German banking law and practice in international perspective:
Gespeichert in:
| Format: | Buch |
|---|---|
| Sprache: | German |
| Veröffentlicht: |
Berlin [u.a.]
<<de>> Gruyter
1999
|
| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis |
| Beschreibung: | XXII, 361 S. |
| ISBN: | 3110165732 |
Internformat
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| 245 | 1 | 0 | |a German banking law and practice in international perspective |c ed. by Norbert Horn |
| 264 | 1 | |a Berlin [u.a.] |b <<de>> Gruyter |c 1999 | |
| 300 | |a XXII, 361 S. | ||
| 336 | |b txt |2 rdacontent | ||
| 337 | |b n |2 rdamedia | ||
| 338 | |b nc |2 rdacarrier | ||
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| 650 | 7 | |a Banques - Droit - Allemagne |2 ram | |
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| 650 | 4 | |a Banking law -- Germany | |
| 650 | 4 | |a Financial services industry -- Law and legislation -- Germany | |
| 650 | 4 | |a Banks and banking -- Germany | |
| 650 | 4 | |a Financial services industry -- Germany | |
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Datensatz im Suchindex
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| adam_text |
SURVEY
LIST
OF
CONTRIBUTORS
.XIX
ABBREVIATIONS
.
XXI
INTRODUCTION
NORBERT
HORN
.
1
PART
ONE:
PUBLIC
LAW
OF
BANKING
AND
FINANCIAL
MARKETS
.
5
CHAPTER
ONE:
THE
DEUTSCHE
BUNDESBANK
AND
ITS
LEGAL
REGIME
BERND
KRAUSKOPF.
.
7
CHAPTER
TWO:
THE
INSTITUTIONAL
AND
LEGAL
FRAMEWORK
FOR
THE
EUROPEAN
MONETARY
UNION
(EMU)
NORBERT
HORN
.
15
CHAPTER
THREE:
PRUDENTIAL
SUPERVISION
OF
BANKS
IN
GERMANY
AND
IN
THE
EUROPEAN
ECONOMIC
AREA
ANJA
GLASER
.
37
CHAPTER
FOUR:
THE
GERMAN
SYSTEM
OF
SECURITIES
AND
STOCK
EXCHANGES
STEFANIE
TETZ
.
59
CHAPTER
FIVE:
THE
INTERNAL
MARKET
FOR
BANKING
AND
INVESTMENT
SERVICES
NORBERT
HORN
.
69
VIII
SURVEY
PART
TWO:
BANK-CUSTOMER
RELATIONSHIP;
CREDITS
AND
EXPORT
FINANCING
.
85
CHAPTER
SIX:
BANK-CUSTOMER
RELATIONSHIP
IN
GERMAN
LAW
AND
PRACTICE
HARALD
HERRMANN
.
87
CHAPTER
SEVEN:
THE
LEGAL
FRAMEWORK
FOR
PRICES
AND
CHARGES
IN
BANKING
SERVICES
JOHANNES
KBNDGEN
.
115
CHAPTER
EIGHT:
CONSUMER
CREDITS
AND
OTHER
PRIVATE
CREDITS
IN
GERMAN
LAW
AND
PRACTICE
MARTIN
HENSSLER
.
131
CHAPTER
NINE:
BUSINESS CREDITS
AND
CREDIT
SECURITIES
IN
GERMAN
LAW
AND
PRACTICE
KLAUS CHRISTIAN
HIIBNER
.
145
CHAPTER
TEN:
PAYMENT
TERMS:
LETTERS
OF
CREDIT
GUNTHER
SATTELHAK
.
167
CHAPTER
ELEVEN:
THE
U.N.
CONVENTION
ON
INDEPENDENT
GUARANTEES
AND
THE
LEX
MERCATORIA
NORBERT
HORN
.
189
PART
THREE:
ANNEX
.
205
BANKING
ACT
.
207
SECURITIES
ACT
.
301
GENERAL
BUSINESS
CONDITIONS
.
339
INDEX
.
355
TABLE
OF
CONTENTS
LIST
OF
CONTRIBUTORS
.
XIX
ABBREVIATIONS
.
XXI
INTRODUCTION
NORBERT
HORN
.
1
I.
MARKET
ECONOMY,
BANKING,
AND
THE
LAW
.
1
II.
THE
PUBLIC
LAW
OF
BANKING
.
1
III.
THE
PRIVATE
LAW
OF
BANKING
.
