Law and practice of international commercial arbitration:
Gespeichert in:
| Späterer Titel: | Redfern and Hunter on international arbitration |
|---|---|
| Hauptverfasser: | , |
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
London
Sweet & Maxwell
2004
|
| Ausgabe: | 4. ed. |
| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis |
| Beschreibung: | LVIII, 613 S. |
| ISBN: | 9780421892903 0421862408 0421892900 |
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Datensatz im Suchindex
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| adam_text | TABLE OF CONTENTS
Page
Preface v
Acknowledgments ix
Abbreviations xxv
Table of Cases xxviii
Table of Arbitration Awards xxxvi
Table of Statutes xlii
Table of Major Arbitration Conventions xlvi
Table of International Arbitration Rules l
Table of Civil Codes Uv
Table ofTreaties lv
Tables of Directives, European Regulations and Civil Procedure Rules Ivi
Chapter 1—Introduction Para.
1. Key Elements of International Arbitration
(a) Generally 1-01
(b) A brief historical overview 1-03
(c) Significant features of arbitration 1-07
The agreement to arbitrate 1-08
The importance of the arbitration agreement 1-11
Enforcement of the arbitration agreement 1-12
Powers conferred by the arbitration agreement 1-13
The choice of arbitrators 1-14
The decision of the arbitral tribunal 1-16
The enforcement of the award 1-18
Summary 1—19
(d) The meaning of international 1-20
International and domestic arbitrations contrasted 1-21
(e) The relevant criteria 1-24
The international nature of the dispute 1-25
The nationality of the parties 1-27
The Model Law criteria: a combined approach 1-29
(f) The meaning of commercial 1-31
(g) Anatomy of a simple arbitration clause 1-34
Arbitrability 1-35
Is there any needfor a dispute? 1-36
Existing andfuture disputes 1-37
Arising out of or in connection with this agreement 1-38
Shall be referred to and determined by arbitration 1-39
xi
Other matters 1-40
2. Why Arbitrate?
(a) The principle reasons 1-41
A choice of a neutral forum and a neutral tribunal 1-42
An enforceable decision 1-43
(b) Subsidiary reasons 1-44
(c) Perceived disadvantages of arbitration 1-45
Costs 1-46
Limited powers of arbitrators 1—47
No joinder of parties 1-48
Conflicting awards 1-49
International arbitration or national litigation? 1-50
(d) Confidentiality 1-53
The Classical Position 1-55
The current trend 1-56
The award 1-58
Confidentiality in investor/state arbitrations 1-61
Revisions to rules of arbitration 1-64
LCIA Rules 1-65
The WIPO Arbitration Rules 1-66
Conclusion 1-68
(e) Alternative Dispute Resolution
Introduction 1—69
W7ia? « meant by ADR? 1-71
Höh does ADR work? 1-73
Mediation 1-74
Conciliation 1-75
77ie UNCITRAL Conciliation Rules 1-76
7fte UNCITRAL Model Law on Conciliation 1-79
Dispute Resolution Centres 1-80
Mini-trial 1-81
Mediation/Arbitration (Med/Arb.) 1-82
77ie neutral listener agreement 1-83
Z/w? #?r or baseball arbitration 1-84
Court-annexed ADR 1-85
Expert Determination (including adjudication and Dispute Review
Boards) 1-87
77ze enforceability of agreements for expert determination 1-90
WTry Aas A£ /? developed as it has?
