Mechanics of global equity offerings: structuring the offering and negotiating the underwriting agreement
Gespeichert in:
| Format: | Buch |
|---|---|
| Sprache: | English |
| Veröffentlicht: |
London [u.a.]
Kluwer Law Internat.
1995
|
| Ausgabe: | 1. publ. |
| Schriftenreihe: | International Bar Association series
|
| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis |
| Beschreibung: | XII, 186 S. |
| ISBN: | 9041108556 |
Internformat
MARC
| LEADER | 00000nam a2200000 c 4500 | ||
|---|---|---|---|
| 001 | BV010703646 | ||
| 003 | DE-604 | ||
| 005 | 19960410 | ||
| 007 | t | ||
| 008 | 960410s1995 |||| 00||| eng d | ||
| 020 | |a 9041108556 |9 90-411-0855-6 | ||
| 035 | |a (OCoLC)32779514 | ||
| 035 | |a (DE-599)BVBBV010703646 | ||
| 040 | |a DE-604 |b ger |e rakddb | ||
| 041 | 0 | |a eng | |
| 049 | |a DE-739 | ||
| 050 | 0 | |a K1331 | |
| 082 | 0 | |a 342.6666 |2 20 | |
| 082 | 0 | |a 346/.0666 |2 20 | |
| 084 | |a PU 1545 |0 (DE-625)139925: |2 rvk | ||
| 245 | 1 | 0 | |a Mechanics of global equity offerings |b structuring the offering and negotiating the underwriting agreement |c Meredith M. Brown ed. |
| 250 | |a 1. publ. | ||
| 264 | 1 | |a London [u.a.] |b Kluwer Law Internat. |c 1995 | |
| 300 | |a XII, 186 S. | ||
| 336 | |b txt |2 rdacontent | ||
| 337 | |b n |2 rdamedia | ||
| 338 | |b nc |2 rdacarrier | ||
| 490 | 0 | |a International Bar Association series | |
| 650 | 4 | |a Foreign investment | |
| 650 | 7 | |a Appel public à l'épargne |2 ram | |
| 650 | 7 | |a Investissements étrangers |2 ram | |
| 650 | 4 | |a Recht | |
| 650 | 4 | |a Going public (Securities) | |
| 650 | 4 | |a Going public (Securities) |x Law and legislation | |
| 700 | 1 | |a Brown, Meredith M. |e Sonstige |4 oth | |
| 856 | 4 | 2 | |m HBZ Datenaustausch |q application/pdf |u http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=007144891&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |3 Inhaltsverzeichnis |
| 999 | |a oai:aleph.bib-bvb.de:BVB01-007144891 | ||
Datensatz im Suchindex
| _version_ | 1804125181414735872 |
|---|---|
| adam_text | — MECHANICS OF GLOBAL EQUITY OFFERINGS —
TABLE OF CONTENTS
About the IBA, the Section on Business Law vii
About the Editor and Contributors xi
Foreword 1
Introductory Remarks 5
1. The Case Study: A Global Equity Offering by Shanghai Widgets 6
2. An Overview of the World s Equity Capital Markets 8
Charts 9 13
3. How to access the capital markets? Fully registered offerings
vs. private placements 19
a. The United Stater. Full Registration vs. Rule 144A
b. Public vs. non public offerings in the U.K.
c. Japan: Public vs. non public offerings
4. Different classes of stock for Chinese issuers 25
5. Road shows, research reports and other marketing activities 26
6. Is the basis for disclosure liability pretty much the same
throughout the wotld? 29
a. Japan
b. United States and United Kingdom
c. France
d. Australia
e. Canada
7. How to guard against liability: different approaches to due diligence 35
a. Australia U.S. and U.K. practice: Herein of verification rules
b. The underwriter s perspective
c. Particular due diligence issues for Chinese issuers
8. Structure of the Offering 43
a. Who i the issuer?
b. What kind of securities are to be offered? Herein ofADRs and GDRs
c. Access to intermediate sized capital markets: the example of Canada
e. The overallotment or Green Shoe option
f Pre emptive rights
v
Global Equity Offerings
9. Protecting investors: Who can be sued, and where? 56
10. Structuring and coordinating the offering 57
a. How may syndicates and agreements?
b. When are the underwriters bound?
