The use and utility of international arbitration in EC Commission merger remedies: a novel supranational paradigm in the making?
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Format: | Abschlussarbeit Buch |
Sprache: | English |
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Groningen
Europa Law Publishing
2006
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Online-Zugang: | Inhaltsverzeichnis |
Beschreibung: | XXVI, 342 Seiten |
ISBN: | 9076871566 9789076871561 |
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245 | 1 | 0 | |a The use and utility of international arbitration in EC Commission merger remedies |b a novel supranational paradigm in the making? |c Gordon Blanke, MCIArb, with a foreword by Prof. Dr. Karl-Heinz Böckstiegel |
264 | 1 | |a Groningen |b Europa Law Publishing |c 2006 | |
264 | 4 | |c © 2006 | |
300 | |a XXVI, 342 Seiten | ||
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338 | |b nc |2 rdacarrier | ||
502 | |b Dissertation |c University of Luxembourg |d 2004/05 | ||
610 | 1 | 4 | |a Europäische Union |
610 | 2 | 7 | |a Europäische Kommission |0 (DE-588)1024466-9 |2 gnd |9 rswk-swf |
650 | 7 | |a Europese Commissie |2 gtt | |
650 | 7 | |a Europese Unie |2 gtt | |
650 | 7 | |a Fusies |2 gtt | |
650 | 7 | |a Internationale arbitrage |2 gtt | |
650 | 4 | |a Recht | |
650 | 4 | |a Arbitration agreements, Commercial |z European Union countries | |
650 | 4 | |a Arbitration and award |z European Union countries | |
650 | 4 | |a Competition, Unfair |x Law and legislation |z European Union countries | |
650 | 4 | |a Consolidation and merger of corporations |x Law and legislation |z European Union countries | |
650 | 0 | 7 | |a Unternehmenszusammenschluss |0 (DE-588)4321280-3 |2 gnd |9 rswk-swf |
650 | 0 | 7 | |a Schiedsgerichtsbarkeit |0 (DE-588)4052348-2 |2 gnd |9 rswk-swf |
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Datensatz im Suchindex
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adam_text | CONTENTS
PART I
FOREWORD IX
PREFACE XI
ABBREVIATIONS XXIV
GENERAL INTRODUCTION
CHAPTER
I PRELIMINARIES ON EC MERGER CONTROL AND INTERNATIONAL
ARBITRATION
1.1 PRELIMINARIES (I): PROLOGUE 5
1.1.1 OBJECT OF THIS BOOK 5
1.1.2 TAXONOMY OF THIS BOOK 5
1.1.2.1 PART I - INTRODUCTION 5
1.1.2.2 PART II - THE COMMISSION S USE OF INTERNATIONAL ARBITRATION IN
EC MERGER CONTROL 6
1.1.2.3 PART III - CONCLUSION 7
1.1.2.4 THE BIBLIOGRAPHY 7
1.1.3 A NOTE ON TERMINOLOGY 7
1.2 PRELIMINARIES (II): THE BASIC FOUNDATIONS OF
EC MERGER CONTROL 8
1.2.1 THE NOTIFICATION REQUIREMENT AND THE ONE-STOP-SHOP
PRINCIPLE 9
1.2.2 THE EXTRATERRITORIAL REACH OF THE MERGER REGULATION 10
1.2.3 THE COMMISSION S DECISION-MAKING PRACTICE IN EC MERGER
CONTROL 11
1.2.4 INTERIM MEASURES 13
1.2.5 STRUCTURAL V BEHAVIOURAL REMEDIES 13
1.2.6 THE ENFORCEABILITY OF MERGER REMEDIES 17
1.2.7 THE SUBSTANTIVE ASSESSMENT OF MERGERS BY THE COMMISSION
AND THE COMMISSION S FACT-FINDING POWERS 18
1.2.8 CONFIDENTIALITY, LEGAL PROFESSIONAL PRIVILEGE AND PRIVILEGE
AGAINST SELF-INCRIMINATION 21
1.2.9 JUDICIAL REVIEW OF COMMISSION MERGER DECISIONS 22
1.2.10 PUBLIC-LAW OR ADMINISTRATIVE REDRESS 23
1.2.11 THE PUBLICATION REQUIREMENT 24
1.3 PRELIMINARIES (III): THE BASIC FOUNDATIONS OF INTERNATIONAL
ARBITRATION 25
1.3.1 THE TRADITIONAL PARTY AUTONOMY RULE AND THE FLEXIBILITY OF THE
PROCEEDINGS 26
1.3.2 THE ARBITRATION AGREEMENT OR ARBITRATION CLAUSE 27
1.3.3 THE MODUS ARBITRANDI: INSTITUTIONAL OR AD HOC? 27
1.3.4 DUE PROCESS 28
1.3.5 THE NEUTRALITY AND EXPERTISE OF THE ARBITRAL TRIBUNAL 29
1.3.6 THE PRIVACY AND CONFIDENTIALITY OF THE PROCEEDINGS 30
THE USE AND UTI11TY OF INTERNATIONAL ARBITRATION IN EC COMMISSION MERGER
REMEDIES
1.3.7 THE TAKING OF EVIDENCE 30
1.3.8 DIFFERENT TYPES OF AWARDS AND THEIR FINALITY 31
1.3.9 THE RECOGNITION AND ENFORCEABILITY OF ARBITRAL AWARDS 31
1.3.10 INTERIM MEASURES 33
1.3.11 THE APPLICABLE PROCEDURAL AND SUBSTANTIVE LAW 34
