The EU's approach to human rights conditionality in practice:
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Abschlussarbeit Buch |
| Sprache: | English |
| Veröffentlicht: |
New York
Nijhoff
2003
|
| Schriftenreihe: | International studies in human rights
76 |
| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis |
| Beschreibung: | XVII, 423 S. |
| ISBN: | 9041119361 |
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Titel: The EU's approach to human rights conditionality in practice
Autor: Fierro, Elena
Jahr: 2003
Table of Contents
Foreword xiii
Introduction xv
Part I: Introductory Aspects 1
Chapter I: The Legal Framework of EU External Relations 3
1. EC External Competences 4
1.1. Legal Personality and International Capacity 4
1.2. Types of Capacities 7
1.2.1. Diplomacy 7
1.2.2. Autonomous Measures 8
1.2.3. International Obligations 10
1.2.4. Treaty-making Powers 14
1.3. Competences in the Bilateral Sphere 16
1.3.1. Procedural Rules 18
1.3.2. Typology of Framework Agreements 22
1.3.2.1. Trade and Commercial Agreements 22
1.3.2.2. Association Agreements 25
1.3.2.3 Agreements on Development Co-operation 28
2. Manifestation of the EC Competences 30
2.1. Approaching Competence 30
2.2. Types of Competences 32
2.2.1. Explicit Competences 32
2.2.2. Implicit Competences - The ERTA Doctrine 33
2.3. Nature of the Competence 35
2.3.1. Exclusive Competence 35
2.3.2. Shared Competence - Mixed Agreements 37
Chapter II: Evolution of the Human Rights Policy in the EU/EC
External Relations 41
1. Political Evolution 42
1.1. The Lomé Context 42
Vili
1.1.1. The Lomé I Convention and the "Uganda Guidelines" 43
1.1.2. Negotiating the Lomé II Convention 47
1.1.3. Negotiating the Lomé III Convention 55
1.2. Outside Lomé 59
1.2.1. The Instrumental Role of the Parliament 59
1.2.2. Towards a Principle of European Responsibility? 63
2. De lure Evolution 65
2.1. 1989: The Beginning of a Human Rights 'Policy' 65
2.1.1. Negotiating the Lomé IV Agreement 66
2.1.2. The End of the Cold War and the Potential for
Human Rights 70
2.1.3. Blurring the Principle of Non-intervention 75
2.2. Internal Developments 78
2.2.1. 1991: The Mandate to include Human Rights Clauses 78
2.2.2. The Consolidation of Human Rights Clauses and Maastricht 81
2.2.3. The Commission "Largesse" - Chapter B7-70 84
2.2.4. The Amsterdam and Post-Amsterdam Developments 89
Chapter HI: Approaching Conditionality 93
1. What is Conditionality? 94
1.1. An Attempt of Definition 94
1.2. The Scope of Conditionality 96
1.3. Types of Conditionality 98
1.3.1. Ex Ante and Ex Post 98
1.3.2. Carrot and Stick 99
1.3.2.1. Positive Conditionality 100
1.3.2.2. Negative Conditionality 100
1.3.2.3. Dialogue 102
1.3.2.4. Positive Measures 103
1.3.2.5. A Human Rights Policy 103
2. How does EC Conditionality Manifest Itself? 105
2.1. The Commission's Negation of the Concept 105
2.1.1. Conditionality in the Light of the Instruments 107
2.1.2. Limits to Conditionality 109
2.2. Content of the Conditions 110
2.2.1. Democratic Principles/Democracy 113
2.2.1.1. Concepts 113
2.2.1.2. Pre-eminence of Democracy 118
2.2.2. Fundamental Human Rights/Human Rights 121
2.2.3. Rule of Law 123
2.2.4. Market Economy 125
2.2.5. Good Governance 127
IX
Part II: Conditionality '£jc Ante' 131
Chapter IV: Conditionality in Relation to European Countries 133
1. Conditionality for Candidate Countries 135
1.1. Conditionality in Constitutional Terms 136
1.2. The Copenhagen Criteria 138
1.2.1. Specification of the Political Criteria: the 1997 Agenda 2139 139
1.2.2. Progress Reports 143
1.2.3. The Case of Slovakia 144
1.2.4. The Case of Turkey 148
1.3. The Accession Partnerships and Financial Assistance 153
2. Conditionality in Relation to South Eastern Europe 155
2.1. The Regional Approach 157
2.1.1. Open Approach to Conditionality 157
2.1.2. Reach and Scope of the Conditions 159
2.1.2.1. General Conditions and Specific Conditions 161
2.1.2.2. Monitoring: the Commission Regular Reports 163
2.1.3. Instrumental Approaches to Conditionality 165
2.2. The Stabilisation and Association Agreements 166
2.2.1. The Procedure for the Conclusion of the Agreements 168
2.2.2. Macedonia 170
2.2.2.1. Conditionality in the Original Framework Agreement 170
2.2.2.2. Stabilisation and Association Agreement 171
Chapter V: Conditionality in Relation to Third (non-European) Countries 175
1. Cuba 178
1.1. The Establishment of Conditionality 178
