Resisting Corporate Corruption: Practical Cases in Business Ethics from Enron Through SPACs
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Elektronisch E-Book |
| Sprache: | English |
| Veröffentlicht: |
Newark
John Wiley & Sons, Incorporated
2022
|
| Ausgabe: | 4th ed |
| Schlagworte: | |
| Online-Zugang: | HWR01 |
| Beschreibung: | 1 Online-Ressource (622 Seiten) |
| ISBN: | 9781119871651 |
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| 245 | 1 | 0 | |a Resisting Corporate Corruption |b Practical Cases in Business Ethics from Enron Through SPACs |
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| 505 | 8 | |a Cover -- Title Page -- Copyright Page -- Contents -- Foreword -- Introduction to the 4th Edition -- Note to Faculty: How to Use this Book -- Acknowledgements -- Section 1 The Enron Cases -- Part 1 Demolishing Financial Control, Neutering the Gatekeepers -- Case 1 Enron Oil Trading: Untimely Problems in Valhalla -- Natural Gas Pipelines in Crisis -- Considering the Options -- The Meeting with Internal Audit -- Author's Note -- Notes -- Essay 1 How to Do an Ethics Case Study -- The Solution Framework: Defining the Ethics Issue -- Tactical Planning and Alternative Business Plans -- Personal Considerations -- A Final Word About Financial Control -- Essay 2 How a Corporation Becomes Corrupt -- Case 2 Enter Mark-to-Market: Exit Accounting Integrity? -- Jeff Skilling's Association with Enron -- Steve Goddard Prepares to Meet Jeff Skilling -- Author's Note -- Notes -- Essay 3 Necessary Ammunition: Economic Rationales for Financial Control -- Financial Control at the Heart of Business Success: Personal Experience -- Summarizing the Controls/Business Success Intangibles -- The Economic Consequences of Sound Financial Control -- Notes -- Part 2 Business Struggles, Accounting Manipulations -- Case 3 Enron's SPEs: A Vehicle too Far? -- Enron and Special Purpose Entity (SPE) Vehicles -- Chewco Investments -- Author's Note -- Notes -- Case 4 Court Date Coming in California? -- California Decontrols Electricity -- Enron's 'Star Wars' Gambits -- Political Fallout in California -- Enron Legal Investigates -- SR Produces a Legal Opinion -- Author's Note -- Notes -- Part 3 Resisting Corruption at Enron -- Case 5 New Counsel for Andy Fastow -- Determining a Course of Action -- Author's Note -- Notes -- Case 6 Lay Back ... and Say What? -- Problems Deciding What to Say -- Skilling Decides to Call it Quits -- Assessing the Broader State of Enron | |
| 505 | 8 | |a Focusing on the Task at Hand -- Author's Note -- Notes -- Case 7 Whistleblowing Before Imploding in Accounting Scandals -- Welcome Back -- Now Meet the Raptors -- Pondering an Approach to Ken Lay -- A Decision to Go Forward -- Author's Note -- Notes -- Essay 4 Resisting Corporate Corruption: The Enron Legacy -- Tactical Lessons for Internal Resistance -- Tactical Lessons for Taking Ethics Issues Outside the Firm -- Implications for the Financial Crisis Cases -- Essay 5 Underappreciated Origins of the Financial Crisis - A Personal Memoir -- Jack Bennett Shakes Up Wall Street -- Wall Street Restructures, Consolidates, and Innovates -- Trading Dominates Banking and Client Relations Change -- Prelude to Financial Crisis -- Section 2 The Financial Crisis Cases -- Part 1 New Business Models Undermine Standards and Controls -- Case 1 Seeking a Sustainable Business Model at Goldman Sachs -- Banking vs. Trading at Goldman Sachs -- Competitive Pressures Change Wall Street's Business Models -- Embarrassment and Unprecedented Losses -- Hank Paulson Decides on a 'Counter to Corzine' -- Author's Note -- Notes -- Case 2 He's Madoff with the Money - Stop Him Now? -- Ponzi Schemes and Madoff -- Madoff Perfects the Ponzi Scheme -- More Red Flags than the Soviet Union -- Markopolos Goes to the SEC -- Where to Go after Meaghan Cheung's Cold Shoulder? -- Author's Note -- Notes -- Case 3 Should Countrywide Join the Subprime 'Race to the Bottom'? -- Nature and Structure of the U.S. Mortgage Business, 1940-85 -- Wall Street Develops Collateralized Mortgage Obligations (CMOs) -- 'Subprime 1.0' Temporarily Sobers the Market -- Countrywide's Strategy in the 1990s -- AmeriQuest Launches a Subprime 'Race to the Bottom' -- Mozilo Reconsiders Countrywide's Subprime Strategy -- Author's Note -- Notes -- Case 4 Subprime Heading South at Bear Stearns Asset Management | |
| 505 | 8 | |a Hedge Funds Develop on Wall Street -- Bear Stearns Forms its Own Hedge Funds -- Mortgage Market Trends and HGF Disclosure -- Financial Control Issues at HGF -- Cioffi and Tannin Respond to Growing Pressures -- February 2007: ELF Performance Turns Negative -- Matthew Tannin Considers His Response to Barclays Bank -- Author's Note -- Notes -- Part 2 Consequences for Gatekeepers and Firms -- Case 5 Ratings Integrity vs. Revenues at Moody's Investors Services -- RMBS/CDO Ratings: Kolchinsky Protests and is Transferred -- Moody's Becomes a NRSRO -- Moody's Culture Changes, and the Firm Goes Public -- Subprime Mortgage Debt: The Ratings Methodology Challenge -- The Subprime Market Begins to Unravel -- Summer 2008 - Moody's Prepares to Resume Ratings -- Author's Note -- Notes -- Case 6 Admission of Material Omission? Citigroup's SIVs and Subprime Exposure -- Citibank's Subprime Product Flow and its SIVs -- Citibank Structures and Launches Subprime SIVs -- Citibank's SIVs Finesse the VIE Rules -- Conditions Worsen in the Mortgage and RMBS/CDO Markets -- Citibank Reports Second Quarter Results -- Third Quarter Events Hammer Citi's Results -- Considering Citi's 3Q Results and IR's Proposed Pre-Announcement -- Author's Note -- Notes -- Case 7 Facing Reputational Risk on Goldman's ABACUS 2007-AC1 -- From Subprime RMBS to CDOs to SCDOs -- Goldman's Trading and its Clients, 2006-07 -- Fabrice Tourre Constructs ABACUS 2007-AC1 -- Tourre Prepares for the MCC ABACUS Review -- Author's Note -- Notes -- Case 8 Time to Drop the Hammer on AIG's Controls? -- Innovation and Controls on Wall Street -- Management and Controls at AIG -- Greenberg Takes a Fall for AIG's 'Cooked Books' -- AIG-FP Confronts a Subprime Market Decline -- FP Faces Collateral Calls on Subprime CDS -- Ryan and PWC Approach a Decision -- Author's Note -- Notes -- Part 3 Financial Firms and Resisters | |