1.3.12 EXPEDITION AND COSTS 35
1.3.13 THE INTERNATIONAL ARBITRATOR S DUTY TO RENDER AN ENFORCEABLE
AWARD 35
1.3.14 CIVIL OR PRIVATE LAW REDRESS 37
1.3.15 PUBLICATION REQUIREMENT 37
CHAPTER 2 THE ROLE OF INTERNATIONAL ARBITRATION IN EC COMPETITION
LAW
2.1 FROM DISTRUST TO EMBRACE (I): THE GRADUAL GENESIS OF FRIENDLY
RELATIONS BETWEEN THE EUROPEAN INSTITUTIONS AND
THE INTERNATIONAL ARBITRATOR 41
2.2 FROM DISTRUST TO EMBRACE (II): THE COMMISSION S
RAPPROCHEMENT TO THE ARBITRAL PROFESSION 47
2.3 FROM DISTRUST TO EMBRACE (III): THE PROCEDURAL BENEFITS
FOR THE EC COMMISSION FROM THE USE OF INTERNATIONAL
ARBITRATION 49
PART
11 THE COMMISSION S USE OF INTERNATIONAL ARBITRATION IN EC
MERGER CONTROL
CHAPTER
3 THE COMMISSION S USE OF INTERNATIONAL ARBITRATION IN EC
MERGER CONTROL (I): SETTING THE PARAMETERS
3.1 THE COMMISSION S USE OF ARBITRATION CLAUSES IN EC MERGER
CONTROL 57
3.2 THE COMMISSION S USE OF ARBITRATION CLAUSES IN STRUCTURAL
AND BEHAVIOURAL REMEDIES IN EC MERGER CONTROL 57
3.2.1 THE COMMISSION S USE OF ARBITRATION CLAUSES (I): BEHAVIOURAL
REMEDIES 57
3.2.2 THE COMMISSION S USE OF ARBITRATION CLAUSES (II): STRUCTURAL
REMEDIES 59
3.3 THE ADJUDICATORY FUNCTION OF THE INTERNATIONAL ARBITRATOR
IN EC MERGER CONTROL 61
3.3.1 THE ADJUDICATORY FUNCTION OF THE INTERNATIONAL ARBITRATOR (I):
STRUCTURAL REMEDIES 61
3.3.2 THE ADJUDICATORY FUNCTION OF THE INTERNATIONAL ARBITRATOR (II):
BEHAVIOURAL REMEDIES 62
3.3.3 THE ADJUDICATORY FUNCTION OF THE INTERNATIONAL ARBITRATOR (III):
INTERIM CONCLUSIONS 63
3-3-4 THE ADJUDICATORY FUNCTION OF THE INTERNATIONAL ARBITRATOR (IV):
THE DUAL CHARACTER OF THE ARBITRATOR S MANDATE 66
3.4 THE ROLE OF THIRD-PARTY BENEFICIARIES IN EC-MERGER-REMEDY-
RELATED ARBITRATIONS 68
3.4.1 THE ROLE OF THIRD PARTY BENEFICIARIES (I): RIGHTS AND DUTIES 68
3.4.2 THE ROLE OF THIRD-PARTY BENEFICIARIES (II): THE THIRD-PARTY
NOTIFICATION REQUIREMENT 72
3.5 A PRELIMINARY OVERVIEW OF THE COMMISSION S ARBITRAL
COMMITMENT DECISIONS IN EC MERGER CONTROL TO DATE 74
3.5.1 ACCESS TO TECHNOLOGY AND INFRASTRUCTURE 75
3.5.1.1 SELECT LICENSING ARRANGEMENTS 76
3.5.1.1.1 IRREVOCABLE EXCLUSIVE LICENSES 76
3.5.1.1.2 OPEN NON-EXCLUSIVE LICENSES 77
3.5.1.2 LICENSING OF TRADEMARKS AND BRANDS 78
3.5.1.3 AGREEMENTS GRANTING ACCESS TO TECHNICAL INTERFACES 79
3.5.1.4 AGREEMENTS GRANTING ACCESS TO INFRASTRUCTURE 80
3.5.2 ESTABLISHMENT AND MAINTENANCE OF SUPPLY AND PURCHASING
RELATIONSHIPS 83
3.5.2.1 ESTABLISHMENT OF NEW SUPPLY AND PURCHASING RELATIONSHIPS 83
3.5.2.2 MAINTENANCE OF ALREADY EXISTING SUPPLY AND PURCHASING
RELATIONSHIPS 84
3.5.3 TERMINATION OF EXCLUSIVE OR LONG-TERM CONTRACTUAL
ARRANGEMENTS 85
3.5.4 TERMINATION OF ANTI-COMPETITIVE DISTRIBUTION AGREEMENTS 86
3.5.5 ARBITRATION COMMITMENTS REJECTED BY THE COMMISSION 86
3.5.5.1 GE /HONEYWELL 86
3.5.5.2 BERTELSMANN/KIRCH/PREMIERE AND DEUTSCHE
TELEKOM/ BETARESEARCH 87
CHAPTER 4 THE COMMISSION S USE OF INTERNATIONAL ARBITRATION IN EC
MERGER CONTROL (II): DRAFTING ARBITRATION CLAUSES - THE
UTILITY OF THE COMMISSION S PRACTICE
4.1 THE IMPORTANCE OF ACCURATELY DRAFTED ARBITRATION CLAUSES 93
4.2 ANALYSIS OF THE MAIN ELEMENTS OF THE COMMISSION S MERGER-
RELATED ARBITRATION COMMITMENTS TO DATE 94
4.2.1 THE EXPECTED PARTIES TO THE ARBITRATION 94
4.2.2 NOTIFICATION REQUIREMENTS TO THIRD PARTIES 95
4.2.3 PRELIMINARY NEGOTIATIONS 95
4.2.4 INITIATION OF THE ARBITRATION 100
4.2.5 ARBITRATION OPTION V ARBITRATION OBLIGATION 101
4.2.6 THE MODUS ARBITRANDI: INSTITUTIONAL OR AD HOC} 102
4.2.7 THE SITUS ARBITRI 106
4.2.8 THE LINGUA ARBITRI 108
THE USE AND UTILITY OF INTERNATIONAL ARBITRATION IN EC COMMISSION MERGER
REMEDIES
4.2.9 APPOINTMENT OF ARBITRATORS AND COMPOSITION OF THE ARBITRAL
TRIBUNAL OR PANEL 109
4.2.10 THE DEADLINE FOR RENDERING THE AWARD AND THE FAST TRACK
PROCEDURE 113
4.2.11 SCOPE OF THE ARBITRATION 116
4.2.12 THE ARBITRATOR S POWERS AND DUTIES 119