2
IV.
INTERNATIONAL
PERSPECTIVE
.
3
PART
ONE:
PUBLIC
LAW
OF
BANKING
AND
FINANCIAL
MARKETS
.
5
CHAPTER
ONE:
THE
DEUTSCHE
BUNDESBANK
AND
ITS
LEGAL
REGIME
BERND
KRAUSKOPF
.
7
I.
INTRODUCTION
.
7
II.
ORGANISATION
OF
THE
DEUTSCHE
BUNDESBANK
.
7
III.
CENTRAL
BANK
FUNCTIONS
.
9
IV.
OBJECTIVES
OF
MONETARY
POLICY
.
9
V.
INDEPENDENCE
OF
THE
DEUTSCHE
BUNDESBANK
.
10
VI.
COOPERATION
BETWEEN
THE
GOVERNMENT
AND
JIE
DEUTSCHE
BUNDESBANK
.
10
VII.
COOPERATION
WITH
THE FEDERAL BANKING
SUPERVISORY
OFFICE
.
11
VIII.
MONETARY
POLICY
INSTRUMENTS
OF
THE
DEUTSCHE
BUNDESBANK
.
11
IX.
MONETARY
POLICY
STRATEGY
OF
THE
DEUTSCHE
BUNDESBANK
.
13
X.
THE
DEUTSCHE BUNDESBANK
AND
THE
EUROPEAN
SYSTEM
OF
CENTRAL
BANKS
.
13
CHAPTER
TWO:
THE
INSTITUTIONAL
AND
LEGAL
FRAMEWORK
FOR
THE
EUROPEAN
MONETARY
UNION
(EMU)
NORBERT
HORN
.
15
I.
THE
TREATY
OF
MAASTRICHT AND
DECISIONS
FOR
THE
EMU
.
15
1.
THE
DECISIONS
OF
1992
AND
1998
.
15
2.
A
SINGLE
CURRENCY
IN
1999
.
17
3.
THE
POLITICAL DIMENSION
OF
THE
EMU
.
18
X
TABLE
OF
CONTENTS
II.
THE
EUROPEAN
SYSTEM
OF
CENTRAL
BANKS
.
21
1.
THE
ECB
AND
THE
ESCB
.
21
2.
THE
MONETARY
POLICY
OF
THE
ESCB
.
23
III.
THE
FIGHT
FOR
MONETARY
STABILITY
.
25
1.
THE
CRITERIA
OF
CONVERGENCE
.
25
2.
THE
PROVISIONS
FOR
MONETARY
STABILITY
.
26
3.
COORDINATION
AND
MONITORING
OF
NATIONAL
ECONOMIC
POLICIES
.
27
4.
THE
STABILITY
PACT
OF
AMSTERDAM
.
28
IV.
THE
EMU
MONETARY
AREA
AND
THE
EURO
FINANCIAL
MARKET
.
28
1.
THE
ENLARGED
EURO
MONETARY
AREA
AND
ITS
SINGLE
FINANCIAL
MARKET
.
28
2.
SUPERVISION
OF
BANKS
AND
FINANCIAL
SERVICES
.
29
V.
THE
EMU
AND
THE
OUTSIDE
WORLD
.
29
1.
THE
EURO
EXCHANGE
RATE
POLICY
OF
THE
ECB
.
29
2.
THE
NEW
EXCHANGE
RATE
MECHANISM
(ERM
II)
.
30
VI.
PROBLEMS
OF
TRANSITION
TO
EMU
.
31
1.
NATIONAL
LEGISLATION
ON
THE INTRODUCTION
OF
THE
EURO
.
31
2.
THE
PRINCIPLE
OF
CONTINUITY
OF
CONTRACTS
.
32
A)
LEX
MONETAE
AND
CONTINUITY
OF
CONTRACTS
.
32
B)
EXTRATERRITORIAL
EFFECTS
OF
LEX
MONETAE
.
33
C)
ADAPTATION
OF
CONTRACTS?
.
34
VIL
CONCLUDING
REMARKS
.
35
CHAPTER
THREE:
PRUDENTIAL
SUPERVISION
OF
BANKS
IN
GERMANY
AND
IN
THE
EUROPEAN
ECONOMIC
AREA
ANJA
GLASER
.
37
I.
PURPOSE
OF
PRUDENTIAL
SUPERVISION
.
37
II.
HISTORIC
BACKGROUND
OF
PRUDENTIAL
SUPERVISION
IN
GERMANY
.