Business and cultural considerations 1-91
ADR—future perspectives 1-93
77ie need for judicial control 1-94
AD/? and Arbitration combined 1-95
Amiable compositeur, equity clauses, ex aqueo et bono 1-96
3. What Kind of Arbitration?
(a) Introduction 1-97
(b) Institutional and ad hoc arbitration 1-99
(c) Institutional arbitration—advantages and disadvantages 1-100
Advantages 1-102
Disadvantages 1-103
(d) Ad hoc arbitration—advantages and disadvantages
Advantages 1-104
Disadvantages 1-107
(e) Arbitral Institutions 1-108
xii
iLiuie. uj v^uruerux
What to lookfor in an arbitral Institution 1-109
A degree of permanency 1—110
Modem rules of arbitration 1-111
Qualified staff 1-112
Reasonable charges 1-113
Some well known institutions
The International Chamber of Commerce 1—114
TheLCIA 1-117
The American Arbitration Association 1-118
The WIPO Arbitration Centre 1-119
Domain names 1—120
(f) Arbitrations involving a State or State entity 1-121
JCSID 1-123
ICSID—an international Institution 1—126
1CSID s Additional Facility 1-128
The Permanent Court of Arbitration ( the PCA ) 1-129
4. Claims Commissions and Tribunals 1-130
(a) The Iran-United States Claims Tribunal 1-131
(b) The United Nations Compensation Commission 1-132
(c) The Holocaust Tribunals 1-133
5. Regulation of International Arbitration
(a) Generally 1-134
(b) The role of national law 1-138
State participation in the arbitral process 1-139
(c) The role of international Conventions and the Model Law 1-141
Bilateral Investment Treaties 1-142
International Conventions generally 1-144
The Geneva Protocol of 1923 1-145
The Geneva Convention of 1927 1-146
The New York Convention of 1958 1-147
Conventions afler 1958 1-149
Regional Conventions 1-150
The Model Law 1-151
(d) practice—national or international 1-152
How procedure is determined 1-154
6. Summary 1-158
ChapTEh 2-—Applicable Laws
1. Introduction
(a) Generally 2-01
(b) fjo legal vacuum 2-02
(c) a complex interaction of laws 2-04
2. The Law Governing the Arbitration
(a) Introduction 2-05
(b) What is the lex arbitri? 2-08
(c) The content of the lex arbitri 2-09
(d) procedural rules and lex arbitri 2-12
(e) The seat theory 2-14
(f) Is the lex arbitri a procedural law? 2-19
(g) Choice of a foreign procedural law 2-20
(h) Where an award is made 2-22
(i) De-localisation 2-25
xiii
The arguments considered 2—27
The position in reality 2-28
(j) The seat theory and lex arbitri 2-29
3. The Law Applicable to the Substance
(a) Generally 2-31
Crossing national frontiers 2-33
(b) The autonomy of the parties 2-34
Recognition by international Conventions 2-35
Time of choice 2-36
Restrictions on party autonomy 2-37
The choices 2-38
(c) National law 2-40
Choice of a System of national law 2—41
Precluding unfair treatment 2-43
Stabilisation clauses 2-44
Summary 2-^5
(d) Public International LaW and General Principles of Law 2-46
(e) Concurrent laws, combined laws and the tronc commum doctrine 2^8
The Libyan oil nationalisation arbitrations 2-50
(f) Transnational law (including Lex Mercatoria; the UNIDROIT
Principles; the Shari ah; international development law and trade
usages)
Introduction 2-57
The lex mercatoria 2-59
The Hst method 2-61
The functional method 2-62
UNIDROIT Principles 2-65
The Shari ah 2-67
International Development Law 2-68
Trade usages 2-70
Authority to apply non-national law 2-1
(g) Equity and good conscience 2-73
4. Conflict Rules and the Search for Applicable Law
(a) Generally 2-75
(b) Implied or tacit choice 2-76
Choice offorum as choice of law 2-78
(c) Conflict rules 2-79
Does an international arbitral tribunal have a lexfori? 2-80
International Conventions, rules of arbitration and national laws 2—82
(d) Conclusion 2-84
5. The Law Governing the Agreement to Arbiträte 2-85
(a) Summary 2-93
Chapter 3-—Arbitration Clauses and Submission Agreements