4.2.12.1 PENDULUM ARBITRATION 119
4.2.12.2 RIGHT TO REQUEST INFORMATION 119
4.2.12.3 DUTY OF CONFIDENTIALITY 120
4.2.12.4TERMS OF REFERENCE 122
4.2.12.5 REQUEST OF INTERPRETATION FROM THE COMMISSION 122
4.2.12.6 POWERS TO INVESTIGATE 124
4.2.12.7 POWER TO APPOINT EXPERTS AND REQUEST FURTHER ASSISTANCE 124
4.2.12.8 POWER TO INJUNCT 125
4.2.12.9 POWER TO ISSUE INTERIM MEASURES OF PROTECTION 126
4.2.12.10 BURDEN OF PROOF AND THE PRIMA FACIE EVIDENCE RULE 127
4.2.12.11 DUTY TO CALL A HEARING 128
4.2.12.12 POWER TO DETERMINE PROCEDURAL RULES 129
4.2.12.13 THE DEADLINE FOR RENDERING THE AWARD 130
42.12.14 RIGHT TO FIX FEES 130
4.2.12.15 MISCELLANEA 130
4.2.13 APPLICABLE PROCEDURAL LAW 131
4.2.14 APPLICABLE SUBSTANTIVE LAW 131
4.2.15 ALLOCATION OF COSTS 132
4.2.16 EXECUTION OF THE AWARD 133
4.2.17 POTENTIAL REVIEW OF THE AWARD 134
4.2.18 THE COMMISSION S INVOLVEMENT IN THE ARBITRAL PROCEEDINGS 135
4.2.19 COMMITMENT TO DESIGN A SUITABLE ARBITRATION COMMITMENT 138
4.3 CONCLUSIONS ON THE UTILITY OF THE COMMISSION S USE OF
ARBITRATION CLAUSES 138
4.3.1 CONCLUSIONS (I): THE EFFET (IN-)UTILE OF THE ARBITRATION
COMMITMENT 138
4.3.2 CONCLUSIONS (II): INGREDIENTS OF A WORKABLE ARBITRATION
COMMITMENT - A VADEMECUM FOR THE EUROPEAN COMMISSION 141
CHAPTER
5 THE ROLE OF THE EUROPEAN COMMISSION AS AMICUS CURIAE
IN EC MERGER-REMEDY-RELATED ARBITRATIONS
5.1 THE COMMISSION AS AMICUS CURIAE (I): PRELIMINARY
REFLECTIONS 155
5.1.1 PRELIMINARY REFLECTIONS (I): BACKGROUND 155
5.1.2 PRELIMINARY REFLECTIONS (II): OBJECT OF THIS CHAPTER 156
5.1.3 PRELIMINARY REFLECTIONS (III): THE DEFINITIONAL SCOPE OF THE
AMICUS CURIAE CONCEPT 157
PART
5.2 THE COMMISSION AS AMICUS CURIAE (II): BACKGROUND AND
OBJECTIVES 158
5.2.1 THE PUBLIC/PRIVATE DIVIDE: BALANCING THE EUROPEAN
COMMUNITY INTEREST AGAINST THE INHERENTLY PRIVATE NATURE
OF THE ARBITRAL PROCEEDINGS 158
5.2.2 THE UNIFORM APPLICATION OF EC COMPETITION LAW 161
5.2.3 THE ARBITRATOR S INDEPENDENCE 161
5.2.4 THE RES IUDICATA PRINCIPLE 163
5.2.5 THE TRADITIONAL PARTY AUTONOMY RULE AND THE RIGHT AGAINST
SELF-INCRIMINATION 163
5.2.6 THE DE MINIMIS APPROACH 164
5.3 THE COMMISSION AS AMICUS CURIAE (III): PROPOSED BEST
PRACTICES 164
5.3.1 INFORMATION TO BE COMMUNICATED TO THE COMMISSION 165
5.3.2 COMMISSION REQUESTS FOR FURTHER INFORMATION ABOUT THE
ARBITRAL PROCEEDINGS 166
5.3.3 COMMISSION REQUEST FOR PARTICIPATION IN HEARINGS BEFORE
THE ARBITRAL TRIBUNAL 167
5.3.3.1 THE COMMISSION AS OBSERVER 168
5.3.3.2 THE COMMISSION AS AMICUS CWRIOE/WITNESS IN ITS OWN RIGHT 168
5.3.4 ASSISTANCE BY THE COMMISSION TO THE ARBITRAL TRIBUNAL 169
5.3.4.1 INTERPRETATION REQUEST BY THE ARBITRAL TRIBUNAL TO THE
COMMISSION 169
5.3.4.2 INFORMATION REQUEST BY THE ARBITRAL TRIBUNAL TO THE
COMMISSION 170
5.3.5 AMICUS CURIAE BRIEFS SUBMITTED BY THE COMMISSION TO THE
ARBITRAL TRIBUNAL 171
5.4 THE COMMISSION AS AMICUS CURIAE (IV): FURTHER
COMPLEXITIES 173
5.4.1 PARALLEL PROCEEDINGS INSTIGATED BY THE COMMISSION 173
5.4.2 COMMISSION REVIEW 174
5.4.3 CONFIDENTIALITY 174
5.5 THE COMMISSION AS AMICUS CURIAE (V): CONCLUSIONS 178
IN CONCLUSION
CHAPTER 6 CONCLUSION: A NOVEL SUPRANATIONAL PARADIGM IN THE
MAKING
6.1 CONCLUSION (I) 183
6.2 CONCLUSION (II): THE SUPRANATIONAL NATURE OF EC-MERGER-
REMEDY-RELATED ARBITRATIONS 183
6.3 CONCLUSION (III): THE FOUNDATIONS OF SUPRANATIONAL
ARBITRATION 184
THE USE AND UTILITY OF INTERNATIONAL ARBITRATION IN EC COMMISSION MERGER
REMEDIES
6.3.1 THE UNIQUE FEATURES OF SUPRANATIONAL ARBITRATION AND THE
SUPRANATIONAL ARBITRATOR 184
6.3.1.1 THE THIRD-PARTY BENEFICIARY 185
6.3.1.2 THE UNILATERAL ERGA OMNES OFFER TO ARBITRATE 185
6.3.1.3 THE NOTIFICATION REQUIREMENT 186
6.3.1.4 THE EXPEDITION OF THE PROCEEDINGS 186
6.3.1.5 THE NARROW SCOPE OF THE ARBITRATION CLAUSE 186
6.3.1.6 HIGH LEVEL OF TECHNICALITY OF THE PROCEEDINGS 187
6.3.1.7 THE APPLICABLE SUBSTANTIVE LAW 187
6.3.1.8 REQUEST OF INTERPRETATION TO THE COMMISSION 188