38
III.
POSITION
AND
ORGANISATIONAL
SET-UP
OF
THE
FBSO
.
41
IV.
EUROPE
'
S
IMPACT
ON
GERMAN
SUPERVISION
OF
BANKING
.
42
V.
BANKING
GROUPS
IN
GERMANY
.
43
1.
PRIVATE
COMMERCIAL
BANKS
.
43
2.
FOREIGN
BANKS
.
44
3.
PUBLIC
SECTOR
SAVING
BANKS
AND
THEIR
CENTRAL
INSTITUTIONS
.
44
4.
CREDIT CO-OPERATIVES
.
44
5.
BUILDING
AND
LOAN
ASSOCIATIONS
.
44
6.
MORTGAGE
BANKS
.
45
7.
INVESTMENT
COMPANIES/
FOREIGN
INVESTMENT
FUNDS
.
45
8.
SPECIAL-PURPOSE
CREDIT
INSTITUTIONS UNDER
PUBLIC
LAW
.
45
9.
PROVIDERS
OF
FINANCIAL
SERVICES
.
45
VI.
LEGAL
FRAMEWORK
FOR
PRUDENTIAL
SUPERVISION
OF
BANKS
IN
GERMANY
.
45
VIL
APPLICATIONS
OF
KWG
.
46
TABLE
OF
CONTENTS
XI
VIII.
MATERIAL PROVISIONS
OF
KWG
.
48
1.
LICENSE
SYSTEM
.
48
2.
STANDARD
PROVISIONS
.
49
A)
OWN
FUNDS
.
49
B)
PRINCIPLES
CONCERNING
THE
CAPITAL
AND
LIQUIDITY
OF
BANKS
.
51
C)
SUPERVISION
OF
CREDIT
BUSINESS
.
52
D)
CONSOLIDATION
FOR
PRUDENTIAL
SUPERVISION
PURPOSES
.
54
IX.
REGULAR
SUPERVISION
.
55
1.
COMPULSORY
NOTIFICATION
.
56
2.
INFORMATION
AND
INSPECTION
RIGHTS
.
56
3.
MEASURES
TO
COPE
WITH
EXTRAORDINARY
SITUATIONS
.
57
X.
CONTRIBUTIONS,
EXPENSES
AND
FEES
OF
THE
FBSO
.
58
CHAPTER
FOUR:
THE
GERMAN
SYSTEM
OF
SECURITIES
AND
STOCK
EXCHANGES
STEFANIE
TETZ
.
59
I.
INTRODUCTION
.
59
II.
REGULATORY
ENVIRONMENT
.
59
III.
SUPERVISION
AND
RULES
OF
CONDUCT
.
60
IV.
THE
GERMAN
BOND
MARKET
.
61
V.
THE
GERMAN
STOCK
MARKET
.
62
VI.
STOCK
EXCHANGES
.
62
1.
PLACEMENT
.
63
2.
LISTING
.
64
3.
TRADING
.
64
4.
EXCHANGE MARKET
SEGMENTS
.
65
5.
SETTLEMENT
AND
CLEARING
.
66
VIL
REGULATORY
REFORM
.
66
VIII.
LEGAL
IMPLICATIONS
OF
EURO
.
67
CHAPTER
FIVE:
THE
INTERNAL
MARKET
FOR
BANKING
AND
INVESTMENT
SERVICES
NORBERT
HORN
.
69
I.
INTRODUCTION:
EMU
AND
THE VARIOUS
APPROACHES
TO
CREATE
AN
INTERNAL
FINANCIAL
MARKET
.
69
II.
THE
INTEGRATIVE
EFFECTS
OF
STAGE
3
OF
EMU
.
70
1.
A
LARGE
TRANSACTION
DOMAIN
.
70
2.
A
EURO
MARKET FOR
BONDS
AND
STOCKS
.
71
III.
FREEDOM
OF
PAYMENT
AND
CAPITAL
MOVEMENTS
IN
THE
EU
.
72
1.
THE
LIBERALIZATION
PROCESS
.
72
2.
REMAINING
RESTRICTIONS:
THIRD
COUNTRIES
.
73
XII
TABLE
OF
CONTENTS
IV.
A
LEVEL
PLAYING
FIELD
FOR
MARKET
OPERATORS
.
75
1.
