITRATION 17
1 INTRODUCTION 18
2 SCOPE OF APPLICATION*ARTICLE 1 18
A TEXT OF THE UNCITRAL RULE 18
B COMMENTARY 19
C EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 22
D EXTRACTS FROM THE PRACTICE OF OTHER TRIBUNALS 23
(1) GENERAL AND ARTICLE 1(1) 23
(2) ARTICLE 1(2) 24
3 GENERAL PROVISIONS*ARTICLE 15 25
A TEXT OF THE UNCITRAL RULE 25
CONTENTS
B COMMENTARY 25
(1) BASIC PRINCIPLES*ARTICLE 15(1) 26
(A) ARBITRAL AUTONOMY AND ITS LIMITS 26
(B) CONFIDENTIALITY AND NON-DISPUTING PARTY-
PARTICIPATION IN UNCITRAL ARBITRATION 33
(C) THE NATURE OF THE PROCEEDINGS BEFORE THE IRAN-US
CLAIMS TRIBUNAL 38
(D) CONCLUDING REMARKS 44
(2) RIGHT TO A HEARING*ARTICLE 15(2) 45
(3) COMMUNICATION OF DOCUMENTS*ARTICLE 15(3) 50
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 51
(1) GENERAL AND TRIBUNAL RULES, ARTICLE 15(1) 51
(2) TRIBUNAL RULES, ARTICLE 15(2) 58
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 64
(1) ARTICLE 15(1)*GENERAL 64
(2) ARTICLE 15(1)*AMICUS SUBMISSIONS 66
E EXTRACTS FROM THE PRACTICE OF OTHER TRIBUNALS 74
PLACE OF ARBITRATION*ARTICLE 16 16
A TEXT OF THE UNCITRAL RULE 16
B COMMENTARY 77
(1) SELECTION OF THE PLACE OF ARBITRATION*ARTICLE 16(1) 77
(A) CONSIDERATIONS TO BE TAKEN INTO ACCOUNT 77
(B) NEUTRALITY 78
(C) NATURE OF THE LOCAL LAW 80
(D) ENFORCEABILITY OF THE AWARD 87
(E) PRACTICAL CONSIDERATIONS 92
(F) CONCLUDING REMARKS 93
(2) SELECTION OF THE PARTICULAR LOCALE, SPECIAL MEETINGS FOR
CONSULTATION AND THE HEARING OF WITNESSES 94
(3) SPECIAL MEETINGS FOR THE INSPECTION OF GOODS, OTHER
PROPERTY OR DOCUMENTS 96
(4) WHERE THE AWARD SHALL BE MADE 97
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 98
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 99
E EXTRACTS FROM THE PRACTICE OF OTHER TRIBUNALS 114
CONTENTS XI
CHAPTER 3: APPLICABLE LAW 121
1 INTRODUCTION 121
2 APPLICABLE LAW*ARTICLE 33 122
A TEXT OF THE UNCITRAL RULE 122
B COMMENTARY 123
(1) THE MAIN RULES*ARTICLE 33(1) 123
(A) THE PRINCIPLE OF PARTY AUTONOMY AND ITS APPLICATION 123
(B) CHOICE OF APPLICABLE LAW WHERE NOT DESIGNATED BY
THE PARTIES 130
(2) AMIABLE COMPOSITEUR OR EX AEQUO ET BONO*ARTICLE 33(2) 134
(3) SIGNIFICANCE OF THE CONTRACT AND TRADE USAGES*ARTICLE
33(3) 136
(4) A NOTE ON THE IRAN-US CLAIMS TRIBUNAL 138
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 140
(1) TRIBUNAL RULES, ARTICLE 33(1) 140
(2) TRIBUNAL RULES, ARTICLE 33(2) 157
(3) TRIBUNAL RULES, ARTICLE 33(3) 157
(4) OTHER PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 159
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 163
PART II: ARBITRAL PROCEDURES TO CONTROL
THE SELECTION AND CONDUCT OF
ARBITRATORS 165
INTRODUCTION 167
CHAPTER 4: THE NUMBER AND SELECTION OF
ARBITRATORS 169
1 INTRODUCTION 169
2 THE NUMBER OF ARBITRATORS*ARTICLE 5 170
A TEXT OF THE UNCITRAL RULE 170
B COMMENTARY 170
3 APPOINTMENT OF THE SOLE ARBITRATOR*ARTICLE 6 173
A TEXT OF THE UNCITRAL RULE 173
B COMMENTARY 174
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 176
XII CONTENTS
4 APPOINTMENT OF A THREE-PERSON PANEL*ARTICLE 7 178
A TEXT OFTHEUNCITRAL RULE 178
B COMMENTARY 179
(1) THE RIGHT OF EACH PARTY TO APPOINT AN ARBITRATOR 179
(2) THE APPOINTMENT OF THE PRESIDING ARBITRATOR 180
C EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 181
5 APPOINTMENT BY THE APPOINTING AUTHORITY*ARTICLE 8 182
A TEXT OFTHEUNCITRAL RULE 182
B COMMENTARY 182
CHAPTER 5: THE CHALLENGE OF
ARBITRATORS 185
1 INTRODUCTION 187
A AN OVERVIEW OF THE CHALLENGES BEFORE THE IRAN-US CLAIMS
TRIBUNAL 187
(1) THE IRANIAN GOVERNMENT CHALLENGE OF NILS
MANGARD*1982 187
(2) THE UNITED STATES GOVERNMENT CHALLENGE OF JUDGES
KASHANI AND SHAFEIEI* 1983 188
(3) THE FIRST IRANIAN GOVERNMENT CHALLENGE OF JUDGE BRINER
IN CASE NO. 55, "AMOCO IRAN AND THE ISLAMIC REPUBLIC OF
IRAN*1988 188
(4) THE SECOND IRANIAN GOVERNMENT CHALLENGE OF JUDGE
BRINER*1989 189
(5) THE THIRD IRANIAN GOVERNMENT CHALLENGE OF JUDGE
BRINER*1989 190
(6) THE US CLAIMANT CHALLENGE OF JUDGE NOORI IN CASE NO.
