Derivatives law and regulation:
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
The Hague [u.a.]
KLuwer Law Internat.
2001
|
| Ausgabe: | 1. publ. |
| Schriftenreihe: | International banking, finance and economic law
20 |
| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis |
| Beschreibung: | XV, 246 S. |
| ISBN: | 9041198369 |
Internformat
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Datensatz im Suchindex
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|---|---|
| adam_text | DERIVATIVES LAW AND REGULATION BY RASIAH GENGATHAREN KLUWER LAW
INTERNATIONAL THE HAGUE/LONDON/BOSTON TABLE OF CONTENTS ACKNOWLEDGEMENTS
XI TABLE OFCASES XIII INTRODUCTION 1 1. AN OVERVIEW OF DERIVATIVES 1.1.
NATURE OF DERIVATIVES 5 1.2. HISTORICAL BACKGROUND 8 1.3. TYPES OF
DERIVATIVES 12 1.3.1. FORWARD CONTRACTS 13 1.3.2. FUTURES CONTRACTS 14
1.3.3. SWAPS 16 1.3.4. OPTIONS 17 1.3.5. DERIVATIVE SECURITIES 19 1.4.
USERS AND USES OF DERIVATIVES 20 1.5. SIZE OF GLOBAL MARKET 22 1.6.
RISKS POSED BY DERIVATIVES 24 1.6.1. MARKET RISK 25 1.6.2. CREDITRISK 28
1.6.3. OPERATIONAL RISK 30 1.6.4. LEGAL RISK 31 1.6.5. SYSTEMIC RISK 32
1.7. CONCLUSION 33 2. DERIVATIVES MARKETS 2.1. CLASSIFYING MARKETS 35
2.2. EXCHANGE-TRADED DERIVATIVES MARKETS 36 2.2.1. THE SYDNEY FUTURES
EXCHANGE 38 2.2.2. THE NEW ZEALAND FUTURES AND OPTIONS EXCHANGE 40
2.2.3. SINGAPORE EXCHANGE DERIVATIVES TRADING LIMITED 44 2.2.4.
COMMODITY AND MONETARY EXCHANGE OF MALAYSIA 49 2.2.5. KUALA LUMPUR
OPTIONS AND FINANCIAL FUTURES EXCHANGE 52 2.2.6. HONG KONG FUTURES
EXCHANGE 54 VII VIII TABLE OF CONTENTS 2.3. OVER-THE-COUNTER DERIVATIVES
MARKETS 58 2.3.1. MARKET SIZE 58 2.3.2. INTERNATIONAL RISKS MANAGEMENT
INITIATIVES 59 2.3.3. STANDARD MARKET DOCUMENTATION 64 2.4. CONCLUSION
72 3. SELECTED LEGAL ISSUES 3.1. INTRODUCTION 75 3.2. LACK OF LEGAL
CAPACITY 76 3.2.1. THE HAZE» CASE 77 3.2.2. COMPANIES 79 3.2.3.
SPECIALLY CONSTITUTED CORPORATIONS 82 3.2.4. SUMMARY AND COMMENTS 85
3.3. RESTITUTIONARY ISSUES 86 3.3.1. THE ISLINGTON CASE 87 3.3.2. THE
SANDWELL CASE 88 3.3.3. THE SOUTH TYNESIDE CASE 90 3.3.4. THE BIRMINGHAM
CASE 91 3.3.5. THE KENSINGTON CASE 91 3.3.6. THE LINCOLN CASE 92 3.3.7.
THE GLASGOW CASE 94 3.3.8. SUMMARY AND COMMENTS 96 3.4. GAMING AND
WAGERING CONTRACTS 96 3.4.1. GAMING AND WAGERING DEFINED 97 3.4.2. THE
MORGAN GRENFELL CASE 99 3.4.3. LEGAL SURVEY 100 3.4.4. SUMMARY AND
COMMENTS 104 3.5. SUITABILITY 105 3.5.1. THE DHARMALA CASE 108 3.5.2.
THE PROCTER & GAMBLE CASE 112 3.5.3. THE PUGLISI CASE 114 3.5.4. LEGAL
SURVEY 116 3.5.5. SUMMARY AND COMMENTS 117 3.6. NETTING ARRANGEMENTS 117
3.6.1. DEFINITION OF NETTING 118 3.6.2. EFFECTIVENESS OF NETTING 119
3.6.3. LEGAL SURVEY 122 3.6.4. SUMMARY AND COMMENTS 123 3.7. CONCLUSION
123 4. REGULATION OF DERIVATIVES 4.1. INTRODUCTION 125 4.2. NATURE OF
REGULATION 126 4.3. DEVELOPMENT OF DERIVATIVES REGULATION 130 4.3.1.
AUSTRALIA 130 4.4. 4.5. 4.6. 4.7. 4.8. 4.9. 4.10. 4.3.2. 4.3.3. 4.3.4.