FINANCIAL
SERVICES
AND
THE
FREEDOM
OF
ESTABLISHMENT
AND
SERVICES
UNDER
THE
TREATY
.
75
2.
FREE
MOVEMENT
OF
BANKING
SERVICES:
THE
EUROPEAN
PASSPORT
FOR
BANKS
76
3.
FREE
MOVEMENT
OF
INVESTMENT
SERVICES:
THE
EUROPEAN
PASSPORT
FOR
INVESTMENT
SERVICE
PROVIDERS
.
77
4.
FURTHER
STEPS
TO
HARMONIZE
THE
LAWS
ON
BANKING
AND
SECURITIES
MARKETS
.
79
V.
COMMON
RULES
FOR
MARKET
OPERATIONS
.
80
VI.
REMAINING
DIVERGENCIES
IN
THE
NATIONAL LAWS
ON
BANKING
AND
INVESTMENT
SERVICES
.
81
1.
LIMITS
TO
HARMONIZATION
.
81
2.
NATIONAL
PRIVATE
LAWS
.
82
VII.
MARKET
INTEGRATION
WITH
OPEN
BOUNDARIES
.
83
1.
OPEN
BOUNDARIES
.
83
2.
ENHANCED
MARKET
INTEGRATION
.
83
PART
TWO:
BANK-CUSTOMER
RELATIONSHIP;
CREDITS
AND
EXPORT
FINANCING
.
85
CHAPTER
SIX:
BANK-CUSTOMER
RELATIONSHIP
IN
GERMAN
LAW
AND
PRACTICE
HARALD
HERRMANN
.
87
I.
INTRODUCTION
.
87
II.
BANKING
BUSINESS
AND
LEGAL
SOURCES
OF
PRIVATE
BANKING
.
88
1.
BUSINESS
TYPES
AND CUSTOMER
RELATIONSHIP
.
88
2.
CONTRACT
TYPES
OF
THE
BGB,
GENERAL
BANKING
CONTRACT
AND
THE
LAW
OF
ADHESION
CONTRACTS
.
89
3.
QUASI
CONTRACTUAL
AND
TORTIOUS
LIABILITY
.
92
III.
BANKING
CONTRACT
LAW
.
93
1.
CONCLUSION
OF
CONTRACT
AND
PRE-CONTRACTUAL
DUTIES
TO
EXPLAIN
AND
GIVE
INFORMATION
.
93
2.
DUTIES
OF
THE
BANK
.
97
A)
OBLIGATION
TO
CONTRACT?
.
97
B)
DUE
CARE
AND
DILIGENCE
.
98
C)
COMPUTATION
OF
TIME
FOR
INTEREST
CALCULATION
.
101
D)
CONFIDENTIALITY
AND
THE
RIGHT
TO
GIVE
INFORMATION
ABOUT
THE
CUSTOMER
.
102
3.
DUTIES
OF
THE
CUSTOMER
AND
PROBLEMS
OF
POST-CONTRACTUAL
SECURING
.
103
4.
VARIATION
AND
TERMINATION
OF
CONTRACTS
.
105
TABLE
OF
CONTENTS
XIII
5.
THE
APPLICABLE
LAW
IN
CROSS-BORDER
TRANSACTIONS
.
107
IV.
CULPA
IN
CONTRAHENDO
AND
TORTIOUS LIABILITY
IN
BANKING
LAW
.
109
1.
INVESTORS
'
PROTECTION AND
CURRENT
DEVELOPMENTS
OF
THE
SUITABILITY
DOCTRINE
.
109
2.
SPECIAL
PROBLEMS
OF
DISCOUNT
BANKING
.
110
CHAPTER
SEVEN:
THE
LEGAL
FRAMEWORK
FOR
PRICES
AND
CHARGES
IN
BANKING
SERVICES
JOHANNES
KONDGEN
.
115
I.
GENERAL
FOUNDATIONS
.
115
1.
WHY
A
LEGAL
FRAMEWORK FOR
PRICES?
.
115
2.
A
CLASSIFICATION
OF
BANK
CHARGES
AND
THEIR
RESPECTIVE LEGAL
BASES
.
116
3.
THE
SPECIFIC
DIFFICULTIES
OF
PRICING BANKING
SERVICES:
THE
QUEST
FOR
MARKET
FAILURE
.
117
A)
INFORMATIONAL
ASYMMETRIES
IN
FIDUCIARY
TRANSACTIONS
.
