Issues in derivative instruments:
Gespeichert in:
| Format: | Buch |
|---|---|
| Sprache: | English |
| Veröffentlicht: |
The Hague [u.a.]
Kluwer Law Internat.
1999
|
| Ausgabe: | 1. publ. |
| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis |
| Beschreibung: | XII, 204 S. |
| ISBN: | 904119729X |
Internformat
MARC
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| 245 | 1 | 0 | |a Issues in derivative instruments |c ed. Edward J. Swan |
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| 264 | 1 | |a The Hague [u.a.] |b Kluwer Law Internat. |c 1999 | |
| 300 | |a XII, 204 S. | ||
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Datensatz im Suchindex
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| adam_text | CONTENTS INTRODUCTION JX CHAPTER 1 THE ISSUE OF UNDERSTANDING
DERIVATIVES 1 EDWARD J. SWAN, CAMERON MCKCNNA 1 . INTRODUCTION I 2. THE
PROBLEM 2 3. DEFINITIONS OF DERIVATIVES 3 4. PROPOSAL FOR A NEW
DEFINITION OF DERIVATIVES 14 5. THE PLACE OF DERIVATIVES IN THE COMMON
LAW SYSTEM 16 6. CONCLUSION: ROOM FOR IMPROVEMENT 24 CHAPTER 2
REGULATION BY NON-REGULATORS 27 TAMASIN LITTLE, SJ. BERWIN & CO 1.
INTRODUCTION 27 2. WHAT ARE NON-REGULATORS? 28 3. NATURE OF
MARKET-GENERATED REGULATION 29 4. RELATIONSHIP WITH REGULATORS AND THE
COURTS 31 5. KEY THEMES OF MARKET-GENERATED REGULATION 32 6. RISK
CONTROL POLICIES AND PROCEDURES 35 7. DIVISION OF RESPONSIBILITY 35 8.
AUTHORISATION/COMPREHENSION 35 9. SYSTEMS 36 10. ADVICE/ARM S LENGTH 36
11. ACCOUNTS AND DISCLOSURE 37 12. DIFFERENT EMPHASES IN DERIVATIVE
CODES 38 13. CONCLUSION 40 CHAPTER 3 MARGINING SYSTEMS AND WHAT THEY
MEAN 4 1 ANDREW IXIMB, LONDON CLEARING HOUSE 1. INTRODUCTION,
DEFINITIONS AND SCOPE 41 2. CORE FEATURES OF MARGINING SYSTEMS IN
FUTURES MARKETS 42 3. THE SUFFICIENCY OF MARGINING IN RISK CONTAINMENT
AND A COMMENT ON REGULATORY CAPITAL REQUIREMENTS 44 VI ISSUES IN
DERIVATIVE INSTRUMENTS CHAPTER 4 INTERNATIONAL REGULATION OF DERIVATIVES
FROM A US PERSPECTIVE 47 MARV L SHAPIRO CHAPTER 5 WHO GOVERNS AN
EXCHANGE? 53 GILES STIMSON 1. INTRODUCTION 53 2. THE CANDIDATES 53 3.
CONCLUSION 66 CHAPTER 6 INTERNATIONAL TAXATION OF DERIVATIVES 67 KATE
KELLEHER, CAMERON MCKENNA 1 . WHERE ARE WE IN THE UK? 67 2.
INTERNATIONAL TRANSACTIONS 69 3. CONCLUSIONS 72 CHAPTER 7 DERIVATIVES
AND DIRECTORS 75 EDWARD J. SWAN, CAMERON MCKENNA 1. THE UK 75 2. OTHER
JURISDICTIONS 80 3. CONCLUSION 82 CHAPTER S FINANCIAL MARKETS AND
HANDLING THE PROCEEDS OF CORRUPTION 83 ROBIN MACKENZIE, DEPARTMENT OF
IMW, UNIVERSITV OF KENT 1. DEFINING THE PROBLEM 83 2. THE ECONOMIC VIEW
84 3. CRIMINOLOGY, MORAL HAZARD AND CORRUPTION 86 4. WHAT IS WRONG WITH
THIS PICTURE? TRUST, MONEY AND CORRUPTION 90 5. RISK, TRUST AND THE
ECOLOGY OF FINANCIAL SYSTEMS DESIGN 93 6. CONCLUSION 100 CHAPTER 9 RISK
MANAGEMENT IN US DERIVATIVES CLEARING HOUSES 101 RICHARD DALE,
UNIVERSITY OF SOUTHAMPTON 1. RISKS AND RISK CONTROLS IN DERIVATIVES
CLEARING HOUSES 102 2. THE CLEARING ORGANISATIONS 107 3. MEMBERSHIP
CRITERIA 110 4. MARGINING REQUIREMENTS 113 5. DEFAULT PROCEDURES AND
FINANCIAL RESOURCES 122 6. CONCLUSION 126 CONTENTS VII CHAPTER 10
CROSS-BORDER BUSINESS UNDER THE KU INVESTMENT SERVICES DIRECTIVE 131
CHRIS BATES, CLIFFORD CHANCE 1. THE LIBERALISATION PARADOX 131 2. IMPACT
ON EU ENTITIES 134 3. IMPACT ON NON-EU ENTITIES 142 4. CONCLUSIONS 146
APPENDICES 148 CHAPTER 11 THE DIRECT AND COMPLIANCE COSTS OF FINANCIAL
REGULATION 1 59 JULIAN R. FRANKS, STEPHEN M. SCHAEFER AND MICHAEL I).