6.3.1.9 BINDING INTERPRETATIONS BY THE COMMISSION 190
6.3.1.10 REQUEST OF INFORMATION TO THE COMMISSION 190
6.3.1.11 REQUEST OF INFORMATION FROM THE PARTIES TO THE ARBITRATION,
THE RIGHT TO DRAW ADVERSE INFERENCES AND POWERS OF
INVESTIGATION 19
1
6.3.1.12 THE COMMISSION S ROLE AS AMICUS CURIAE 191
6.3.1.13 GENERAL REPORTING REQUIREMENT TO THE COMMISSION 192
6.3.1.14 RULES OF CONFIDENTIALITY 192
6.3.1.15 THE PRIMA FACIE EVIDENCE RULE AND REVERSAL OF THE BURDEN OF
PROOF 192
6.3.1.16 FINALITY OF THE AWARD 193
6.3.1.17 THE PARTY AUTONOMY RULE 193
6.3.1.18 PRIVATE V PUBLIC LAW REDRESS 193
6.3.1.19 PUBLICATION REQUIREMENT 194
6.3.1.20 PARALLEL PROCEEDINGS 194
6.3.2 INTERIM CONCLUSIONS ON SUPRANATIONAL ARBITRATION 95
6.3.3 CURRENT EFFORTS OF THE EUROPEAN COMMISSION AND FUTURE
PROSPECTS 198
6.4 CONCLUSION (IV): EPILOGUE 200
ANNEX I: TABLES ON EC COMMISSION MERGER CLEARANCE
DECISIONS INCORPORATING INTERNATIONAL ARBITRATION CLAUSES
FROM 1992 - 2006 201
TABLE 1A: DETAILS ON SUBSTANTIVE MATTERS (I) - THE GENERAL
FACTUAL FRAMEWORK OF THE CASE AND THE INDIVIDUAL ARBITRATION
CLAUSE CONCERNED 203
TABLE 1B: DETAILS ON SUBSTANTIVE MATTERS (I) - THE GENERAL
FACTUAL FRAMEWORK OF THE CASE AND THE INDIVIDUAL ARBITRATION
CLAUSE CONCERNED 219
TABLE 2: DETAILS ON PROCEDURAL MATTERS (I) - THE ENVISAGED
PRELUDE TO THE ARBITRATION AND THE PROCEDURAL PARAMETERS
OF THE ARBITRAL PROCEEDINGS 255
CONTENTS
TABLE): DETAILS ON SUBSTANTIVE MATTERS (II) - DELINEATION OF
THE POWERS ASSIGNED TO $. OBLIGATIONS IMPOSED ON THE ARBITRAL
TRIBUNAL/PANEL AND BURDEN OF PROOF 265
TABLE 4: DETAILS ON PROCEDURAL MATTERS (II) - COSTS OF THE AWARD,
EXECUTION E[ CONTROL OF THE ARBITRAL AWARD AND ROLE OF
THE EUROPEAN COMMISSION DURING AND AFTER THE
ARBITRAL PROCEEDINGS 275
ANNEX II: MODEL STANDARD ARBITRATION COMMITMENT 283
ANNEX HI: MODEL BEST PRACTICE NOTE ON THE EUROPEAN
COMMISSION ACTING AS AMICUS CURIAE IN INTERNATIONAL
ARBITRATION PROCEEDINGS 291
BIBLIOGRAPHY 309
TABLE OF CASES AND LEGISLATION 321
INDEX 329
CURRICULUM VITAE 341
|
adam_txt |
CONTENTS
PART I
FOREWORD IX
PREFACE XI
ABBREVIATIONS XXIV
GENERAL INTRODUCTION
CHAPTER
I PRELIMINARIES ON EC MERGER CONTROL AND INTERNATIONAL
ARBITRATION
1.1 PRELIMINARIES (I): PROLOGUE 5
1.1.1 OBJECT OF THIS BOOK 5
1.1.2 TAXONOMY OF THIS BOOK 5
1.1.2.1 PART I - INTRODUCTION 5
1.1.2.2 PART II - THE COMMISSION'S USE OF INTERNATIONAL ARBITRATION IN
EC MERGER CONTROL 6
1.1.2.3 PART III - CONCLUSION 7
1.1.2.4 THE BIBLIOGRAPHY 7
1.1.3 A NOTE ON TERMINOLOGY 7
1.2 PRELIMINARIES (II): THE BASIC FOUNDATIONS OF
EC MERGER CONTROL 8
1.2.1 THE NOTIFICATION REQUIREMENT AND THE "ONE-STOP-SHOP"
PRINCIPLE 9
1.2.2 THE EXTRATERRITORIAL REACH OF THE MERGER REGULATION 10
1.2.3 THE COMMISSION'S DECISION-MAKING PRACTICE IN EC MERGER
CONTROL 11
1.2.4 INTERIM MEASURES 13
1.2.5 "STRUCTURAL" V "BEHAVIOURAL" REMEDIES 13
1.2.6 THE ENFORCEABILITY OF MERGER REMEDIES 17
1.2.7 THE SUBSTANTIVE ASSESSMENT OF MERGERS BY THE COMMISSION
AND THE COMMISSION'S FACT-FINDING POWERS 18
1.2.8 CONFIDENTIALITY, LEGAL PROFESSIONAL PRIVILEGE AND PRIVILEGE
AGAINST SELF-INCRIMINATION 21
1.2.9 JUDICIAL REVIEW OF COMMISSION MERGER DECISIONS 22
1.2.10 PUBLIC-LAW OR ADMINISTRATIVE REDRESS 23
1.2.11 THE PUBLICATION REQUIREMENT 24
1.3 PRELIMINARIES (III): THE BASIC FOUNDATIONS OF INTERNATIONAL
ARBITRATION 25
1.3.1 THE TRADITIONAL PARTY AUTONOMY RULE AND THE FLEXIBILITY OF THE
PROCEEDINGS 26
1.3.2 THE ARBITRATION AGREEMENT OR ARBITRATION CLAUSE 27
1.3.3 THE MODUS ARBITRANDI: INSTITUTIONAL OR AD HOC? 27
1.3.4 DUE PROCESS 28
1.3.5 THE NEUTRALITY AND EXPERTISE OF THE ARBITRAL TRIBUNAL 29
1.3.6 THE PRIVACY AND CONFIDENTIALITY OF THE PROCEEDINGS 30
THE USE AND UTI11TY OF INTERNATIONAL ARBITRATION IN EC COMMISSION MERGER
REMEDIES
1.3.7 THE TAKING OF EVIDENCE 30
1.3.8 DIFFERENT TYPES OF AWARDS AND THEIR FINALITY 31
1.3.9 THE RECOGNITION AND ENFORCEABILITY OF ARBITRAL AWARDS 31
1.3.10 INTERIM MEASURES 33
