Stocks, Bonds, Options, Futures:
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
New York
New York Inst. of Finance
2001
|
| Ausgabe: | 2. ed. |
| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis |
| Beschreibung: | XIX, 332 S. graph. Darst. |
| ISBN: | 0735201757 |
Internformat
MARC
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Datensatz im Suchindex
| _version_ | 1804128907164647424 |
|---|---|
| adam_text | CONTENTS
Preface xiii
Acknowledgments xix
Chapter 1
THE SECURITIES INDUSTRY 1
Investment Banking Department 1
Venture Capital/Private Equity 3
Sales Divisions 4
Trading Department 7
Research Department 8
Technology Department 9
Operations Department 10
Money Management Department 11
Wealth Preservation/Insurance Division 11
Retirement Planning Department 11
Trust Company/Bank 11
Derivatives Department 12
Compliance Department 13
Recent Industry Performance 13
v
vi Contents
Chapter 2
COMMON STOCK 15
How Much of the Company Do I Own? 16
Corporate Governance and Organization 19
Advantages of Common Stock as an Investment 20
Disadvantages of Common Stock as an Investment 22
Types of Common Stocks 23
Dividend Debate 26
Stock Splits 28
Price Quotes 28
Types of Orders 29
Margin 30
Shorting Stock 31
Chapter 3
ANALYZING STOCKS 33
The Fundamentalist School 33
Ratio Analysis 46
Trend Analysis 49
The Technical School 55
Analysis of Bar Charts 58
The Academic School 60
Chapter 4
UNDERWRITING STOCKS 62
Why Companies Go Public 62
Selecting Investment Banking Firms 63
Chapter 5
PREFERRED STOCKS 71
Why Do Companies Issue Preferreds? 73
Why Do Investors Buy Preferreds? 74
What Are the Common Embedded Options? 75
Contents vii
Chapter 6
TRADING SECURITIES 78
How a Trade Is Executed 78
Broker/Dealers 81
Market Making 82
Posting Quotes 85
Types of Quotations 87
Third Market Transactions 89
Fourth Market Transactions 89
The National Association of Security Dealers (NASD) 91
NASD Rules of Fair Practice 94
NASD Uniform Practice Code 96
Chapter 7
OPERATIONS 101
Operations Departments 103
In Closing 123
Chapter 8
THE MONEY MARKET 124
Insured Certificates of Deposit 125
Negotiable Certificates of Deposit 125
Bankers Acceptances 125
Commercial Paper 126
Repurchase Agreements 12
Floating Rate Notes 128
Adjustable Rate Preferreds 129
Money Market Preferreds 130
Chapter 9
INTRODUCTION TO FIXED INCOME 131
Buying Bonds 132
Quoting Bond Yield i33
viii Contents
Accrued Interest 134
Embedded Options 135
In Closing 140
Chapter 1O
U.S. TREASURY BONDS 141
Advantages of U.S. Treasury Securities 141
Types of U.S. Treasuries 144
Treasury Yield Curve 150
Investment Strategies 150
Chapter 11
CORPORATE BONDS 155
Why Companies Issue Bonds 155
Corporate Bonds and Credit Ratings 157
Types of Corporate Bonds 160
Expressing the Yield of Corporates 161
Components of Spread 163
Option Adjusted Spread 164
Chapter 12
MUNICIPAL BONDS 167
Tax Treatment of Municipals 167
General Obligation Versus Revenue Bonds 169
Underwriting Municipal Bonds 171
Chapter 13
MORTGAGE BACKED SECURITIES 172
Problems Associated With Selling Individual Mortgages 173
Role of the Mortgage Agencies 176
Creation of a Pool of Mortgages 176
Contents ix
Analyzing Pools 179
Quoting Prepayment Speed 181
Whole Loan Pools 182
Collateralized Mortgage Obligations 182
Sequentials 184
PACs and Companions 187
Floaters and Inverse Floaters 190
Strip Securities 191
New Developments 192
Chapter 14
FORWARD CONTRACTS 194
Terms of a Forward Contract 195
Pricing Forward Contracts 197
Advantages of Forward Contracts 199
Interest Rate Forwards 199
Foreign Exchange Forwards 204
Summary of Forward Contracts 208
Chapter IS
FUTURES CONTRACTS 209