248, " CARLSON AND MELLI INDUSTRIAL GROUP"*1990 190
(7) THE IRANIAN GOVERNMENT CHALLENGE OF JUDGE ARANGIO-
RUIZ*1991 191
(8) THE IRANIAN GOVERNMENT CHALLENGES OF JUDGE KRZYSZTOF
SKUBISZEWSKI*1999 191
(9) THE US GOVERNMENT CHALLENGE OF JUDGE BENGT
BROMS*2001 192
(10) THE US CLAIMANT CHALLENGE OF JUDGE BENGT BROMS IN
CONNECTION WITH CASE NO. 485, "FREDERICA LINCOLN
RIAHI"*2004 192
CONTENTS XIII
B AN OVERVIEW OF CHALLENGES BEFORE OTHER UNCITRAL TRIBUNALS 193
(1) CHALLENGE DECISION OF 15 APRIL 1993 193
(2) CHALLENGE DECISION OF 11 JANUARY 1995 194
C THE EXCLUSIVITY OF THE UNCITRAL CHALLENGE PROCEDURE 194
2 THE DUTY TO DISCLOSE*ARTICLE 9 199
A TEXT OF THE UNCITRAL RULE 199
B COMMENTARY 200
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 204
(1) GENERAL 204
(2) DISCLOSURE BY THE US ARBITRATORS 205
3 THE GROUNDS FOR CHALLENGE*ARTICLE 10 209
A TEXT OF THE UNCITRAL RULE 209
B COMMENTARY 210
(1) CHALLENGE ON THE GROUND OF JUSTIFIABLE DOUBTS AS TO
IMPARTIALITY OR INDEPENDENCE*GENERAL REMARKS ON
ARTICLE 10(1) 210
(A) THE STANDARD FOR IMPARTIALITY AND INDEPENDENCE IS
OBJECTIVE 210
(B) THE SAME STANDARD APPLIES TO PARTY-APPOINTED AND
NON-PARRY-APPOINTED ARBITRATORS 211
(C) CRITERIA REGARDING AND EXAMPLES OF JUSTIFIABLE DOUBTS 213
(2) CHALLENGE ON THE GROUND OF JUSTIFIABLE DOUBTS AS TO
IMPARTIALITY OR INDEPENDENCE 214
(A) THE MEANING OF "IMPARTIALITY" AND "INDEPENDENCE" 215
(B) WHEN ARE DOUBTS AS TO IMPARTIALITY OR
INDEPENDENCE JUSTIFIED? 215
(C) THE STANDARD OF INDEPENDENCE AND IMPARTIALITY
DOES NOT VARY DEPENDING ON THE STAGE OF THE
PROCEEDINGS 224
(D) A FAILURE TO DISCLOSE UNDER ARTICLE 9 MAY GIVE RISE
TO, BUT DOES NOT PER SE ESTABLISH, JUSTIFIABLE DOUBTS
AS TO IMPARTIALITY OR INDEPENDENCE 225
(E) ARE THERE ANY LIMITATIONS ON THE CIRCUMSTANCES
WHICH MAY BE USED AS THE BASIS FOR JUSTIFIABLE
DOUBTS? 227
(3) ARTICLE 10(1) AS PROVIDING THE EXCLUSIVE GROUNDS FOR
CHALLENGE 228
XIV CONTENTS
(4) WHEN MAY A PARTY-APPOINTED ARBITRATOR BE CHALLENGED
BY THE PARTY WHO APPOINTED HIM*ARTICLE 10(2) 231
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 231
(1) TRIBUNAL RULES, ARTICLE 10(1) 231
(2) TRIBUNAL RULES, ARTICLE 10(2) 238
D EXTRACTS FROM THE PRACTICE OF OTHER TRIBUNALS 238
4 THE INITIATION OF THE CHALLENGE AND THE POTENTIAL FOR AGREEMENT
TO THE CHALLENGE*ARTICLE 11 240
A TEXT OFTHEUNCITRAL RULE 240
B COMMENTARY 241
(1) WHEN NOTICE OF CHALLENGE MUST BE MADE*ARTICLE 11(1) 241
(2) TO WHOM SHOULD NOTICE BE SENT; WHAT FORM SHOULD
NOTICE TAKE*ARTICLE 11 (2) 246
(3) PROCEDURE IF CHALLENGE IS ACCEPTED BY OTHER PARTY OR
CHALLENGED ARBITRATOR WITHDRAWS*ARTICLE 11 (3) 251
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 253
(1) TRIBUNAL RULES, ARTICLE 11(1) 253
(2) TRIBUNAL RULES, ARTICLE 11 (2) 259
(3) TRIBUNAL RULES, ARTICLE 11 (3) 263
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 264
E EXTRACTS FROM THE PRACTICE OF OTHER TRIBUNALS 264
5 THE RESOLUTION OF THE CHALLENGE*ARTICLE 12 265
A TEXT OFTHEUNCITRAL RULE 265
B COMMENTARY 266
(1) WHICH AUTHORITY SHALL MAKE THE DECISION ON THE
CHALLENGE IF THE OTHER PARTY DOES NOT AGREE TO THE
CHALLENGE OR THE CHALLENGED ARBITRATOR DOES NOT
WITHDRAW*ARTICLE 12(1) 266
(2) PROCEDURE FOR APPOINTING A SUBSTITUTE ARBITRATOR IF THE
CHALLENGE IS SUSTAINED*ARTICLE 12(2) 272
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 273
(1) TRIBUNAL RULES, ARTICLE 12(1) 273
(2) TRIBUNAL RULES, ARTICLE 12(2) 275
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 275
CONTENTS XV
CHAPTER 6: RESIGNATION, FAILURE TO ACT,
AND THE CONSEQUENCES OF THE
REPLACEMENT OF AN ARBITRATOR 277
1 INTRODUCTION 277
2 REPLACEMENT OF AN ARBITRATOR*ARTICLE 13 278
A TEXT OFTHEUNCITRAL RULE 278
B COMMENTARY 279
(1) RESIGNATION, ABSENCE AND DEATH*ARTICLE 13(1) 279
(A) DRAFTING HISTORY OF THE RULE 279
(B) TRIBUNAL PRACTICE ON ARTICLE 13(1) 281
(2) FAILURE TO ACT*ARTICLE 13(2) 284
(A) DRAFTING HISTORY OF THE RULE 284
(B) TRIBUNAL PRACTICE ON ARTICLE 13(2) 285
(C) A NOTE ON SUBSTITUTE ARBITRATORS 287
(D) A NOTE ON TRUNCATED PROCEEDINGS 287
(3) TRIBUNAL RULES, ARTICLE 13(3) 297
(4) TRIBUNAL RULES, ARTICLE 13(4) 298
(5) TRIBUNAL RULES, ARTICLE 13(5) 298
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 299
(1) TRIBUNAL RULES, ARTICLE 13(1) 299
(2) TRIBUNAL RULES, ARTICLE 13(2) 299
(3) TRIBUNAL RULES, ARTICLE 13 (3) 318
(4) TRIBUNAL RULES, ARTICLE 13 (4) 319
(5) TRIBUNAL RULES, ARTICLE 13(5) 319
D EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 321
3 REPETITION OF HEARINGS IN THE EVENT OF THE REPLACEMENT OF AN
ARBITRATOR*ARTICLE 14 322
A TEXT OFTHEUNCITRAL RULE 322
B COMMENTARY 323
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 326
CHAPTER 7: THE APPOINTING AUTHORITY
AND COMPOSITION UNDER THE UNCITRAL
RULES 329
1 AN EVALUATION OF THE UNCITRAL APPROACH 329
2 THE OFFICE OF THE APPOINTING AUTHORITY 332
XVI CONTENTS
PART III: THE INITIATION OF THE
ARBITRATION AND THE IDENTIFICATION
AND CLARIFICATION OF THE ISSUES
PRESENTED 337
INTRODUCTION 339
CHAPTER 8: THE NOTICE INITIATING
ARBITRATION 341
1 INTRODUCTION 341
2 THE NOTICE INITIATING ARBITRATION*ARTICLE 3 342
A TEXT OF THE UNCITRAL RULE 342
B COMMENTARY 342
