International insider dealing:
Gespeichert in:
| Format: | Buch |
|---|---|
| Sprache: | English |
| Veröffentlicht: |
Old Woking
City & Financial Publ.
2005
|
| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis |
| Beschreibung: | XIV, 633 S. graph. Darst. |
| ISBN: | 1898830800 |
Internformat
MARC
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| 245 | 1 | 0 | |a International insider dealing |c ed. by Mark Stamp ... |
| 264 | 1 | |a Old Woking |b City & Financial Publ. |c 2005 | |
| 300 | |a XIV, 633 S. |b graph. Darst. | ||
| 336 | |b txt |2 rdacontent | ||
| 337 | |b n |2 rdamedia | ||
| 338 | |b nc |2 rdacarrier | ||
| 650 | 4 | |a Recht | |
| 650 | 4 | |a Insider trading in securities |x Law and legislation | |
| 700 | 1 | |a Stamp, Mark |e Sonstige |4 oth | |
| 856 | 4 | 2 | |m Digitalisierung UB Passau |q application/pdf |u http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=014746829&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |3 Inhaltsverzeichnis |
| 999 | |a oai:aleph.bib-bvb.de:BVB01-014746829 | ||
Datensatz im Suchindex
| _version_ | 1804135276644139008 |
|---|---|
| adam_text | Contents
Preface
xi
Introduction
xiii
Part One
-
The Americas
1
United States
3
Edward F
Greene
General
Counsel of Citigroup s
Global
and Corporate Investment Bank,
New York
1
INTRODUCTION
4
2
BASIC ELEMENTS OF INSIDER TRADING
8
3
SPECIALISED STATUTES
31
4
PRIVATE RIGHT OF ACTION
33
5
CONSEQUENCES OF INSIDER TRADING
34
6
OTHER CONSIDERATIONS
36
7
CONCLUSION
37
Canada
41
Peter
E
S
Jewett and Darren
E
Sukonick
Torys IIP, Toronto
1
INTRODUCTION
42
2
PROVINCIAL SECURITIES LAWS
44
3
CORPORATE LAWS
63
4
FEDERAL
66
5
CRIMINAL LAW
66
Mexico
73
Antje Zaldivar
Garcin,
Rodrigues,
Zaldivar
y Comte,
S.C.
1
INTRODUCTION
74
2
THE MEXICAN SECURITIES MARKET LAW
74
3
CONCLUSION
80
Brazil
83
Henrique
Silva Gordo
Lang
Pinheiro Neto Advogados, São Paulo
1
INTRODUCTION
84
2
THE REGULATIONS
85
3
CONCLUSION
102
Part Two
-
Europe/Africa
105
United Kingdom
107
Mark Stamp and Tom Jaggers
Linklaters, London
1
INTRODUCTION
108
2
THE CRIMINAL LAW
ч
109
3
THE CIVIL LAW
136
4
NON-STATUTORY REGULATION
150
5
CONCLUSION
157
Germany
163
Christoph Vaupel
and
Laurenz
Uhi
Linklaters Oppenhoff
& Rädler
1
INTRODUCTION
164
2
THE CRIMINAL LAW
164
3
AD HOC PUBLICITY PURSUANT TO SECTION
15
SECURITIES TRADING ACT
174
France
183
Patricia Peterson
Linklaters, Paris
1
INTRODUCTION
184
2
THE CRIMINAL INSIDER DEALING OFFENCES
186
3
THE REGULATORY REGIME
215
4
CONCLUSION
240
ADDENDUM
243
Spain
245
Inigo
D Berricano
Linklaters, Madrid
1
INTRODUCTION
246
2
ADMINISTRATIVE LAW
247
3
CRIMINAL LAW
271
4
CONCLUSION
274
Switzerland
277
Dr
Michel Haymann
Haymann
&
Baldi,
Zurich
1
INTRODUCTION
278
2
THE CRIMINAL LAW
279
3
REGULATORY FRAMEWORK GOVERNING TRADING IN SECURITIES
303
Netherlands
313
Diederik
van
Omme, Rogier de Rijk and Arjen
Шета
NautaDutilh, Rotterdam and Amsterdam
1
INTRODUCTION
2
SECTION
46
OF THE
1995
ACT
3
SECTION
4ба
OF THE
1995
ACT
4
SECTION 46b OF THE
1995
ACT
5
SECTION 46c OF THE
1995
ACT
6
SECTION 46d OF THE
1995
ACT
7
DRAFT BILL ON MARKET ABUSE
8
SUGGESTED FURTHER READING
Italy
351
Francesco Ago and
Alessandro Portolano
Chiomenti Studio Legate, Rome
