Wall street polices itself: how securities firms manage the legal hazards of competitive pressures
Gespeichert in:
| Hauptverfasser: | , |
|---|---|
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
New York [u.a.]
Oxford University Press
1998
|
| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis |
| Beschreibung: | VI, 211 Seiten |
| ISBN: | 0195111877 |
Internformat
MARC
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Datensatz im Suchindex
| _version_ | 1804126870026846208 |
|---|---|
| adam_text | Contents
1 Self Regulation in Broker Dealer Firms 3
2 The Social Benefits and Risks of Entrepreneurs
and Free Agents 25
3 Government Regulation of Broker Dealer Firms 42
4 Controls at Self Regulatory Organizations
and Broker Dealer Firms 66
5 Private Litigation and Arbitration 93
6 Economic and Technological Changes—Coping with
New Regulatory Problems 123
7 Differences among Broker Dealer Firms 150
8 Foundations of Effective Self Regulation 176
References 189
Index 209
|
| any_adam_object | 1 |
| author | MacCaffrey, David P. Hart, David W. |
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| illustrated | Not Illustrated |
| indexdate | 2024-07-09T18:24:19Z |
| institution | BVB |
| isbn | 0195111877 |
| language | English |
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| physical | VI, 211 Seiten |
| publishDate | 1998 |
| publishDateSearch | 1998 |
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| publisher | Oxford University Press |
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| spelling | MacCaffrey, David P. (DE-588)1047952750 aut Wall street polices itself how securities firms manage the legal hazards of competitive pressures David P. McCaffrey ; Dawid W. Hart New York [u.a.] Oxford University Press 1998 VI, 211 Seiten txt rdacontent n rdamedia nc rdacarrier Selbstregulation (DE-588)4236708-6 gnd rswk-swf Wertpapierhandel (DE-588)4189707-9 gnd rswk-swf USA (DE-588)4078704-7 gnd rswk-swf USA (DE-588)4078704-7 g Wertpapierhandel (DE-588)4189707-9 s Selbstregulation (DE-588)4236708-6 s DE-604 Hart, David W. (DE-588)1172843791 aut HBZ Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=008302654&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | MacCaffrey, David P. Hart, David W. Wall street polices itself how securities firms manage the legal hazards of competitive pressures Selbstregulation (DE-588)4236708-6 gnd Wertpapierhandel (DE-588)4189707-9 gnd |
| subject_GND | (DE-588)4236708-6 (DE-588)4189707-9 (DE-588)4078704-7 |
| title | Wall street polices itself how securities firms manage the legal hazards of competitive pressures |
| title_auth | Wall street polices itself how securities firms manage the legal hazards of competitive pressures |
| title_exact_search | Wall street polices itself how securities firms manage the legal hazards of competitive pressures |
| title_full | Wall street polices itself how securities firms manage the legal hazards of competitive pressures David P. McCaffrey ; Dawid W. Hart |
| title_fullStr | Wall street polices itself how securities firms manage the legal hazards of competitive pressures David P. McCaffrey ; Dawid W. Hart |
| title_full_unstemmed | Wall street polices itself how securities firms manage the legal hazards of competitive pressures David P. McCaffrey ; Dawid W. Hart |
| title_short | Wall street polices itself |
| title_sort | wall street polices itself how securities firms manage the legal hazards of competitive pressures |
| title_sub | how securities firms manage the legal hazards of competitive pressures |
| topic | Selbstregulation (DE-588)4236708-6 gnd Wertpapierhandel (DE-588)4189707-9 gnd |
| topic_facet | Selbstregulation Wertpapierhandel USA |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=008302654&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
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