117
B)
THE
BANK-CUSTOMER
RELATION
AS
A
COMPLEX LONG-TERM
CONTRACT
.
118
C)
INSUFFICIENT
TRANSPARENCY
IN
PRICE
INFORMATION
.
120
II.
THE
LEGAL
FRAMEWORK FOR
BANK
CHARGES
.
121
1.
INTRODUCTORY
REMARKS
.
121
2.
PRICE
TERMS
IN
STANDARD
FORM
CONTRACTS
AND
THE
PRINCIPLES
OF
THEIR
JUDICIAL
CONTROL
.
122
A)
THE
STANDARD
FORM
CONTRACT
TERMS
FOR
BANKING
BUSINESS
(1993)
.
122
B)
PRINCIPLES
OF
JUDICIAL
CONTROL
OF
STANDARD
FORM
PRICE
TERMS
.
123
3.
DIRECT
INTERFERENCE
WITH
PRIMARY
PRICE
TERMS
.
125
A)
CONTROL
OF
EXCESSIVE
INTEREST
RATES:
USURY
LAWS
.
125
B)
NO
COMPENSATION FOR
THE
PERFORMANCE
OF
STATUTORY
DUTIES
.
126
C)
JUDICIAL
CONTROL
OF
UNILATERAL
PRICE
DETERMINATION
OR
ADJUSTMENT
.
126
D)
JUDICIAL
CONTROL
OF
EXPENSES
CHARGED
TO
THE
CUSTOMER
.
127
4.
THE
LAW
RELATING
TO
PRICE
INFORMATION
.
127
A)
THE
REGULATION
ON
PRICE
INFORMATION
OF
1985
.
127
B)
TRANSPARENCY
OF
PRICE
TERMS
UNDER
THE
STANDARD
FORM
CONTRACTS
ACT
.
128
5.
STANDARD
FORM
PROVISIONS
GRANTING
THE
AUTHORITY
OF
UNILATERAL
PRICE
DETERMINATION
.
128
CHAPTER
EIGHT:
CONSUMER
CREDITS
AND
OTHER
PRIVATE
CREDITS
IN
GERMAN
LAW
AND
PRACTICE
MARTIN
HENSSLER
.
131
I.
INTRODUCTION
.
131
II.
THE
PROTECTION
OF
CONSUMERS
UNDER
THE
CONSUMER
CREDIT
ACT
.
132
1.
THE
GOALS
OF
THE
ACT
.
132
XIV
TABLE
OF
CONTENTS
2.
THE
SCOPE
OF
THE
ACT
.
133
3.
CONSUMER
INFORMATION
.
133
4.
PROTECTION
AGAINST
INCONSIDERATENESS
.
134
5.
LINKED
TRANSACTIONS
.
135
6.
CONSUMER
PROTECTION
IN
CASE
OF
DEFAULT
.
135
7.
CREDIT
BROKERAGE
TRANSACTIONS
.
136
III.
THE
TERMINATION
OF
CONSUMER
CREDITS
.
136
IV.
OTHER
PERSONAL
CREDITS
.
137
1.
REAL
ESTATE
LOANS
.
137
2.
CREDITS
FOR
FINANCING
PERSONAL
RISK
BEARING TRANSACTIONS
(CAPITAL
INVESTMENT
TRANSACTIONS
AND
SPECULATIVE
TRANSACTIONS)
.
139
V.
CREDIT
SECURITIES
FOR
PERSONAL
CREDITS
.
140
1.
GUARANTEES
BY
PRIVATE
PERSONS
.
140
2.
SECURING
THE
CREDIT
THROUGH
TRANSFER
BY
WAY
OF
SECURITY
.
141
VI.
SUMMARY
.
142
CHAPTER
NINE:
BUSINESS
CREDITS
AND
CREDIT
SECURITIES
IN
GERMAN
LAW
AND
PRACTICE
KLAUS
CHRISTIAN
HUBNER
.
145
I.
INTRODUCTION
.
145
II.
BUSINESS
CREDITS
.
147
1.
LISTED
BONDS
.
147
2.
INVESTMENT
CREDITS
.
148
A)
PRIVATE
PLACEMENTS
.
148
B)
SPECIAL
INSTITUTIONS
.
149
C)
PUBLIC
AND
PRIVATE
BANKS
.
149
3.
PROJECT
FINANCE
.
151
4.
LEASING
.
152
5.
BUSINESS
CREDITS FOR
FINANCING
CURRENT
ASSETS
.