1. Background
(a) Generally 3-01
(b) Categories of arbitration Agreements 3-02
(c) International Conventions
The Geneva Treaties 3-04
(d) International Standards 3-05
2. The Validity of an Arbitration Agreement
(a) Formal validity—the need for writing 3-07
xiv
ltivie oj L,onrenis
(b) A defined legal relationship 3-10
(c) Arbitrability 3-12
Patents, Trademarks and Copyrights 3—15
Antitrust and competition laws 3-16
Securities transactions 3—19
Bribery and corruption 3—20
Fraud 3-23
3. The Parties to an Arbitration Agreement
(a) Capacity 3-25
Natural persons 3—26
Corporations 3—27
States and State Agencies 3-28
(b) Third parties to the arbitration agreement 3-30
Piercing the corporate veil within groups of companies 3—31
Assignment, agency and succession
Assignment 3-34
Arbitration Agreements concluded by Agents 3-35
Succession and Novation 3-36
4. Analysis of an Arbitration Agreement
(a) Scope 3-37
Forms of Wording 3-38
(b) Basic Elements 3-42
A valid arbitration agreement 3—45
The number of arbitrators 3-46
Establishment of the arbitral tribunal 3—47
Ad hoc or institutional arbitration 3-48
Filling vacancies in the tribunal ? -49
Place of arbitration 3-51
Governing law 3-52
Default clauses 3-53
Language 3-54
Entry ofjudgment and rule of court clauses 3—55
Other procedural matters 3-56
(c) Submission agreements
Generally 3-57
Drafting a Submission agreement 3—58
An illustration 3-59
(d) Separability 3-60
(e) Summary 3-65
5. Defective Arbitration Clauses 3-67
(a) Inconsistency 3-68
(b) Uncertainty 3-69
(c) Inoperability 3-71
(d) Repudiation and waiver of arbitration agreements 3-72
6. Multi-Party Arbitrations
(a) Generally 3-73
Several parties to one contract 3-74
Several contracts with different parties 3—77
(b) String Arbitrations 3-80
(c) Concurrent Hearings 3-81
(d) Court ordered consolidation 3-82
(e) Consolidation by consent
Under an arbitration agreement 3-84
Under institutional rules 3-85
XV
Chapter 4—The Establishment and Organisation of an Arbitral Tribunal
1. Background
(a) Generally 4-01
(b) Commencement of an arbitration 4—03
Time-limits 4-04
Statutory time-limits 4—05
Contractual time-limits 4—07
(c) Commencement of an arbitration under the applicable law 4-09
(d) Commencement of an arbitration under institutional rules 4—10
(e) Selecting an arbitral tribunal 4-12
(f) Sole arbitrators and multi-arbitrator tribunal 4—14
Sole arbitrators 4-15
Two arbitrators 4—16
Three arbitrators 4—17
Four or more arbitrators 4—19
2. Appointment of Arbitrators
(a) Generally 4-21
(b) Agreement of the parties 4—22
(c) Arbitral institution 4-25
(d) List System 4—26
(e) Existing arbitrators 4—28
(f) Professional institution 4—29
(g) Trade association 4-30
Designation by the Secretary-General of the PCA 4—36
3. Qualities Required in International Arbitrators
(a) Generally 4-39
(b) Restrictions imposed by the parties 4—40
(c) Restrictions imposed by the applicable law 4-41
(d) Professional qualifications 4—42
Sole arbitrator 4-^3
Three arbitrators 4—44
(a) Language 4-45
(b) Experience and outlook 4—46
(c) Education and training 4-47
(d) Interviewing prospective arbitrators 4—50
4. Impartiality and Independence of Arbitrators
(a) Generally 4-52
(b) Independence and/or Impartiality 4-54
Impartiality distinguished from neutrality 4-56
Nationality 4-58
(c) Disclosure 4-61
Governmental agencies 4—65
(d) Communication with the parties 4—66
5. Challenge and Replacement of Arbitrators
(a) Generally 4-67
(b) Grounds for challenge 4—68
(c) Procedure for challenge 4-72
Challenges under the 1CSID Rules 4-74
(d) Waiver 4-76
(e) Filling a vacancy 4-78
(f) Truncated tribunals 4-79
(g) Procedure following the filling of a vacancy 4-82
Transcripts 4-83
xvi
(h) Insuring against a vacancy 4-85
6. The Organisation of the Arbitral Tribunal
(a) Generally 4-86
(b) Meetings and hearings 4—87