1.3.11 THE APPLICABLE PROCEDURAL AND SUBSTANTIVE LAW 34
1.3.12 EXPEDITION AND COSTS 35
1.3.13 THE INTERNATIONAL ARBITRATOR'S DUTY TO RENDER AN ENFORCEABLE
AWARD 35
1.3.14 CIVIL OR PRIVATE LAW REDRESS 37
1.3.15 PUBLICATION REQUIREMENT 37
CHAPTER 2 THE ROLE OF INTERNATIONAL ARBITRATION IN EC COMPETITION
LAW
2.1 FROM DISTRUST TO EMBRACE (I): THE GRADUAL GENESIS OF FRIENDLY
RELATIONS BETWEEN THE EUROPEAN INSTITUTIONS AND
THE INTERNATIONAL ARBITRATOR 41
2.2 FROM DISTRUST TO EMBRACE (II): THE COMMISSION'S
RAPPROCHEMENT TO THE ARBITRAL PROFESSION 47
2.3 FROM DISTRUST TO EMBRACE (III): THE PROCEDURAL BENEFITS
FOR THE EC COMMISSION FROM THE USE OF INTERNATIONAL
ARBITRATION 49
PART
11 THE COMMISSION'S USE OF INTERNATIONAL ARBITRATION IN EC
MERGER CONTROL
CHAPTER
3 THE COMMISSION'S USE OF INTERNATIONAL ARBITRATION IN EC
MERGER CONTROL (I): SETTING THE PARAMETERS
3.1 THE COMMISSION'S USE OF ARBITRATION CLAUSES IN EC MERGER
CONTROL 57
3.2 THE COMMISSION'S USE OF ARBITRATION CLAUSES IN STRUCTURAL
AND BEHAVIOURAL REMEDIES IN EC MERGER CONTROL 57
3.2.1 THE COMMISSION'S USE OF ARBITRATION CLAUSES (I): BEHAVIOURAL
REMEDIES 57
3.2.2 THE COMMISSION'S USE OF ARBITRATION CLAUSES (II): STRUCTURAL
REMEDIES 59
3.3 THE ADJUDICATORY FUNCTION OF THE INTERNATIONAL ARBITRATOR
IN EC MERGER CONTROL 61
3.3.1 THE ADJUDICATORY FUNCTION OF THE INTERNATIONAL ARBITRATOR (I):
STRUCTURAL REMEDIES 61
3.3.2 THE ADJUDICATORY FUNCTION OF THE INTERNATIONAL ARBITRATOR (II):
BEHAVIOURAL REMEDIES 62
3.3.3 THE ADJUDICATORY FUNCTION OF THE INTERNATIONAL ARBITRATOR (III):
INTERIM CONCLUSIONS 63
3-3-4 THE ADJUDICATORY FUNCTION OF THE INTERNATIONAL ARBITRATOR (IV):
THE DUAL CHARACTER OF THE ARBITRATOR'S MANDATE 66
3.4 THE ROLE OF THIRD-PARTY BENEFICIARIES IN EC-MERGER-REMEDY-
RELATED ARBITRATIONS 68
3.4.1 THE ROLE OF THIRD PARTY BENEFICIARIES (I): RIGHTS AND DUTIES 68
3.4.2 THE ROLE OF THIRD-PARTY BENEFICIARIES (II): THE THIRD-PARTY
NOTIFICATION REQUIREMENT 72
3.5 A PRELIMINARY OVERVIEW OF THE COMMISSION'S ARBITRAL
COMMITMENT DECISIONS IN EC MERGER CONTROL TO DATE 74
3.5.1 ACCESS TO TECHNOLOGY AND INFRASTRUCTURE 75
3.5.1.1 SELECT LICENSING ARRANGEMENTS 76
3.5.1.1.1 IRREVOCABLE EXCLUSIVE LICENSES 76
3.5.1.1.2 OPEN NON-EXCLUSIVE LICENSES 77
3.5.1.2 LICENSING OF TRADEMARKS AND BRANDS 78
3.5.1.3 AGREEMENTS GRANTING ACCESS TO TECHNICAL INTERFACES 79
3.5.1.4 AGREEMENTS GRANTING ACCESS TO INFRASTRUCTURE 80
3.5.2 ESTABLISHMENT AND MAINTENANCE OF SUPPLY AND PURCHASING
RELATIONSHIPS 83
3.5.2.1 ESTABLISHMENT OF NEW SUPPLY AND PURCHASING RELATIONSHIPS 83
3.5.2.2 MAINTENANCE OF ALREADY EXISTING SUPPLY AND PURCHASING
RELATIONSHIPS 84
3.5.3 TERMINATION OF EXCLUSIVE OR LONG-TERM CONTRACTUAL
ARRANGEMENTS 85
3.5.4 TERMINATION OF ANTI-COMPETITIVE DISTRIBUTION AGREEMENTS 86
3.5.5 ARBITRATION COMMITMENTS REJECTED BY THE COMMISSION 86
3.5.5.1 GE'/HONEYWELL 86
3.5.5.2 BERTELSMANN/KIRCH/PREMIERE AND DEUTSCHE
TELEKOM/'BETARESEARCH 87
CHAPTER 4 THE COMMISSION'S USE OF INTERNATIONAL ARBITRATION IN EC
MERGER CONTROL (II): DRAFTING ARBITRATION CLAUSES - THE
UTILITY OF THE COMMISSION'S PRACTICE
4.1 THE IMPORTANCE OF ACCURATELY DRAFTED ARBITRATION CLAUSES 93
4.2 ANALYSIS OF THE MAIN ELEMENTS OF THE COMMISSION'S MERGER-
RELATED ARBITRATION COMMITMENTS TO DATE 94
4.2.1 THE EXPECTED PARTIES TO THE ARBITRATION 94
4.2.2 NOTIFICATION REQUIREMENTS TO THIRD PARTIES 95
4.2.3 PRELIMINARY NEGOTIATIONS 95
4.2.4 INITIATION OF THE ARBITRATION 100
4.2.5 ARBITRATION OPTION V ARBITRATION OBLIGATION 101
4.2.6 THE MODUS ARBITRANDI: INSTITUTIONAL OR AD HOC} 102
4.2.7 THE SITUS ARBITRI 106
4.2.8 THE LINGUA ARBITRI 108
THE USE AND UTILITY OF INTERNATIONAL ARBITRATION IN EC COMMISSION MERGER
REMEDIES
4.2.9 APPOINTMENT OF ARBITRATORS AND COMPOSITION OF THE ARBITRAL
TRIBUNAL OR PANEL 109
4.2.10 THE DEADLINE FOR RENDERING THE AWARD AND THE "FAST TRACK
PROCEDURE" 113
4.2.11 SCOPE OF THE ARBITRATION 116