153
A)
DIFFERENT
FORMS
.
153
B)
COMMERCIAL
PAPERS
.
154
C)
SUPPLIER
CREDIT
.
155
D)
EXPORT
FINANCING
.
155
E)
FORFEITING
.
155
F)
FACTORING
.
156
6.
TRADE
TAX
.
156
7.
GENERAL
CONTENT
OF
CREDIT
AGREEMENTS
.
156
III.
CREDIT
SECURITIES
.
160
1.
PERSONAL
SECURITIES
.
160
A)
GUARANTEE
.
160
B)
LIABILITY
AS
DEBTORS
JOINTLY
AND
SEVERALLY
.
160
TABLE
OF
CONTENTS
XV
C)
WARRANTY
.
161
D)
LETTER
OF
SUPPORT
FOR CREDIT
FACILITIES
.
161
E)
SINGLE-ENTITY
RELATIONSHIPS
.
161
2.
IMPERSONAL
SECURITIES
.
162
A)
REAL
ESTATE
LIENS
(ARTICLES
1113
TO
1203
BGB)
.
163
B)
LIENS
ON
MOVABLE
PROPERTY
AND
RIGHTS
.
164
C)
ASSIGNMENT
OF
OWNERSHIP
.
164
D)
ASSIGNMENT
OF
RECEIVABLES
.
165
CHAPTER
TEN:
PAYMENT
TERMS:
LETTERS
OF
CREDIT
GUNTHER
SATTELHAK
.
167
I.THEUCP
500
.
167
1.
HISTORY
.
167
2.
INCORPORATION
INTO
CONTRACTS
.
168
3.
ESTABLISHED
CUSTOM
OR
USAGE
.
168
II.
LETTERS
OF
CREDIT
.
168
1.
DEFINITION
OF
L/C
.
169
2.
TYPES
OFL/CS
.
169
A)
TYPES
OF
CREDIT
ACCORDING
TO
DEGREE
OF
SECURITY
.
169
B)
TYPES
OF
CREDIT
ACCORDING
TO
PAYMENT
METHOD
.
170
III.
THE
CONTRACTUAL
RELATIONSHIP
BETWEEN
THE VARIOUS
PARTIES
IN
A LETTER
OF
CREDIT
TRANSACTION
.
172
1.
CONTRACT
OF
SALE
AND
THE
L/C
CLAUSE
IN
THE
CONTRACT
OF
SALE
.
172
A)
TIME
FOR
CREDIT
TO
BE
OPENED
.
173
B)
REVOCABLE
AND
IRREVOCABLE
CREDITS
.
173
C)
CONFIRMATION
.
173
D)
SELLER
'
S
REMEDIES
.
173
E)
INCOMPLETE
CREDIT
TERMS
IN
THE
L/C
CLAUSE
.
173
2.
THE
CONTRACT
BETWEEN
THE
APPLICANT
AND
THE
ISSUING
BANK
.
174
3.
THE
CONTRACT BETWEEN
THE
ISSUING
BANK
AND
THE
ADVISING
BANK
.
174
4.
THE
CONTRACT
BETWEEN
THE
ISSUING
BANK AND
THE
BENEFICIARY
.
174
5.
THE
CONTRACT
BETWEEN
THE
ISSUING
BANK AND
THE
CONFIRMING
BANK
.
175
6.
THE
CONTRACT
BETWEEN
THE ISSUING BANK AND
THE
NEGOTIATING
BANK
.
176
IV.
APPLICABLE
LAW
.
176
1.
CHOICE
OF
LAW:
CONSTRUCTION
.
176
2.
APPLICABLE
LAW
OF
CONTRACT
OF
SALE
.
176
3.
APPLICABLE
LAW
OF
CONTRACT
BETWEEN APPLICANT
AND
ISSUING
BANK
.
177
4.
APPLICABLE
LAW
OF
CONTRACT
BETWEEN
BENEFICIARY
AND
ISSUING
BANK
.
177
5.
APPLICABLE
LAW
OF
RELATIONSHIPS
BETWEEN
BANKS
INVOLVED
IN
A
CREDIT
.
177
V.
AUTONOMY
OF
THE
CREDIT
.
177
XVI
TABLE
OF
CONTENTS
1.
ARTICLE
3
UCP:
THE
AUTONOMY
PRINCIPLE
.
177
2.
ARTICLE
4
UCP:
DEALING
IN
DOCUMENTS
.
178
3.