| 505 | 8 | |a Case 9 Write to Rubin? - Pressure on Underwriting Standards at Citigroup -- National City Bank Becomes a Giant Financial Conglomerate -- Citi Demolishes Glass-Steagall -- Organizational Challenges at Citigroup -- Growth and Controls within Citigroup's Mortgage Operations -- Bowen Considers His Next Step - Write to Rubin? -- Author's Note -- Notes -- Case 10 Lehman Brothers Repo 105 -- Lehman Gets in Trouble -- Repo 105 to the Rescue -- Weighing Ethics, Career and Courses of Action -- Author's Note -- Notes -- Essay 6 Wall Street and the Crisis - Causes, Contributions and Problems to Fix -- Section 3 The Post-Crisis Cases - Reforms, Resistance, Continuing Realities -- Part 1 The Dodd-Frank Act: A Primer -- Case 1 Back to the Future on Goldman Sachs Reputational Risk -- KMI Moves on El Paso -- El Paso Reacts and Goldman Faces its Conflicts -- The Business Standards Committee on Client Conflicts -- Blankfein Considers Goldman's Options to Manage its El Paso-KMI Conflicts -- Author's Note -- Notes -- Case 2 Take Customer Cash to Survive? Compliance and Chaos at MF Global -- Client Protections and Segregated Accounts -- MF Global Courts an Illiquidity Crisis -- Corzine 'Bets the House' on Euro Sovereign Debt -- The Euro Sovereign Debt Crisis Hits -- Markets Begin to Close in on MFGI -- MFGI's Final Week and a Decision on Segregated Accounts -- Author's Note -- Notes -- Case 3 Too Big to Know What's Going on at Banamex? -- Oceanografía Defrauds Banamex -- Managing the Global Financial Supermarket -- Corbat Confronts the Banamex Scandal in a Post-Financial Crisis World -- Author's Note -- Notes -- Case 4 Take CitiMortgage to the Feds? -- CitiMortgage Ignores FHA Procedures -- Citi Fails to Fix its FHA Noncompliance Issues -- Hunt Meets Her Attorney -- Author's Note -- Notes -- Case 5 Faking it on Diesel Emissions at VW (A)? | |
| 505 | 8 | |a VW Goes Diesel as a Sales and Climate Strategy -- Perceived Consequences of VW Admitting to Fraud -- Geldmacher Decides on Next Steps -- Author's Note -- Notes -- Case 6 Faking it on Diesel Emissions at VW (B)? -- VW's Deception Begins to Unravel -- Geldmacher Watches VW's Deception Intensify -- Geldmacher Considers His Options -- Author's Note -- Notes -- Case 7 Fake it Till You Make it at TESLA? -- The SEC and its Enforcement Arsenal -- TESLA Takes on the Car Market, Faces 'Manufacturing Hell' -- Questionable Accounting by TESLA -- Substantive Basis for Musk's Latest Tweet -- Time for a Decision -- Author's Note -- Notes -- Case 8 Fake it Till You Make it with Patient Blood at Theranos? -- Elizabeth Holmes Wants to Change the World -- The Technology-or Not -- Funding Theranos -- Walgreens Pilot Crashes, Staff Question, and Theranos Looks to Shut Down Dissent -- Theranos Playbook for Disgruntled Employees -- Erika Cheung Considers Her Options -- Author's Note -- Notes -- Case 9 Fake it Till You Cash Out?' on Flexible Office Space at WeWork? -- WeWork Becomes a Unicorn -- WeWork 'Works' the Unicorn Funding Circuit -- IPO Market Conditions Worsen -- J.P. Morgan Faces WeWork's S-1 -- Author's Note -- Notes -- Case 10 What to Do About Faking it at Nikola? -- Nikola Promises a Trucking Revolution -- Potential Nikola/Milton Fraud -- Nikola Goes Public via a SPAC Merger -- Reports of Fraud Surface -- Chairman Clayton Considers the SEC's Options -- Author's Note -- Notes -- Essay 7 'And the Young Shall be Thrown Under the Bus' - Lessons in Resisting Unethical Conduct from Enron Through the Financial Crisis -- Essay 8 Resisting Corporate Corruption, 2022 -- A Note on Blogs and Law Firms -- A Note on Sources -- Index -- The Financial Crisis Cases -- The Post-Financial Crisis Cases -- EULA. | |
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Datensatz im Suchindex
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| author | Arbogast, Stephen V. |
| author_facet | Arbogast, Stephen V. |
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| author_sort | Arbogast, Stephen V. |
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| contents | Cover -- Title Page -- Copyright Page -- Contents -- Foreword -- Introduction to the 4th Edition -- Note to Faculty: How to Use this Book -- Acknowledgements -- Section 1 The Enron Cases -- Part 1 Demolishing Financial Control, Neutering the Gatekeepers -- Case 1 Enron Oil Trading: Untimely Problems in Valhalla -- Natural Gas Pipelines in Crisis -- Considering the Options -- The Meeting with Internal Audit -- Author's Note -- Notes -- Essay 1 How to Do an Ethics Case Study -- The Solution Framework: Defining the Ethics Issue -- Tactical Planning and Alternative Business Plans -- Personal Considerations -- A Final Word About Financial Control -- Essay 2 How a Corporation Becomes Corrupt -- Case 2 Enter Mark-to-Market: Exit Accounting Integrity? -- Jeff Skilling's Association with Enron -- Steve Goddard Prepares to Meet Jeff Skilling -- Author's Note -- Notes -- Essay 3 Necessary Ammunition: Economic Rationales for Financial Control -- Financial Control at the Heart of Business Success: Personal Experience -- Summarizing the Controls/Business Success Intangibles -- The Economic Consequences of Sound Financial Control -- Notes -- Part 2 Business Struggles, Accounting Manipulations -- Case 3 Enron's SPEs: A Vehicle too Far? -- Enron and Special Purpose Entity (SPE) Vehicles -- Chewco Investments -- Author's Note -- Notes -- Case 4 Court Date Coming in California? -- California Decontrols Electricity -- Enron's 'Star Wars' Gambits -- Political Fallout in California -- Enron Legal Investigates -- SR Produces a Legal Opinion -- Author's Note -- Notes -- Part 3 Resisting Corruption at Enron -- Case 5 New Counsel for Andy Fastow -- Determining a Course of Action -- Author's Note -- Notes -- Case 6 Lay Back ... and Say What? -- Problems Deciding What to Say -- Skilling Decides to Call it Quits -- Assessing the Broader State of Enron Focusing on the Task at Hand -- Author's Note -- Notes -- Case 7 Whistleblowing Before Imploding in Accounting Scandals -- Welcome Back -- Now Meet the Raptors -- Pondering an Approach to Ken Lay -- A Decision to Go Forward -- Author's Note -- Notes -- Essay 4 Resisting Corporate Corruption: The Enron Legacy -- Tactical Lessons for Internal Resistance -- Tactical Lessons for Taking Ethics Issues Outside the Firm -- Implications