(1) THE NOTICE REQUIREMENT*ARTICLE 3(1) 342
(2) WHEN ARBITRATION PROCEEDINGS ARE DEEMED TO HAVE
COMMENCED*ARTICLE 3(2) 343
(3) WHAT INFORMATION MUST BE PROVIDED IN THE NOTICE OF
ARBITRATION*ARTICLE 3(3) 344
(4) ADDITIONAL INFORMATION PROVIDED IN THE NOTICE OF
ARBITRATION*ARTICLE 3(4) 345
(5) THE NOTICE OF ARBITRATION IN THE IRAN-US CLAIMS TRIBUNAL 346
C EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 349
D EXTRACTS FROM THE PRACTICE OF OTHER TRIBUNALS 350
CHAPTER 9: THE CHOICE OF LANGUAGE 351
1 INTRODUCTION 351
2 THE CHOICE OF LANGUAGE*ARTICLE 17 352
A TEXT OF THE UNCITRAL RULE 352
B COMMENTARY 352
(1) DETERMINATION OF THE LANGUAGE OF ARBITRATION*ARTICLE
17(1) 352
(2) TRANSLATION OF DOCUMENTS AND EXHIBITS*ARTICLE 17(2) 359
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 363
CONTENTS XVII
(1) TRIBUNAL RULES, ARTICLE 17(1) 363
(2) TRIBUNAL RULES, ARTICLE 17(2) 366
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 374
CHAPTER 10: NOTICE AND THE CALCULATION
OF PERIODS OF TIME 375
1 INTRODUCTION 375
2 NOTICE AND THE CALCULATION OF PERIODS OF TIME*ARTICLE 2 376
A TEXT OF THE UNCITRAL RULE 376
B COMMENTARY 377
(1) WHEN NOTICE BECOMES EFFECTIVE*ARTICLE 2(1) 377
(A) THE DRAFTING HISTORY OF ARTICLE 2(1) 377
(B) APPLICATION OF ARTICLE 2(1) BY THE IRAN-US CLAIMS
TRIBUNAL 380
(2) HOW TO CALCULATE PERIODS OF TIME UNDER THE RULES*
ARTICLE 2(2) 381
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 383
(1) TRIBUNAL RULES, ARTICLE 2(1) 383
(2) TRIBUNAL RULES, ARTICLE 2(2) 384
(3) TRIBUNAL RULES, ARTICLE 2(3) 384
(4) TRIBUNAL RULES, ARTICLE 2(4) 387
(5) TRIBUNAL RULES, ARTICLE 2(5) 387
CHAPTER 11: STATEMENTS OF CLAIM AND
DEFENCE 391
1 INTRODUCTION 392
2 THE STATEMENT OF CLAIM*ARTICLE 18 393
A TEXT OF THE UNCITRAL RULE 393
B COMMENTARY 394
(1) SUBMISSION OF THE STATEMENT OF CLAIM 394
(2) CONTENTS OF THE STATEMENT OF CLAIM 395
(3) SANCTIONS FOR AN INADEQUATE STATEMENT OF CLAIM 396
(4) A NOTE ON THE IRAN-US CLAIMS TRIBUNAL 398
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 399
(1) TRIBUNAL RULES, ARTICLE 18(1) 399
XVIII CONTENTS
(2) TRIBUNAL RULES, ARTICLE 18(2) 400
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 402
3 THE STATEMENT OF DEFENCE*ARTICLE 19 406
A TEXT OF THE UNCITRAL RULE 406
B COMMENTARY 407
(1) SUBMISSION OF THE STATEMENT OF DEFENCE 407
(2) CONTENTS OF THE STATEMENT OF DEFENCE 408
(3) SUBMISSION OF COUNTER-CLAIMS AND CLAIMS FOR THE
PURPOSE OF SET-OFF 409
(A) PRELIMINARY REMARKS 409
(B) THE COUNTER-CLAIM OR THE CLAIM FOR A SET-OFF
MUST ARISE OUT OF THE SAME CONTRACT AS THE MAIN
CLAIM 412
(4) SUPPLEMENTARY PROVISIONS ON COUNTER-CLAIMS AND
CLAIMS FOR THE PURPOSE OF SET-OFF 415
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 416
(1) TRIBUNAL RULES, ARTICLE 19(1) 416
(2) TRIBUNAL RULES, ARTICLE 19(2) 418
(3) TRIBUNAL RULES, ARTICLE 19(3) 419
(4) TRIBUNAL RULES, ARTICLE 19(4) 437
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 437
CHAPTER 12: PLEAS AS TO THE JURISDICTION
OF THE ARBITRAL TRIBUNAL 443
1 INTRODUCTION 443
2 PLEAS AS TO JURISDICTION*ARTICLE 21 444
A TEXT OF THE UNCITRAL RULE 444
B COMMENTARY 444
(1) THE EXTENT OF THE POWER OF THE TRIBUNAL TO DETERMINE ITS
JURISDICTION*ARTICLES 21 (1) AND 21 (2) 444
(2) OBJECTIONS TO THE EXISTENCE OR VALIDITY OF THE CONTRACT
OF WHICH THE ARBITRATION AGREEMENT IS A PART*
ARTICLE 21(2) 446
(3) WHEN OBJECTIONS SHOULD BE RAISED*ARTICLE 21 (3) 448
(4) WHEN OBJECTIONS SHOULD BE RULED UPON AS A
PRELIMINARY QUESTION*ARTICLE 21 (4) 449
CONTENTS XIX
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 451
(1) TRIBUNAL RULES, ARTICLE 21(1) 451
(2) TRIBUNAL RULES, ARTICLE 21(2) 451
(3) TRIBUNAL RULES, ARTICLE 21(3) 452
(4) TRIBUNAL RULES, ARTICLE 21(4) 452
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 456
E EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 462
CHAPTER 13: AMENDMENTS TO THE CLAIM
OR DEFENCE 465
1 INTRODUCTION 465
2 AMENDMENTS TO THE CLAIM OR DEFENCE*ARTICLE 20 466
A TEXT OF THE UNCITRAL RULE 466
B COMMENTARY 466
(1) GENERAL REMARKS 466
(2) THE AMENDMENT MUST NOT FALL OUTSIDE THE SCOPE OF
THE ARBITRATION CLAUSE OR AGREEMENT 468
(3) GROUNDS FOR REJECTING AN AMENDMENT: DELAY, PREJUDICE
OR OTHER CIRCUMSTANCES 470
(4) PROCEDURAL QUESTIONS 474
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 475
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 491
E EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 494
CHAPTER 14: FURTHER WRITTEN
STATEMENTS AND TIME LIMITS ON
SUBMISSION 497
1 INTRODUCTION 497
2 FURTHER WRITTEN STATEMENTS*ARTICLE 22 498
A TEXT OF THE UNCITRAL RULE 498
B COMMENTARY 498
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 503
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 515
E EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 517
3 TIME LIMITS ON SUBMISSION*ARTICLE 23 518
A TEXT OF THE UNCITRAL RULE 518
XX CONTENTS
B COMMENTARY 518
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 523
CHAPTER 15: THE QUESTION OF INTERIM
MEASURES 531
1 INTRODUCTION 531
2 INTERIM MEASURES*ARTICLE 26 532
A TEXT OFTHEUNCITRAL RULE 533
B COMMENTARY 533
(1) CONDITIONS FOR THE ORDERING AND CONTENTS OF INTERIM
