Regulating the financial services sector:
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
<<The>> Hague [u.a.]
Kluwer Law Internat.
1999
|
| Ausgabe: | 1. publ. |
| Schriftenreihe: | Studies in comparative corporate and financial law
6 |
| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis |
| Beschreibung: | XI, 227 S. |
| ISBN: | 9041197575 |
Internformat
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Datensatz im Suchindex
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| adam_text | REGULATING THE FINANCIAL SERVICES SECTOR GEORGE P. GILLIGAN KLUWER LAW
INTERNATIONAL THE HAGUE - LONDON - BOSTON CONTENTS LIST OFABBREVIATIONS
IX PREFACE XI INTRODUCTION 1 A. THE IMPORTANCE OF THE FINANCIAL SERVICES
SECTOR 3 B. THE EVOLUTION OF UK FINANCIAL SERVICES REGULATION 11 C.
SYNTHESIZING APPROACHES TO RESEARCH IN THE FINANCIAL SERVICES SECTOR 14
I. REGULATING FINANCIAL MARKETS 19 1. WHITE COLLAR CRIME AND FINANCIAL
SERVICES REGULATION 21 INTRODUCTION 21 A. THE NEED FOR CONTINUING REVIEW
OF FINANCIAL SERVICES REGULATION 21 B. PROBLEMS IN DEFINING REGULATION
36 C. SYNTHESIZING APPROACHES TO ANALYSING FINANCIAL SERVICES REGULATION
40 D. THE EXPLANATORY POTENTIAL OF WHITE COLLAR CRIMINOLOGY FOR
FINANCIAL SERVICES REGULATION 49 CONCLUSION 63 2. THE REGULATORY
PRACTICE OF THE FINANCIAL SERVICES SECTOR 65 INTRODUCTION 65 A. THE
SOCIOLOGY OF REGULATORY COMPLIANCE 65 B. MORAL ISSUES IN FINANCIAL
SERVICES REGULATION 71 C. THE NATURE OF SECURITIES MARKETS 79 D. THE
PUBLIC INTEREST AND MODELS OF FINANCIAL SERVICES REGULATION 89
CONCLUSION 98 II. THE CITY OF LONDON AND THE EVOLUTION OF UK FINANCIAL
SERVICES REGULATION 99 3. THE ENDURING NATURE OF WHITE COLLAR CRIME 101
INTRODUCTION 101 A. WHITE COLLAR CRIME * A NOT SO MODERN PHENOMENON? 101
B. MARKET MANIPULATION * A PERENNIAL PROBLEM 106 VII CONTENTS 4. WHITE
COLLAR CRIME AND THE CITY OF LONDON 113 INTRODUCTION 113 A. A REGULATORY
HISTORY OF THE CITY OF LONDON 113 B. REGULATING THE MODERN CITY OF
LONDON 140 CONCLUSION 161 III. THE REGULATION OF INSIDER DEALING 163 5.
THE HISTORY OF INSIDER DEALING 165 INTRODUCTION 165 A. INSIDER DEALING
AS A SOCIAL PROBLEM 165 B. THE CRIMINALIZATION OF INSIDER DEALING 178
CONCLUSION 182 6. REGULATING INSIDER DEALING 183 INTRODUCTION 183 A. THE
ENFORCEMENT OF UK INSIDER DEALING REGULATION 183 B. NATIONAL APPROACHES
TO THE REGULATION OF INSIDER DEALING 191 C. THE FUTURE REGULATION OF
INSIDER DEALING 202 CONCLUSION 207 7. CONCLUSIONS 211 FURTHER READING
217 INDEX 221 VLLL
|
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| spelling | Gilligan, George P. Verfasser aut Regulating the financial services sector George P. Gilligan 1. publ. <<The>> Hague [u.a.] Kluwer Law Internat. 1999 XI, 227 S. txt rdacontent n rdamedia nc rdacarrier Studies in comparative corporate and financial law 6 Financiële instellingen gtt Insider trading in securities - Great Britain Opérations d'initié (valeurs mobilières) - Droit - Grande-Bretagne ram Opérations d'initié (valeurs mobilières) - Droit ram Regulering gtt Services financiers - Droit - Grande-Bretagne ram Services financiers - Droit ram Recht Financial services industry Law and legislation Financial services industry Law and legislation Great Britain Insider trading in securities Law and legislation Insider trading in securities Law and legislation Great Britain Kreditwesen (DE-588)4032950-1 gnd rswk-swf Regulierung (DE-588)4201190-5 gnd rswk-swf Großbritannien Großbritannien (DE-588)4022153-2 gnd rswk-swf Großbritannien (DE-588)4022153-2 g Kreditwesen (DE-588)4032950-1 s Regulierung (DE-588)4201190-5 s DE-604 Studies in comparative corporate and financial law 6 (DE-604)BV012416591 6 GBV Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=008703494&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Gilligan, George P. Regulating the financial services sector Studies in comparative corporate and financial law Financiële instellingen gtt Insider trading in securities - Great Britain Opérations d'initié (valeurs mobilières) - Droit - Grande-Bretagne ram Opérations d'initié (valeurs mobilières) - Droit ram Regulering gtt Services financiers - Droit - Grande-Bretagne ram Services financiers - Droit ram Recht Financial services industry Law and legislation Financial services industry Law and legislation Great Britain Insider trading in securities Law and legislation Insider trading in securities Law and legislation Great Britain Kreditwesen (DE-588)4032950-1 gnd Regulierung (DE-588)4201190-5 gnd |
| subject_GND | (DE-588)4032950-1 (DE-588)4201190-5 (DE-588)4022153-2 |
| title | Regulating the financial services sector |
| title_auth | Regulating the financial services sector |
| title_exact_search | Regulating the financial services sector |
| title_full | Regulating the financial services sector George P. Gilligan |
| title_fullStr | Regulating the financial services sector George P. Gilligan |
| title_full_unstemmed | Regulating the financial services sector George P. Gilligan |
| title_short | Regulating the financial services sector |
| title_sort | regulating the financial services sector |
| topic | Financiële instellingen gtt Insider trading in securities - Great Britain Opérations d'initié (valeurs mobilières) - Droit - Grande-Bretagne ram Opérations d'initié (valeurs mobilières) - Droit ram Regulering gtt Services financiers - Droit - Grande-Bretagne ram Services financiers - Droit ram Recht Financial services industry Law and legislation Financial services industry Law and legislation Great Britain Insider trading in securities Law and legislation Insider trading in securities Law and legislation Great Britain Kreditwesen (DE-588)4032950-1 gnd Regulierung (DE-588)4201190-5 gnd |
| topic_facet | Financiële instellingen Insider trading in securities - Great Britain Opérations d'initié (valeurs mobilières) - Droit - Grande-Bretagne Opérations d'initié (valeurs mobilières) - Droit Regulering Services financiers - Droit - Grande-Bretagne Services financiers - Droit Recht Financial services industry Law and legislation Financial services industry Law and legislation Great Britain Insider trading in securities Law and legislation Insider trading in securities Law and legislation Great Britain Kreditwesen Regulierung Großbritannien |
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