for the Financial Crisis Cases -- Essay 5 Underappreciated Origins of the Financial Crisis - A Personal Memoir -- Jack Bennett Shakes Up Wall Street -- Wall Street Restructures, Consolidates, and Innovates -- Trading Dominates Banking and Client Relations Change -- Prelude to Financial Crisis -- Section 2 The Financial Crisis Cases -- Part 1 New Business Models Undermine Standards and Controls -- Case 1 Seeking a Sustainable Business Model at Goldman Sachs -- Banking vs. Trading at Goldman Sachs -- Competitive Pressures Change Wall Street's Business Models -- Embarrassment and Unprecedented Losses -- Hank Paulson Decides on a 'Counter to Corzine' -- Author's Note -- Notes -- Case 2 He's Madoff with the Money - Stop Him Now? -- Ponzi Schemes and Madoff -- Madoff Perfects the Ponzi Scheme -- More Red Flags than the Soviet Union -- Markopolos Goes to the SEC -- Where to Go after Meaghan Cheung's Cold Shoulder? -- Author's Note -- Notes -- Case 3 Should Countrywide Join the Subprime 'Race to the Bottom'? -- Nature and Structure of the U.S. Mortgage Business, 1940-85 -- Wall Street Develops Collateralized Mortgage Obligations (CMOs) -- 'Subprime 1.0' Temporarily Sobers the Market -- Countrywide's Strategy in the 1990s -- AmeriQuest Launches a Subprime 'Race to the Bottom' -- Mozilo Reconsiders Countrywide's Subprime Strategy -- Author's Note -- Notes -- Case 4 Subprime Heading South at Bear Stearns Asset Management Hedge Funds Develop on Wall Street -- Bear Stearns Forms its Own Hedge Funds -- Mortgage Market Trends and HGF Disclosure -- Financial Control Issues at HGF -- Cioffi and Tannin Respond to Growing Pressures -- February 2007: ELF Performance Turns Negative -- Matthew Tannin Considers His Response to Barclays Bank -- Author's Note -- Notes -- Part 2 Consequences for Gatekeepers and Firms -- Case 5 Ratings Integrity vs. Revenues at Moody's Investors Services -- RMBS/CDO Ratings: Kolchinsky Protests and is Transferred -- Moody's Becomes a NRSRO -- Moody's Culture Changes, and the Firm Goes Public -- Subprime Mortgage Debt: The Ratings Methodology Challenge -- The Subprime Market Begins to Unravel -- Summer 2008 - Moody's Prepares to Resume Ratings -- Author's Note -- Notes -- Case 6 Admission of Material Omission? Citigroup's SIVs and Subprime Exposure -- Citibank's Subprime Product Flow and its SIVs -- Citibank Structures and Launches Subprime SIVs -- Citibank's SIVs Finesse the VIE Rules -- Conditions Worsen in the Mortgage and RMBS/CDO Markets -- Citibank Reports Second Quarter Results -- Third Quarter Events Hammer Citi's Results -- Considering Citi's 3Q Results and IR's Proposed Pre-Announcement -- Author's Note -- Notes -- Case 7 Facing Reputational Risk on Goldman's ABACUS 2007-AC1 -- From Subprime RMBS to CDOs to SCDOs -- Goldman's Trading and its Clients, 2006-07 -- Fabrice Tourre Constructs ABACUS 2007-AC1 -- Tourre Prepares for the MCC ABACUS Review -- Author's Note -- Notes -- Case 8 Time to Drop the Hammer on AIG's Controls? -- Innovation and Controls on Wall Street -- Management and Controls at AIG -- Greenberg Takes a Fall for AIG's 'Cooked Books' -- AIG-FP Confronts a Subprime Market Decline -- FP Faces Collateral Calls on Subprime CDS -- Ryan and PWC Approach a Decision -- Author's Note -- Notes -- Part 3 Financial Firms and Resisters Case 9 Write to Rubin? - Pressure on Underwriting Standards at Citigroup -- National City Bank Becomes a Giant Financial Conglomerate -- Citi Demolishes Glass-Steagall -- Organizational Challenges at Citigroup -- Growth and Controls within Citigroup's Mortgage Operations -- Bowen Considers His Next Step - Write to Rubin? -- Author's Note -- Notes -- Case 10 Lehman Brothers Repo 105 -- Lehman Gets in Trouble -- Repo 105 to the Rescue -- Weighing Ethics, Career and Courses of Action -- Author's Note -- Notes -- Essay 6 Wall Street and the Crisis - Causes, Contributions and Problems to Fix -- Section 3 The Post-Crisis Cases - Reforms, Resistance, Continuing Realities -- Part 1 The Dodd-Frank Act: A Primer -- Case 1 Back to the Future on Goldman Sachs Reputational Risk -- KMI Moves on El Paso -- El Paso Reacts and Goldman Faces its Conflicts -- The Business Standards Committee on Client Conflicts -- Blankfein Considers Goldman's Options to Manage its El Paso-KMI Conflicts -- Author's Note -- Notes -- Case 2 Take Customer Cash to Survive? Compliance and Chaos at MF Global -- Client Protections and Segregated Accounts -- MF Global Courts an Illiquidity Crisis -- Corzine 'Bets the House' on Euro Sovereign Debt -- The Euro Sovereign Debt Crisis Hits -- Markets Begin to Close in on MFGI -- MFGI's Final Week and a Decision on Segregated Accounts -- Author's Note -- Notes -- Case 3 Too Big to Know What's Going on at Banamex? -- Oceanografía Defrauds Banamex -- Managing the Global Financial Supermarket -- Corbat Confronts the Banamex Scandal in a Post-Financial Crisis World -- Author's Note -- Notes -- Case 4 Take CitiMortgage to the Feds? -- CitiMortgage Ignores FHA Procedures -- Citi Fails to Fix its FHA Noncompliance Issues -- Hunt Meets Her Attorney -- Author's Note -- Notes -- Case 5 Faking it on Diesel Emissions at VW (A)? VW Goes Diesel as a Sales and Climate Strategy -- Perceived Consequences of VW Admitting to Fraud -- Geldmacher Decides on Next Steps -- Author's Note -- Notes -- Case 6 Faking it on Diesel Emissions at VW (B)? -- VW's Deception Begins to Unravel -- Geldmacher Watches VW's Deception Intensify -- Geldmacher Considers His Options -- Author's Note -- Notes -- Case 7 Fake it Till You Make it at TESLA? -- The SEC and its Enforcement Arsenal -- TESLA Takes on the Car Market, Faces 'Manufacturing Hell' -- Questionable Accounting by TESLA -- Substantive Basis for Musk's Latest Tweet -- Time for a Decision -- Author's Note -- Notes -- Case 8 Fake it Till You Make it with Patient Blood at Theranos? -- Elizabeth Holmes Wants to Change the World -- The Technology-or Not -- Funding Theranos -- Walgreens Pilot Crashes, Staff Question, and Theranos Looks to Shut Down Dissent -- Theranos Playbook for Disgruntled Employees -- Erika Cheung Considers Her Options -- Author's Note -- Notes -- Case 9 Fake it Till You Cash Out?' on Flexible Office Space at WeWork? -- WeWork Becomes a Unicorn -- WeWork 'Works' the Unicorn Funding Circuit -- IPO Market Conditions Worsen -- J.P. Morgan Faces WeWork's S-1 -- Author's Note -- Notes -- Case 10 What to Do About Faking it at Nikola? -- Nikola Promises a Trucking Revolution -- Potential Nikola/Milton Fraud -- Nikola Goes Public via a SPAC Merger -- Reports of Fraud Surface -- Chairman Clayton Considers the SEC's Options -- Author's Note -- Notes -- Essay 7 'And the Young Shall be Thrown Under the Bus' - Lessons in Resisting Unethical Conduct from Enron Through the Financial Crisis -- Essay 8 Resisting Corporate Corruption, 2022 -- A Note on Blogs and Law Firms -- A Note on Sources -- Index -- The Financial Crisis Cases -- The Post-Financial Crisis Cases -- EULA. |