11. Issues in negotiating the Underwriting Agreement 63
a. Governing law
b. Lockups
c. Representations and warranties
d. Survival of representations and warranties
e. Representations and warranties of the underwriters
f. The underwriters bloodletter identifying theportions of the prospectus
vouched for by the underwriters
g. Assurances as to the issuer s ongonig disclosure responsibilities
h. Conditions to the underwriters obligations: The market out and other outs
i. Opinions of counsel
j. Negative assurance letters: Which law firm gives them, and under
what circumstances?
k. The auditor s cold comfort letter
I. Consents to service of process and submission to jusrisdiction
m. Indemnification and contribution — and legal questions as to the
enforceability of indemnification provisions
12. Coda: U.S. vs. U.K. underwriting agreements 100
Appendix I: Negotiating an Underwriting Agreement 103
Appendix II: Additional Notes on Issues in Negotiating an Underwriting
for a Global Equity Offering 113
Appendix III: A Comparison of Two Agreements 159
Index 185
vi
|
| any_adam_object | 1 |
| building | Verbundindex |
| bvnumber | BV010703646 |
| callnumber-first | K - Law |
| callnumber-label | K1331 |
| callnumber-raw | K1331 |
| callnumber-search | K1331 |
| callnumber-sort | K 41331 |
| callnumber-subject | K - General Law |
| classification_rvk | PU 1545 |
| ctrlnum | (OCoLC)32779514 (DE-599)BVBBV010703646 |
| dewey-full | 342.6666 346/.0666 |
| dewey-hundreds | 300 - Social sciences |
| dewey-ones | 342 - Constitutional and administrative law 346 - Private law |
| dewey-raw | 342.6666 346/.0666 |
| dewey-search | 342.6666 346/.0666 |
| dewey-sort | 3342.6666 |
| dewey-tens | 340 - Law |
| discipline | Rechtswissenschaft |
| edition | 1. publ. |
| format | Book |
| fullrecord | <?xml version="1.0" encoding="UTF-8"?><collection xmlns="http://www.loc.gov/MARC21/slim"><record><leader>01490nam a2200409 c 4500</leader><controlfield tag="001">BV010703646</controlfield><controlfield tag="003">DE-604</controlfield><controlfield tag="005">19960410 </controlfield><controlfield tag="007">t</controlfield><controlfield tag="008">960410s1995 |||| 00||| eng d</controlfield><datafield tag="020" ind1=" " ind2=" "><subfield code="a">9041108556</subfield><subfield code="9">90-411-0855-6</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(OCoLC)32779514</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(DE-599)BVBBV010703646</subfield></datafield><datafield tag="040" ind1=" " ind2=" "><subfield code="a">DE-604</subfield><subfield code="b">ger</subfield><subfield code="e">rakddb</subfield></datafield><datafield tag="041" ind1="0" ind2=" "><subfield code="a">eng</subfield></datafield><datafield tag="049" ind1=" " ind2=" "><subfield code="a">DE-739</subfield></datafield><datafield tag="050" ind1=" " ind2="0"><subfield code="a">K1331</subfield></datafield><datafield tag="082" ind1="0" ind2=" "><subfield code="a">342.6666</subfield><subfield code="2">20</subfield></datafield><datafield tag="082" ind1="0" ind2=" "><subfield code="a">346/.0666</subfield><subfield code="2">20</subfield></datafield><datafield tag="084" ind1=" " ind2=" "><subfield code="a">PU 1545</subfield><subfield code="0">(DE-625)139925:</subfield><subfield code="2">rvk</subfield></datafield><datafield tag="245" ind1="1" ind2="0"><subfield code="a">Mechanics of global equity offerings</subfield><subfield code="b">structuring the offering and negotiating the underwriting agreement</subfield><subfield code="c">Meredith M. Brown ed.</subfield></datafield><datafield tag="250" ind1=" " ind2=" "><subfield code="a">1. publ.</subfield></datafield><datafield tag="264" ind1=" " ind2="1"><subfield code="a">London [u.a.]</subfield><subfield code="b">Kluwer Law Internat.</subfield><subfield code="c">1995</subfield></datafield><datafield tag="300" ind1=" " ind2=" "><subfield code="a">XII, 186 S.