Solicitors and money laundering: a compliance handbook
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
London
Law Society
2004
|
| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis |
| Beschreibung: | XVII, 268 S. |
| ISBN: | 1853289205 |
Internformat
MARC
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Datensatz im Suchindex
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| adam_text | CONTENTS
PREFACE IX
TABLE OF CASES XI
TABLE OF STATUTES XIII
TABLE OF STATUTORY INSTRUMENTS AND EUROPEAN LEGISLATION XVI
PART 1 - SUBSTANTIVE LAW 1
1 MONEY LAUNDERING AND THE SOLICITORS PROFESSION: AN OVERVIEW 3
1.1 INTRODUCTION 3
1.2 WHAT IS MONEY LAUNDERING? 4
1.3 HOW ARE SOLICITORS INVOLVED? 7
1.4 LAW SOCIETY GUIDANCE 11
1.5 CONCLUSION 12
2 CRIMINAL OFFENCES: ARRANGEMENTS (POCA 2002, S.328) 13
2.1 INTRODUCTION 13
2.2 THE OFFENCE 14
2.3 DEFENCES 22
3 CRIMINAL OFFENCES: OTHER MONEY LAUNDERING OFFENCES 23
3.1 INTRODUCTION 23
3.2 CONCEALING ETC: THE OFFENCE 23
3.3 CONCEALING ETC: DEFENCES 24
3.4 ACQUISITION, USE AND POSSESSION: THE OFFENCE 25
3.5 ACQUISITION, USE AND POSSESSION: DEFENCES 26
3.6 TERRORISM ACT 2000, S. 18 27
CONTENTS
4 AUTHORISED DISCLOSURES
29
4.1 INTRODUCTION 29
4.2 AUTHORISED DISCLOSURES (POCA 2002, S.338) 29
4.3 APPROPRIATE CONSENT (POCA 2002, S.335) 33
4.4 AUTHORISED DISCLOSURES BY OR ON BEHALF OF OTHERS 40
5 FAILURE TO DISCLOSE: REGULATED SECTOR 42
5.1 INTRODUCTION 42
5.2 FAILURE TO DISCLOSE: REGULATED SECTOR (POCA 2002, S.330) 43
5.3 FAILURE TO DISCLOSE: REGULATED SECTOR (TERRORISM ACT 2000, S.21A) 60
6 FAILURE TO DISCLOSE: NOMINATED OFFICERS 64
6.1 INTRODUCTION 64
6.2 FAILURE TO DISCLOSE: NOMINATED OFFICERS IN THE REGULATED SECTOR
(POCA 2002, S.331) 64
6.3 FAILURE TO DISCLOSE: OTHER NOMINATED OFFICERS (POCA, S.332) 71
6.4 CONCLUSION 73
7 DISCLOSURES WHICH PREJUDICE AN INVESTIGATION 74
7.1 INTRODUCTION 74
7.2 TIPPING OFF (POCA 2002, S.333) 74
7.3 OFFENCES OF PREJUDICING INVESTIGATION (POCA 2002, S.342) 77
7.4 DEFENCES APPLICABLE TO POCA 2002, SS.333 AND 342 78
8 CONFISCATION AND CIVIL RECOVERY ORDERS 84
8.1 INTRODUCTION 84
8.2 CONFISCATION ORDERS (POCA, 2002, PART 2) 84
8.3 CIVIL RECOVERY ORDERS (POCA 2002, PART 5) 86
8.4 PRODUCTION ORDERS (POCA 2002, PART 8) 89
9 MONEY LAUNDERING REGULATIONS 2003 91
9.1 INTRODUCTION 91
9.2 RELEVANT BUSINESS 92
9.3 SYSTEMS AND TRAINING ETC. TO PREVENT MONEY LAUNDERING 97
9.4 IDENTIFICATION PROCEDURES 99
9.5 TRANSITIONAL PROVISIONS 110
9.6 RECORD-KEEPING PROCEDURES 113
VI
CONTENTS
9.7 INTERNAL REPORTING PROCEDURES 116
9.8 PENALTIES 119
PART 2 - PRACTICAL GUIDANCE 121
10 REPORTING SUSPICIONS 123
10.1 INTRODUCTION 123
10.2 INTERNAL DISCLOSURES 123
10.3 EXTERNAL DISCLOSURES 124
11 MANAGEMENT OF MONEY LAUNDERING PROCEDURES 129
11.1 INTRODUCTION 129
11.2 POLICY DECISIONS 129
11.3 THE COMPLIANCE MANUAL 136
12 HOW TO SPOT MONEY LAUNDERING ACTIVITIES IN A SOLICITOR S PRACTICE 138
138
139