Meetings and hearings at which the parties are present 4—88
Fixing dates for hearings 4-89
Avoiding local public holidays 4—90
Length of hearing 4—91
(c) Administrative aspects 4—94
Arbitration centres 4—96
Arbitral institutions 4—97
Universities, clubs and other institutions 4—98
Hotels 4-99
Interpreters 4-100
Verbatim records 4—101
Hearing hours 4—103
Relations between the parties and the arbitral tribunal 4-106
Functions of the presiding arbitrator 4-107
(d) The role of an administrative secretary or registrar 4-108
Institutional arbitrations 4—109
Who to appoint 4-110
7. Fees and Expenses of the Arbitral Tribunal 4-113
(a) Who fixes fees 4-114
(b) Commitment or cancellation fees 4-115
(c) Methods of assessing fees 4—117
The ad valorem method 4—118
The time spent method 4—119
The fixedfee method 4-120
(d) Negotiating arbitrators fees 4—121
(e) Expenses of the arbitral tribunal 4-122
The reimbursement method 4-123
The per diem method 4—124
The ICSID method 4-125
(f) Securing payment of the fees and expenses of the arbitral tribunal 4-126
Chapter 5—Powers, Duties and Jurisdiction of an Arbitral Tribunal
1. Background
(a) Generally 5-01
(b) Practical considerations 5-02
2. Powers of Arbitrators
(a) Generally 5-03
(b) Powers conferred by the parties 5-04
Directly 5-05
lndirectly 5-06
(c) Powers conferred by Operation of law 5-07
3. Duties of Arbitrators
(a) Generally 5-11
(b) Duties imposed by the parties 5-12
(c) Duties imposed by law 5-14
Duty to act with due care 5-15
Duty to act with due diligence 5-23
Duty to act judicially 5-24
xvii
(d) Ethical duties 5-27
4. Jurisdiction
(a) Generally 5-30
(b) Challenges to jurisdiction 5-31
Partial challenge 5-32
Total challenge 5-35
(c) The autonomy (or separability) of the arbitration clause 5-36
Whojudges? 5-38
Competence/Competence 5-39
Competence 5^43
Limitations on jurisdiction 5-44
Award made without jurisdiction 5^45
(d) Court control 5-46
Concurrent control 5-47
The choices open to the arbitral tribunal 5—48
(e) Procedural aspects of resolving issues of jurisdiction 5-52
The time at which issues of jurisdiction should be raised 5-53
(f) Options open to the respondent 5-54
Boycott the arbitration 5-55
Raise objections with the arbitral tribunal 5-56
Application to a national court 5—57
Attacking the award 5-59
The combined approach 5-60
Form of court Intervention 5—61
(g) International agreements on the jurisdiction of national courts 5-62
Chapter 6—The Conduct of the Proceedings
1. Background
(a) Generally 6-01
(b) Party autonomy 6-03
(c) Restrictions on party autonomy 6-05
Equality 6—06
Public policy 6-07
Arbitration rules 6—08
Third parties 6-09
(d) Adversarial and inquisitorial processes 6-10
2. Choice of the Place of Arbitration
(a) Generally 6-12
(b) The law governing the arbitration 6-14
The lex arbitri 6-17
Local restrictions on arbitrators and party representatives 6-18
Ethical and other duties 6-19
(c) Enforceability 6-21
(d) Meetings need not all be held at the seat of arbitration 6-23
(e) Where should as award be made ? 6-24
(f) Changing the seat of arbitration 6-25
Agreement inoperative or incapable of being performed 6-26
3. Preliminary Steps
(a) Generally 6-27
Conduct of preliminary meetings 6-29
Representation at preliminary meetings 6-29
Adjournment of preliminary meetings 6-30
xviii
Matters to be determined at preliminary meetings 6-31
UNCITRAL Notes on Organizing Arbitral Proceedings 6—32
(b) Other preliminary issues 6-33
Applicable laws 6—34
Separation of liability and quantum 6—35
Separation and other issues 6-37
(c) Expedited remedies 6-39
Pre-arbitral referee 6-40
Expedited formation of the arbitral tribunal 6-42
Fast track arbitrations 6-43
(d) Avoiding delay and disruption 6-46
Special procedures in small cases 6—47
4. Written Submissions
(a) Generally 6-48
The function of written submissions 6—49
