The promises and pitfalls of SupTech for corporate governance-related enforcement:
Digital technologies and data hold the potential to automate and improve the efficiency and effectiveness of regulatory and supervisory processes, which have become increasingly complex given the substantial increase of complex regulatory data in recent years. Securities and financial regulators hav...
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Elektronisch E-Book |
| Sprache: | English |
| Veröffentlicht: |
Paris
OECD Publishing
2021
|
| Schriftenreihe: | OECD Going Digital Toolkit Notes
no.10 |
| Schlagworte: | |
| Online-Zugang: | Volltext |
| Zusammenfassung: | Digital technologies and data hold the potential to automate and improve the efficiency and effectiveness of regulatory and supervisory processes, which have become increasingly complex given the substantial increase of complex regulatory data in recent years. Securities and financial regulators have turned to supervisory technology (SupTech) tools and solutions as a means to improve their oversight, surveillance and analytical capabilities, which can in turn have important benefits for financial stability and market integrity. This Going Digital Toolkit note takes stock of the most common uses of SupTech by securities regulators to date; identifies its associated benefits, risks and challenges; and outlines considerations for devising adequate SupTech strategies, with a particular focus on corporate governance-related enforcement. |
| Beschreibung: | 1 Online-Ressource (35 p.) |
| DOI: | 10.1787/9f0b8883-en |
Internformat
MARC
| LEADER | 00000cam a22000002 4500 | ||
|---|---|---|---|
| 001 | ZDB-13-SOC-082006970 | ||
| 003 | DE-627-1 | ||
| 005 | 20231204121400.0 | ||
| 007 | cr uuu---uuuuu | ||
| 008 | 220928s2021 xx |||||o 00| ||eng c | ||
| 024 | 7 | |a 10.1787/9f0b8883-en |2 doi | |
| 035 | |a (DE-627-1)082006970 | ||
| 035 | |a (DE-599)KEP082006970 | ||
| 035 | |a (FR-PaOEC)9f0b8883-en | ||
| 035 | |a (EBP)082006970 | ||
| 040 | |a DE-627 |b ger |c DE-627 |e rda | ||
| 041 | |a eng | ||
| 100 | 1 | |a Denis, Emeline |e VerfasserIn |4 aut | |
| 245 | 1 | 4 | |a The promises and pitfalls of SupTech for corporate governance-related enforcement |c Emeline, Denis |
| 264 | 1 | |a Paris |b OECD Publishing |c 2021 | |
| 300 | |a 1 Online-Ressource (35 p.) | ||
| 336 | |a Text |b txt |2 rdacontent | ||
| 337 | |a Computermedien |b c |2 rdamedia | ||
| 338 | |a Online-Ressource |b cr |2 rdacarrier | ||
| 490 | 0 | |a OECD Going Digital Toolkit Notes |v no.10 | |
| 520 | |a Digital technologies and data hold the potential to automate and improve the efficiency and effectiveness of regulatory and supervisory processes, which have become increasingly complex given the substantial increase of complex regulatory data in recent years. Securities and financial regulators have turned to supervisory technology (SupTech) tools and solutions as a means to improve their oversight, surveillance and analytical capabilities, which can in turn have important benefits for financial stability and market integrity. This Going Digital Toolkit note takes stock of the most common uses of SupTech by securities regulators to date; identifies its associated benefits, risks and challenges; and outlines considerations for devising adequate SupTech strategies, with a particular focus on corporate governance-related enforcement. | ||
| 650 | 4 | |a Finance and Investment | |
| 650 | 4 | |a Governance | |
| 650 | 4 | |a Science and Technology | |
| 856 | 4 | 0 | |l FWS01 |p ZDB-13-SOC |q FWS_PDA_SOC |u https://doi.org/10.1787/9f0b8883-en |3 Volltext |
| 912 | |a ZDB-13-SOC | ||
| 912 | |a ZDB-13-SOC | ||
| 951 | |a BO | ||
| 912 | |a ZDB-13-SOC | ||
| 049 | |a DE-863 | ||
Datensatz im Suchindex
| DE-BY-FWS_katkey | ZDB-13-SOC-082006970 |
|---|---|
| _version_ | 1816797323634671616 |
| adam_text | |
| any_adam_object | |
| author | Denis, Emeline |