1
INTRODUCTION
352
2
THE ACT
354
3
MARKET MANIPULATION
363
Republic of South Africa
367
David Anderson, Helen Wilsenach and Lischa Gerstle
Bowman
Gufi ila n
1
INTRODUCTION
368
2
THE ACT IN OUTLINE
370
3
REGULATORY BODIES
374
4
TERRITORIAL SCOPE OF THE ACT
375
5
DEFENCES
376
6
PENALTIES
378
7
OBSERVANCE GUIDELINES AND PRACTICAL APPLICATION OF THE ACT
379
Part Three
-
Asia/Pacific
385
Japan
387
Toshio Kobayashi, and Hiroyuki Ishizuka
Nagashima Ohno
&
Tsunematsu, Tokyo
1
INTRODUCTION
388
2
THE CRIMINAL LAW
389
3
REGULATION APPLICABLE TO BROKER-DEALERS, ETC. AND
NON-STATUTORY REGULATION
408
4
CONCLUSION
412
Hong Kong
415
Teresa
Ma
Linkíaters,
Hong Kong
1
INTRODUCTION
416
2
THE SECURITIES AND
FUTURES
ORDINANCE
. 416
3
NON-STATUTORY
REGULATION
. 441
Taiwan
447
Lawrence S. Liu
Lee
and Li, Taipei
1
INTRODUCTION
448
2
THE CRIMINAL LAW
448
3
CONCLUSION
453
Malaysia
457
Swee-Kee Ng
and Mary Ho May Ling
Shearn Delamore
& Co., Kuala
Lumpur
1
INTRODUCTION
458
2
PRIMARY
REGULATION
458
3
SECONDARY
REGULATION
476
4
CONCLUSION
482
Republic of Korea
487
Kim Sung Chung
Kim
&
Chang, Seoul
1
INTRODUCTION
488
2
CRIMINAL SANCTIONS
488
3
PUBLIC DISCLOSURE REQUIREMENTS AND CIVIL LIABILITY
496
Singapore
501
Gary Pryke and Cheryl Tan
Drew
&
Napier
ĹĹC,
Singapore
1
INTRODUCTION
502
2
THE CRIMINAL LAW
503
3
NON-STATUTORY REGULATION
522
4
CONCLUSION
523
Australia
525
Marie McDonald
Blake Dawson Waldron, Melbourne
1
INTRODUCTION
526
2
THE CRIMINAL LAW
526
3
OTHER REGULATION
545
4
CONCLUSION
550
Thailand 553
Pradit Sahachaiyunta
International Legal
Counsellors
Thailand Ltd, Bangkok
1
INTRODUCTION
554
2
THE LAW
554
3
NON-STATUTORY
REGULATION 558
4
CONCLUSION
558
Part Four
-
Emerging Nations
561
India
563
Dina
Wadia
Little
&
Co, Mumbai
1
INTRODUCTION
564
2
TO WHICH SECURITIES DO THE REGULATIONS APPLY?
566
3
OTHER MEASURES
581
4
CONCLUSION
583
Philippines
585
Simeon Ken
R
Ferrer, Jose
Ma G
Hofileña
and Michael Anthony Dizon
SyCip
Solazar Hernández
&
Gatmaitan, Manila
1
INTRODUCTION
586
2
THE CRIMINAL LAW
586
3
NON-STATUTORY REGULATORS
593
4
CONCLUSION
594
Russia
595
Dominic Sanders and Grigory Gadzhiev
Linklaters, Moscow
1
INTRODUCTION
596
2
CIVIL AND ADMINISTRATIVE LAW
596
3
SELF-REGULATORY ORGANISATIONS
601
4
CONCLUSION
602
Indonesia
603
Hoesein Wiriadinata and
Tamiza Saleh
Wiriadinata
&
Widyawan, Jakarta
1
INTRODUCTION
604
2
THE LAW
604
3
NON-STATUTORY REGULATION
611
4
CONCLUSION
611
The People s Republic of China
613
Celia
Lam
Linklaters, Beijing
1
INTRODUCTION
614
2
THE CRIMINAL LAW
615
3
RESTRICTIONS ON DEALINGS AND PUBUC DISCLOSURE REQUIREMENTS
628
|
| adam_txt |
Contents
Preface
xi
Introduction
xiii
Part One
-
The Americas
1
United States
3
Edward F
Greene
General
Counsel of Citigroup's
Global
and Corporate Investment Bank,
New York
1
INTRODUCTION
4
2
BASIC ELEMENTS OF INSIDER TRADING
8
3
SPECIALISED STATUTES
31
4
PRIVATE RIGHT OF ACTION
33
5
CONSEQUENCES OF INSIDER TRADING
34
6
OTHER CONSIDERATIONS
36
7
CONCLUSION
37
Canada
41
Peter
E
S
Jewett and Darren
E
Sukonick
Torys IIP, Toronto
1
INTRODUCTION
42
2
PROVINCIAL SECURITIES LAWS
44
3
CORPORATE LAWS
63
4
FEDERAL
66
5
CRIMINAL LAW
66
Mexico
73
Antje Zaldivar
Garcin,
Rodrigues,
Zaldivar
y Comte,
S.C.
