Street smarts: linking professional conduct with Shareholder value in the securities industry
This book is a forceful call to action for Wall Street leaders to strengthen and protect their shareholders' value by instituting and maintaining much higher professional standards. Smith and Walter argue that it is not enough for firms to rely on surveillance and compliance efforts to prevent...
Gespeichert in:
| Hauptverfasser: | , |
|---|---|
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
Boston, Mass.
Harvard Business School Pr.
1997
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| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis |
| Zusammenfassung: | This book is a forceful call to action for Wall Street leaders to strengthen and protect their shareholders' value by instituting and maintaining much higher professional standards. Smith and Walter argue that it is not enough for firms to rely on surveillance and compliance efforts to prevent their people from stepping over the line of legal and appropriate conduct; reputations in the finance world are too important. Connecting professional conduct to shareholder value, the authors call for immediate action. The industry, they contend, needs to create an environment in which each firm develops its leaders and individual managers to take responsibility for shaping and upholding the standards through creative and supportive employee development and retention programs. |
| Beschreibung: | XIII, 351 S. |
| ISBN: | 087584653X |
Internformat
MARC
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Datensatz im Suchindex
| _version_ | 1804127596299943936 |
|---|---|
| adam_text | Contents
m
Preface vii
Acknowledgments xv
1 A Walk on the Dark Side 1
2 Regulation, Competition, and Market Conduct 29
3 Caveat Emptor and the Retail Investor 59
4 Playing with the Big Boys—Wholesale Transactions 102
5 Market Rigging 121
6 Trading on the Inside 149
7 Conflicts of Interest 169
8 Kickbacks, Payoffs, and Bribes 194
9 Financial Secrecy and Money Laundering 223
10 Whistleblowing 255
11 Zookeeping 284
Notes 319
Index 335
About the Authors 351
|
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| dewey-full | 332.63/2 |
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| dewey-ones | 332 - Financial economics |
| dewey-raw | 332.63/2 |
| dewey-search | 332.63/2 |
| dewey-sort | 3332.63 12 |
| dewey-tens | 330 - Economics |
| discipline | Wirtschaftswissenschaften |
| format | Book |
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| geographic | USA |
| geographic_facet | USA |
| id | DE-604.BV012909907 |
| illustrated | Not Illustrated |
| indexdate | 2024-07-09T18:35:52Z |
| institution | BVB |
| isbn | 087584653X |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-008787129 |
| oclc_num | 36023988 |
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| physical | XIII, 351 S. |
| publishDate | 1997 |
| publishDateSearch | 1997 |
| publishDateSort | 1997 |
| publisher | Harvard Business School Pr. |
| record_format | marc |
| spelling | Smith, Roy C. Verfasser aut Street smarts linking professional conduct with Shareholder value in the securities industry Roy C. Smith and Ingo Walter Boston, Mass. Harvard Business School Pr. 1997 XIII, 351 S. txt rdacontent n rdamedia nc rdacarrier This book is a forceful call to action for Wall Street leaders to strengthen and protect their shareholders' value by instituting and maintaining much higher professional standards. Smith and Walter argue that it is not enough for firms to rely on surveillance and compliance efforts to prevent their people from stepping over the line of legal and appropriate conduct; reputations in the finance world are too important. Connecting professional conduct to shareholder value, the authors call for immediate action. The industry, they contend, needs to create an environment in which each firm develops its leaders and individual managers to take responsibility for shaping and upholding the standards through creative and supportive employee development and retention programs. Effectenhandel gtt Regulering gtt Toezicht gtt Securities industry United States Shareholder-Value-Analyse (DE-588)4353913-0 gnd rswk-swf Wertpapierhandel (DE-588)4189707-9 gnd rswk-swf Management (DE-588)4037278-9 gnd rswk-swf USA Wertpapierhandel (DE-588)4189707-9 s Management (DE-588)4037278-9 s Shareholder-Value-Analyse (DE-588)4353913-0 s DE-604 Walter, Ingo 1940- Verfasser (DE-588)130494461 aut HBZ Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=008787129&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Smith, Roy C. Walter, Ingo 1940- Street smarts linking professional conduct with Shareholder value in the securities industry Effectenhandel gtt Regulering gtt Toezicht gtt Securities industry United States Shareholder-Value-Analyse (DE-588)4353913-0 gnd Wertpapierhandel (DE-588)4189707-9 gnd Management (DE-588)4037278-9 gnd |
| subject_GND | (DE-588)4353913-0 (DE-588)4189707-9 (DE-588)4037278-9 |
| title | Street smarts linking professional conduct with Shareholder value in the securities industry |
| title_auth | Street smarts linking professional conduct with Shareholder value in the securities industry |
| title_exact_search | Street smarts linking professional conduct with Shareholder value in the securities industry |
| title_full | Street smarts linking professional conduct with Shareholder value in the securities industry Roy C. Smith and Ingo Walter |
| title_fullStr | Street smarts linking professional conduct with Shareholder value in the securities industry Roy C. Smith and Ingo Walter |
| title_full_unstemmed | Street smarts linking professional conduct with Shareholder value in the securities industry Roy C. Smith and Ingo Walter |
| title_short | Street smarts |
| title_sort | street smarts linking professional conduct with shareholder value in the securities industry |
| title_sub | linking professional conduct with Shareholder value in the securities industry |
| topic | Effectenhandel gtt Regulering gtt Toezicht gtt Securities industry United States Shareholder-Value-Analyse (DE-588)4353913-0 gnd Wertpapierhandel (DE-588)4189707-9 gnd Management (DE-588)4037278-9 gnd |
| topic_facet | Effectenhandel Regulering Toezicht Securities industry United States Shareholder-Value-Analyse Wertpapierhandel Management USA |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=008787129&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
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