4.2.12 THE ARBITRATOR'S POWERS AND DUTIES 119
4.2.12.1 "PENDULUM ARBITRATION" 119
4.2.12.2 RIGHT TO REQUEST INFORMATION 119
4.2.12.3 DUTY OF CONFIDENTIALITY 120
4.2.12.4TERMS OF REFERENCE 122
4.2.12.5 REQUEST OF INTERPRETATION FROM THE COMMISSION 122
4.2.12.6 POWERS TO INVESTIGATE 124
4.2.12.7 POWER TO APPOINT EXPERTS AND REQUEST FURTHER ASSISTANCE 124
4.2.12.8 POWER TO INJUNCT 125
4.2.12.9 POWER TO ISSUE INTERIM MEASURES OF PROTECTION 126
4.2.12.10 BURDEN OF PROOF AND THE "PRIMA FACIE EVIDENCE RULE" 127
4.2.12.11 DUTY TO CALL A HEARING 128
4.2.12.12 POWER TO DETERMINE PROCEDURAL RULES 129
4.2.12.13 THE DEADLINE FOR RENDERING THE AWARD 130
42.12.14 RIGHT TO FIX FEES 130
4.2.12.15 MISCELLANEA 130
4.2.13 APPLICABLE PROCEDURAL LAW 131
4.2.14 APPLICABLE SUBSTANTIVE LAW 131
4.2.15 ALLOCATION OF COSTS 132
4.2.16 EXECUTION OF THE AWARD 133
4.2.17 POTENTIAL REVIEW OF THE AWARD 134
4.2.18 THE COMMISSION'S INVOLVEMENT IN THE ARBITRAL PROCEEDINGS 135
4.2.19 COMMITMENT TO DESIGN A SUITABLE ARBITRATION COMMITMENT 138
4.3 CONCLUSIONS ON THE UTILITY OF THE COMMISSION'S USE OF
ARBITRATION CLAUSES 138
4.3.1 CONCLUSIONS (I): THE EFFET (IN-)UTILE OF THE ARBITRATION
COMMITMENT 138
4.3.2 CONCLUSIONS (II): INGREDIENTS OF A WORKABLE ARBITRATION
COMMITMENT - A VADEMECUM FOR THE EUROPEAN COMMISSION 141
CHAPTER
5 THE ROLE OF THE EUROPEAN COMMISSION AS AMICUS CURIAE
IN EC MERGER-REMEDY-RELATED ARBITRATIONS
5.1 THE COMMISSION AS AMICUS CURIAE (I): PRELIMINARY
REFLECTIONS 155
5.1.1 PRELIMINARY REFLECTIONS (I): BACKGROUND 155
5.1.2 PRELIMINARY REFLECTIONS (II): OBJECT OF THIS CHAPTER 156
5.1.3 PRELIMINARY REFLECTIONS (III): THE DEFINITIONAL SCOPE OF THE
AMICUS CURIAE CONCEPT 157
PART
5.2 THE COMMISSION AS AMICUS CURIAE (II): BACKGROUND AND
OBJECTIVES 158
5.2.1 THE PUBLIC/PRIVATE DIVIDE: BALANCING THE EUROPEAN
COMMUNITY INTEREST AGAINST THE INHERENTLY PRIVATE NATURE
OF THE ARBITRAL PROCEEDINGS 158
5.2.2 THE UNIFORM APPLICATION OF EC COMPETITION LAW 161
5.2.3 THE ARBITRATOR'S INDEPENDENCE 161
5.2.4 THE RES IUDICATA PRINCIPLE 163
5.2.5 THE TRADITIONAL PARTY AUTONOMY RULE AND THE RIGHT AGAINST
SELF-INCRIMINATION 163
5.2.6 THE "DE MINIMIS" APPROACH 164
5.3 THE COMMISSION AS AMICUS CURIAE (III): PROPOSED BEST
PRACTICES 164
5.3.1 INFORMATION TO BE COMMUNICATED TO THE COMMISSION 165
5.3.2 COMMISSION REQUESTS FOR FURTHER INFORMATION ABOUT THE
ARBITRAL PROCEEDINGS 166
5.3.3 COMMISSION REQUEST FOR PARTICIPATION IN HEARINGS BEFORE
THE ARBITRAL TRIBUNAL 167
5.3.3.1 THE COMMISSION AS OBSERVER 168
5.3.3.2 THE COMMISSION AS AMICUS CWRIOE/WITNESS IN ITS OWN RIGHT 168
5.3.4 ASSISTANCE BY THE COMMISSION TO THE ARBITRAL TRIBUNAL 169
5.3.4.1 INTERPRETATION REQUEST BY THE ARBITRAL TRIBUNAL TO THE
COMMISSION 169
5.3.4.2 INFORMATION REQUEST BY THE ARBITRAL TRIBUNAL TO THE
COMMISSION 170
5.3.5 AMICUS CURIAE BRIEFS SUBMITTED BY THE COMMISSION TO THE
ARBITRAL TRIBUNAL 171
5.4 THE COMMISSION AS AMICUS CURIAE (IV): FURTHER
COMPLEXITIES 173
5.4.1 PARALLEL PROCEEDINGS INSTIGATED BY THE COMMISSION 173
5.4.2 COMMISSION REVIEW 174
5.4.3 CONFIDENTIALITY 174
5.5 THE COMMISSION AS AMICUS CURIAE (V): CONCLUSIONS 178
IN CONCLUSION
CHAPTER 6 CONCLUSION: A NOVEL SUPRANATIONAL PARADIGM IN THE
MAKING
6.1 CONCLUSION (I) 183
6.2 CONCLUSION (II): THE SUPRANATIONAL NATURE OF EC-MERGER-
REMEDY-RELATED ARBITRATIONS 183
6.3 CONCLUSION (III): THE FOUNDATIONS OF SUPRANATIONAL
ARBITRATION 184
THE USE AND UTILITY OF INTERNATIONAL ARBITRATION IN EC COMMISSION MERGER
REMEDIES
6.3.1 THE UNIQUE FEATURES OF SUPRANATIONAL ARBITRATION AND THE
SUPRANATIONAL ARBITRATOR 184
6.3.1.1 THE THIRD-PARTY BENEFICIARY 185
6.3.1.2 THE UNILATERAL ERGA OMNES OFFER TO ARBITRATE 185
6.3.1.3 THE NOTIFICATION REQUIREMENT 186
6.3.1.4 THE EXPEDITION OF THE PROCEEDINGS 186
6.3.1.5 THE NARROW SCOPE OF THE ARBITRATION CLAUSE 186
6.3.1.6 HIGH LEVEL OF TECHNICALITY OF THE PROCEEDINGS 187
6.3.1.7 THE APPLICABLE SUBSTANTIVE LAW 187