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| edition | 4th ed |
| format | Electronic eBook |
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-- Jeff Skilling's Association with Enron -- Steve Goddard Prepares to Meet Jeff Skilling -- Author's Note -- Notes -- Essay 3 Necessary Ammunition: Economic Rationales for Financial Control -- Financial Control at the Heart of Business Success: Personal Experience -- Summarizing the Controls/Business Success Intangibles -- The Economic Consequences of Sound Financial Control -- Notes -- Part 2 Business Struggles, Accounting Manipulations -- Case 3 Enron's SPEs: A Vehicle too Far? -- Enron and Special Purpose Entity (SPE) Vehicles -- Chewco Investments -- Author's Note -- Notes -- Case 4 Court Date Coming in California? -- California Decontrols Electricity -- Enron's 'Star Wars' Gambits -- Political Fallout in California -- Enron Legal Investigates -- SR Produces a Legal Opinion -- Author's Note -- Notes -- Part 3 Resisting Corruption at Enron -- Case 5 New Counsel for Andy Fastow -- Determining a Course of Action -- Author's Note -- Notes -- Case 6 Lay Back ... and Say What? -- Problems Deciding What to Say -- Skilling Decides to Call it Quits -- Assessing the Broader State of Enron</subfield></datafield><datafield tag="505" ind1="8" ind2=" "><subfield code="a">Focusing on the Task at Hand -- Author's Note -- Notes -- Case 7 Whistleblowing Before Imploding in Accounting Scandals -- Welcome Back -- Now Meet the Raptors -- Pondering an Approach to Ken Lay -- A Decision to Go Forward -- Author's Note -- Notes -- Essay 4 Resisting Corporate Corruption: The Enron Legacy -- Tactical Lessons for Internal Resistance -- Tactical Lessons for Taking Ethics Issues Outside the Firm -- Implications for the Financial Crisis Cases -- Essay 5 Underappreciated Origins of the Financial Crisis - A Personal Memoir -- Jack Bennett Shakes Up Wall Street -- Wall Street Restructures, Consolidates, and Innovates -- Trading Dominates Banking and Client Relations Change -- Prelude to Financial Crisis -- Section 2 The Financial Crisis Cases -- Part 1 New Business Models Undermine Standards and Controls -- Case 1 Seeking a Sustainable Business Model at Goldman Sachs -- Banking vs. Trading at Goldman Sachs -- Competitive Pressures Change Wall Street's Business Models -- Embarrassment and Unprecedented Losses -- Hank Paulson Decides on a 'Counter to Corzine' -- Author's Note -- Notes -- Case 2 He's Madoff with the Money - Stop Him Now? -- Ponzi Schemes and Madoff -- Madoff Perfects the Ponzi Scheme -- More Red Flags than the Soviet Union -- Markopolos Goes to the SEC -- Where to Go after Meaghan Cheung's Cold Shoulder? -- Author's Note -- Notes -- Case 3 Should Countrywide Join the Subprime 'Race to the Bottom'? -- Nature and Structure of the U.S. Mortgage Business, 1940-85 -- Wall Street Develops Collateralized Mortgage Obligations (CMOs) -- 'Subprime 1.0' Temporarily Sobers the Market -- Countrywide's Strategy in the 1990s -- AmeriQuest Launches a Subprime 'Race to the Bottom' -- Mozilo Reconsiders Countrywide's Subprime Strategy -- Author's Note -- Notes -- Case 4 Subprime Heading South at Bear Stearns Asset Management</subfield></datafield><datafield tag="505" ind1="8" ind2=" "><subfield code="a">Hedge Funds Develop on Wall Street -- Bear Stearns Forms its Own Hedge Funds -- Mortgage Market Trends and HGF Disclosure -- Financial Control Issues at HGF -- Cioffi and Tannin Respond to Growing Pressures -- February 2007: ELF Performance Turns Negative -- Matthew Tannin Considers His Response to Barclays Bank -- Author's Note -- Notes -- Part 2 Consequences for Gatekeepers and Firms -- Case 5 Ratings Integrity vs. Revenues at Moody's Investors Services -- RMBS/CDO Ratings: Kolchinsky Protests and is Transferred -- Moody's Becomes a NRSRO -- Moody's Culture Changes, and the Firm Goes Public -- Subprime Mortgage Debt: The Ratings Methodology Challenge -- The Subprime Market Begins to Unravel -- Summer 2008 - Moody's Prepares to Resume Ratings -- Author's Note -- Notes -- Case 6 Admission of Material Omission? Citigroup's SIVs and Subprime Exposure -- Citibank's Subprime Product Flow and its SIVs -- Citibank Structures and Launches Subprime SIVs -- Citibank's SIVs Finesse the VIE Rules -- Conditions Worsen in the Mortgage and RMBS/CDO Markets -- Citibank Reports Second Quarter Results -- Third Quarter Events Hammer Citi's Results -- Considering Citi's 3Q Results and IR's Proposed Pre-Announcement -- Author's Note -- Notes -- Case 7 Facing Reputational Risk on Goldman's ABACUS 2007-AC1 -- From Subprime RMBS to CDOs to SCDOs -- Goldman's Trading and its Clients, 2006-07 -- Fabrice Tourre Constructs ABACUS 2007-AC1 -- Tourre Prepares for the MCC ABACUS Review -- Author's Note -- Notes -- Case 8 Time to Drop the Hammer on AIG's Controls? -- Innovation and Controls on Wall Street -- Management and Controls at AIG -- Greenberg Takes a Fall for AIG's 'Cooked Books' -- AIG-FP Confronts a Subprime Market Decline -- FP Faces Collateral Calls on Subprime CDS -- Ryan and PWC Approach a Decision -- Author's Note -- Notes -- Part 3 Financial Firms and Resisters</subfield></datafield><datafield tag="505" ind1="8" ind2=" "><subfield code="a">Case 9 Write to Rubin? - Pressure on Underwriting Standards at Citigroup -- National City Bank Becomes a Giant Financial Conglomerate -- Citi Demolishes Glass-Steagall -- Organizational Challenges at Citigroup -- Growth and Controls within Citigroup's Mortgage Operations -- Bowen Considers His Next Step - Write to Rubin? -- Author's Note -- Notes -- Case 10 Lehman Brothers Repo 105 -- Lehman