1
INTRODUCTION
74
2
THE MEXICAN SECURITIES MARKET LAW
74
3
CONCLUSION
80
Brazil
83
Henrique
Silva Gordo
Lang
Pinheiro Neto Advogados, São Paulo
1
INTRODUCTION
84
2
THE REGULATIONS
85
3
CONCLUSION
102
Part Two
-
Europe/Africa
105
United Kingdom
107
Mark Stamp and Tom Jaggers
Linklaters, London
1
INTRODUCTION
108
2
THE CRIMINAL LAW
ч
109
3
THE CIVIL LAW
136
4
NON-STATUTORY REGULATION
150
5
CONCLUSION
157
Germany
163
Christoph Vaupel
and
Laurenz
Uhi
Linklaters Oppenhoff
& Rädler
1
INTRODUCTION
164
2
THE CRIMINAL LAW
164
3
AD HOC PUBLICITY PURSUANT TO SECTION
15
SECURITIES TRADING ACT
174
France
183
Patricia Peterson
Linklaters, Paris
1
INTRODUCTION
184
2
THE CRIMINAL INSIDER DEALING OFFENCES
186
3
THE REGULATORY REGIME
215
4
CONCLUSION
240
ADDENDUM
243
Spain
245
Inigo
D Berricano
Linklaters, Madrid
1
INTRODUCTION
246
2
ADMINISTRATIVE LAW
247
3
CRIMINAL LAW
271
4
CONCLUSION
274
Switzerland
277
Dr
Michel Haymann
Haymann
&
Baldi,
Zurich
1
INTRODUCTION
278
2
THE CRIMINAL LAW
279
3
REGULATORY FRAMEWORK GOVERNING TRADING IN SECURITIES
303
Netherlands
313
Diederik
van
Omme, Rogier de Rijk and Arjen
Шета
NautaDutilh, Rotterdam and Amsterdam
1
INTRODUCTION
2
SECTION
46
OF THE
1995
ACT
3
SECTION
4ба
OF THE
1995
ACT
4
SECTION 46b OF THE
1995
ACT
5
SECTION 46c OF THE
1995
ACT
6
SECTION 46d OF THE
1995
ACT
7
DRAFT BILL ON MARKET ABUSE
8
SUGGESTED FURTHER READING
Italy
351
Francesco Ago and
Alessandro Portolano
Chiomenti Studio Legate, Rome
1
INTRODUCTION
352
2
THE ACT
354
3
MARKET MANIPULATION
363
Republic of South Africa
367
David Anderson, Helen Wilsenach and Lischa Gerstle
Bowman
Gufi ila n
1
INTRODUCTION
368
2
THE ACT IN OUTLINE
370
3
REGULATORY BODIES
374
4
TERRITORIAL SCOPE OF THE ACT
375
5
DEFENCES
376
6
PENALTIES
378
7
OBSERVANCE GUIDELINES AND PRACTICAL APPLICATION OF THE ACT
379
Part Three
-
Asia/Pacific
385
Japan
387
Toshio Kobayashi, and Hiroyuki Ishizuka
Nagashima Ohno
&
Tsunematsu, Tokyo
1
INTRODUCTION
388
2
THE CRIMINAL LAW
389
3
REGULATION APPLICABLE TO BROKER-DEALERS, ETC. AND
NON-STATUTORY REGULATION
408
4
CONCLUSION
412
Hong Kong
415
Teresa
Ma
Linkíaters,
Hong Kong
1
INTRODUCTION
416
2
THE SECURITIES AND
FUTURES
ORDINANCE
. 416
3
NON-STATUTORY
REGULATION
. 441
Taiwan
447
Lawrence S. Liu
Lee
and Li, Taipei
1
INTRODUCTION
448
2
THE CRIMINAL LAW
448
3
CONCLUSION
453
Malaysia
457
Swee-Kee Ng
and Mary Ho May Ling
Shearn Delamore
& Co., Kuala
Lumpur
1
INTRODUCTION
458
2
PRIMARY
REGULATION
458
3
SECONDARY
REGULATION
476
4
CONCLUSION
482
Republic of Korea
487
Kim Sung Chung
Kim
&
Chang, Seoul
1
INTRODUCTION
488
2
CRIMINAL SANCTIONS
488
3
PUBLIC DISCLOSURE REQUIREMENTS AND CIVIL LIABILITY
496
Singapore
501
Gary Pryke and Cheryl Tan
Drew
&
Napier
ĹĹC,
Singapore
1
INTRODUCTION
502
2
THE CRIMINAL LAW
503
3
NON-STATUTORY REGULATION
522
4
CONCLUSION
523
Australia
525
Marie McDonald