MEASURES*ARTICLE 26(1) 533
(A) INTERIM MEASURES MUST BE REQUESTED BY A PARTY 533
(B) INTERIM MEASURES MUST BE NECESSARY IN RESPECT OF
THE SUBJECT MATTER OF THE DISPUTE 534
(C) WHICH TYPES OF INTERIM MEASURES MAY BE GRANTED 539
(2) THE FORM OF A DECISION ON INTERIM MEASURES AND THE
COSTS OF SUCH MEASURES*ARTICLE 26(2) 540
(3) RELATIONS BETWEEN THE ARBITRAL TRIBUNAL AND MUNICIPAL
COURTS IN QUESTION CONCERNING INTERIM MEASURES 543
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 546
(1) TRIBUNAL RULES, ARTICLE 26(1) 546
(2) TRIBUNAL RULES, ARTICLE 26(2) 558
(3) TRIBUNAL RULES, ARTICLE 26(3) 560
PART IV: THE PRESENTATION OF THE CASE:
EVIDENCE AND HEARINGS 561
INTRODUCTION 563
CHAPTER 16: EVIDENCE 565
1 INTRODUCTION 565
2 EVIDENCE*ARTICLE 24 567
A TEXT OFTHEUNCITRAL RULE 567
B COMMENTARY 568
(1) BURDEN OF PROOF*ARTICLE 24(1) 568
CONTENTS XXI
(2) SUMMARY OF EVIDENCE TO BE DELIVERED TO THE ARBITRAL
TRIBUNAL AND THE OTHER PARTY*ARTICLE 24(2) 572
(3) PRODUCTION OF DOCUMENTS*ARTICLE 24(3) 574
(A) GENERAL REMARKS 574
(B) ARBITRAL "DISCOVERY" AT THE REQUEST OF A PARTY 576
(C) "ENFORCEMENT" OF PRODUCTION ORDERS 578
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 580
(1) TRIBUNAL RULES, ARTICLE 24(1) 580
(2) TRIBUNAL RULES, ARTICLE 24(2) 592
(3) TRIBUNAL RULES, ARTICLE 24(3) 592
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 601
E EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 603
CHAPTER 17: THE HEARINGS 605
1 INTRODUCTION 606
2 THE HEARINGS*ARTICLE 25 606
A TEXT OF THE UNCITRAL RULE 606
B COMMENTARY 608
(1) NOTICE OF HEARING*ARTICLE 25(1) 608
(2) NOTICE OF WITNESSES*ARTICLE 25(2) 610
(A) MAIN CONTENTS OF THE PROVISION 610
(B) "WITNESSES" WITHIN THE MEANING OF ARTICLE 25 (2) 611
(3) TRANSLATION OF ORAL STATEMENTS, RECORD OF THE HEARING*
ARTICLE 25(3) 613
(4) THE CONDUCT OF THE HEARING*ARTICLE 25(4) 616
(A) HEARINGS NORMALLY HELD IN CAMERA 616
(B) RETIREMENT OF WITNESSES 617
(C) THE MANNER OF WITNESS EXAMINATION 617
(5) WRITTEN WITNESS STATEMENTS*ARTICLE 25(5) 619
(6) ADMISSIBILITY, RELEVANCE, MATERIALITY AND WEIGHT OF THE
EVIDENCE*ARTICLE 25 (6) 621
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 624
(1) TRIBUNAL RULES, ARTICLE 25(1) 624
(2) TRIBUNAL RULES, ARTICLE 25(2) 626
(3) TRIBUNAL RULES, ARTICLE 25(3) 634
(4) TRIBUNAL RULES, ARTICLE 25(4) 635
XXII CONTENTS
(5) TRIBUNAL RULES, ARTICLE 25(5) 636
(6) TRIBUNAL RULES, ARTICLE 25(6) 637
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 645
E EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 648
3 CLOSURE OF THE HEARING*ARTICLE 29 650
A TEXT OFTHEUNCITRAL RULE 650
B COMMENTARY 650
(1) CLOSURE OF THE HEARING*ARTICLE 29(1) 650
(2) REOPENING OFTHE HEARING*ARTICLE 29(2) 652
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 655
(1) TRIBUNAL RULES, ARTICLE 29(1) 655
(2) TRIBUNAL RULES, ARTICLE 29(2) 656
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 662
E EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 662
CHAPTER 18: EXPERTS 663
1 INTRODUCTION 663
2 EXPERTS*ARTICLE 27 664
A TEXT OFTHEUNCITRAL RULE 664
B COMMENTARY 665
(1) GENERAL COMMENTS 665
(2) APPOINTMENT AND TERMS OF REFERENCE*ARTICLE 27(1) 667
(A) APPOINTMENT 667
(B) TERMS OF REFERENCE 670
(3) THE PROVISION OF RELEVANT INFORMATION TO THE EXPERT*
ARTICLE 27(2) 671
(4) THE EXPERT'S REPORT*ARTICLE 27(3) 673
(5) EXPERT HEARINGS*ARTICLE 27(4) 675
(6) A NOTE ON PARTY-APPOINTED EXPERTS 676
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 677
(1) TRIBUNAL RULE, ARTICLE 27(1)*APPOINTMENT AND TERMS
OF REFERENCE 677
(A) THE SHAIN SHAINE EBRAHIMI CASE 677
(B) THE ARCO EXPLORATION CASE 682
(C) THESTARRETTHOUSINGCA.SE 685
CONTENTS XXIII
(D) THE RICHARD D HARZA CASE 687
(E) THE BEHRING INTERNATIONAL CASE 693
(2) TRIBUNAL RULES, ARTICLE 27(2)*PROVISION OF RELEVANT
INFORMATION 696
(3) TRIBUNAL RULES, ARTICLE 27(3)*EXPERT REPORT 699
(A) THE SHAIN SHAINE EBRAHIMI CASE 699
(B) THE ARCO EXPLORATION CASE 700
(C) THE BEHRING INTERNATIONAL CASE 701
(D) THE RICHARD D HARZA CASE 702
(E) THE STARRETT HOUSING CASE 702
(4) TRIBUNAL RULES, ARTICLE 27(4)*EXPERT HEARING 704
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 706
E EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 706
PART V: DEFAULT AND WAIVER 709
INTRODUCTION 711
CHAPTER 19: DEFAULT 713
1 INTRODUCTION 713
2 DEFAULT*ARTICLE 28 714
A TEXT OFTHEUNCITRAL RULE 714
B COMMENTARY 714
(1) GENERAL COMMENTS 714
(2) FAILURE TO FILE INITIAL WRITTEN SUBMISSIONS*ARTICLE 28(1) 718
(3) FAILURE TO APPEAR AT A HEARING*ARTICLE 28(2) 719
(4) FAILURE TO PRODUCE DOCUMENTARY EVIDENCE*ARTICLE 28(3) 720
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 721
(1) GENERAL AND TRIBUNAL RULES, ARTICLE 28 721
(2) TRIBUNAL RULES, ARTICLE 28(2) 724
(3) TRIBUNAL RULES, ARTICLE 28(3) 727
D EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 731
XXIV CONTENTS
CHAPTER 20: WAIVER 739
1 INTRODUCTION 739
2 WAIVER*ARTICLE 30 740
A TEXT OFTHEUNCITRAL RULE 740
B COMMENTARY 740
(1) GENERAL COMMENTS 740
(2) THE CRITERIA FOR WAIVER 741
(A) KNOWLEDGE OF NON-COMPLIANCE 741
(B) CONTINUATION WITH THE PROCEEDINGS 742