4.3.5. 4.3.6. TABLE OF CONTENTS NEW ZEALAND SINGAPORE MALAYSIA HONG KONG
SUMMARY AND COMMENTS REGULATORY SCOPE 4.4.1. 4.4.2. 4.4.3. 4.4.4. 4.4.5.
4.4.6. AUSTRALIA NEW ZEALAND SINGAPORE MALAYSIA HONG KONG SUMMARY AND
COMMENTS INSTITUTIONAL STRUCTURE OF REGULATION 4.5.1. 4.5.2. 4.5.3.
4.5.4. 4.5.5. 4.5.6. AUSTRALIA NEW ZEALAND SINGAPORE MALAYSIA HONG KONG
SUMMARY AND COMMENTS MARKET AUTHORISATION 4.6.1. 4.6.2. 4.6.3. 4.6.4.
4.6.5. 4.6.6. AUSTRALIA NEW ZEALAND SINGAPORE MALAYSIA HONG KONG SUMMARY
AND COMMENTS LICENSING OF INTERMEDIARIES 4.7.1. 4.7.2. 4.7.3. 4.7.4.
4.7.5. 4.7.6. AUSTRALIA NEW ZEALAND SINGAPORE MALAYSIA HONG KONG SUMMARY
AND COMMENTS RISKS DISCLOSURE AND SUITABILITY 4.8.1. 4.8.2. 4.8.3.
4.8.4. 4.8.5. 4.8.6. AUSTRALIA NEW ZEALAND SINGAPORE MALAYSIA HONG KONG
SUMMARY AND COMMENTS SEGREGATION OF CLIENTS ASSETS 4.9.1. 4.9.2. 4.9.3.
4.9.4. 4.9.5. 4.9.6. AUSTRALIA NEW ZEALAND SINGAPORE MALAYSIA HONG KONG
SUMMARY AND COMMENTS STATUTORY OFFENCES 4.10.1. AUSTRALIA IX 132 133 135
136 137 137 137 141 143 145 147 148 149 149 150 151 152 153 154 155 155
156 157 158 161 162 163 163 165 167 171 173 176 177 177 178 179 179 180
181 182 182 183 185 186 187 187 188 189 TABLE OF CONTENTS 4.10.2. NEW
ZEALAND 4.10.3. SINGAPORE 4.10.4. MALAYSIA 4.10.5. HONG KONG 4.10.6.
SUMMARY AND COMMENTS 4.11. REGULATION OF DERIVATIVES UUDER SECURITIES
LAWS 4.12. CONCLUSION 192 192 194 196 197 197 198 5. FUTURE DEVELOPMENTS
AND CHALLENGES 5.1. INTRODUCTION 201 5.2. FORCES DRIVING CHANGE 201
5.2.1. GLOBALISATION 202 5.2.2. TECHNOLOGICAL CHANGE 204 5.2.3.
FINANCIAL INNOVATION 206 5.3. MARKET DEVELOPMENTS 207 5.3.1. CONVERGENCE
OF MARKETS 207 5.3.2. DEMUTUALISATION OF EXCHANGES 208 5.3.3. MERGER OF
EXCHANGES 209 5.4. REGULATORY REFORM 210 5.4.1. AUSTRALIA 210 5.4.3.
HONG KONG 216 5.5. SUMMARY AND COMMENTS 219 CONCLUSION 221 SELECT
BIBLIOGRAPH}/ . 22 3 INDEX 237
|
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| spellingShingle | Gengatharen, Rasiah Derivatives law and regulation International banking, finance and economic law Recht Derivative securities Law and legislation Australia Derivative securities Law and legislation China Hong Kong Derivative securities Law and legislation Malaysia Derivative securities Law and legislation New Zealand Derivative securities Law and legislation Singapore Recht (DE-588)4048737-4 gnd Internationaler Vergleich (DE-588)4120509-1 gnd Derivat Wertpapier (DE-588)4381572-8 gnd |
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| title | Derivatives law and regulation |
| title_auth | Derivatives law and regulation |
| title_exact_search | Derivatives law and regulation |
| title_full | Derivatives law and regulation by Rasiah Gengatharen |
| title_fullStr | Derivatives law and regulation by Rasiah Gengatharen |
| title_full_unstemmed | Derivatives law and regulation by Rasiah Gengatharen |
| title_short | Derivatives law and regulation |
| title_sort | derivatives law and regulation |
| topic | Recht Derivative securities Law and legislation Australia Derivative securities Law and legislation China Hong Kong Derivative securities Law and legislation Malaysia Derivative securities Law and legislation New Zealand Derivative securities Law and legislation Singapore Recht (DE-588)4048737-4 gnd Internationaler Vergleich (DE-588)4120509-1 gnd Derivat Wertpapier (DE-588)4381572-8 gnd |
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