6.3.1.8 REQUEST OF INTERPRETATION TO THE COMMISSION 188
6.3.1.9 BINDING INTERPRETATIONS BY THE COMMISSION 190
6.3.1.10 REQUEST OF INFORMATION TO THE COMMISSION 190
6.3.1.11 REQUEST OF INFORMATION FROM THE PARTIES TO THE ARBITRATION,
THE RIGHT TO DRAW ADVERSE INFERENCES AND POWERS OF
INVESTIGATION 19
1
6.3.1.12 THE COMMISSION'S ROLE AS AMICUS CURIAE 191
6.3.1.13 GENERAL REPORTING REQUIREMENT TO THE COMMISSION 192
6.3.1.14 RULES OF CONFIDENTIALITY 192
6.3.1.15 THE PRIMA FACIE EVIDENCE RULE AND REVERSAL OF THE BURDEN OF
PROOF 192
6.3.1.16 FINALITY OF THE AWARD 193
6.3.1.17 THE PARTY AUTONOMY RULE 193
6.3.1.18 PRIVATE V PUBLIC LAW REDRESS 193
6.3.1.19 PUBLICATION REQUIREMENT 194
6.3.1.20 PARALLEL PROCEEDINGS 194
6.3.2 INTERIM CONCLUSIONS ON SUPRANATIONAL ARBITRATION '95
6.3.3 CURRENT EFFORTS OF THE EUROPEAN COMMISSION AND FUTURE
PROSPECTS 198
6.4 CONCLUSION (IV): EPILOGUE 200
ANNEX I: TABLES ON EC COMMISSION MERGER CLEARANCE
DECISIONS INCORPORATING INTERNATIONAL ARBITRATION CLAUSES
FROM 1992 - 2006 201
TABLE 1A: DETAILS ON SUBSTANTIVE MATTERS (I) - THE GENERAL
FACTUAL FRAMEWORK OF THE CASE AND THE INDIVIDUAL ARBITRATION
CLAUSE CONCERNED 203
TABLE 1B: DETAILS ON SUBSTANTIVE MATTERS (I) - THE GENERAL
FACTUAL FRAMEWORK OF THE CASE AND THE INDIVIDUAL ARBITRATION
CLAUSE CONCERNED 219
TABLE 2: DETAILS ON PROCEDURAL MATTERS (I) - THE ENVISAGED
PRELUDE TO THE ARBITRATION AND THE PROCEDURAL PARAMETERS
OF THE ARBITRAL PROCEEDINGS 255
CONTENTS
TABLE): DETAILS ON SUBSTANTIVE MATTERS (II) - DELINEATION OF
THE POWERS ASSIGNED TO $. OBLIGATIONS IMPOSED ON THE ARBITRAL
TRIBUNAL/PANEL AND BURDEN OF PROOF 265
TABLE 4: DETAILS ON PROCEDURAL MATTERS (II) - COSTS OF THE AWARD,
EXECUTION E[ CONTROL OF THE ARBITRAL AWARD AND ROLE OF
THE EUROPEAN COMMISSION DURING AND AFTER THE
ARBITRAL PROCEEDINGS 275
ANNEX II: MODEL STANDARD ARBITRATION COMMITMENT 283
ANNEX HI: MODEL BEST PRACTICE NOTE ON THE EUROPEAN
COMMISSION ACTING AS AMICUS CURIAE IN INTERNATIONAL
ARBITRATION PROCEEDINGS 291
BIBLIOGRAPHY 309
TABLE OF CASES AND LEGISLATION 321
INDEX 329
CURRICULUM VITAE 341 |
any_adam_object | 1 |
any_adam_object_boolean | 1 |
author | Blanke, Gordon |
author_GND | (DE-588)1025839463 (DE-588)123026520 |
author_facet | Blanke, Gordon |
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author_sort | Blanke, Gordon |
author_variant | g b gb |
building | Verbundindex |
bvnumber | BV021659517 |
callnumber-first | K - Law |
callnumber-label | KJE6467 |
callnumber-raw | KJE6467 |
callnumber-search | KJE6467 |
callnumber-sort | KJE 46467 |
classification_rvk | PS 3380 |
ctrlnum | (OCoLC)71256030 (DE-599)BVBBV021659517 |
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dewey-ones | 346 - Private law |
dewey-raw | 346.662604 |
dewey-search | 346.662604 |
dewey-sort | 3346.662604 |
dewey-tens | 340 - Law |
discipline | Rechtswissenschaft |
discipline_str_mv | Rechtswissenschaft |
format | Thesis Book |
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spelling | Blanke, Gordon (DE-588)1025839463 aut The use and utility of international arbitration in EC Commission merger remedies a novel supranational paradigm in the making? Gordon Blanke, MCIArb, with a foreword by Prof. Dr. Karl-Heinz Böckstiegel Groningen Europa Law Publishing 2006 © 2006 XXVI, 342 Seiten txt rdacontent n rdamedia nc rdacarrier Dissertation University of Luxembourg 2004/05 Europäische Union Europäische Kommission (DE-588)1024466-9 gnd rswk-swf Europese Commissie gtt Europese Unie gtt Fusies gtt Internationale arbitrage gtt Recht Arbitration agreements, Commercial European Union countries Arbitration and award European Union countries Competition, Unfair Law and legislation European Union countries Consolidation and merger of corporations Law and legislation European Union countries Unternehmenszusammenschluss (DE-588)4321280-3 gnd rswk-swf Schiedsgerichtsbarkeit (DE-588)4052348-2 gnd rswk-swf Europäische Union. Mitgliedsstaaten (DE-588)4113937-9 Hochschulschrift gnd-content Europäische Kommission (DE-588)1024466-9 b Unternehmenszusammenschluss (DE-588)4321280-3 s Schiedsgerichtsbarkeit (DE-588)4052348-2 s DE-604 Böckstiegel, Karl-Heinz 1936- (DE-588)123026520 wpr SWB Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=014874030&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