The need to avoid ambiguity 6—51
(b) Written pleadings in institutional arbitration 6-52
Definition of the issues 6-55
Terminology 6—56
Time-limits 6-58
Admissibility of counterclaims 6-59
5. Evidence
(a) Generally 6-61
Common and civil law procedures 6-62
Admissibility 6-65
Bürden of proof 6-67
Methods of presenting evidence 6-68
(b) Production of documents 6-69
Favourable and unfavourable documents 6-70
Common law practice 6-71
Civil law practice 6-73
Practice in international arbitrations 6—74
Disputed document requests 6-76
Documents in the possession of third parties 6-79
Presentation of documents 6-80
Translations 6—82
(c) Testimony of witnesses 6-83
Presentation of witness evidence 6-85
Evidentiary weight of witness evidence 6—88
Taking evidence overseas 6—89
(d) Expert evidence 6-90
Experts appointed by the arbitral tribunal 6-91
Power to appoint experts 6-92
Presentation of expert evidence 6-94
Alternative methods of presenting expert evidence 6-96
Admissibility of expert evidence 6-98
Categories of expert evidence 6—99
(e) Inspection of the subject-matter of the dispute 6-100
Power of the arbitral tribunal to inspect the subject-matter 6-101
Procedure for inspection 6-102
Inspection under institutional rules of arbitration 6-103
6. Hearings
(a) Generally 6-104
(b) Organisation of the hearing 6-105
xix
Representation 6-107
Pre-hearing Conferences 6-109
Revised JCSID Rules 6-111
(c) Procedure at hearings 6-112
International practice 6-113
Examination of witnesses 6-115
Who has the last Word? 6-118
(d) Ex parte hearings 6-119
Refusal to participate 6-120
Procedure in ex parte hearings 6—121
7. Proceedings after the Hearing
(a) Generally 6-123
(b) Post-hearing briefs 6-124
(c) New evidence 6-125
Chapter 7—The Role of National Courts Döring the Proceedings
1. Introduction 7-01
(a) The increasing independence of arbitration 7-03
(b) Limitations on independence 7-04
(c) A relay race 7-05
2. At the Beginning of the Arbitration 7-06
(a) Enforcing the arbitration agreement 7-07
(b) Establishing the arbitral tribunal 7-08
(c) Challenges to jurisdiction 7-09
3. During the Arbitral Proceedings 7-10
(a) Interim measures: powers of the arbitral tribunal 7-11
(1) No powers 7-13
(2) Inability to act prior to the formation of the tribunal 7-14
(3) An order can only affect the parties to the arbitration 7-15
(4) Enforcement difficulties 7-16
(5) No ex parte application 1—Y1
(b) Interim measures: powers of the competent court 7-18
Incompatibility with the arbitration agreement? 7-19
Should application be made to a national court or to the
arbitrators? 7-21
(c) Measures relating to the attendance of witnesses and preservation of
evidence 7-24
(d) Measures aimed at preserving the Status quo 7-28
(e) Interim relief in respect of parallel proceedings 7-33
(f) Security for costs 7-39
4. At the end of the Arbitration
(a) Judicial control of the proceedings and the award 7-41
5. Conclusion 7-42
Chapter 8—The Award
1. Background
(a) Generally 8-01
Achieving the intended result 8-04
Definition of award 8-05
Order or Award 8-07
(b) Remedies 8-09
xx
Monetary compensation 8-10
Punitive damages and other penalties 8-11
Specific Performance 8-14
Restitution 8-15
Injunctions 8— 17
Declaratory relief 8-18
Rectification 8-19
Adaptation of contracts and filling gaps 8-20
Interest and costs 8-24
(c) How an arbitral tribunal reaches its decision 8-25
Majority voting 8—31
The bargaining process 8-35
2. Categories of Awards
(a) Generally 8-39
(b) Final awards 8^0
(c) Partial and interim awards 8^41
Issues conceming the applicable law 8—43
Separation of liability and quantum 8-44
Limitation clauses in contract 8-45
(d) Default awards 8^6
(e) Consent awards %-A%
3. Validity of Awards
(a) Generally 8-52
(b) Form of the award 8-53
The law governing the arbitration 8-55