(C) PROMPTNESS OF THE OBJECTION 743
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 743
D EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 744
PART VI: THE AWARD 745
INTRODUCTION 747
CHAPTER 21: DECISIONS 749
1 INTRODUCTION 749
2 DECISIONS*ARTICLE 31 750
A TEXT OFTHEUNCITRAL RULE 750
B COMMENTARY 750
(1) AWARDS AND OTHER DECISIONS BY MAJORITY VOTE*ARTICLE
31(1) 750
(A) GENERAL COMMENTS 750
(B) THE PRACTICE OF DELIBERATING AND DRAFTING AWARDS BY
THE IRAN-US CLAIMS TRIBUNAL 755
(2) DECISION-MAKING ON PROCEDURAL QUESTIONS*ARTICLE 31 (2) 756
(A) THE MEANING OF "QUESTIONS OF PROCEDURE" 759
(B) REVISION 761
(3) CONFIDENTIALITY OF DELIBERATIONS*ARTICLE 31, NOTE 2 OF
THE TRIBUNAL RULES 762
(A) THE SCOPE OF THE RULE OF CONFIDENTIALITY 763
(B) ENFORCING THE RULE OF CONFIDENTIALITY 766
CONTENTS XXV
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 769
(1) TRIBUNAL RULES, ARTICLE 31(1) 769
(2) TRIBUNAL RULES, ARTICLE 31(2) 774
(3) TRIBUNAL RULES, ARTICLE 31, NOTE 2*CONFIDENTIALITY OF
DELIBERATIONS 775
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 78$
E EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 785
CHAPTER 22: FORM AND EFFECT 789
1 INTRODUCTION 790
2 FORM AND EFFECT*ARTICLE 32 791
A TEXT OFTHEUNCITRAL RULE 791
B COMMENTARY 791
(1) TYPES OF AWARDS*ARTICLE 32(1) 791
(2) THE AWARD IS "FINAL AND BINDING" AND THE PARTIES MUST
"CARRY OUT THE AWARD WITHOUT DELAY"*ARTICLE 32(2) 797
(3) WRITTEN AWARD AND DESIGNATION OF THE DATE AND PLACE OF
THE AWARD'S MAKING*ARTICLES 32(2) AND 32(4) 803
(4) OBLIGATION TO SIGN AND FAILURE TO SIGN THE AWARD*
ARTICLE 32(4) 804
(A) GENERAL COMMENTS ON THE TRAVAUX PREPARATOIRES 805
(B) PRACTICAL MATTERS REGARDING THE STATEMENT OF
REASONS FOR THE ABSENCE OF AN ARBITRATOR'S SIGNATURE 809
(5) STATEMENT OF REASONS FOR THE AWARD AND DISSENTING
OPINIONS*ARTICLE 32(3) 811
(6) PUBLICATION OF THE AWARD*ARTICLE 32(5) 817
(7) COPIES OF THE AWARD TO THE PARTIES*ARTICLE 32(6) 819
(8) FILING AND REGISTRATION OF THE AWARD*ARTICLE 32 (7) 821
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 822
(1) TRIBUNAL RULES, ARTICLE 32(1)*TYPES OF AWARDS 822
(2) TRIBUNAL RULES, ARTICLE 32(2)*FINAL AND BINDING AWARD 823
(3) TRIBUNAL RULES, ARTICLES 32(3) AND 32(4)*DATE, PLACE,
AND SIGNATURE 824
(4) TRIBUNAL RULES, ARTICLE 32(3)*REASONS FOR THE AWARD 825
(5) TRIBUNAL RULES, ARTICLE 32(4)*FAILURE TO SIGN THE AWARD 826
(A) STATEMENTS OF REASONS FOR FAILURE TO SIGN THE AWARD 826
XXVI CONTENTS
(B) IMPROPER STATEMENTS OF REASONS AND POST-AWARD
EXCHANGES 834
(6) TRIBUNAL RULES, ARTICLE 32(5)*PUBLICATION OF THE AWARD 839
D EXTRACTS FROM THE PRACTICE OF NAFTA AND OTHER TRIBUNALS 844
(1) ARTICLE 32(1)*TYPES OF AWARDS 844
(2) ARTICLE 32(2)*FINAL AND BINDING 845
(3) ARTICLES 32(2) AND 32(4)*DATE, PLACE, AND SIGNATURE 848
(4) ARTICLE 32(4)*FAILURE TO SIGN THE AWARD 849
(5) ARTICLE 32(7)*FILING AND REGISTRATION OF AN AWARD 850
CHAPTER 23: SETTLEMENT AND OTHER
GROUNDS FOR TERMINATION 853
1 INTRODUCTION 853
2 SETTLEMENT AND OTHER TERMINATION*ARTICLE 34 854
A TEXT OFTHEUNCITRAL RULE 854
B COMMENTARY 854
(1) SETTLEMENT*ARTICLE 34(1) 854
(A) TYPES OF SETTLEMENT AGREEMENTS AND THE PRACTICE OF
AWARDS ON AGREED TERMS 854
(B) DISCRETION TO RECORD A SETTLEMENT AGREEMENT 857
(C) PRE-SETTLEMENT NEGOTIATIONS 860
(2) OTHER GROUNDS FOR TERMINATION*ARTICLE 34(2) 862
(A) CONTINUATION OF THE ARBITRATION IS "UNNECESSARY" OR
"IMPOSSIBLE" 862
(B) "JUSTIFIABLE GROUNDS FOR OBJECTION" 864
(3) TECHNICAL REQUIREMENTS FOR AWARDS ON AGREED TERMS*
ARTICLE 34(3) 865
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 866
(1) TRIBUNAL RULES, ARTICLE 34(1) 866
(2) TRIBUNAL RULES, ARTICLE 34(2) 874
CHAPTER 24: POST-AWARD PROCEEDINGS 879
1 INTRODUCTION 880
2 INTERPRETATION OF THE AWARD*ARTICLE 35 880
A TEXT OFTHEUNCITRAL RULE 880
CONTENTS XXVII
B COMMENTARY 881
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 885
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 891
E EXTRACTS FROM THE PRACTICE OF OTHER TRIBUNALS 892
3 CORRECTION OF THE AWARD*ARTICLE 36 894
A TEXT OFTHEUNCITRAL RULE 894
B COMMENTARY 895
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 898
(1) REQUEST FOR CORRECTION GRANTED 898
(2) REQUEST FOR CORRECTION DENIED 900
4 ADDITIONAL AWARD*ARTICLE 37 908
A TEXT OFTHEUNCITRAL RULE 908
B COMMENTARY 908
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 911
(1) REQUEST FOR ADDITIONAL AWARD GRANTED 911
(2) REQUEST FOR ADDITIONAL AWARD DENIED 911
5 THE FINALITY OF AWARDS AND THE INHERENT POWER TO RECONSIDER 914
A COMMENTARY 914
B EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL 919
(1) LIMITED POWER OF REVIEW 919
(2) REVISION TO ADDRESS FRAUD OR CORRUPTION 921
C EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 924
D EXTRACTS FROM THE PRACTICE OF OTHER TRIBUNALS 925
CHAPTER 25: THE COSTS OF ARBITRATION 927
1 INTRODUCTION 928
2 THE COSTS OF ARBITRATION*ARTICLE 38 928
A TEXT OFTHEUNCITRAL RULE 928
B COMMENTARY 929
(1) COSTS DEFINED 929
(2) THE DUTY TO FIX THE COSTS OF ARBITRATION 933
(3) NOTE ON THE COSTS OF THE IRAN-US CLAIMS TRIBUNAL 934
C EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS 935
D EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS 936
XXVIII CONTENTS
3 ARBITRATORS' FEES*ARTICLE 39
A TEXT OFTHEUNCITRAL RULE
B COMMENTARY
C EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS
4 APPORTIONMENT OF COSTS*ARTICLE 40
A TEXT OFTHEUNCITRAL RULE
B COMMENTARY
(1) APPORTIONING AND AWARDING COSTS
(2) "THE CIRCUMSTANCES OF THE CASE"
(A) THE SUCCESS OF THE PARTIES
(B) THE CONDUCT OF THE PARTIES
(C) THE NATURE OF THE PARTIES
(3) REQUIREMENTS FOR MAKING A CLAIM FOR COSTS
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL
(1) TRIBUNAL RULES, ARTICLE 40(1) AND (2)*GENERAL
(2) ARTICLE 40(1) AND (2)*"CIRCUMSTANCES OF THE CASE"
(A) THE SUCCESS OF THE PARTIES
(B) THE CONDUCT OF THE PARTIES
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS
E EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS
5 DEPOSIT OF COSTS*ARTICLE 41
A TEXT OFTHEUNCITRAL RULE
B COMMENTARY
(1) THE REQUEST FOR DEPOSITS
(2) CONSULTATION WITH THE APPOINTING AUTHORITY
(3) FAILURE TO MAKE REQUESTED DEPOSITS
(4) THE RIGHT TO AN ACCOUNTING AND THE RETURN OF
UNEXPENDED DEPOSITS
C EXTRACTS FROM THE PRACTICE OF THE IRAN-US CLAIMS TRIBUNAL
D EXTRACTS FROM THE PRACTICE OF NAFTA TRIBUNALS
E EXTRACTS FROM THE PRACTICE OF AD HOC TRIBUNALS
SELECT BIBLIOGRAPHY
APPENDICES
INDEX
941
941
942
946
947
947
947
947
951
951
952
953
954
956
956
960
960
962
966
976
982
982
983
983
985
986
987
988
992
993
995
1009
1049 |
| any_adam_object | 1 |
| any_adam_object_boolean | 1 |
| author | Caron, David D. 1952-2018 Caplan, Lee M. Pellonpää, Matti 1950- |
| author_GND | (DE-588)1032640855 (DE-588)113509383 |
| author_facet | Caron, David D. 1952-2018 Caplan, Lee M. Pellonpää, Matti 1950- |
| author_role | aut aut aut |
| author_sort | Caron, David D. 1952-2018 |
| author_variant | d d c dd ddc l m c lm lmc m p mp |
| building | Verbundindex |
| bvnumber | BV021676044 |
| callnumber-first | K - Law |
| callnumber-label | K2400 |
| callnumber-raw | K2400 |
| callnumber-search | K2400 |
| callnumber-sort | K 42400 |
| callnumber-subject | K - General Law |
| classification_rvk | PT 350 PU 1555 |
| ctrlnum | (OCoLC)62790392 (DE-599)BVBBV021676044 |
| dewey-full | 341.5/22 |
| dewey-hundreds | 300 - Social sciences |
| dewey-ones | 341 - Law of nations |
| dewey-raw | 341.5/22 |
| dewey-search | 341.5/22 |
| dewey-sort | 3341.5 222 |
| dewey-tens | 340 - Law |
| discipline | Rechtswissenschaft |
| discipline_str_mv | Rechtswissenschaft |
| edition | 1. publ. |
| format | Book |
| fullrecord | <?xml version="1.0" encoding="UTF-8"?><collection xmlns="http://www.loc.gov/MARC21/slim"><record><leader>02881nam a2200661zc 4500</leader><controlfield tag="001">BV021676044</controlfield><controlfield tag="003">DE-604</controlfield><controlfield tag="005">20080507 </controlfield><controlfield tag="007">t</controlfield><controlfield tag="008">060728s2006 xxk |||| 00||| eng d</controlfield><datafield tag="010" ind1=" " ind2=" "><subfield code="a">2006000258</subfield></datafield><datafield tag="020" ind1=" " ind2=" "><subfield code="a">0199297592</subfield><subfield code="9">0-19-929759-2</subfield></datafield><datafield tag="020" ind1=" " ind2=" "><subfield code="a">9780199297597</subfield><subfield code="9">978-0-19-929759-7</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(OCoLC)62790392</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(DE-599)BVBBV021676044</subfield></datafield><datafield tag="040" ind1=" " ind2=" "><subfield code="a">DE-604</subfield><subfield code="b">ger</subfield><subfield code="e">aacr</subfield></datafield><datafield tag="041" ind1="0" ind2=" "><subfield code="a">eng</subfield></datafield><datafield tag="044" ind1=" " ind2=" "><subfield code="a">xxk</subfield><subfield code="c">GB</subfield></datafield><datafield tag="049" ind1=" " ind2=" "><subfield code="a">DE-M382</subfield><subfield code="a">DE-12</subfield><subfield code="a">DE-19</subfield><subfield code="a">DE-384</subfield><subfield code="a">DE-739</subfield><subfield code="a">DE-29</subfield><subfield code="a">DE-526</subfield><subfield code="a">DE-188</subfield></datafield><datafield tag="050" ind1=" " ind2="0"><subfield code="a">K2400</subfield></datafield><datafield tag="082" ind1="0" ind2=" "><subfield code="a">341.5/22</subfield><subfield code="2">22</subfield></datafield><datafield tag="084" ind1=" " ind2=" "><subfield code="a">PT 350</subfield><subfield code="0">(DE-625)139874:</subfield><subfield code="2">rvk</subfield></datafield><datafield tag="084" ind1=" " ind2=" "><subfield code="a">PU 1555</subfield><subfield code="0">(DE-625)139930:</subfield><subfield code="2">rvk</subfield></datafield><datafield tag="100" ind1="1" ind2=" "><subfield code="a">Caron, David D.</subfield><subfield code="d">1952-2018</subfield><subfield code="e">Verfasser</subfield><subfield code="0">(DE-588)1032640855</subfield><subfield code="4">aut</subfield></datafield><datafield tag="245" ind1="1" ind2="0"><subfield code="a">The UNCITRAL arbitration rules</subfield><subfield code="b">a commentary</subfield><subfield code="c">David Caron ; Lee M. Caplan ; Matti Pellonpää</subfield></datafield><datafield tag="250" ind1=" " ind2=" "><subfield code="a">1. publ.