1.1.1. Political Dialogue 179
1.1.2. The Common Position on Cuba 182
1.2. The Reach and Scope of the Conditions 184
1.3. Autonomous Approach or Influence from the United States? 186
1.3.1. The EU vis-à-vis the United States 187
1.3.2. The EU Own Approach: the Working Group on Human
Rights 188
2. China 191
2.1. Testing Conditionality 193
2.1.1. The Commission Communications 193
2.1.2. The Council Approach 197
2.1.3. China's Approach to Conditionality 199
2.2. Dialogue on Human Rights 201
2.2.1. 'Political' Dialogue 202
2.2.1.1. Lack of Transparency 202
2.2.1.2. Which Results? 204
2.2.2. 'Technical' Dialogue 206
Part Ht Conditionality 'Ex-Post' 211
Chapter VI: The Human Rights Clauses in Bilateral Agreements 213
1. Legal and Political Evolution 213
1.1. The Path Towards the Human Rights Clauses 215
1.2. Reaction Mechanisms 218
1.2.1. The Baltic Clauses 218
1.2.1.1. The Origins of the Clause 219
1.2.1.2. Short Life 221
1.2.2. The Bulgarian Clauses 223
1.3. The Reach of the Clauses: Differentiation and Uniformity 226
1.3.1. Human Rights Clauses for All? 226
1.3.2. The Commission in the Search for Uniformity 228
2. Typology and Content of the Human Rights Clauses 229
2.1. The Mosaic of the 'Essential Element Clause' 230
2.1.1. References to Human Rights and Democratic Principles
Tout Court 231
2.1.2. References to OSCE Documents and Principles of
'Market Economy' 234
2.1.3. References to the Universal Declaration of Human Rights 237
2.2. The Non-Execution Clause 239
2.3. The Interpretative Declaration 240
2.3.1. Special Urgency 240
2.3.2. Appropriate Measures 241
2.3.3. Models 242
Chapter VII: Legal Basis, Interpretation and Scope of the Human
Rights Charter 245
1. The Legality of the Human Rights Clause 246
1.1. No Necessity for a Basis in Community Law 246
1.2. Basis in Community Law 249
1.2.1. Development Co-operation Agreements 249
1.2.1.1. On the Relationship between Development Co-operation
and Human Rights 251
1.2.2. Association Agreements 254
1.2.3. Trade and Co-operation Agreements 256
1.2.3.1. Negative Arguments 257
1.2.3.2. Positive Arguments 258
1.2.4. On the Question of the Agreements and their Relation with
Human Rights 262
1.2.4.1. The Indian Example 263
1.2.4.2. Further Agreements 266
1.2.5. Article 308 268
2. Scope of the Human Rights Clause 271
2.1. The Clause in the Light of Opinion 2/94 271
XI
2.1.1. It Cannot Serve to 'Enact' Rules on Human Rights 271
2.1.2. It Cannot Serve to Adhere to Conventions on Human Rights 273
2.2. The Clause in the Light of 'Portugal v. Council' 21A
2.2.1. Lack of Co-operation Under the Agreement of Dispute 274
2.2.1.1. Lack of Co-operation in General: The Notion of "Respect"
of Human Rights 277
2.2.1.2. The Clause Mainly as a Suspension Mechanism 280
Chapter VIH: The Human Rights Clause as an Obstacle to the
Agreement 285
1. Australia and New Zealand 287
1.1. Ideological Disputes 289
1.1.1. Human Rights are not for Bilateral Fora 289
1.1.2. Human Rights and Trade should be Separated 291
1.1.3. Human Rights Conditions are not for Developed Countries 293
1.2. Technical Disputes 294
1.2.1. Essential Element Clause 295
1.2.2. Non-Execution Clause and Interpretative Declaration 296
1.2.3. Incompatibility with the Multilateral, Bilateral and
Domestic Systems 299
1.3. Outcome of the Negotiations 300
2. Mexico 302
2.1. Ideological Arguments 303
2.1.1. Non-interference in Internal Affairs 303
2.1.2. Psychological Aspects 305
2.2. Technical Proposals 306
2.3. Outcome of the Negotiations 307
Chapter IX: Application of the Human Rights Clauses in Bilateral
Agreements 309
1. Procedural Rules 313
1.1. Activation of the Consultation Procedure 314
1.2. The Consultations Round 315
1.2.1. Emphasis Upon Consultations 316
1.2.2. Cases of Special Urgency 317
1.2.3. Consultations Committee 318
1.3. Outcome of the Consultations 320
2. The Human Rights Clause in Practice 321
2.1. Implementation of Article 366a of the Lomé IV Convention,
as amended 321
2.1.1. Togo 321
2.1.1.1. The Commission Initiative 322
2.1.1.2. The Consultations 324
2.1.1.3. Assessing the EU Approach 325
2.1.2. The Comoro Islands 327
2.1.3. Niger 329
Xll
2.1.4. Guinea Bissau 331
2.1.5. Ivory Coast 333
2.1.5.1. First Round of Consultations 334
2.1.5.2. Second Round of Consultations 335
2.2. Implementation of Article 96 of the Cotonou Agreement 337
2.2.1. Fiji 338
2.2.2. Haiti 340
2.3. A Timid Attempt at Application? The case of Russia 343