| author_facet | Denis, Emeline |
| author_role | aut |
| author_sort | Denis, Emeline |
| author_variant | e d ed |
| building | Verbundindex |
| bvnumber | localFWS |
| collection | ZDB-13-SOC |
| ctrlnum | (DE-627-1)082006970 (DE-599)KEP082006970 (FR-PaOEC)9f0b8883-en (EBP)082006970 |
| discipline | Wirtschaftswissenschaften |
| doi_str_mv | 10.1787/9f0b8883-en |
| format | Electronic eBook |
| fullrecord | <?xml version="1.0" encoding="UTF-8"?><collection xmlns="http://www.loc.gov/MARC21/slim"><record><leader>01950cam a22003612 4500</leader><controlfield tag="001">ZDB-13-SOC-082006970</controlfield><controlfield tag="003">DE-627-1</controlfield><controlfield tag="005">20231204121400.0</controlfield><controlfield tag="007">cr uuu---uuuuu</controlfield><controlfield tag="008">220928s2021 xx |||||o 00| ||eng c</controlfield><datafield tag="024" ind1="7" ind2=" "><subfield code="a">10.1787/9f0b8883-en</subfield><subfield code="2">doi</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(DE-627-1)082006970</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(DE-599)KEP082006970</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(FR-PaOEC)9f0b8883-en</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(EBP)082006970</subfield></datafield><datafield tag="040" ind1=" " ind2=" "><subfield code="a">DE-627</subfield><subfield code="b">ger</subfield><subfield code="c">DE-627</subfield><subfield code="e">rda</subfield></datafield><datafield tag="041" ind1=" " ind2=" "><subfield code="a">eng</subfield></datafield><datafield tag="100" ind1="1" ind2=" "><subfield code="a">Denis, Emeline</subfield><subfield code="e">VerfasserIn</subfield><subfield code="4">aut</subfield></datafield><datafield tag="245" ind1="1" ind2="4"><subfield code="a">The promises and pitfalls of SupTech for corporate governance-related enforcement</subfield><subfield code="c">Emeline, Denis</subfield></datafield><datafield tag="264" ind1=" " ind2="1"><subfield code="a">Paris</subfield><subfield code="b">OECD Publishing</subfield><subfield code="c">2021</subfield></datafield><datafield tag="300" ind1=" " ind2=" "><subfield code="a">1 Online-Ressource (35 p.)</subfield></datafield><datafield tag="336" ind1=" " ind2=" "><subfield code="a">Text</subfield><subfield code="b">txt</subfield><subfield code="2">rdacontent</subfield></datafield><datafield tag="337" ind1=" " ind2=" "><subfield code="a">Computermedien</subfield><subfield code="b">c</subfield><subfield code="2">rdamedia</subfield></datafield><datafield tag="338" ind1=" " ind2=" "><subfield code="a">Online-Ressource</subfield><subfield code="b">cr</subfield><subfield code="2">rdacarrier</subfield></datafield><datafield tag="490" ind1="0" ind2=" "><subfield code="a">OECD Going Digital Toolkit Notes</subfield><subfield code="v">no.10</subfield></datafield><datafield tag="520" ind1=" " ind2=" "><subfield code="a">Digital technologies and data hold the potential to automate and improve the efficiency and effectiveness of regulatory and supervisory processes, which have become increasingly complex given the substantial increase of complex regulatory data in recent years. Securities and financial regulators have turned to supervisory technology (SupTech) tools and solutions as a means to improve their oversight, surveillance and analytical capabilities, which can in turn have important benefits for financial stability and market integrity. This Going Digital Toolkit note takes stock of the most common uses of SupTech by securities regulators to date; identifies its associated benefits, risks and challenges; and outlines considerations for devising adequate SupTech strategies, with a particular focus on corporate governance-related enforcement.