The introductory section of a award 8-56
Signatures 8-57
Language of the award 8-58
(c) Contents of the award 8-59
The arbitration agreement 8-60
Unambiguous 8-61
Effective determination of the issues 8-62
Reasons 8-63
Different ways of giving reasons 8-65
(d) Time-limits 8-66
The disadvantages ofmandatory time-limits 8-68
Non-mandatory provisions 8-69
(e) Notification of awards 8-70
(f) Registration or deposit of awards 8-71
4. Other considerations
(a) Res judicata effect of award 8-72
Existing disputes 8-73
Subsequent disputes 8-74
Effect of award on third parties 8-75
(b) Separate, concurring and dissenting opinions 8-76
Dissenting opinions 8-77
The position in national laws 8-78
The position under institutional rules 8-79
The practice in ICC arbitrations 8-80
Practice at the Iran-United States Claims Tribunal 8-81
When and how should dissenting opinions be given in international
arbitrations? 8-82
(c) Interest 8-84
(d) The basis upon which interest can be awarded 8-85
xxi
How much interest to award 8-86
Compound interest 8-87
Enforcing awards that carry interest 8-89
Post-award interest 8-90
(e) Costs 8-91
Costs of the arbitration 8—92
Costs of the parties 8-93
Assessing the costs of the parties 8-95
Requirements imposed by national law 8—97
(f) Proceedings after the award 8-98
Under national law 8-99
Under rules of arbitration 8—100
Review procedures other than by national courts 8-103
Review procedure under the ICSID Rules 8-105
Publication of awards 8-106
Chapter 9—Chalxenge of Arbitral Awards
1. Background 9-01
(a) The purpose of challenge 9-02
(b) The meaning of challenge 9-03
(c) Introductory remarks 9-04
2. Methods of challenge 9-07
(a) Internal challenge 9-08
(b) Correction and Interpretation of awards; additional awards 9-11
(c) Recourse to the courts 9-12
3. Grounds for Challenge
(a) Lack of jurisdiction 9-13
(b) Other grounds for challenge 9-16
4. Grounds for Challenge under the Model Law 9-18
(a) Incapacity: invalid agreement to arbitrate 9-20
(b) Lack of due process 9-21
(c) Issues of jurisdiction 9-26
(d) Further procedural issues 9-28
Summary 9-29
(e) Arbitrability 9-30
(f) Public policy 9-32
(g) Conclusion 9-34
5. Substantive Grounds for Challenge
(a) Mistakes of Law 9-35
(b) Mistake of fact 9-42
6. Place, Time and Effects of Challenge
(a) Place of challenge 9-45
(b) Time-limits 9-46
(c) The effects of a successful challenge 9-47
Chapter 10—Recognition and Enforcement of Arbitral Awards
1. Background 10-01
(a) Performance of awards 10-03
Commercial and other pressures 10-04
Arbitrator s duty to render an enforceable award 10-06
Enforcement by court proceedings 10-07
xxii
The general principles governing recognition and enforcement 10-09
The difference between recognition and enforcement 10—10
Recognition 10-11
Enforcement 10-12
(b) Place of recognition and enforcement 10-14
Forum Shopping 10—16
(c) Methods of recognition and enforcement 10-17
(d) Time-limits 10-18
(e) Consequences of refusal of recognition or enforcement 10-19
2. The Role of International Conventions
(a) Generally 10-20
(b) The Geneva Treaties
The Geneva Protocol of 1923 10-21
The Geneva Convention of 1927 0-22
(c) The New York Convention 10-23
Enforcing the agreement to arbitrate 10-24
Enforcing foreign awards 10-25
The first reservation: reciprocity 10-26
The second reservation: commercial relationships 10-28
Recognition and enforcement under the New York Convention 10-31
Formalities 10—32
3. Refusal of Recognition and Enforcement
(a) Generally 10-33
(b) Grounds for refusal 10-36
(c) First ground for refusal: incapacity; invalid arbitration agreement 10-38
(d) Second ground: no proper notice of appointment of arbitrator or of the
proceedings; lack of due process 10-39
(e) Third ground: jurisdictional issues 10-41
(f) Fourth ground: composition of tribunal or procedure not in