</subfield></datafield><datafield tag="336" ind1=" " ind2=" "><subfield code="b">txt</subfield><subfield code="2">rdacontent</subfield></datafield><datafield tag="337" ind1=" " ind2=" "><subfield code="b">n</subfield><subfield code="2">rdamedia</subfield></datafield><datafield tag="338" ind1=" " ind2=" "><subfield code="b">nc</subfield><subfield code="2">rdacarrier</subfield></datafield><datafield tag="490" ind1="0" ind2=" "><subfield code="a">International Bar Association series</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Foreign investment</subfield></datafield><datafield tag="650" ind1=" " ind2="7"><subfield code="a">Appel public à l'épargne</subfield><subfield code="2">ram</subfield></datafield><datafield tag="650" ind1=" " ind2="7"><subfield code="a">Investissements étrangers</subfield><subfield code="2">ram</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Recht</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Going public (Securities)</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Going public (Securities)</subfield><subfield code="x">Law and legislation</subfield></datafield><datafield tag="700" ind1="1" ind2=" "><subfield code="a">Brown, Meredith M.</subfield><subfield code="e">Sonstige</subfield><subfield code="4">oth</subfield></datafield><datafield tag="856" ind1="4" ind2="2"><subfield code="m">HBZ Datenaustausch</subfield><subfield code="q">application/pdf</subfield><subfield code="u">http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=007144891&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA</subfield><subfield code="3">Inhaltsverzeichnis</subfield></datafield><datafield tag="999" ind1=" " ind2=" "><subfield code="a">oai:aleph.bib-bvb.de:BVB01-007144891</subfield></datafield></record></collection> |
| id | DE-604.BV010703646 |
| illustrated | Not Illustrated |
| indexdate | 2024-07-09T17:57:29Z |
| institution | BVB |
| isbn | 9041108556 |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-007144891 |
| oclc_num | 32779514 |
| open_access_boolean | |
| owner | DE-739 |
| owner_facet | DE-739 |
| physical | XII, 186 S. |
| publishDate | 1995 |
| publishDateSearch | 1995 |
| publishDateSort | 1995 |
| publisher | Kluwer Law Internat. |
| record_format | marc |
| series2 | International Bar Association series |
| spelling | Mechanics of global equity offerings structuring the offering and negotiating the underwriting agreement Meredith M. Brown ed. 1. publ. London [u.a.] Kluwer Law Internat. 1995 XII, 186 S. txt rdacontent n rdamedia nc rdacarrier International Bar Association series Foreign investment Appel public à l'épargne ram Investissements étrangers ram Recht Going public (Securities) Going public (Securities) Law and legislation Brown, Meredith M. Sonstige oth HBZ Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=007144891&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Mechanics of global equity offerings structuring the offering and negotiating the underwriting agreement Foreign investment Appel public à l'épargne ram Investissements étrangers ram Recht Going public (Securities) Going public (Securities) Law and legislation |
| title | Mechanics of global equity offerings structuring the offering and negotiating the underwriting agreement |
| title_auth | Mechanics of global equity offerings structuring the offering and negotiating the underwriting agreement |
| title_exact_search | Mechanics of global equity offerings structuring the offering and negotiating the underwriting agreement |
| title_full | Mechanics of global equity offerings structuring the offering and negotiating the underwriting agreement Meredith M. Brown ed. |
| title_fullStr | Mechanics of global equity offerings structuring the offering and negotiating the underwriting agreement Meredith M. Brown ed. |
| title_full_unstemmed | Mechanics of global equity offerings structuring the offering and negotiating the underwriting agreement Meredith M. Brown ed. |
| title_short | Mechanics of global equity offerings |
| title_sort | mechanics of global equity offerings structuring the offering and negotiating the underwriting agreement |
| title_sub | structuring the offering and negotiating the underwriting agreement |
| topic | Foreign investment Appel public à l'épargne ram Investissements étrangers ram Recht Going public (Securities) Going public (Securities) Law and legislation |
| topic_facet | Foreign investment Appel public à l'épargne Investissements étrangers Recht Going public (Securities) Going public (Securities) Law and legislation |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=007144891&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| work_keys_str_mv | AT brownmeredithm mechanicsofglobalequityofferingsstructuringtheofferingandnegotiatingtheunderwritingagreement |