THE
FRAUD
EXCEPTION
.
178
4.
ILLEGALITY
.
179
VI.
DUTIES
AND
RESPONSIBILITES
OF
BANKS
INVOLVED
IN
A
CREDIT
.
179
1.
THE
ISSUING
BANK
.
179
A)
DUTIES
TO
APPLICANT
.
179
B)
DUTIES
TO
BENEFICIARY
.
179
C)
DUTIES
TO
CONFIRMING
/NEGOTIATING
BANK
.
180
D)
ACCEPTANCE
/
REJECTION
OF
DOCUMENTS
.
180
2.
THE
ADVISING
BANK
.
180
A)
NO
PAYMENT
LIABILITY
.
180
B)
AGENCY
.
181
C)
NEGLIGENCE
.
181
3.
THE
CONFIRMING
BANK
.
181
A)
SEPARATE
UNDERTAKING
.
182
B)
DUTIES
TO
BENEFICIARY
.
182
C)
DUTIES
TO
ISSUING
BANK
.
182
VII.
PRESENTATION
OF
DOCUMENTS
.
182
1.
PRESENTATION
PERIOD
.
182
2.
DUTY
TO
EXAMINE
DOCUMENTS
.
183
3.
DISCREPANCIES
IN
DOCUMENTS
.
183
4.
PROBLEMS
ON
DISCREPANCIES
.
185
5.
PAYMENT
UNDER
RESERVE
/
DOCUMENTARY
COLLECTION
.
185
VIII.
SPECIAL
FORMS
OF
CREDITS
.
186
1.
STAND-BY
L/CS
.
186
2.
BACK-TO-BACK
L/CS
.
186
3.
TRANSFERABLE
L/CS
.
187
CHAPTER
ELEVEN:
THE
U.N.
CONVENTION
ON
INDEPENDENT
GUARANTEES
AND
THE
LEX
MERCATORIA
NORBERT
HORN
.
189
I.
INTRODUCTION:
A
NEW
STEP
TOWARDS
A
UNIFORM
LEGAL
REGIME
FOR BANK
GUARANTEES
.
189
II.
THE
BANK
GUARANTEE
AS
AN
INSTRUMENT
TO
SECURE
INTERNATIONAL
COMMERCIAL
TRANSACTIONS
.
191
1.
DOCUMENTARY
LETTERS
OF
CREDIT
(L/CS)
AND
BANK
GUARANTEES
.
191
2.
THE
INDEPENDENT
GUARANTEE
AS
A
TYPE
OF
OBLIGATION,
AND
STAND
BY
L/CS
.
192
3.
THE
RISK
COVERED
BY
THE
GUARANTEE
OR
STAND-BY
L/C
.
193
4.
CONFLICTING
INTERESTS
AS
TO
THE
PROTECTION AGAINST
UNFAIR
CALLING
.
194
TABLE
OF
CONTENTS
XVII
III.
THE
EFFORTS
TO
FORMULATE UNIFORM
RULES
FOR
INTERNATIONAL
GUARANTEES
.
195
1.
UNIFORM RULES
FOR CONTRACT
GUARANTEES
OF
THE
ICC
1978
.
195
2.
UNIFORM RULES
FOR
DEMAND
GUARANTEES,
1991
.
195
3.
UNIFORM CUSTOMS
AND
PRACTICES
FOR
DOCUMENTARY
CREDITS
1993
.
196
IV.
THE
NEW
U.N.
CONVENTION
ON
INDEPENDENT
GUARANTEES
.
197
1.
THE
DEFINITION
OF
THE
INDEPENDENT
GUARANTEE
.
197
2.
CONDITIONAL
GUARANTEES?
.
198
3.
APPLICATION
OF
THE
CONVENTION
AND
OF
NATIONAL
LAWS;
INTERPRETATION.
199
V.
EXCEPTIONS UNDER
THE
CONVENTION
AND
THE
PROBLEM
OF
UNFAIR
CALLING
.
199
1.
EXCEPTIONS
IN
GENERAL
.
199
2.
THE
CASE
OF
UNFAIR CALLING
IN
THE
U.N.
CONVENTION
.
200
VI.
INTERIM
COURT
MEASURES
.
201
VII.
CONCLUDING
REMARKS
.
202
PART
THREE:
ANNEX
.
205
BANKING
ACT
.
207
SECURITIES
ACT
.
301
GENERAL
BUSINESS
CONDITIONS
.
