Securities regulation:
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
Durham, North Carolina
Carolina Academic Press
[2017]
|
| Ausgabe: | Seventh edition |
| Schlagworte: | |
| Beschreibung: | xlii, 1292 Seiten 26 cm |
| ISBN: | 9781531001438 1531001432 |
Internformat
MARC
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| 100 | 1 | |a Steinberg, Marc I. |e Verfasser |0 (DE-588)170042731 |4 aut | |
| 245 | 1 | 0 | |a Securities regulation |c Marc I. Steinberg, Radford Professor of Law, Southern Methodist University |
| 250 | |a Seventh edition | ||
| 264 | 1 | |a Durham, North Carolina |b Carolina Academic Press |c [2017] | |
| 300 | |a xlii, 1292 Seiten |c 26 cm | ||
| 336 | |b txt |2 rdacontent | ||
| 337 | |b n |2 rdamedia | ||
| 338 | |b nc |2 rdacarrier | ||
| 505 | 8 | 0 | |t An introduction to securities regulation -- |t Definition of a "security" -- |t Primary issuer transactional exemptions from registration -- |t The registration process -- |t Disclosure, materiality, and the Sarbanes-Oxley and Dodd-Frank Acts -- |t Resales and reorganizations -- |t Due diligence and Securities Act liability -- |t Section 10(b) and related issues -- |t Alternative provisions -- |t Secondary liability -- |t Issuer affirmative disclosure obligations -- |t Insider trading -- |t Financial intermediaries: broker-dealers and investment advisers -- |t Corporate control acquisitions and contests -- |t Securities law enforcement -- |t The role of counsel |
| 653 | 0 | |a Securities / United States | |
| 653 | 0 | |a Securities | |
| 653 | 2 | |a United States | |
| 653 | 6 | |a Casebooks (Law) | |
| 653 | 6 | |a Casebooks (Law) | |
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Datensatz im Suchindex
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| author | Steinberg, Marc I. |
| author_GND | (DE-588)170042731 |
| author_facet | Steinberg, Marc I. |
| author_role | aut |
| author_sort | Steinberg, Marc I. |
| author_variant | m i s mi mis |
| building | Verbundindex |
| bvnumber | BV047448558 |
| contents | An introduction to securities regulation -- Definition of a "security" -- Primary issuer transactional exemptions from registration -- The registration process -- Disclosure, materiality, and the Sarbanes-Oxley and Dodd-Frank Acts -- Resales and reorganizations -- Due diligence and Securities Act liability -- Section 10(b) and related issues -- Alternative provisions -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Financial intermediaries: broker-dealers and investment advisers -- Corporate control acquisitions and contests -- Securities law enforcement -- The role of counsel |
| ctrlnum | (OCoLC)1268175884 (DE-599)BVBBV047448558 |
| edition | Seventh edition |
| format | Book |
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| id | DE-604.BV047448558 |
| illustrated | Not Illustrated |
| index_date | 2024-07-03T18:03:01Z |
| indexdate | 2024-07-10T09:12:25Z |
| institution | BVB |
| isbn | 9781531001438 1531001432 |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-032850584 |
| oclc_num | 1268175884 |
| open_access_boolean | |
| owner | DE-19 DE-BY-UBM |
| owner_facet | DE-19 DE-BY-UBM |
| physical | xlii, 1292 Seiten 26 cm |
| publishDate | 2017 |
| publishDateSearch | 2017 |
| publishDateSort | 2017 |
| publisher | Carolina Academic Press |
| record_format | marc |
| spelling | Steinberg, Marc I. Verfasser (DE-588)170042731 aut Securities regulation Marc I. Steinberg, Radford Professor of Law, Southern Methodist University Seventh edition Durham, North Carolina Carolina Academic Press [2017] xlii, 1292 Seiten 26 cm txt rdacontent n rdamedia nc rdacarrier An introduction to securities regulation -- Definition of a "security" -- Primary issuer transactional exemptions from registration -- The registration process -- Disclosure, materiality, and the Sarbanes-Oxley and Dodd-Frank Acts -- Resales and reorganizations -- Due diligence and Securities Act liability -- Section 10(b) and related issues -- Alternative provisions -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Financial intermediaries: broker-dealers and investment advisers -- Corporate control acquisitions and contests -- Securities law enforcement -- The role of counsel Securities / United States Securities United States Casebooks (Law) |
| spellingShingle | Steinberg, Marc I. Securities regulation An introduction to securities regulation -- Definition of a "security" -- Primary issuer transactional exemptions from registration -- The registration process -- Disclosure, materiality, and the Sarbanes-Oxley and Dodd-Frank Acts -- Resales and reorganizations -- Due diligence and Securities Act liability -- Section 10(b) and related issues -- Alternative provisions -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Financial intermediaries: broker-dealers and investment advisers -- Corporate control acquisitions and contests -- Securities law enforcement -- The role of counsel |
| title | Securities regulation |
| title_alt | An introduction to securities regulation -- Definition of a "security" -- Primary issuer transactional exemptions from registration -- The registration process -- Disclosure, materiality, and the Sarbanes-Oxley and Dodd-Frank Acts -- Resales and reorganizations -- Due diligence and Securities Act liability -- Section 10(b) and related issues -- Alternative provisions -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Financial intermediaries: broker-dealers and investment advisers -- Corporate control acquisitions and contests -- Securities law enforcement -- The role of counsel |
| title_auth | Securities regulation |
| title_exact_search | Securities regulation |
| title_exact_search_txtP | Securities regulation |
| title_full | Securities regulation Marc I. Steinberg, Radford Professor of Law, Southern Methodist University |
| title_fullStr | Securities regulation Marc I. Steinberg, Radford Professor of Law, Southern Methodist University |
| title_full_unstemmed | Securities regulation Marc I. Steinberg, Radford Professor of Law, Southern Methodist University |
| title_short | Securities regulation |
| title_sort | securities regulation |
| work_keys_str_mv | AT steinbergmarci securitiesregulation |