142
144
146
147
149
PART 3-APPENDICES 151
A - STATUTORY MATERIAL 153
AL EXTRACTS FROM THE PROCEEDS OF CRIME ACT 2002 153
A2 EXTRACTS FROM THE TERRORISM ACT 2000 (AS AMENDED) 166
A3 MONEY LAUNDERING REGULATIONS 2003, SI 2003/3075 169
B - GUIDANCE MATERIAL 196
BL EXTRACTS FROM THE LAW SOCIETY S GUIDANCE ON MONEY LAUNDERING
(PILOT EDITION - JANUARY 2004) 196
B2 LAW SOCIETY S GUIDANCE ON PV. P 217
B3 NCIS GUIDANCE IN RELATION TO DISCLOSURES BY THE LEGAL PROFESSION 222
12.1
12.2
12.3
12.4
12.5
12.6
12.7
INTRODUCTION
CORPORATE DEPARTMENT
PROPERTY DEPARTMENT
PRIVATE CLIENT DEPARTMENT
TAXATION ADVICE
LITIGATION DEPARTMENT
CONCLUSION
VLL
CONTENTS
C - FORMS AND PRECEDENTS 225
CL CLIENT IDENTIFICATION FORM 225
C2 PRECEDENT FOR A BASIC MONEY LAUNDERING MANUAL 227
C3 INTERNAL REPORTING FORM 235
C4 NCIS REPORTING FORMS AND GUIDANCE NOTES 238
INDEX 263
VIA
|
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| spelling | Camp, Peter J. Verfasser aut Solicitors and money laundering a compliance handbook Peter Camp J. London Law Society 2004 XVII, 268 S. txt rdacontent n rdamedia nc rdacarrier Lawyers England Accounting Lawyers Wales Accounting Money laundering England Money laundering Wales Solicitor (DE-588)4510307-0 gnd rswk-swf Geldwäsche (DE-588)4239585-9 gnd rswk-swf Großbritannien (DE-588)4022153-2 gnd rswk-swf Großbritannien (DE-588)4022153-2 g Geldwäsche (DE-588)4239585-9 s Solicitor (DE-588)4510307-0 s b DE-604 SWB Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=012832148&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Camp, Peter J. Solicitors and money laundering a compliance handbook Lawyers England Accounting Lawyers Wales Accounting Money laundering England Money laundering Wales Solicitor (DE-588)4510307-0 gnd Geldwäsche (DE-588)4239585-9 gnd |
| subject_GND | (DE-588)4510307-0 (DE-588)4239585-9 (DE-588)4022153-2 |
| title | Solicitors and money laundering a compliance handbook |
| title_auth | Solicitors and money laundering a compliance handbook |
| title_exact_search | Solicitors and money laundering a compliance handbook |
| title_full | Solicitors and money laundering a compliance handbook Peter Camp J. |
| title_fullStr | Solicitors and money laundering a compliance handbook Peter Camp J. |
| title_full_unstemmed | Solicitors and money laundering a compliance handbook Peter Camp J. |
| title_short | Solicitors and money laundering |
| title_sort | solicitors and money laundering a compliance handbook |
| title_sub | a compliance handbook |
| topic | Lawyers England Accounting Lawyers Wales Accounting Money laundering England Money laundering Wales Solicitor (DE-588)4510307-0 gnd Geldwäsche (DE-588)4239585-9 gnd |
| topic_facet | Lawyers England Accounting Lawyers Wales Accounting Money laundering England Money laundering Wales Solicitor Geldwäsche Großbritannien |
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