</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Finance and Investment</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Governance</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Science and Technology</subfield></datafield><datafield tag="856" ind1="4" ind2="0"><subfield code="l">FWS01</subfield><subfield code="p">ZDB-13-SOC</subfield><subfield code="q">FWS_PDA_SOC</subfield><subfield code="u">https://doi.org/10.1787/9f0b8883-en</subfield><subfield code="3">Volltext</subfield></datafield><datafield tag="912" ind1=" " ind2=" "><subfield code="a">ZDB-13-SOC</subfield></datafield><datafield tag="912" ind1=" " ind2=" "><subfield code="a">ZDB-13-SOC</subfield></datafield><datafield tag="951" ind1=" " ind2=" "><subfield code="a">BO</subfield></datafield><datafield tag="912" ind1=" " ind2=" "><subfield code="a">ZDB-13-SOC</subfield></datafield><datafield tag="049" ind1=" " ind2=" "><subfield code="a">DE-863</subfield></datafield></record></collection> |
| id | ZDB-13-SOC-082006970 |
| illustrated | Not Illustrated |
| indexdate | 2024-11-26T14:55:45Z |
| institution | BVB |
| language | English |
| open_access_boolean | |
| owner | DE-863 DE-BY-FWS |
| owner_facet | DE-863 DE-BY-FWS |
| physical | 1 Online-Ressource (35 p.) |
| psigel | ZDB-13-SOC |
| publishDate | 2021 |
| publishDateSearch | 2021 |
| publishDateSort | 2021 |
| publisher | OECD Publishing |
| record_format | marc |
| series2 | OECD Going Digital Toolkit Notes |
| spelling | Denis, Emeline VerfasserIn aut The promises and pitfalls of SupTech for corporate governance-related enforcement Emeline, Denis Paris OECD Publishing 2021 1 Online-Ressource (35 p.) Text txt rdacontent Computermedien c rdamedia Online-Ressource cr rdacarrier OECD Going Digital Toolkit Notes no.10 Digital technologies and data hold the potential to automate and improve the efficiency and effectiveness of regulatory and supervisory processes, which have become increasingly complex given the substantial increase of complex regulatory data in recent years. Securities and financial regulators have turned to supervisory technology (SupTech) tools and solutions as a means to improve their oversight, surveillance and analytical capabilities, which can in turn have important benefits for financial stability and market integrity. This Going Digital Toolkit note takes stock of the most common uses of SupTech by securities regulators to date; identifies its associated benefits, risks and challenges; and outlines considerations for devising adequate SupTech strategies, with a particular focus on corporate governance-related enforcement. Finance and Investment Governance Science and Technology FWS01 ZDB-13-SOC FWS_PDA_SOC https://doi.org/10.1787/9f0b8883-en Volltext |
| spellingShingle | Denis, Emeline The promises and pitfalls of SupTech for corporate governance-related enforcement Finance and Investment Governance Science and Technology |
| title | The promises and pitfalls of SupTech for corporate governance-related enforcement |
| title_auth | The promises and pitfalls of SupTech for corporate governance-related enforcement |
| title_exact_search | The promises and pitfalls of SupTech for corporate governance-related enforcement |
| title_full | The promises and pitfalls of SupTech for corporate governance-related enforcement Emeline, Denis |
| title_fullStr | The promises and pitfalls of SupTech for corporate governance-related enforcement Emeline, Denis |
| title_full_unstemmed | The promises and pitfalls of SupTech for corporate governance-related enforcement Emeline, Denis |
| title_short | The promises and pitfalls of SupTech for corporate governance-related enforcement |
| title_sort | promises and pitfalls of suptech for corporate governance related enforcement |
| topic | Finance and Investment Governance Science and Technology |
| topic_facet | Finance and Investment Governance Science and Technology |
| url | https://doi.org/10.1787/9f0b8883-en |
| work_keys_str_mv | AT denisemeline thepromisesandpitfallsofsuptechforcorporategovernancerelatedenforcement AT denisemeline promisesandpitfallsofsuptechforcorporategovernancerelatedenforcement |