339
INDEX
.
355 |
| any_adam_object | 1 |
| author_GND | (DE-588)132374994 |
| building | Verbundindex |
| bvnumber | BV012770496 |
| callnumber-first | K - Law |
| callnumber-label | KK2188 |
| callnumber-raw | KK2188.G467 1999 |
| callnumber-search | KK2188.G467 1999 |
| callnumber-sort | KK 42188 G467 41999 |
| classification_rvk | PE 610 PE 620 |
| ctrlnum | (OCoLC)42002845 (DE-599)BVBBV012770496 |
| dewey-full | 346.43/082 346.43/08221 |
| dewey-hundreds | 300 - Social sciences |
| dewey-ones | 346 - Private law |
| dewey-raw | 346.43/082 346.43/082 21 |
| dewey-search | 346.43/082 346.43/082 21 |
| dewey-sort | 3346.43 282 |
| dewey-tens | 340 - Law |
| discipline | Rechtswissenschaft |
| format | Book |
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| geographic_facet | Deutschland |
| id | DE-604.BV012770496 |
| illustrated | Not Illustrated |
| indexdate | 2024-08-13T00:19:37Z |
| institution | BVB |
| isbn | 3110165732 |
| language | German |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-008684305 |
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| physical | XXII, 361 S. |
| publishDate | 1999 |
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| spelling | German banking law and practice in international perspective ed. by Norbert Horn Berlin [u.a.] <<de>> Gruyter 1999 XXII, 361 S. txt rdacontent n rdamedia nc rdacarrier Bankrecht gtt Banques - Droit - Allemagne ram Europees recht gtt Services financiers - Droit - Allemagne ram Bank Europarecht Recht Banking law -- Germany Financial services industry -- Law and legislation -- Germany Banks and banking -- Germany Financial services industry -- Germany Recht (DE-588)4048737-4 gnd rswk-swf Kapitalmarkt (DE-588)4029578-3 gnd rswk-swf Bankrecht (DE-588)4004473-7 gnd rswk-swf Deutschland Deutschland (DE-588)4011882-4 gnd rswk-swf (DE-588)4143413-4 Aufsatzsammlung gnd-content Deutschland (DE-588)4011882-4 g Bankrecht (DE-588)4004473-7 s DE-604 Kapitalmarkt (DE-588)4029578-3 s Recht (DE-588)4048737-4 s Horn, Norbert 1936-2023 Sonstige (DE-588)132374994 oth DNB Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=008684305&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | German banking law and practice in international perspective Bankrecht gtt Banques - Droit - Allemagne ram Europees recht gtt Services financiers - Droit - Allemagne ram Bank Europarecht Recht Banking law -- Germany Financial services industry -- Law and legislation -- Germany Banks and banking -- Germany Financial services industry -- Germany Recht (DE-588)4048737-4 gnd Kapitalmarkt (DE-588)4029578-3 gnd Bankrecht (DE-588)4004473-7 gnd |
| subject_GND | (DE-588)4048737-4 (DE-588)4029578-3 (DE-588)4004473-7 (DE-588)4011882-4 (DE-588)4143413-4 |
| title | German banking law and practice in international perspective |
| title_auth | German banking law and practice in international perspective |
| title_exact_search | German banking law and practice in international perspective |
| title_full | German banking law and practice in international perspective ed. by Norbert Horn |
| title_fullStr | German banking law and practice in international perspective ed. by Norbert Horn |
| title_full_unstemmed | German banking law and practice in international perspective ed. by Norbert Horn |
| title_short | German banking law and practice in international perspective |
| title_sort | german banking law and practice in international perspective |
| topic | Bankrecht gtt Banques - Droit - Allemagne ram Europees recht gtt Services financiers - Droit - Allemagne ram Bank Europarecht Recht Banking law -- Germany Financial services industry -- Law and legislation -- Germany Banks and banking -- Germany Financial services industry -- Germany Recht (DE-588)4048737-4 gnd Kapitalmarkt (DE-588)4029578-3 gnd Bankrecht (DE-588)4004473-7 gnd |
| topic_facet | Bankrecht Banques - Droit - Allemagne Europees recht Services financiers - Droit - Allemagne Bank Europarecht Recht Banking law -- Germany Financial services industry -- Law and legislation -- Germany Banks and banking -- Germany Financial services industry -- Germany Kapitalmarkt Deutschland Aufsatzsammlung |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=008684305&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
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