Gets in Trouble -- Repo 105 to the Rescue -- Weighing Ethics, Career and Courses of Action -- Author's Note -- Notes -- Essay 6 Wall Street and the Crisis - Causes, Contributions and Problems to Fix -- Section 3 The Post-Crisis Cases - Reforms, Resistance, Continuing Realities -- Part 1 The Dodd-Frank Act: A Primer -- Case 1 Back to the Future on Goldman Sachs Reputational Risk -- KMI Moves on El Paso -- El Paso Reacts and Goldman Faces its Conflicts -- The Business Standards Committee on Client Conflicts -- Blankfein Considers Goldman's Options to Manage its El Paso-KMI Conflicts -- Author's Note -- Notes -- Case 2 Take Customer Cash to Survive? Compliance and Chaos at MF Global -- Client Protections and Segregated Accounts -- MF Global Courts an Illiquidity Crisis -- Corzine 'Bets the House' on Euro Sovereign Debt -- The Euro Sovereign Debt Crisis Hits -- Markets Begin to Close in on MFGI -- MFGI's Final Week and a Decision on Segregated Accounts -- Author's Note -- Notes -- Case 3 Too Big to Know What's Going on at Banamex? -- Oceanografía Defrauds Banamex -- Managing the Global Financial Supermarket -- Corbat Confronts the Banamex Scandal in a Post-Financial Crisis World -- Author's Note -- Notes -- Case 4 Take CitiMortgage to the Feds? -- CitiMortgage Ignores FHA Procedures -- Citi Fails to Fix its FHA Noncompliance Issues -- Hunt Meets Her Attorney -- Author's Note -- Notes -- Case 5 Faking it on Diesel Emissions at VW (A)?</subfield></datafield><datafield tag="505" ind1="8" ind2=" "><subfield code="a">VW Goes Diesel as a Sales and Climate Strategy -- Perceived Consequences of VW Admitting to Fraud -- Geldmacher Decides on Next Steps -- Author's Note -- Notes -- Case 6 Faking it on Diesel Emissions at VW (B)? -- VW's Deception Begins to Unravel -- Geldmacher Watches VW's Deception Intensify -- Geldmacher Considers His Options -- Author's Note -- Notes -- Case 7 Fake it Till You Make it at TESLA? -- The SEC and its Enforcement Arsenal -- TESLA Takes on the Car Market, Faces 'Manufacturing Hell' -- Questionable Accounting by TESLA -- Substantive Basis for Musk's Latest Tweet -- Time for a Decision -- Author's Note -- Notes -- Case 8 Fake it Till You Make it with Patient Blood at Theranos? -- Elizabeth Holmes Wants to Change the World -- The Technology-or Not -- Funding Theranos -- Walgreens Pilot Crashes, Staff Question, and Theranos Looks to Shut Down Dissent -- Theranos Playbook for Disgruntled Employees -- Erika Cheung Considers Her Options -- Author's Note -- Notes -- Case 9 Fake it Till You Cash Out?' on Flexible Office Space at WeWork? -- WeWork Becomes a Unicorn -- WeWork 'Works' the Unicorn Funding Circuit -- IPO Market Conditions Worsen -- J.P. Morgan Faces WeWork's S-1 -- Author's Note -- Notes -- Case 10 What to Do About Faking it at Nikola? -- Nikola Promises a Trucking Revolution -- Potential Nikola/Milton Fraud -- Nikola Goes Public via a SPAC Merger -- Reports of Fraud Surface -- Chairman Clayton Considers the SEC's Options -- Author's Note -- Notes -- Essay 7 'And the Young Shall be Thrown Under the Bus' - Lessons in Resisting Unethical Conduct from Enron Through the Financial Crisis -- Essay 8 Resisting Corporate Corruption, 2022 -- A Note on Blogs and Law Firms -- A Note on Sources -- Index -- The Financial Crisis Cases -- The Post-Financial Crisis Cases -- EULA.</subfield></datafield><datafield tag="653" ind1=" " ind2="6"><subfield code="a">Electronic books</subfield></datafield><datafield tag="776" ind1="0" ind2="8"><subfield code="i">Erscheint auch als</subfield><subfield code="n">Druck-Ausgabe</subfield><subfield code="a">Arbogast, Stephen V.</subfield><subfield code="t">Resisting Corporate Corruption</subfield><subfield code="d">Newark : John Wiley & Sons, Incorporated,c2022</subfield><subfield code="z">9781119871439</subfield></datafield><datafield tag="912" ind1=" " ind2=" "><subfield code="a">ZDB-30-PQE</subfield></datafield><datafield tag="999" ind1=" " ind2=" "><subfield code="a">oai:aleph.bib-bvb.de:BVB01-033900721</subfield></datafield><datafield tag="966" ind1="e" ind2=" "><subfield code="u">https://ebookcentral.proquest.com/lib/hwr/detail.action?docID=7101513</subfield><subfield code="l">HWR01</subfield><subfield code="p">ZDB-30-PQE</subfield><subfield code="q">HWR_PDA_PQE</subfield><subfield code="x">Aggregator</subfield><subfield code="3">Volltext</subfield></datafield></record></collection> |
| id | DE-604.BV048523873 |
| illustrated | Not Illustrated |
| index_date | 2024-07-03T20:50:26Z |
| indexdate | 2024-07-10T09:40:31Z |
| institution | BVB |
| isbn | 9781119871651 |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-033900721 |
| oclc_num | 1346366274 |
| open_access_boolean | |
| owner | DE-2070s |
| owner_facet | DE-2070s |
| physical | 1 Online-Ressource (622 Seiten) |
| psigel | ZDB-30-PQE ZDB-30-PQE HWR_PDA_PQE |
| publishDate | 2022 |
| publishDateSearch | 2022 |
| publishDateSort | 2022 |
| publisher | John Wiley & Sons, Incorporated |
| record_format | marc |
| spelling | Arbogast, Stephen V. Verfasser aut Resisting Corporate Corruption Practical Cases in Business Ethics from Enron Through SPACs 4th ed Newark John Wiley & Sons, Incorporated 2022 ©2023 1 Online-Ressource (622 Seiten) txt rdacontent c rdamedia cr rdacarrier Cover -- Title Page -- Copyright Page -- Contents -- Foreword -- Introduction to the 4th Edition -- Note to Faculty: How to Use this Book -- Acknowledgements -- Section 1 The Enron Cases -- Part 1 Demolishing Financial Control, Neutering the Gatekeepers -- Case 1 Enron Oil Trading: Untimely Problems in Valhalla -- Natural Gas Pipelines in Crisis -- Considering the Options -- The Meeting with Internal Audit -- Author's Note -- Notes -- Essay 1 How to Do an Ethics Case Study -- The Solution Framework: Defining the Ethics Issue -- Tactical Planning and Alternative Business Plans -- Personal Considerations -- A Final Word About Financial Control -- Essay 2 How a Corporation Becomes Corrupt -- Case 2 Enter Mark-to-Market: Exit Accounting Integrity? -- Jeff Skilling's Association with Enron -- Steve Goddard Prepares to Meet Jeff Skilling -- Author's Note -- Notes -- Essay 3 Necessary Ammunition: Economic Rationales for Financial Control -- Financial Control at the Heart of Business Success: Personal Experience -- Summarizing