Margin Requirements 212
The T Bond Futures Contract 217
Eurodollar Futures 220
Applications of These Contracts 223
Hedgers 221
Structure and Operation of a Futures Exchange 228
Chapter 16
SWAP CONTRACTS 232
Applications of Swaps 234
Asset Swaps 238
x Contents
Index Swaps 241
Role of the Dealer 243
Quoting Swaps 244
Credit Risk of Interest Rate Swaps 244
Chapter 17
OPTION CONTRACTS 247
In, At, and Out of the Money Options 249
Option Premium 249
Option Markets 250
Over the Counter Options 251
Option Pricing 254
Option Sensitivities 259
Chapter 18
EXOTIC OPTIONS 262
Look back Options 262
Binaries (AKA Digitals) 264
Bermuda Options 266
Barrier Options 266
Restrikes 269
Asian Options 270
Compound Options 272
Perpetual Zero Options 273
Delay Options 273
Chooser Options 274
Contingent Premium Option 274
Chapter 19
EQUITY RELATED INVESTMENTS 277
Index Securities 277
Warrants 277
Contents xj
Long Dated Equity Participation Securities 278
Convertible Securities 278
Convertible Vocabulary and Ratios 279
Conversion Premium 279
Why Invest in Converts? 281
Disadvantage of Convertible Securities 282
Why Do Issuers Issue Convertibles 284
Chapter 2O
MUTUAL FUNDS 285
Diversification 285
Stacking the Deck 286
Investment Monitoring 286
Why Mutual Funds? 286
What Is a Mutual Fund? 287
Advantages of Mutual Funds 289
Disadvantages of Mutual Funds 291
Other Issues Mutual Fund Investors Need to Consider 295
Chapter 21
GLOBAL INVESTING 299
Faster Rate of Economic Growth 300
Less Government Regulation 301
Lower Labor Costs 301
Better Educated Work Force 302
Favorable Political Environment 302
Disadvantages of Overseas Markets 302
The Influence of Globalization on U.S. Companies 304
Factors that Cause FX Rates to Change 308
U.S. Investors and Non dollar Investments 313
Influence of the Euro 317
xii Contents
Alternative Ways of Investing in Non dollar Equities 318
Equity linked Notes 319
World Equity Benchmark Securities 320
Mutual Funds 321
Investing in Non dollar Fixed Income 322
ABOUT THE AUTHOR 323
INDEX 325
|
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| geographic_facet | USA |
| id | DE-604.BV014046956 |
| illustrated | Illustrated |
| indexdate | 2024-07-09T18:56:42Z |
| institution | BVB |
| isbn | 0735201757 |
| language | English |
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| spelling | Veale, Stuart R. Verfasser aut Stocks, Bonds, Options, Futures Stuart R. Veale 2. ed. New York New York Inst. of Finance 2001 XIX, 332 S. graph. Darst. txt rdacontent n rdamedia nc rdacarrier Investments Kreditmarkt (DE-588)4073788-3 gnd rswk-swf Wertpapierhandel (DE-588)4189707-9 gnd rswk-swf Börse (DE-588)4007502-3 gnd rswk-swf USA (DE-588)4078704-7 gnd rswk-swf USA (DE-588)4078704-7 g Börse (DE-588)4007502-3 s DE-604 Wertpapierhandel (DE-588)4189707-9 s Kreditmarkt (DE-588)4073788-3 s HBZ Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=009619495&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Veale, Stuart R. Stocks, Bonds, Options, Futures Investments Kreditmarkt (DE-588)4073788-3 gnd Wertpapierhandel (DE-588)4189707-9 gnd Börse (DE-588)4007502-3 gnd |
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| title | Stocks, Bonds, Options, Futures |
| title_auth | Stocks, Bonds, Options, Futures |
| title_exact_search | Stocks, Bonds, Options, Futures |
| title_full | Stocks, Bonds, Options, Futures Stuart R. Veale |
| title_fullStr | Stocks, Bonds, Options, Futures Stuart R. Veale |
| title_full_unstemmed | Stocks, Bonds, Options, Futures Stuart R. Veale |
| title_short | Stocks, Bonds, Options, Futures |
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