Chapter X: Human Rights Clauses in Financial (Unilateral) Regulations 349
1. Unilateral Regulations 351
1.1. The Human Rights Clauses in Regional Instruments 353
1.1.1. The ALA Regulation 353
1.1.2. The TACIS Regulation 355
1.1.3. The MEDA Regulation 356
1.1.4. The PHARE Regulation 358
1.1.5. The CARDS Regulation 360
1.2. Social Clauses 361
1.2.1. The Content 362
1.2.1.1. Positive Conditionality 362
1.2.1.2. Negative Conditionality 364
1.2.2. Shortcomings of the Social Clause 365
1.2.2.1. On the Question of Indivisibility 365
1.2.2.2. The Content of the Rights Determine the Approach
to Follow 367
2. Application of the Human Rights Clauses in Unilateral
Regulations 368
2.1. The Case of Belarus 368
2.1.1. Reactive Measures 369
2.1.2. Positive Interpretation of "Appropriate Measures" 370
2.2. The Case of "Burma" 371
2.2.1. The Proceedings for Suspending the GSP System 372
2.2.2. The Question of the Precedent 375
Conclusions 377
Abbreviations 389
Selected Bibliographies 391
Index 415 |
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| series | International studies in human rights |
| series2 | International studies in human rights |
| spelling | Fierro, Elena Verfasser aut The EU's approach to human rights conditionality in practice by Elena Fierro New York Nijhoff 2003 XVII, 423 S. txt rdacontent n rdamedia nc rdacarrier International studies in human rights 76 Zugl.: Florenz, Univ., Diss. Europäische Union (DE-588)5098525-5 gnd rswk-swf Internationale Politik Menschenrecht Human rights -- European Union countries Conditionality (International relations) -- European Union countries International relations Drittland (DE-588)4204817-5 gnd rswk-swf Menschenrechtspolitik (DE-588)4169433-8 gnd rswk-swf Konditionalität (DE-588)4200014-2 gnd rswk-swf Europäische Union. Mitgliedsstaaten European Union countries -- Foreign economic relations (DE-588)4113937-9 Hochschulschrift gnd-content Europäische Union (DE-588)5098525-5 b Menschenrechtspolitik (DE-588)4169433-8 s DE-604 Konditionalität (DE-588)4200014-2 s Drittland (DE-588)4204817-5 s DE-188 International studies in human rights 76 (DE-604)BV000016449 76 HBZ Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=010006273&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Fierro, Elena The EU's approach to human rights conditionality in practice International studies in human rights Europäische Union (DE-588)5098525-5 gnd Internationale Politik Menschenrecht Human rights -- European Union countries Conditionality (International relations) -- European Union countries International relations Drittland (DE-588)4204817-5 gnd Menschenrechtspolitik (DE-588)4169433-8 gnd Konditionalität (DE-588)4200014-2 gnd |
| subject_GND | (DE-588)5098525-5 (DE-588)4204817-5 (DE-588)4169433-8 (DE-588)4200014-2 (DE-588)4113937-9 |
| title | The EU's approach to human rights conditionality in practice |
| title_auth | The EU's approach to human rights conditionality in practice |
| title_exact_search | The EU's approach to human rights conditionality in practice |
| title_full | The EU's approach to human rights conditionality in practice by Elena Fierro |
| title_fullStr | The EU's approach to human rights conditionality in practice by Elena Fierro |
| title_full_unstemmed | The EU's approach to human rights conditionality in practice by Elena Fierro |
| title_short | The EU's approach to human rights conditionality in practice |
| title_sort | the eu s approach to human rights conditionality in practice |
| topic | Europäische Union (DE-588)5098525-5 gnd Internationale Politik Menschenrecht Human rights -- European Union countries Conditionality (International relations) -- European Union countries International relations Drittland (DE-588)4204817-5 gnd Menschenrechtspolitik (DE-588)4169433-8 gnd Konditionalität (DE-588)4200014-2 gnd |
| topic_facet | Europäische Union Internationale Politik Menschenrecht Human rights -- European Union countries Conditionality (International relations) -- European Union countries International relations Drittland Menschenrechtspolitik Konditionalität Europäische Union. Mitgliedsstaaten European Union countries -- Foreign economic relations Hochschulschrift |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=010006273&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| volume_link | (DE-604)BV000016449 |
| work_keys_str_mv | AT fierroelena theeusapproachtohumanrightsconditionalityinpractice |