the Controls/Business Success Intangibles -- The Economic Consequences of Sound Financial Control -- Notes -- Part 2 Business Struggles, Accounting Manipulations -- Case 3 Enron's SPEs: A Vehicle too Far? -- Enron and Special Purpose Entity (SPE) Vehicles -- Chewco Investments -- Author's Note -- Notes -- Case 4 Court Date Coming in California? -- California Decontrols Electricity -- Enron's 'Star Wars' Gambits -- Political Fallout in California -- Enron Legal Investigates -- SR Produces a Legal Opinion -- Author's Note -- Notes -- Part 3 Resisting Corruption at Enron -- Case 5 New Counsel for Andy Fastow -- Determining a Course of Action -- Author's Note -- Notes -- Case 6 Lay Back ... and Say What? -- Problems Deciding What to Say -- Skilling Decides to Call it Quits -- Assessing the Broader State of Enron Focusing on the Task at Hand -- Author's Note -- Notes -- Case 7 Whistleblowing Before Imploding in Accounting Scandals -- Welcome Back -- Now Meet the Raptors -- Pondering an Approach to Ken Lay -- A Decision to Go Forward -- Author's Note -- Notes -- Essay 4 Resisting Corporate Corruption: The Enron Legacy -- Tactical Lessons for Internal Resistance -- Tactical Lessons for Taking Ethics Issues Outside the Firm -- Implications for the Financial Crisis Cases -- Essay 5 Underappreciated Origins of the Financial Crisis - A Personal Memoir -- Jack Bennett Shakes Up Wall Street -- Wall Street Restructures, Consolidates, and Innovates -- Trading Dominates Banking and Client Relations Change -- Prelude to Financial Crisis -- Section 2 The Financial Crisis Cases -- Part 1 New Business Models Undermine Standards and Controls -- Case 1 Seeking a Sustainable Business Model at Goldman Sachs -- Banking vs. Trading at Goldman Sachs -- Competitive Pressures Change Wall Street's Business Models -- Embarrassment and Unprecedented Losses -- Hank Paulson Decides on a 'Counter to Corzine' -- Author's Note -- Notes -- Case 2 He's Madoff with the Money - Stop Him Now? -- Ponzi Schemes and Madoff -- Madoff Perfects the Ponzi Scheme -- More Red Flags than the Soviet Union -- Markopolos Goes to the SEC -- Where to Go after Meaghan Cheung's Cold Shoulder? -- Author's Note -- Notes -- Case 3 Should Countrywide Join the Subprime 'Race to the Bottom'? -- Nature and Structure of the U.S. Mortgage Business, 1940-85 -- Wall Street Develops Collateralized Mortgage Obligations (CMOs) -- 'Subprime 1.0' Temporarily Sobers the Market -- Countrywide's Strategy in the 1990s -- AmeriQuest Launches a Subprime 'Race to the Bottom' -- Mozilo Reconsiders Countrywide's Subprime Strategy -- Author's Note -- Notes -- Case 4 Subprime Heading South at Bear Stearns Asset Management Hedge Funds Develop on Wall Street -- Bear Stearns Forms its Own Hedge Funds -- Mortgage Market Trends and HGF Disclosure -- Financial Control Issues at HGF -- Cioffi and Tannin Respond to Growing Pressures -- February 2007: ELF Performance Turns Negative -- Matthew Tannin Considers His Response to Barclays Bank -- Author's Note -- Notes -- Part 2 Consequences for Gatekeepers and Firms -- Case 5 Ratings Integrity vs. Revenues at Moody's Investors Services -- RMBS/CDO Ratings: Kolchinsky Protests and is Transferred -- Moody's Becomes a NRSRO -- Moody's Culture Changes, and the Firm Goes Public -- Subprime Mortgage Debt: The Ratings Methodology Challenge -- The Subprime Market Begins to Unravel -- Summer 2008 - Moody's Prepares to Resume Ratings -- Author's Note -- Notes -- Case 6 Admission of Material Omission? Citigroup's SIVs and Subprime Exposure -- Citibank's Subprime Product Flow and its SIVs -- Citibank Structures and Launches Subprime SIVs -- Citibank's SIVs Finesse the VIE Rules -- Conditions Worsen in the Mortgage and RMBS/CDO Markets -- Citibank Reports Second Quarter Results -- Third Quarter Events Hammer Citi's Results -- Considering Citi's 3Q Results and IR's Proposed Pre-Announcement -- Author's Note -- Notes -- Case 7 Facing Reputational Risk on Goldman's ABACUS 2007-AC1 -- From Subprime RMBS to CDOs to SCDOs -- Goldman's Trading and its Clients, 2006-07 -- Fabrice Tourre Constructs ABACUS 2007-AC1 -- Tourre Prepares for the MCC ABACUS Review -- Author's Note -- Notes -- Case 8 Time to Drop the Hammer on AIG's Controls? -- Innovation and Controls on Wall Street -- Management and Controls at AIG -- Greenberg Takes a Fall for AIG's 'Cooked Books' -- AIG-FP Confronts a Subprime Market Decline -- FP Faces Collateral Calls on Subprime CDS -- Ryan and PWC Approach a Decision -- Author's Note -- Notes -- Part 3 Financial Firms and Resisters Case 9 Write to Rubin? - Pressure on Underwriting Standards at Citigroup -- National City Bank Becomes a Giant Financial Conglomerate -- Citi Demolishes Glass-Steagall -- Organizational Challenges at Citigroup -- Growth and Controls within Citigroup's Mortgage Operations -- Bowen Considers His Next Step - Write to Rubin? -- Author's Note -- Notes -- Case 10 Lehman Brothers Repo 105 -- Lehman Gets in Trouble -- Repo 105 to the Rescue -- Weighing Ethics, Career and Courses of Action -- Author's Note -- Notes -- Essay 6 Wall Street and the Crisis - Causes, Contributions and Problems to Fix -- Section 3 The Post-Crisis Cases - Reforms, Resistance, Continuing Realities -- Part 1 The Dodd-Frank Act: A Primer -- Case 1 Back to the Future on Goldman Sachs Reputational Risk -- KMI Moves on El Paso -- El Paso Reacts and Goldman Faces its Conflicts -- The Business Standards Committee on Client Conflicts -- Blankfein Considers Goldman's Options to Manage its El Paso-KMI Conflicts -- Author's Note -- Notes -- Case 2 Take Customer Cash to Survive? Compliance and Chaos at MF Global -- Client Protections and Segregated Accounts -- MF Global Courts an Illiquidity Crisis -- Corzine 'Bets the House' on Euro Sovereign Debt -- The Euro Sovereign Debt Crisis Hits -- Markets Begin to Close in on MFGI -- MFGI's Final Week and a Decision on Segregated Accounts -- Author's Note -- Notes -- Case 3 Too Big to Know What's Going on at Banamex? -- Oceanografía Defrauds Banamex -- Managing the Global Financial Supermarket -- Corbat Confronts the Banamex Scandal in a Post-Financial Crisis World -- Author's Note -- Notes -- Case 4 Take CitiMortgage to the Feds? -- CitiMortgage Ignores FHA Procedures -- Citi Fails to Fix its FHA Noncompliance