spellingShingle | Blanke, Gordon The use and utility of international arbitration in EC Commission merger remedies a novel supranational paradigm in the making? Europäische Union Europäische Kommission (DE-588)1024466-9 gnd Europese Commissie gtt Europese Unie gtt Fusies gtt Internationale arbitrage gtt Recht Arbitration agreements, Commercial European Union countries Arbitration and award European Union countries Competition, Unfair Law and legislation European Union countries Consolidation and merger of corporations Law and legislation European Union countries Unternehmenszusammenschluss (DE-588)4321280-3 gnd Schiedsgerichtsbarkeit (DE-588)4052348-2 gnd |
subject_GND | (DE-588)1024466-9 (DE-588)4321280-3 (DE-588)4052348-2 (DE-588)4113937-9 |
title | The use and utility of international arbitration in EC Commission merger remedies a novel supranational paradigm in the making? |
title_auth | The use and utility of international arbitration in EC Commission merger remedies a novel supranational paradigm in the making? |
title_exact_search | The use and utility of international arbitration in EC Commission merger remedies a novel supranational paradigm in the making? |
title_exact_search_txtP | The use and utility of international arbitration in EC Commission merger remedies a novel supranational paradigm in the making? |
title_full | The use and utility of international arbitration in EC Commission merger remedies a novel supranational paradigm in the making? Gordon Blanke, MCIArb, with a foreword by Prof. Dr. Karl-Heinz Böckstiegel |
title_fullStr | The use and utility of international arbitration in EC Commission merger remedies a novel supranational paradigm in the making? Gordon Blanke, MCIArb, with a foreword by Prof. Dr. Karl-Heinz Böckstiegel |
title_full_unstemmed | The use and utility of international arbitration in EC Commission merger remedies a novel supranational paradigm in the making? Gordon Blanke, MCIArb, with a foreword by Prof. Dr. Karl-Heinz Böckstiegel |
title_short | The use and utility of international arbitration in EC Commission merger remedies |
title_sort | the use and utility of international arbitration in ec commission merger remedies a novel supranational paradigm in the making |
title_sub | a novel supranational paradigm in the making? |
topic | Europäische Union Europäische Kommission (DE-588)1024466-9 gnd Europese Commissie gtt Europese Unie gtt Fusies gtt Internationale arbitrage gtt Recht Arbitration agreements, Commercial European Union countries Arbitration and award European Union countries Competition, Unfair Law and legislation European Union countries Consolidation and merger of corporations Law and legislation European Union countries Unternehmenszusammenschluss (DE-588)4321280-3 gnd Schiedsgerichtsbarkeit (DE-588)4052348-2 gnd |
topic_facet | Europäische Union Europäische Kommission Europese Commissie Europese Unie Fusies Internationale arbitrage Recht Arbitration agreements, Commercial European Union countries Arbitration and award European Union countries Competition, Unfair Law and legislation European Union countries Consolidation and merger of corporations Law and legislation European Union countries Unternehmenszusammenschluss Schiedsgerichtsbarkeit Europäische Union. Mitgliedsstaaten Hochschulschrift |
url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=014874030&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
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