</subfield></datafield><datafield tag="264" ind1=" " ind2="1"><subfield code="a">Oxford [u.a.]</subfield><subfield code="b">Oxford Univ. Press</subfield><subfield code="c">2006</subfield></datafield><datafield tag="300" ind1=" " ind2=" "><subfield code="a">XLII, 1066 S.</subfield></datafield><datafield tag="336" ind1=" " ind2=" "><subfield code="b">txt</subfield><subfield code="2">rdacontent</subfield></datafield><datafield tag="337" ind1=" " ind2=" "><subfield code="b">n</subfield><subfield code="2">rdamedia</subfield></datafield><datafield tag="338" ind1=" " ind2=" "><subfield code="b">nc</subfield><subfield code="2">rdacarrier</subfield></datafield><datafield tag="490" ind1="0" ind2=" "><subfield code="a">Oxford commentaries on international law</subfield></datafield><datafield tag="610" ind1="1" ind2="4"><subfield code="a">Iran-United States Claims Tribunal</subfield></datafield><datafield tag="610" ind1="1" ind2="4"><subfield code="a">Nations Unies - Commission pour le droit commercial international - Règlement d'arbitrage de la C.N.U.D.C.I</subfield></datafield><datafield tag="610" ind1="2" ind2="4"><subfield code="a">United Nations Commission on International Trade Law</subfield><subfield code="t">UNCITRAL arbitration rules</subfield></datafield><datafield tag="610" ind1="2" ind2="7"><subfield code="a">Vereinte Nationen</subfield><subfield code="t">UNCITRAL Arbitration Rules</subfield><subfield code="0">(DE-588)4684680-3</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Arbitrage (Droit)</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Arbitrage international</subfield></datafield><datafield tag="650" ind1=" " ind2="7"><subfield code="a">Internationale arbitrage</subfield><subfield code="2">gtt</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Réclamations</subfield></datafield><datafield tag="650" ind1=" " ind2="7"><subfield code="a">Verdragen</subfield><subfield code="2">gtt</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Arbitration and award</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Arbitration, International</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Claims</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Iran-United States Claims Tribunal</subfield></datafield><datafield tag="650" ind1="0" ind2="7"><subfield code="a">Internationale Handelsschiedsgerichtsbarkeit</subfield><subfield code="0">(DE-588)4132605-2</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="655" ind1=" " ind2="7"><subfield code="0">(DE-588)4136710-8</subfield><subfield code="a">Kommentar</subfield><subfield code="2">gnd-content</subfield></datafield><datafield tag="689" ind1="0" ind2="0"><subfield code="a">Internationale Handelsschiedsgerichtsbarkeit</subfield><subfield code="0">(DE-588)4132605-2</subfield><subfield code="D">s</subfield></datafield><datafield tag="689" ind1="0" ind2=" "><subfield code="5">DE-604</subfield></datafield><datafield tag="689" ind1="1" ind2="0"><subfield code="a">Vereinte Nationen</subfield><subfield code="t">UNCITRAL Arbitration Rules</subfield><subfield code="0">(DE-588)4684680-3</subfield><subfield code="D">u</subfield></datafield><datafield tag="689" ind1="1" ind2=" "><subfield code="8">1\p</subfield><subfield code="5">DE-604</subfield></datafield><datafield tag="700" ind1="1" ind2=" "><subfield code="a">Caplan, Lee M.</subfield><subfield code="e">Verfasser</subfield><subfield code="4">aut</subfield></datafield><datafield tag="700" ind1="1" ind2=" "><subfield code="a">Pellonpää, Matti</subfield><subfield code="d">1950-</subfield><subfield code="e">Verfasser</subfield><subfield code="0">(DE-588)113509383</subfield><subfield code="4">aut</subfield></datafield><datafield tag="710" ind1="2" ind2=" "><subfield code="a">Vereinte Nationen</subfield><subfield code="b">Commission on International Trade Law</subfield><subfield code="e">Sonstige</subfield><subfield code="0">(DE-588)14685-7</subfield><subfield code="4">oth</subfield></datafield><datafield tag="856" ind1="4" ind2=" "><subfield code="u">http://www.loc.gov/catdir/toc/ecip066/2006000258.html</subfield><subfield code="3">Table of contents</subfield></datafield><datafield tag="856" ind1="4" ind2="2"><subfield code="m">SWB Datenaustausch</subfield><subfield code="q">application/pdf</subfield><subfield code="u">http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=014890330&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA</subfield><subfield code="3">Inhaltsverzeichnis</subfield></datafield><datafield tag="999" ind1=" " ind2=" "><subfield code="a">oai:aleph.bib-bvb.de:BVB01-014890330</subfield></datafield><datafield tag="883" ind1="1" ind2=" "><subfield code="8">1\p</subfield><subfield code="a">cgwrk</subfield><subfield code="d">20201028</subfield><subfield code="q">DE-101</subfield><subfield code="u">https://d-nb.info/provenance/plan#cgwrk</subfield></datafield></record></collection> |
| genre | (DE-588)4136710-8 Kommentar gnd-content |
| genre_facet | Kommentar |
| id | DE-604.BV021676044 |
| illustrated | Not Illustrated |