Blake Dawson Waldron, Melbourne
1
INTRODUCTION
526
2
THE CRIMINAL LAW
526
3
OTHER REGULATION
545
4
CONCLUSION
550
Thailand 553
Pradit Sahachaiyunta
International Legal
Counsellors
Thailand Ltd, Bangkok
1
INTRODUCTION
554
2
THE LAW
554
3
NON-STATUTORY
REGULATION 558
4
CONCLUSION
558
Part Four
-
Emerging Nations
561
India
563
Dina
Wadia
Little
&
Co, Mumbai
1
INTRODUCTION
564
2
TO WHICH SECURITIES DO THE REGULATIONS APPLY?
566
3
OTHER MEASURES
581
4
CONCLUSION
583
Philippines
585
Simeon Ken
R
Ferrer, Jose
Ma G
Hofileña
and Michael Anthony Dizon
SyCip
Solazar Hernández
&
Gatmaitan, Manila
1
INTRODUCTION
586
2
THE CRIMINAL LAW
586
3
NON-STATUTORY REGULATORS
593
4
CONCLUSION
594
Russia
595
Dominic Sanders and Grigory Gadzhiev
Linklaters, Moscow
1
INTRODUCTION
596
2
CIVIL AND ADMINISTRATIVE LAW
596
3
SELF-REGULATORY ORGANISATIONS
601
4
CONCLUSION
602
Indonesia
603
Hoesein Wiriadinata and
Tamiza Saleh
Wiriadinata
&
Widyawan, Jakarta
1
INTRODUCTION
604
2
THE LAW
604
3
NON-STATUTORY REGULATION
611
4
CONCLUSION
611
The People's Republic of China
613
Celia
Lam
Linklaters, Beijing
1
INTRODUCTION
614
2
THE CRIMINAL LAW
615
3
RESTRICTIONS ON DEALINGS AND PUBUC DISCLOSURE REQUIREMENTS
628 |
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| id | DE-604.BV021530478 |
| illustrated | Illustrated |
| index_date | 2024-07-02T14:25:11Z |
| indexdate | 2024-07-09T20:37:56Z |
| institution | BVB |
| isbn | 1898830800 |
| language | English |
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| spelling | International insider dealing ed. by Mark Stamp ... Old Woking City & Financial Publ. 2005 XIV, 633 S. graph. Darst. txt rdacontent n rdamedia nc rdacarrier Recht Insider trading in securities Law and legislation Stamp, Mark Sonstige oth Digitalisierung UB Passau application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=014746829&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | International insider dealing Recht Insider trading in securities Law and legislation |
| title | International insider dealing |
| title_auth | International insider dealing |
| title_exact_search | International insider dealing |
| title_exact_search_txtP | International insider dealing |
| title_full | International insider dealing ed. by Mark Stamp ... |
| title_fullStr | International insider dealing ed. by Mark Stamp ... |
| title_full_unstemmed | International insider dealing ed. by Mark Stamp ... |
| title_short | International insider dealing |
| title_sort | international insider dealing |
| topic | Recht Insider trading in securities Law and legislation |
| topic_facet | Recht Insider trading in securities Law and legislation |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=014746829&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
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