accordance with arbitration agreement or the relevant law 10-43
(g) Fifth ground: award not binding; suspended or set aside 10-45
(h) Arbitrability 10-50
(i) Public policy 10-51
(j) The Washington Convention 10-55
(k) Refusal of recognition an enforcement under regional Conventions
The European Convention of 1961 10-56
The Moscow Convention 10—57
The Panama Convention 10—58
The Amman Convention 10-60
Other regional Conventions 10-61
(1) The defence of State immunity 10-62
Jurisdictional immunity 10-63
Immunity from execution 10—64
4. Practical Considerations
(a) An entry of judgment clause 10-68
(b) Enforcing under the New York Convention or a more favourable
treaty or local law 10-70
Enforcement as a domestic award 10-73
Enforcement as an Obligation 10-74
(c) Options open to the successful party: a checklist 10-75
(d) Options open to the unsuccessful party: a checklist 10-76
To challenge or not? 10-77
(e) The need for local advice 10-79
xxiii
Chapter 11—Arbitration Under Investment Treaties
1. Introduction 11-01
2. Jurisdictional Issues
(a) Existence of an applicable treaty 11-05
(b) Protected investors 11-06
Natural persons 11—07
Legal entities 11-08
(c) Protected Investments 11-09
(d) Other jurisdictional issues 11-12
3. Law Applicable to the Substance of the Dispute 11-19
4. The Merits of the Dispute 11-23
(a) Fair and equitable treatment and the international minimum
Standard 11-24
(b) Füll protection and security 11-28
(c) No arbitrary or discriminatory measures impairing the investment 11-30
(d) No expropriation without prompt, adequate and effective
compensation 11-31
Indirect expropriation 11—32
Acts contrary to undertakings and assurances granted to Investors
may constitute expropriation 11-33
The purpose of the host State s measures does not affect their
characterisation 11-34
Compensation Standard 11—36
(e) Nationaland most favoured nation treatment 11-37
(f) Free transfer of funds related to investments 11-39
(g) Observance of specific investment undertakings 11-40
5. Remedies under Bits 11^2
(a) Expropriation remedies 11-43
Appendices
Appendix A - The New York Convention on the Recognition and Enforce-
ment of Foreign Arbitral Awards A-01
Appendix B - UNCITRAL Model Law of International Commercial
Arbitration B-01
Appendix C - UNCITRAL Arbitration Rules C-Q
Appendix D - UNCITRAL Notes on Organizing Arbitral Proceedings D-01
Appendix E - IBA Rules on the Taking of Evidence in International
Commercial Arbitration E-01
Appendix F - IBA Guidelines on Conflicts of Interest in International
Arbitration F-01
Appendix G - ICDR International Arbitration Rules G-01
Appendix H - International Chamber of Commerce Rules of Arbitration H-01
Appendix I - ICSID Rules of Procedure for the Institution of Conciliation
and Arbitration Proceedings I—01
Appendix J - LCIA Arbitration Rules J-01
Appendix K - Model Arbitration Clauses for International Contracts K-01
Appendix M - Scoreboard of Adherence to Transnational Arbitration
Treaties M-01
Appendix N - IBA International Code of Ethics N-01
Index 645
xxiv
|
| any_adam_object | 1 |
| author | Redfern, Alan Hunter, Martin |
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| author_role | aut aut |
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| author_variant | a r ar m h mh |
| building | Verbundindex |
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| callnumber-first | K - Law |
| callnumber-label | K2400 |
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| callnumber-search | K2400 |
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| callnumber-subject | K - General Law |
| classification_rvk | PT 350 PU 1555 |
| ctrlnum | (OCoLC)57342884 (DE-599)BVBBV019351641 |
| dewey-full | 341.522 |
| dewey-hundreds | 300 - Social sciences |
| dewey-ones | 341 - Law of nations |
| dewey-raw | 341.522 |