Issues -- Hunt Meets Her Attorney -- Author's Note -- Notes -- Case 5 Faking it on Diesel Emissions at VW (A)? VW Goes Diesel as a Sales and Climate Strategy -- Perceived Consequences of VW Admitting to Fraud -- Geldmacher Decides on Next Steps -- Author's Note -- Notes -- Case 6 Faking it on Diesel Emissions at VW (B)? -- VW's Deception Begins to Unravel -- Geldmacher Watches VW's Deception Intensify -- Geldmacher Considers His Options -- Author's Note -- Notes -- Case 7 Fake it Till You Make it at TESLA? -- The SEC and its Enforcement Arsenal -- TESLA Takes on the Car Market, Faces 'Manufacturing Hell' -- Questionable Accounting by TESLA -- Substantive Basis for Musk's Latest Tweet -- Time for a Decision -- Author's Note -- Notes -- Case 8 Fake it Till You Make it with Patient Blood at Theranos? -- Elizabeth Holmes Wants to Change the World -- The Technology-or Not -- Funding Theranos -- Walgreens Pilot Crashes, Staff Question, and Theranos Looks to Shut Down Dissent -- Theranos Playbook for Disgruntled Employees -- Erika Cheung Considers Her Options -- Author's Note -- Notes -- Case 9 Fake it Till You Cash Out?' on Flexible Office Space at WeWork? -- WeWork Becomes a Unicorn -- WeWork 'Works' the Unicorn Funding Circuit -- IPO Market Conditions Worsen -- J.P. Morgan Faces WeWork's S-1 -- Author's Note -- Notes -- Case 10 What to Do About Faking it at Nikola? -- Nikola Promises a Trucking Revolution -- Potential Nikola/Milton Fraud -- Nikola Goes Public via a SPAC Merger -- Reports of Fraud Surface -- Chairman Clayton Considers the SEC's Options -- Author's Note -- Notes -- Essay 7 'And the Young Shall be Thrown Under the Bus' - Lessons in Resisting Unethical Conduct from Enron Through the Financial Crisis -- Essay 8 Resisting Corporate Corruption, 2022 -- A Note on Blogs and Law Firms -- A Note on Sources -- Index -- The Financial Crisis Cases -- The Post-Financial Crisis Cases -- EULA. Electronic books Erscheint auch als Druck-Ausgabe Arbogast, Stephen V. Resisting Corporate Corruption Newark : John Wiley & Sons, Incorporated,c2022 9781119871439 |
| spellingShingle | Arbogast, Stephen V. Resisting Corporate Corruption Practical Cases in Business Ethics from Enron Through SPACs Cover -- Title Page -- Copyright Page -- Contents -- Foreword -- Introduction to the 4th Edition -- Note to Faculty: How to Use this Book -- Acknowledgements -- Section 1 The Enron Cases -- Part 1 Demolishing Financial Control, Neutering the Gatekeepers -- Case 1 Enron Oil Trading: Untimely Problems in Valhalla -- Natural Gas Pipelines in Crisis -- Considering the Options -- The Meeting with Internal Audit -- Author's Note -- Notes -- Essay 1 How to Do an Ethics Case Study -- The Solution Framework: Defining the Ethics Issue -- Tactical Planning and Alternative Business Plans -- Personal Considerations -- A Final Word About Financial Control -- Essay 2 How a Corporation Becomes Corrupt -- Case 2 Enter Mark-to-Market: Exit Accounting Integrity? -- Jeff Skilling's Association with Enron -- Steve Goddard Prepares to Meet Jeff Skilling -- Author's Note -- Notes -- Essay 3 Necessary Ammunition: Economic Rationales for Financial Control -- Financial Control at the Heart of Business Success: Personal Experience -- Summarizing the Controls/Business Success Intangibles -- The Economic Consequences of Sound Financial Control -- Notes -- Part 2 Business Struggles, Accounting Manipulations -- Case 3 Enron's SPEs: A Vehicle too Far? -- Enron and Special Purpose Entity (SPE) Vehicles -- Chewco Investments -- Author's Note -- Notes -- Case 4 Court Date Coming in California? -- California Decontrols Electricity -- Enron's 'Star Wars' Gambits -- Political Fallout in California -- Enron Legal Investigates -- SR Produces a Legal Opinion -- Author's Note -- Notes -- Part 3 Resisting Corruption at Enron -- Case 5 New Counsel for Andy Fastow -- Determining a Course of Action -- Author's Note -- Notes -- Case 6 Lay Back ... and Say What? -- Problems Deciding What to Say -- Skilling Decides to Call it Quits -- Assessing the Broader State of Enron Focusing on the Task at Hand -- Author's Note -- Notes -- Case 7 Whistleblowing Before Imploding in Accounting Scandals -- Welcome Back -- Now Meet the Raptors -- Pondering an Approach to Ken Lay -- A Decision to Go Forward -- Author's Note -- Notes -- Essay 4 Resisting Corporate Corruption: The Enron Legacy -- Tactical Lessons for Internal Resistance -- Tactical Lessons for Taking Ethics Issues Outside the Firm -- Implications for the Financial Crisis Cases -- Essay 5 Underappreciated Origins of the Financial Crisis - A Personal Memoir -- Jack Bennett Shakes Up Wall Street -- Wall Street Restructures, Consolidates, and Innovates -- Trading Dominates Banking and Client Relations Change -- Prelude to Financial Crisis -- Section 2 The Financial Crisis Cases -- Part 1 New Business Models Undermine Standards and Controls -- Case 1 Seeking a Sustainable Business Model at Goldman Sachs -- Banking vs. Trading at Goldman Sachs -- Competitive Pressures Change Wall Street's Business Models -- Embarrassment and Unprecedented Losses -- Hank Paulson Decides on a 'Counter to Corzine' -- Author's Note -- Notes -- Case 2 He's Madoff with the Money - Stop Him Now? -- Ponzi Schemes and Madoff -- Madoff Perfects the Ponzi Scheme -- More Red Flags than the Soviet Union -- Markopolos Goes to the SEC -- Where to Go after Meaghan Cheung's Cold Shoulder? -- Author's Note -- Notes -- Case 3 Should Countrywide Join the Subprime 'Race to the Bottom'? -- Nature and Structure of the U.S. Mortgage Business, 1940-85 -- Wall Street Develops Collateralized Mortgage Obligations (CMOs) -- 'Subprime 1.0' Temporarily Sobers the Market -- Countrywide's Strategy in the 1990s -- AmeriQuest Launches a Subprime 'Race to the Bottom' -- Mozilo Reconsiders Countrywide's Subprime Strategy -- Author's Note -- Notes -- Case 4 Subprime Heading South at Bear Stearns Asset Management Hedge Funds Develop on Wall Street -- Bear Stearns Forms its Own Hedge Funds -- Mortgage Market Trends and HGF Disclosure -- Financial Control Issues at HGF -- Cioffi and Tannin Respond to Growing Pressures -- February 2007: ELF Performance Turns Negative -- Matthew Tannin Considers His Response to Barclays Bank -- Author's Note -- Notes -- Part 2 Consequences for