| index_date | 2024-07-02T15:10:06Z |
| indexdate | 2024-07-09T20:41:24Z |
| institution | BVB |
| institution_GND | (DE-588)14685-7 |
| isbn | 0199297592 9780199297597 |
| language | English |
| lccn | 2006000258 |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-014890330 |
| oclc_num | 62790392 |
| open_access_boolean | |
| owner | DE-M382 DE-12 DE-19 DE-BY-UBM DE-384 DE-739 DE-29 DE-526 DE-188 |
| owner_facet | DE-M382 DE-12 DE-19 DE-BY-UBM DE-384 DE-739 DE-29 DE-526 DE-188 |
| physical | XLII, 1066 S. |
| publishDate | 2006 |
| publishDateSearch | 2006 |
| publishDateSort | 2006 |
| publisher | Oxford Univ. Press |
| record_format | marc |
| series2 | Oxford commentaries on international law |
| spelling | Caron, David D. 1952-2018 Verfasser (DE-588)1032640855 aut The UNCITRAL arbitration rules a commentary David Caron ; Lee M. Caplan ; Matti Pellonpää 1. publ. Oxford [u.a.] Oxford Univ. Press 2006 XLII, 1066 S. txt rdacontent n rdamedia nc rdacarrier Oxford commentaries on international law Iran-United States Claims Tribunal Nations Unies - Commission pour le droit commercial international - Règlement d'arbitrage de la C.N.U.D.C.I United Nations Commission on International Trade Law UNCITRAL arbitration rules Vereinte Nationen UNCITRAL Arbitration Rules (DE-588)4684680-3 gnd rswk-swf Arbitrage (Droit) Arbitrage international Internationale arbitrage gtt Réclamations Verdragen gtt Arbitration and award Arbitration, International Claims Internationale Handelsschiedsgerichtsbarkeit (DE-588)4132605-2 gnd rswk-swf (DE-588)4136710-8 Kommentar gnd-content Internationale Handelsschiedsgerichtsbarkeit (DE-588)4132605-2 s DE-604 Vereinte Nationen UNCITRAL Arbitration Rules (DE-588)4684680-3 u 1\p DE-604 Caplan, Lee M. Verfasser aut Pellonpää, Matti 1950- Verfasser (DE-588)113509383 aut Vereinte Nationen Commission on International Trade Law Sonstige (DE-588)14685-7 oth http://www.loc.gov/catdir/toc/ecip066/2006000258.html Table of contents SWB Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=014890330&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis 1\p cgwrk 20201028 DE-101 https://d-nb.info/provenance/plan#cgwrk |
| spellingShingle | Caron, David D. 1952-2018 Caplan, Lee M. Pellonpää, Matti 1950- The UNCITRAL arbitration rules a commentary Iran-United States Claims Tribunal Nations Unies - Commission pour le droit commercial international - Règlement d'arbitrage de la C.N.U.D.C.I United Nations Commission on International Trade Law UNCITRAL arbitration rules Vereinte Nationen UNCITRAL Arbitration Rules (DE-588)4684680-3 gnd Arbitrage (Droit) Arbitrage international Internationale arbitrage gtt Réclamations Verdragen gtt Arbitration and award Arbitration, International Claims Internationale Handelsschiedsgerichtsbarkeit (DE-588)4132605-2 gnd |
| subject_GND | (DE-588)4684680-3 (DE-588)4132605-2 (DE-588)4136710-8 |
| title | The UNCITRAL arbitration rules a commentary |
| title_auth | The UNCITRAL arbitration rules a commentary |
| title_exact_search | The UNCITRAL arbitration rules a commentary |
| title_exact_search_txtP | The UNCITRAL arbitration rules a commentary |
| title_full | The UNCITRAL arbitration rules a commentary David Caron ; Lee M. Caplan ; Matti Pellonpää |
| title_fullStr | The UNCITRAL arbitration rules a commentary David Caron ; Lee M. Caplan ; Matti Pellonpää |
| title_full_unstemmed | The UNCITRAL arbitration rules a commentary David Caron ; Lee M. Caplan ; Matti Pellonpää |
| title_short | The UNCITRAL arbitration rules |
| title_sort | the uncitral arbitration rules a commentary |
| title_sub | a commentary |
| topic | Iran-United States Claims Tribunal Nations Unies - Commission pour le droit commercial international - Règlement d'arbitrage de la C.N.U.D.C.I United Nations Commission on International Trade Law UNCITRAL arbitration rules Vereinte Nationen UNCITRAL Arbitration Rules (DE-588)4684680-3 gnd Arbitrage (Droit) Arbitrage international Internationale arbitrage gtt Réclamations Verdragen gtt Arbitration and award Arbitration, International Claims Internationale Handelsschiedsgerichtsbarkeit (DE-588)4132605-2 gnd |
| topic_facet | Iran-United States Claims Tribunal Nations Unies - Commission pour le droit commercial international - Règlement d'arbitrage de la C.N.U.D.C.I United Nations Commission on International Trade Law UNCITRAL arbitration rules Vereinte Nationen UNCITRAL Arbitration Rules Arbitrage (Droit) Arbitrage international Internationale arbitrage Réclamations Verdragen Arbitration and award Arbitration, International Claims Internationale Handelsschiedsgerichtsbarkeit Kommentar |
| url | http://www.loc.gov/catdir/toc/ecip066/2006000258.html http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=014890330&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| work_keys_str_mv | AT carondavidd theuncitralarbitrationrulesacommentary AT caplanleem theuncitralarbitrationrulesacommentary AT pellonpaamatti theuncitralarbitrationrulesacommentary AT vereintenationencommissiononinternationaltradelaw theuncitralarbitrationrulesacommentary |