| dewey-search | 341.522 |
| dewey-sort | 3341.522 |
| dewey-tens | 340 - Law |
| discipline | Rechtswissenschaft |
| edition | 4. ed. |
| format | Book |
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| illustrated | Not Illustrated |
| indexdate | 2024-07-09T19:58:17Z |
| institution | BVB |
| isbn | 9780421892903 0421862408 0421892900 |
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| physical | LVIII, 613 S. |
| publishDate | 2004 |
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| publisher | Sweet & Maxwell |
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| spelling | Redfern, Alan Verfasser aut Law and practice of international commercial arbitration by Alan Redfern ; Martin Hunter. With Nigel Blackaby ... 4. ed. London Sweet & Maxwell 2004 LVIII, 613 S. txt rdacontent n rdamedia nc rdacarrier Arbitration and award, International Außenhandel (DE-588)4003832-4 gnd rswk-swf Verfahren (DE-588)4187669-6 gnd rswk-swf Internationale Handelsschiedsgerichtsbarkeit (DE-588)4132605-2 gnd rswk-swf Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 gnd rswk-swf Schiedsgerichtsbarkeit (DE-588)4052348-2 gnd rswk-swf Außenhandel (DE-588)4003832-4 s Schiedsgerichtsbarkeit (DE-588)4052348-2 s 1\p DE-604 Internationale Handelsschiedsgerichtsbarkeit (DE-588)4132605-2 s Verfahren (DE-588)4187669-6 s 2\p DE-604 Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 s 3\p DE-604 Hunter, Martin Verfasser aut Später u.d.T. Redfern and Hunter on international arbitration (DE-604)BV035505380 HBZ Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=012815706&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis 1\p cgwrk 20201028 DE-101 https://d-nb.info/provenance/plan#cgwrk 2\p cgwrk 20201028 DE-101 https://d-nb.info/provenance/plan#cgwrk 3\p cgwrk 20201028 DE-101 https://d-nb.info/provenance/plan#cgwrk |
| spellingShingle | Redfern, Alan Hunter, Martin Law and practice of international commercial arbitration Arbitration and award, International Außenhandel (DE-588)4003832-4 gnd Verfahren (DE-588)4187669-6 gnd Internationale Handelsschiedsgerichtsbarkeit (DE-588)4132605-2 gnd Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 gnd Schiedsgerichtsbarkeit (DE-588)4052348-2 gnd |
| subject_GND | (DE-588)4003832-4 (DE-588)4187669-6 (DE-588)4132605-2 (DE-588)4162055-0 (DE-588)4052348-2 |
| title | Law and practice of international commercial arbitration |
| title_auth | Law and practice of international commercial arbitration |
| title_exact_search | Law and practice of international commercial arbitration |
| title_full | Law and practice of international commercial arbitration by Alan Redfern ; Martin Hunter. With Nigel Blackaby ... |
| title_fullStr | Law and practice of international commercial arbitration by Alan Redfern ; Martin Hunter. With Nigel Blackaby ... |
| title_full_unstemmed | Law and practice of international commercial arbitration by Alan Redfern ; Martin Hunter. With Nigel Blackaby ... |
| title_new | Redfern and Hunter on international arbitration |
| title_short | Law and practice of international commercial arbitration |
| title_sort | law and practice of international commercial arbitration |
| topic | Arbitration and award, International Außenhandel (DE-588)4003832-4 gnd Verfahren (DE-588)4187669-6 gnd Internationale Handelsschiedsgerichtsbarkeit (DE-588)4132605-2 gnd Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 gnd Schiedsgerichtsbarkeit (DE-588)4052348-2 gnd |
| topic_facet | Arbitration and award, International Außenhandel Verfahren Internationale Handelsschiedsgerichtsbarkeit Internationale Schiedsgerichtsbarkeit Schiedsgerichtsbarkeit |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=012815706&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
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