Gatekeepers and Firms -- Case 5 Ratings Integrity vs. Revenues at Moody's Investors Services -- RMBS/CDO Ratings: Kolchinsky Protests and is Transferred -- Moody's Becomes a NRSRO -- Moody's Culture Changes, and the Firm Goes Public -- Subprime Mortgage Debt: The Ratings Methodology Challenge -- The Subprime Market Begins to Unravel -- Summer 2008 - Moody's Prepares to Resume Ratings -- Author's Note -- Notes -- Case 6 Admission of Material Omission? Citigroup's SIVs and Subprime Exposure -- Citibank's Subprime Product Flow and its SIVs -- Citibank Structures and Launches Subprime SIVs -- Citibank's SIVs Finesse the VIE Rules -- Conditions Worsen in the Mortgage and RMBS/CDO Markets -- Citibank Reports Second Quarter Results -- Third Quarter Events Hammer Citi's Results -- Considering Citi's 3Q Results and IR's Proposed Pre-Announcement -- Author's Note -- Notes -- Case 7 Facing Reputational Risk on Goldman's ABACUS 2007-AC1 -- From Subprime RMBS to CDOs to SCDOs -- Goldman's Trading and its Clients, 2006-07 -- Fabrice Tourre Constructs ABACUS 2007-AC1 -- Tourre Prepares for the MCC ABACUS Review -- Author's Note -- Notes -- Case 8 Time to Drop the Hammer on AIG's Controls? -- Innovation and Controls on Wall Street -- Management and Controls at AIG -- Greenberg Takes a Fall for AIG's 'Cooked Books' -- AIG-FP Confronts a Subprime Market Decline -- FP Faces Collateral Calls on Subprime CDS -- Ryan and PWC Approach a Decision -- Author's Note -- Notes -- Part 3 Financial Firms and Resisters Case 9 Write to Rubin? - Pressure on Underwriting Standards at Citigroup -- National City Bank Becomes a Giant Financial Conglomerate -- Citi Demolishes Glass-Steagall -- Organizational Challenges at Citigroup -- Growth and Controls within Citigroup's Mortgage Operations -- Bowen Considers His Next Step - Write to Rubin? -- Author's Note -- Notes -- Case 10 Lehman Brothers Repo 105 -- Lehman Gets in Trouble -- Repo 105 to the Rescue -- Weighing Ethics, Career and Courses of Action -- Author's Note -- Notes -- Essay 6 Wall Street and the Crisis - Causes, Contributions and Problems to Fix -- Section 3 The Post-Crisis Cases - Reforms, Resistance, Continuing Realities -- Part 1 The Dodd-Frank Act: A Primer -- Case 1 Back to the Future on Goldman Sachs Reputational Risk -- KMI Moves on El Paso -- El Paso Reacts and Goldman Faces its Conflicts -- The Business Standards Committee on Client Conflicts -- Blankfein Considers Goldman's Options to Manage its El Paso-KMI Conflicts -- Author's Note -- Notes -- Case 2 Take Customer Cash to Survive? Compliance and Chaos at MF Global -- Client Protections and Segregated Accounts -- MF Global Courts an Illiquidity Crisis -- Corzine 'Bets the House' on Euro Sovereign Debt -- The Euro Sovereign Debt Crisis Hits -- Markets Begin to Close in on MFGI -- MFGI's Final Week and a Decision on Segregated Accounts -- Author's Note -- Notes -- Case 3 Too Big to Know What's Going on at Banamex? -- Oceanografía Defrauds Banamex -- Managing the Global Financial Supermarket -- Corbat Confronts the Banamex Scandal in a Post-Financial Crisis World -- Author's Note -- Notes -- Case 4 Take CitiMortgage to the Feds? -- CitiMortgage Ignores FHA Procedures -- Citi Fails to Fix its FHA Noncompliance Issues -- Hunt Meets Her Attorney -- Author's Note -- Notes -- Case 5 Faking it on Diesel Emissions at VW (A)? VW Goes Diesel as a Sales and Climate Strategy -- Perceived Consequences of VW Admitting to Fraud -- Geldmacher Decides on Next Steps -- Author's Note -- Notes -- Case 6 Faking it on Diesel Emissions at VW (B)? -- VW's Deception Begins to Unravel -- Geldmacher Watches VW's Deception Intensify -- Geldmacher Considers His Options -- Author's Note -- Notes -- Case 7 Fake it Till You Make it at TESLA? -- The SEC and its Enforcement Arsenal -- TESLA Takes on the Car Market, Faces 'Manufacturing Hell' -- Questionable Accounting by TESLA -- Substantive Basis for Musk's Latest Tweet -- Time for a Decision -- Author's Note -- Notes -- Case 8 Fake it Till You Make it with Patient Blood at Theranos? -- Elizabeth Holmes Wants to Change the World -- The Technology-or Not -- Funding Theranos -- Walgreens Pilot Crashes, Staff Question, and Theranos Looks to Shut Down Dissent -- Theranos Playbook for Disgruntled Employees -- Erika Cheung Considers Her Options -- Author's Note -- Notes -- Case 9 Fake it Till You Cash Out?' on Flexible Office Space at WeWork? -- WeWork Becomes a Unicorn -- WeWork 'Works' the Unicorn Funding Circuit -- IPO Market Conditions Worsen -- J.P. Morgan Faces WeWork's S-1 -- Author's Note -- Notes -- Case 10 What to Do About Faking it at Nikola? -- Nikola Promises a Trucking Revolution -- Potential Nikola/Milton Fraud -- Nikola Goes Public via a SPAC Merger -- Reports of Fraud Surface -- Chairman Clayton Considers the SEC's Options -- Author's Note -- Notes -- Essay 7 'And the Young Shall be Thrown Under the Bus' - Lessons in Resisting Unethical Conduct from Enron Through the Financial Crisis -- Essay 8 Resisting Corporate Corruption, 2022 -- A Note on Blogs and Law Firms -- A Note on Sources -- Index -- The Financial Crisis Cases -- The Post-Financial Crisis Cases -- EULA. |
| title | Resisting Corporate Corruption Practical Cases in Business Ethics from Enron Through SPACs |
| title_auth | Resisting Corporate Corruption Practical Cases in Business Ethics from Enron Through SPACs |
| title_exact_search | Resisting Corporate Corruption Practical Cases in Business Ethics from Enron Through SPACs |
| title_exact_search_txtP | Resisting Corporate Corruption Practical Cases in Business Ethics from Enron Through SPACs |
| title_full | Resisting Corporate Corruption Practical Cases in Business Ethics from Enron Through SPACs |
| title_fullStr | Resisting Corporate Corruption Practical Cases in Business Ethics from Enron Through SPACs |
| title_full_unstemmed | Resisting Corporate Corruption Practical Cases in Business Ethics from Enron Through SPACs |
| title_short | Resisting Corporate Corruption |
| title_sort | resisting corporate corruption practical cases in business ethics from enron through spacs |
| title_sub | Practical Cases in Business Ethics from Enron Through SPACs |
| work_keys_str_mv | AT arbogaststephenv resistingcorporatecorruptionpracticalcasesinbusinessethicsfromenronthroughspacs |