STAUNTON, LONDON BUSINESS SCHOOL 1. INTRODUCTION 159 2. AN INTERNATIONAL
COMPARISON OF DIRECT REGULATORY COSTS IN THE UK, USA AND FRANCE 162 3.
ESTIMATES OF COMPLIANCE COSTS 167 4. BENEFITS OF REGULATION 175 5.
CONCLUSION 175 ACKNOWLEDGEMENT 176 APPENDICES 177 CHAPTER 12
DEREGULATION OF DERIVATIVES IN GERMANY 187 DR. MICHAEL BRENNER, SIGLE
LOOSE SCHMIDT-DIEMITZ 1. INTRODUCTION 187 2. THE DERIVATIVE DEFENCE 188
3. FINANCIAL FUTURES (BDRSENTERMIN^ESCHAFTE) 190 4. LIABILITIES ARISING
UNDER FINANCIAL FUTURES 191 5. PERMITTED FINANCIAL FUTURES 192 6. WHERE
THE CONTRACTUAL COUNTERPARTY OF FINANCIAL FUTURES IS A FOREIGNER 193 7.
CLAIMS FOR COMPENSATION FOR LOSSES BY PARTIES TO A DERIVATIVE CONTRACT
194 8. STATE CONTROL OF DERIVATIVE MARKETS 195 9. CONCLUSION 197 INDEX
199
|
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| id | DE-604.BV013034585 |
| illustrated | Not Illustrated |
| indexdate | 2024-07-09T18:38:00Z |
| institution | BVB |
| isbn | 904119729X |
| language | English |
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| physical | XII, 204 S. |
| publishDate | 1999 |
| publishDateSearch | 1999 |
| publishDateSort | 1999 |
| publisher | Kluwer Law Internat. |
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| spelling | Issues in derivative instruments ed. Edward J. Swan 1. publ. The Hague [u.a.] Kluwer Law Internat. 1999 XII, 204 S. txt rdacontent n rdamedia nc rdacarrier Instruments financiers - Droit ram Recht Derivative securities Law and legislation Recht (DE-588)4048737-4 gnd rswk-swf Internationaler Vergleich (DE-588)4120509-1 gnd rswk-swf Derivat Wertpapier (DE-588)4381572-8 gnd rswk-swf Derivat Wertpapier (DE-588)4381572-8 s Recht (DE-588)4048737-4 s Internationaler Vergleich (DE-588)4120509-1 s DE-604 Swan, Edward J. Sonstige (DE-588)1055795588 oth SWB Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=008879751&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Issues in derivative instruments Instruments financiers - Droit ram Recht Derivative securities Law and legislation Recht (DE-588)4048737-4 gnd Internationaler Vergleich (DE-588)4120509-1 gnd Derivat Wertpapier (DE-588)4381572-8 gnd |
| subject_GND | (DE-588)4048737-4 (DE-588)4120509-1 (DE-588)4381572-8 |
| title | Issues in derivative instruments |
| title_auth | Issues in derivative instruments |
| title_exact_search | Issues in derivative instruments |
| title_full | Issues in derivative instruments ed. Edward J. Swan |
| title_fullStr | Issues in derivative instruments ed. Edward J. Swan |
| title_full_unstemmed | Issues in derivative instruments ed. Edward J. Swan |
| title_short | Issues in derivative instruments |
| title_sort | issues in derivative instruments |
| topic | Instruments financiers - Droit ram Recht Derivative securities Law and legislation Recht (DE-588)4048737-4 gnd Internationaler Vergleich (DE-588)4120509-1 gnd Derivat Wertpapier (DE-588)4381572-8 gnd |
| topic_facet | Instruments financiers - Droit Recht Derivative securities Law and legislation Internationaler Vergleich Derivat Wertpapier |
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